Oracle Financial Services Regulatory Reporting Administration Guide
Contents
1. Infrastructure Atomic Schema The Solution Installer will place the data files under ftpshare STAGE Excelupload of the App Layer These Dimension tables must be fine tuned for the implementation and then uploaded in the following sequence 1 DIM_COUNTRY 2 DIM_STATES 3 DIM_STATUS 4 DIM_ACTION 5 DIM_REPORT_TYPE 6 FCT_BRANCH_INFO 7 DIM_DOMAIN1 8 DIM_DOMAIN2 9 DIM_DOMAIN3 10 DIM_DOMAIN4 11 DIM_DOMAIN5 12 DIM_SECURITY_PARAM 13 DIM_APPLICATION_TYPE 14 DIM MARITAL STATUS 15 DIM_EMP_TYPE 16 DIM_OCC_TYPE 17 DIM_ACCT_TYPE 18 DIM_ADDRESS_TYPE 19 DIM_CURRENCY_TYPE 20 DIM_SUS_REASONS_MY 21 DIM_TRANSACTION_TYPE 22 DIM_SUS_TYPE_SG 23 DIM_ACCT_STATUS_TYPE 24 DIM_COMMUNICATION_TYPE 25 DIM_CONDUCTION_TYPE 26 DIM_CONTACT_TYPE 27 DIM_DOCUMENT_TYPE 28 DIM_ENTITY_TYPE 4 Oracle Financial Services Regulatory Reporting 2 4 Administration Guide MY STR Save Metadata Chapter 2 Administration 29 30 31 32 33 34 33 36 37 38 39 40 41 42 43 44 45 46 47 48 49 DIM_FED_REGULATOR DIM_FUNDS_TYPE DIM_GENDER DIM_INSIDER_RELN_TYPE DIM_INVL_PARTY_TYPE DIM_LAW_AGENCY DIM_RELN_FININST DIM_REPORTING_ENTITY_DTLS DIM_REPORTING_PERSON DIM_REPORT_CODE DIM_REPORT_INDICATORS DIM_ROLE DIM_SUBMISSION_TYPE DIM_SUSPECT_ID_TYPE DIM_SUS_ACTIVITY DIM_SUS_REASONS_SG DIM_TRANSACTION_ITEM_TYPE DIM_TRANS_ITEM_STATUS DIM_USERS FCT_FININST_INFO FCT_TRANSMITTER_INFO For2. Manual This manual deals with the Mart Builder component of the OFSAA Infrastructure and assists you in operating the mart builder to your advantage It encompasses all the activities involved in using the Mart Builder Oracle Financial Services Analytical Applications Infrastructure DeFO User Manual This manual deals with the Data Entry and Forms Designer Component and is aimed at assisting you to create user friendly Data Entry Screens with a choice of layouts It also explains how to load the Look up tables using the Excel Upload feature Oracle Financial Services Behavior Detection Platform Administration Guide This manual defines how to configure and manage the Oracle Financial Services Behavior Detection Platform To find additional information about how Oracle Financial Services solves real business problems see our website at www oracle com financialservices viii Oracle Financial Services Regulatory Reporting 2 4 Administration Guide MY STR About this Guide Conventions Used in this Guide Table 1 lists the conventions used in this guide Table 1 Conventions Used in this Guide Convention Italics Bold Meaning Names of books chapters and sections as references Emphasis Object of an action menu names field names options button names in a step by step procedure Commands typed at a prompt User input Monospace lt Variable gt Directories and subdirectories File names and ext
3. ORACLE Oracle Financial Services Regulatory Reporting Administration Guide MY STR Release 2 4 October 2013 ORACLE FINANCIAL SERVICES Oracle Financial Services Regulatory Reporting Administration Guide MY STR Release 2 4 October 2013 Document Control Number 9MN11 2 4 01 07 Document Number AG 13 RR 007 2 4 01 Oracle Financial Services Software Inc 1900 Oracle Way Reston VA 20190 Document Number AG 13 RR 007 2 4 01 First Edition October 2013 Copyright 2013 Oracle and or its affiliates All rights reserved Printed in U S A No part of this publication may be reproduced stored in a retrieval system or transmitted in any form or by any means electronic mechanical photocopying recording or otherwise without the prior written permission Trademarks Oracle is a registered trademark of Oracle Corporation and or its affiliates Other names may be trademarks of their respective owners Oracle Financial Services Software Inc 1900 Oracle Way Reston VA 20190 Phone 703 478 9000 Fax 703 318 6340 Internet www oracle com financialservices Contents List OTE A v About This Guide M vii Who Should Use this Guides ita vil Scope of this Gulden AAA A vil How this Guide is Organized E ansonsten bene viii Where to Find More Information eee terret Riiie viii Conventions sedun this GUIAS Lun anna ehe ea oa ix CHAPTER 1 Introduction to Oracle Financial S
4. d 7 Click OK 6 Oracle Financial Services Regulatory Reporting 2 4 Administration Guide MY STR User Administration Chapter 2 Administration The Login page opens 8 Login with the new password For more information refer to the Oracle Financial Services Analytical Applications Infrastructure Overview User Manual Oracle Financial Services Regulatory Reporting 2 4 Administration Guide MY STR 7 User Administration Chapter 2 Administration 8 Oracle Financial Services Regulatory Reporting 2 4 Administration Guide MY STR APPENDIX A Web Service User ID and Pass word Reset The default user ID and password supplied for the secured web service call must be changed This user ID and the encrypted password are saved in the database table APPLN_PARAMETERS This chapter discusses the following topics e Changing the User ID e Changing the Password Changing the User ID To change the user ID follow these steps 1 Open the APPLN_PARAMETERS table of the atomic schema for edit 2 For the parameter name WEB SERVICE PARAMETERS or parameter identifier numbered 2 enter the new Webservice User ID in the V_ATTRIBUTE_VALUE1 column 3 Update the database Oracle Financial Services Regulatory Reporting 2 4 Administration Guide MY STR 9 Changing the Password Appendix A WebService User ID and Password Reset Changing the Password The password is sa
5. ensions Process names Code sample including keywords and variables within text and as separate paragraphs and user defined program elements within text Substitute input value Oracle Financial Services Regulatory Reporting 2 4 Administration Guide MY STR About this Guide x Oracle Financial Services Regulatory Reporting 2 4 Administration Guide MY STR CHAPTER 1 Introduction to Oracle Financial Services Regulatory Reporting As a part of regulations and compliances organizations are required to perform appropriate analysis and report suspicious activities that lead to fraud and money laundering to the Regulatory Authorities These regulatory bodies are responsible for safeguarding the financial institutions and consumers from abuse providing transparency in the country s financial system enhancing that country s security and deterring and detecting criminal activity in the financial system As part of this goal these regulatory bodies require the Financial Crimes Unit FCU also referred to as Financial Intelligence Units FIUs in financial institutions to provide data regarding suspicious activities These reports depending on the regulatory geographic region can be delivered in a printed or electronic format RR supports the management delivery and resolution of these regulatory reports across multiple geographic regions and financial lines of business Since there are several differences in requirements for p
6. ervices Regulatory Reporting CHAPTER 2 Administration best ES 3 User Cr ate 3 Exc Upload Basel 4 A TNT 5 Application Parametets u u nen nennen ns nn EEEE cacas carecen 6 User Administration AA AAA Ata 6 Changing the password in Oracle Financial Services Analytical Applications Infrastructure ss 6 APPENDIX A Web Service User ID and Password Reset 9 Chaine the User TD nette ree iino ri energie bis iaa bus 9 Changing Mr u M 10 Oracle Financial Services Regulatory Reporting 2 4 Administration Guide MY STR iii Contents iv Oracle Financial Services Regulatory Reporting 2 4 Administration Guide MY STR List of Tables Table T Conventions Used inthis Guide ete rec E Aladdin i Oracle Financial Services Regulatory Reporting 2 4 Administration Guide MY STR List of Tables vi Oracle Financial Services Regulatory Reporting 2 4 Administration Guide MY STR About This Guide MYSTR Malaysian Suspicious Transaction Report This guide describes comprehensive activities of the Oracle Financial Services Analytical Applications Infrastructure Administrator in the Oracle Financial Services Regulatory Reporting herein referred to as RR and associated solution set This chapter focuses on the following topics Who Should Use this Guide Scope of this Guide How this Guide is Organized Where to Find More Information Co
7. more information on uploading excel files refer to the Oracle Financial Services Analytical Applications Infrastructure DeFO User Manual Save Metadata To save metadata follow these steps 1 Navigate to the Administration menu and select Save Metadata 2 Choose Save Derived Entities and Hierarchies For more information on saving metadata refer to the Oracle Financial Services Analytical Applications Infrastructure Unified Metadata Manager User Manual Note Any subsequent changes made to the Dimensions tables or the Hierarchies and Derived Entities should be saved Oracle Financial Services Regulatory Reporting 2 4 Administration Guide MY STR Application Parameters Chapter 2 Administration Application Parameters The Application Parameters list the various parameters used in the RR and should be configured for the installation The attribute description states the values each attribute can hold For more information refer to the Oracle Financial Services Regulatory Reporting 2 4 Data Model Reference Guide To configure the different parameters do a manual update on the table Appln_Parameters in the Oracle Financial Services Analytical Applications Infrastructure Atomic Schema The list of parameters are as follows e AML Web Service This parameter defines attributes such as the URL User ID and Password associated with the source AML systems Web service This is needed to work with AML systems like FCCM Also ens
8. nventions Used in this Guide Who Should Use this Guide The Oracle Financial Services Regulatory Reporting Administration Guide MYSTR is designed for use by OFSAA Installers and System Administrators Their roles and responsibilities as they operate within the RR application include the following Oracle Financial Services Solution Installer This user installs and configures the Oracle Financial Services Analytical Applications Infrastructure Analytical Framework Platform and the client specific solution sets at a deployment site The Installer also installs upgrades and additional solution sets and requires access to deployment specific configuration information for example machine names and port numbers System Administrator This user configures maintains and adjusts the system and is usually an employee of a specific OFSAA client The System Administrator maintains user accounts and roles archives data and loads data feeds Scope of this Guide This guide details the roles of an administrator in RR The roles include User Creation Excel Upload Save Meta Data and Application Parameters Oracle Financial Services Regulatory Reporting 2 4 Administration Guide MY STR About this Guide How this Guide is Organized The Oracle Financial Services Regulatory Reporting 2 4 Administration Guide MYSTR includes the following topics Chapter 1 Introduction to Oracle Financial Services Regulatory Reporting details the necessit
9. ole 2 Map the Analyst user group to the Reg Report Analyst role 3 Map the Supervisor user group to the Reg Report Supervisor and to RR Supervisor with Edit roles 4 Map the Admin user group to the Reg Report Admin role and to RR Admin with Edit roles 5 Map the Single Super user s user group to the following roles m Reg Report Admin m RR Admin with Edit m Reg Report Supervisor m RR Supervisor with Edit m Reg Report Analyst 6 Execute the following script in the Oracle Financial Services Analytical Applications Infrastructure configuration schema update cssms role function map m set m v function code RRMYFILE where m v function code RRSFILESAR and m v role code RRADMN update cssms role function map m set m v function code RRMYFILE where m v function code RRSFILESAR and m v role code RRADMNE For more information on mapping user groups to roles refer to the Oracle Financial Services Analytical Applications Infrastructure System Configuration and Administration User Manual Oracle Financial Services Regulatory Reporting 2 4 Administration Guide MY STR 3 Excel Upload Chapter 2 Administration Excel Upload The Excel Upload is a feature of the Oracle Financial Services Analytical Applications Infrastructure Platform which allows the reference data stored in Microsoft Excel files to be loaded to the data tables in the Oracle Financial Services Analytical Applications
10. rinted formats versus electronic formats between different geographic regions and data elements that are required on these reports the approach to satisfying the end goal is to provide a Regulatory Reporting framework that is configured to support printed and electronic formats for different geographic regions and to generate and file different types of reports RR is integrated with the Oracle Financial Services Behavior Detection Platform to allow users to generate reports that are automatically populated with information relevant to the investigation which triggered the need for the report to be filed Oracle Financial Services Regulatory Reporting 2 4 Administration Guide MY STR 1 Chapter 1 Introduction to Oracle Financial Services Regulatory Reporting 2 Oracle Financial Services Regulatory Reporting 2 4 Administration Guide MY STR CHAPTER 2 Administration This chapter lists the activities done by the Oracle Financial Services Analytical Applications Infrastructure Administrator e User Creation e Excel Upload e Save Metadata e Application Parameters e User Administration User Creation From the Oracle Financial Services Analytical Applications Infrastructure Security Management menu option you can create users and user groups according to the installation requirements To map the users to the user groups and the user groups to the roles follow these steps 1 Map all user groups to the Access to MY STR Report r
11. ure that the following information is updated in the Configuration file of source AML system RR Web service User ID RR Web service Password _ RR Web service URL e Lock Period This parameter specifies the time after which the system will release the lock on the case This is calculated from the time the last action was taken on the case by the User The time specified is in minutes e Web Service Parameters This parameter identifies all the attributes associated with the web service request for the report like the user ID and password e ECM Flag This flag is set to Y if RR is installed with ECM Enterprise Case Management and N for others User Administration The user with the Admin role must map security attributes to the users For more information refer to the Oracle Financial Services Regulatory Reporting 2 4 User Guide MYSTR Changing the password in Oracle Financial Services Analytical Applications Infrastructure To change the password in Oracle Financial Services Analytical Applications Infrastructure follow these steps 1 Login to the RR with your User ID and Password 2 Click Change Password The Change Password screen opens prompts you to enter both the old password and new password Enter the old password Enter the new password The password should be alphanumeric Confirm the new password Click OK NH Un A 0 The following message appears Password Changed Successfully Please login to procee
12. ved in an encrypted format To change the Password follow these steps 1 Open the web page with the following URL after updating the same http lt WebServer IP gt lt Port Number gt lt Context gt solution RRS RRSEncryptDe crypt jsp Enter the desired password in the Enter Value text box Click Encrypt The newly encrypted password displays in the encrypted decrypted value text area Open the APPLN_PARAMETERS table of the atomic schema for edit D moO A N For the parameter name WEB SERVICE PARAMETERS or parameter identifier numbered 2 enter the new Webservice encrypted password in the V_ATTRIBUTE_VALUE2 column 7 Update the database 10 Oracle Financial Services Regulatory Reporting 2 4 Administration Guide MY STR ORACLE
13. y of filing the RR documents to Regulations and Compliances Chapter 2 Administration details the activities of the Oracle Financial Services Analytical Applications Infrastructure Administrator user to configure and maintain the RR Appendix A Web Service User ID and Password Reset describes the process of changing the user ID and password Where to Find More Information Por additional information about the RR application refer to the following documents Oracle Financial Services Regulatory Reporting 2 4 Release Notes MYSTR This guide details the highlights of the current release Oracle Financial Services Regulatory Reporting 2 4 Data Model Reference Guide MYSTR Volume 1 This guide explains how data in the RR solution is organized and how RR uses the data Oracle Financial Services Regulatory Reporting 2 4 User Guide MYSTR This guide defines how users can view edit and generate report data and file the regulatory reports to the Regulatory Authorities It also helps users to adjust the application parameters Oracle Financial Services Analytical Applications Infrastructure System Configuration and Administration User Manual This manual deals with the System Configuration and Administration components of the OFSAA Infrastructure and assists the administrator in configuring the system managing users and performing administrative tasks Oracle Financial Services Analytical Applications Infrastructure Unified Metadata Manager
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