Yes - Bank of China (Hong Kong)
Contents
1. F 846 SG AAA BANK OF CHINA HONG KONG LIMITED Customer Number Date Pri TE fil i BE 012 BANK OF CHINA Hong Kong LIMITED the Bank is a bank incorporated in the Hong Kong Special Administrative Region of the People s Republic of China and is not an authorized institution within the meaning of the Commercial Bank Law and Regulation on the Checker 2 Checker 1 Maker Administration of Foreign funded Banks of the People s Republic of China nor carrying on banking business in the Mainland China Branch No O Production of ESS For Witnessing Bank Use Only All Must Input Full Name Name of Witnessing Bank H Same OoOO w Pee Authorized Viewer Name Signature fs Sign Code for NCBC Wealth Management Customers of Witnessing Bank Please L Yes O No Apply the BOC Wealth Express Card Mainland issued by BOC simultaneously only applicable to selected witnessing bank L Yes Pe LET ZW TS RAPARALS HUNTS NB PAE RT PERIT WL UEAT 20 47 BAT ATS RL SAS BAT BAT ITS BLESS 14D applicant has already signed with date specified on the Account Opening Form if applicable Please Yes applicant has presented the proof for account opening as below those documents should be stamped with the printed words of CERTIFIED TRUE COPY or Original Sighted or seals with identical meaning with date specified signed by handling staff wit2. necessary for you to provide certain background information which you have furnished to the Bank previously provided that such information remains unchanged If any such information has changed since you have last completed the account opening amendment documentation then for the purpose of the Bank to comply with its customer due diligence policy you must promptly provide the Bank with the updated information and in any event not later than 30 days after such change Existing information furnished to the Bank is deemed to be valid and unchanged until the Bank is otherwise notified Notwithstanding that the Bank has the right to rely on the information obtained or that comes to its knowledge from any source it may consider appropriate to update your existing information in the Bank and may require your confirmation if necessary Please complete this form in block letters All service options and instructions are preset to be displayed in English Completion of the sections highlighted in grey is optional 1 Customer Declaration The undersigned Customer agrees confirms acknowledges and declares that 1 All information set out in this application form and any document s provided by the Customer to the Bank is true correct and complete The Customer authorizes the Bank to verify such information from any source it may consider appropriate The Customer further agrees to notify the Bank promptly in writing upon occurrence of any changes to that inf
3. Commission Bonus Business Income _ 5 Return on Investment 6 Inheritance 7 Sales of Property please specify 8 Others please specify TE id Fill in the number Details 5 Others please specify u Source of Funds At most 3 items can be selected CB A001 2015 11 ENG 3 v Expected Overall Customer Account Activity Pattern and Level Monthly Average Total monthly average receipts and payments after account opened in HKD equivalent Select 1 item only For reference only 1 0 50 000 2 50 001 150 000 3 150 001 500 000 4 500 001 1 250 000 5 1 250 001 or above please specify A Number of monthly average transactions after account opened Select item only For reference only 1 0 25 2 26 50 3 51 100 4 101 200 5 201 or above please specify OE T J 1 Cash 2 Cheque Cashier s Order 3 Transfer 4 Remittance TT Bank Draft 5 Securities investment 6 Fund investment 7 Others please specify Fill in the number Details Overall Transaction Pattern At most 3 items can be selected Main channel s of Transactions At most 3 items can be selected 1 Counter Transaction 2 Internet Mobile Banking 3 ATM 4 Phone Banking 5 Others please specify Fill in the number TERRA 3 Accounts Services 1 Wealth Management 2 Enrich Banking 3 Non Integrated Banking Service only applicable when specified amp Please 1 O 2 O 3
4. above represents your present choice regarding whether or not to receive direct marketing materials and the Bank s intended provision of your personal data to other members of the Group for their use in direct marketing This replaces any choice communicated by you to the Bank prior to this application Please note that your above choice applies to the direct marketing of the classes of products services and or subjects as set out in the Bank s Data Policy Notice Please also refer to the said Notice on the kinds of personal data which may be used in direct marketing and the classes of persons to which your personal data may be provided for them to use in direct marketing 1 The following specimen signatures and signing arrangement will be applicable to all accounts products services applied for in this application 2 The following specimen signatures and signing arrangement will be applicable to all existing accounts products services under the name of the applicant and for all accounts products services applied for in this application 3 The signature and signing arrangement for the existing account please provide the account number shall be applicable to all accounts products services applied for in this application n gt Please M one pE 2 3 L Fill in the account number if selected option 3 ize at 2 Customer s Signature Personal Information of Customer i as specimen signature Name Chinese Su
5. L a M Deposit Accounts Multiple accounts can be selected 1 HKD Savings Account Statement amp A 2 Multi currency Savings Account Statement including RMB account 3 Addition of RMB currency in the existing Multi currency Savings Account Please specify the account number Please a A 2 A 3 A Please specify the Multi currency Savings Account number if selct option 3 alia ese Bee Ree The above selection represents the Customer s present choice and replaces any choice in that regard communicated by the Customer to the Bank prior to this application Wealth Management and Enrich Banking customers need to fulfill the Total Relationship Balance requirement otherwise a monthly service fee will be charged amp Holders of HKD Savings Account s who are non Integrated Banking Service customers will be subject to a counter service fee per each transaction when withdrawing cash or transferring funds over branch counters Qualified for protection by the Deposit Protection Scheme in Hong Kong As the settlement account for Wealth Management Enrich Banking and the relevant fees and charges for the abovementioned products services shall be debited from such accounts AThe BOC Wealth Express Card HKD will be linked with the account as a subsidiary account If the Customer has applied the BOC Wealth Express Card issued by BOC in the Mainland China and the relevant fees and charges for the abovementioned products
6. atement Services Consolidated the new accounts services applied for in this application and the existing accounts services including existing consolidated monthly statement if applicable CB A001 2015 11 ENG 4 d Statement Dispatch Method meem Please M one LI Mail L Electronic Statement Only applicable to Internet Banking Default as Mail if it is not specified Applicable only to Consolidated Monthly Statement service and statements of securities If applicable If you agree to apply electronic statement you can browse the bank account statement via Internet Banking and the Bank will not send the statement by mail to you e Language Settings Applicable to all accounts services statements email and SMS messages Pease MI one L English L Simplified Chinese O Traditional Chinese Default as English if it is not specified Applicable only to Consolidated Monthly Statement service and others will be preset as Traditional Chinese The Bank may change this scope of service from time to time 4 Relationship with specified person s of the Bank The Customer is is not a director supervisor chief executive senior management chairman of committee head of department head of branch lending officer controller holdings 5 or more shareholding alone or together with associates who are controllers of BOCHK Group or Bank of China Ltd including their subsidiaries and branches
7. ation 1 Civil Servant 2 Clerk Secretary Manager 3 Senior Manager Senior Executive 4 Employer Including Self employed 5 Blue Collar Worker Manual Worker 6 Service Worker 7 Unemployment 8 Housewife Home Worker 9 Student 10 Retired 11 Professional Please specify 12 Others Please specify Fill in the number Details a ee pame TT oe o q Marital Status C a Please VI Single Married Divorced or Separated r Education Level 1 Primary school or below 2 Secondary school 3 Post secondary or tertiary 4 University degree 5 Postgraduate or above Fil in the number s Monthly Income HKD 1 10 000 or below 2 10 001 25 000 3 25 001 50 000 4 50 001 75 000 5 75 001 100 000 6 100 001 200 000 7 Above 200 001 Pee Fil in the number t Account Opening Purpose and Reason Account Opening Purpose At most 3 items can be selected 1 Savings Fixed deposit 2 Payroll 3 Investment 4 Loan Repayment 5 Daily transaction 6 Options Stock Dividend Batch 7 Personal finance 8 Retirement Plan 9 Commission 10 Business transaction 11 Others please specify Reason for opening account in HK At most 3 items can be selected Applicable to Non Hong Kong Identity Card Holder p 1 Immigration 2 Work 3 Study also applicable for relatives 4 Investment in Hong Kong Fill in the oe i le oy 1 Payroll 2 Retirement Fund Reserve 3 Income Accumulation 4
8. each a specified person or relatives of a specified person L No I confirm that I am not any of the above persons or their relatives I undertake to notify BOCHK promptly should my status change i e I become one of the above persons or their relatives L Yes it is Name of specified person Relationship 5 Customer s Signature I do not wish the Bank to use my personal data in direct marketing via the following channel s please use to select the channel s Electronic Channels Mail Personal Call If you return the Form without ticking any of the above boxes it means that you do not wish to opt out from any form of the Bank s direct marketing In order to provide more comprehensive services to our customers the Bank may provide your personal data to other members of the Group and any other persons for their use in direct marketing of financial insurance credit card securities commodities investment banking and related services and products and facilities and so forth Please tick v this box if you do not wish the Bank to provide your personal data to the above persons for the above purposes The Group means the Bank and its holding companies branches subsidiaries representative offices and affiliates wherever situated Affiliates include branches subsidiaries representative offices and affiliates of the Bank s holding companies wherever situated The
9. ential Address proof 3 Different than residential and permanent address please fill in the correspondence address in the boxes below only if different Country eee Please Y1 O China L Others please specify fd Postal Code Correspondence Address applicable to all newly opened and existing accounts services 1 Same as Residential Address 2 Same as Permanent Address Fill in the number BB CB A001 2015 11 ENG 2 g Contact Number Details Please fill in the format Country Code Area Code Telephone Number Mobile Phone No 1 TITITIT mosas o E This email address shall be used as the key email address for communication between the Customer and the Bank Customer is reminded to provide a correct and regularly maintained email address h Date of Birth Year Month Day G Nationality _ Ps Please M L China O Others please specify j Identification Document Type 1 Chinese National ID Card 2 Hong Kong ID Card Permanent Resident 3 Hong Kong ID Card Non Permanent Resident 4 Macau ID Card Permanent Resident 5 Macau ID Card Non Permanent Resident 6 Overseas Passport fd 7 Taiwan Passport 8 Others please specify nerdy Fil in the number Details ee E O O 1 Place of Birth eemo Please M L China L Others please specify m Occup
10. h full name and signed by Authorized Signatory staff together with full name _ Identity Proof _ Travel Pass Proof of nationality __ Visa applicable for customer in China Region only _ Residential Address proof L Permanent Address proof if different with the residential address _ Others please specify Account Opening Form Consolidated As part of the account opening process you are required to complete this application form and to provide supporting documents including supporting and other documents required under any laws regulations or guidelines issued by any regulatory or tax authorities if applicable The information is required from you for the Bank s compliance with its customer due diligence policy local laws and regulations and or international standards It forms an important part of the international efforts to combat money laundering terrorist financing and fraudulent activity This application form is for the purpose of opening accounts and or applying for services by new or existing customers Failure to provide the required information may result in the Bank s inability to process your application and or to provide services to you Please refer to the Bank s Data Policy Notice or documents under other relevant headings issued by the Bank and its associate entities from time to time relating to the general policies on the use disclosure and transfer of personal data For existing customers it may not be
11. irman of committee head of department head of branch lending officer controller holdings 5 or more shareholding alone or together with associates who are controllers of BOCHK Group or Bank of China Ltd including their subsidiaries and branches each a specified person or relatives of a specified person The customer undertakes to notify BOCHK promptly should the status change i e the customer become one of the above specified persons or their relatives 7 The Customer understands that the product s deposit s with the mark applied for in the Accounts Services Deposit Accounts section of this application form is are deposit s qualified for protection by the Deposit Protection Scheme in Hong Kong 8 Applicable to Non Hong Kong Residents applying for RMB related services a The Customer understands that the Bank will only accept the Customer s application to open account s in providing RMB services either as Hong Kong resident or non Hong Kong resident depending on whether the Customer is a holder of Hong Kong Identity Card The Bank will provide services to the Customer in accordance with applicable regulatory requirements from time to time depending on the Customer s status as a Hong Kong resident or non Hong Kong resident as declared by the Customer b The Customer undertakes that if the Customer becomes a holder of Hong Kong Identity Card after the declaration date of Non Hong Kong Resident s Customer Dec
12. laration Only Applicable to Non Hong Kong Resident s RMB Related Services section of this application form the Customer shall as soon as practicable inform the Bank of the change The Customer understands that the Bank will upon receiving such notification update its record and provide services according to relevant regulatory requirements applicable to the Customer s status as Hong Kong resident c The Customer understands that the Bank may at any time and without giving any prior notice close or suspend the Customer s account s if the Customer is or shall be in breach of the Customer s declaration and or undertaking above and the Bank shall not be liable for any loss or claim in connection with or arising from such breach 2 Customer Particulars The following customer particulars will be used for purposes of updating the customer s personal data for the accounts services to be opened and those currently existing a a a dd First Ao b English name Please also provide valid passport Surname ooo First name ooo c Gender a a Please MI LC Male Female Country a Pease N E China L Others please specify e Permanent Address Please fill in the boxes below if different with the residential address and should be the same as Permanent Address proof No need to fill in if the same Country aeee Pease A L China i Others please specify fs d Residential Address should be the same as Resid
13. ormation in any event not later than 30 days after such change and to provide certified copies of any replacement or documents including supporting and other documents required under any laws regulations or guidelines issued by any regulatory or tax authorities if applicable The Customer acknowledges that the Bank has the right to rely on the information obtained or that comes to its knowledge from any source it may consider appropriate to update the Customer s existing information and may require the Customer s confirmation if necessary 2 The Customer has received read and understood the Bank s Conditions for Services General Information and General Banking Services Charges and the relevant terms conditions rules user s manual or reference brochures and provisions relating to the accounts products and services applied for in this application form and agrees to be bound by them as amended by the Bank from time to time Customers can view the relevant documents at the Bank s website http www bochk com gt Tools gt Download Forms 3 The Customer understands and agrees that the Bank may at any time at its sole discretion vary the Bank s Conditions for Services General Information and General Banking Services Charges relating to the accounts products and services applied for in this application form with notice using any method including by way of display of such notice in the Bank s premises and or on publicly accessible section
14. rname First name Name English Surname First name ID Card Passport No Signing Arrangement In the one signature set out above of which any one signature s will be effective For BOCHK Use Only 0 Production of ESS AITE 012 Sign No EA RIER EREK RAFE HRH Customer Location Financial Advisor Code Remarks Branch No Contact No Handle By Country Code China LOC ID Passport Type CB A001 2015 11 ENG 5
15. s of the Bank s website http www bochk com 4 The Customer has received read and understood the Bank s Data Policy Notice and agrees to be bound by it as amended by the Bank from time to time Customers can view the relevant documents at the Bank s website http www bochk com gt Tools gt Download Forms The Customer represents that all personal data provided by the Customer to the Bank a has been collected by lawful means and b is accurate in all material respects so far as the Customer is aware The Customer agrees to ensure that in relation to all personal data collected by and provided to the Bank by the Customer all necessary consent required from the data subjects have been obtained and that the data subjects are aware that their personal data and information may be used transferred or disclosed by the Bank in accordance with its policies on the use and disclosure of personal data as set out in its Data Policy Notice made available by the Bank to Customer from time to time and that those data subjects are aware that they may have legal rights of access to and correction of information held about them by the Bank CB A001 2015 11 ENG 1 Unless otherwise specified in other relevant documents if any no other persons besides the Customer has any interest in the Customer s accounts Nin Unless otherwise specified in this application form the Customer is not a director supervisor chief executive senior management cha
16. services shall be debited from such accounts Please complete the following section Non Hong Kong Resident s Customer Declaration Only Applicable to Non Hong Kong Resident s RMB Related Services if non Hong Kong resident applies for RMB account The Customer declares that 1 The Customer is a non Hong Kong resident i e The Customer is not a holder of Hong Kong Identity Card The Customer is not maintaining any account including but not limited to sole name and joint accounts with the Bank as holder of Hong Kong Identity Card 2 The Customer is a non Hong Kong resident i e The Customer is not a holder of Hong Kong Identity Card However the Customer was previously a holder of Hong Kong Identity Card and in such identity status opened account s including but not limited to sole name and joint Zz accounts with the Bank and is still maintaining it ener Fill in the number Please specify if selected option 2 gt the bank account number s is are ae EDRR ERATHEKE b M Internet Banking and Phone Banking Settlement account HKD Savings Account in this application Activate Two factor Authentication for Internet Banking Security Device mmm Please M1 O Apply E Not Apply The Customer will receive the activation password of the Two factor Authentication device and notifications of specified transactions with the mobile phone number stated in 2 Customer Particulars c M Consolidated Monthly St
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