USER GUIDE
Contents
1. TII IP eer E aher ha M M unus SECURITIES INC ELT SOLUTIONS AT YOUR SERVICE INDUSTRIAL N BS ALLIANCE BOND TRADER SYSTEM TAILOR MADE SOLUTIONS AT YOUR SERVICE Introduction 3 Main tabs 4 Requesting a login 5 Logging into the system 5 Main menus and tips Main menu for all tabs 6 How to use the multiple sort feature 6 Inventory Category 8 Inventory Favorites 9 Inventory Search 10 Description page 11 Overview on how to place an order 12 Orders Order status 15 Search 17 Export orders 18 Basket 19 The Industrial Alliance Securities Bond Trader system is a web based transactional bond platform This platform allows you to transact buy sell fixed income products The system is set up for four types of users 1 Internal Industrial Alliance Securities Investment Advisors 2 External Dealers admin or non admin functions 3 Money Managers 4 Industrial Alliance Securities Traders Before executing a transaction you will access the order entry screen where you will be able to prefigure your buy or sell order with the client price the yield the commission if any the nominal face value and the total disbursement amount Also you will be able to allocate the transaction to a specific account MAIN FEATURES e Order entry screen e Description page by security e Multiple2. Zu D uatportaliagto ca iatx ts 1381891897971st p amp p jb orders Bond Trader amp Inventory wBasket E Fimm Pending Filled Rejected Cancelled All Q Search Status Market Cusip y z Status Side CUSIP Face Issuer Coupon Maturity value 1 Pending Sell 29253ZAD7 2 000 ENCANA CORP 5 8 2018 01 18 2 Pending Sell 31807ZAM4 2 000 FINNING INTL INC 3 232 2020 07 03 3 Pending Sell 448055AH6 2 000 HUSKY ENERGY INC 5 2020 03 12 4 Pending Buy 45834ZAC3 5 000 INTER PIPELINE FUND 3 776 2022 05 30 5 Pending Buy 86721ZAC3 5 000 SUNCOR ENERGY INC 5 8 2018 05 22 6 Pending Buy gt 880789 8 5 000 TERANET HOLDINGS LP 4 807 2020 12 16 7 Pending Sell 31807ZAE2 2 000 FINNING INTL INC 6 02 2018 06 01 Example of the exported file below All fields will be available Order Id Status 15252 15254 15256 15258 15260 15262 15253 15255 15257 18 PENDING PENDING PENDING PENDING PENDING PENDING PENDING PENDING PENDING Side SELL SELL SELL BUY BUY BUY SELL SELL BUY Cusip 29253ZAD7 31807ZAM4 448055AH6 45834 ZAC3 86721ZAC3 880789AB8 31807ZAE2 448055AG8 45834 ZAD1 Face Value Issuer 2000 2000 2000 5000 5000 5000 2000 2000 5000 ENCANA CORP FINNING INTL INC HUSKY ENERGY INC INTER PIPELINE FUND SUNCOR ENERGY INC TERANET HOLDINGS LP FINNING INTL INC HUSKY ENERGY INC INTER PIPELINE LTD Coupon 5 8 3 232 5 3 776 5 8 4 807 6 02 3 75 3 448 Maturity 01 18 2018 07 0
3. By clicking on each subtab you can access Pending Filled Rejected Cancelled or All trades Pending _ Any order not confirmed by a trader will be in this section Filled All filled orders will be in this section Rejected order may be rejected by a trader for various reasons wrong price wrong quantity etc Cancelled A cancelled order is an order that has been filled and then cancelled by a trader after it has been executed wrong bond wrong quantity etc All List of all Pending Filled Rejected and Cancelled orders Any time after an order has been submitted you can e View and print the order or modify the account number and or client price same day only 15 gt ow we er ae d Step 1 By clicking on the right side of the screen you will see the options View and Modify if same day gt D uat portaliagto ca iatx ts 1381891897971 t p amp p jb orders Bond Trader amp Anna Test amp Inventory wBasket Bond Trader Pending Filled Rejected Cancelled All Search Export orders Status Market Cusip Trade date from User x x 3 Sep 2013 to 30 Oct 2013 amp Reset Go Status Side CUSIP Face Issuer Coupon Maturity Trader Transfer Transfer Client Client Account Trader User ader Trade date value price price yield price yield account 1 Pending Sell 29253ZAD7 2 000 ENCANA CORP 5 8 2018 01 18 109 832 109 832 3 3
4. 2 https portaliagto ca iatx ts 1381867680158 t p amp p jb inventory V Bond Trader amp Security amp Yves Therrien Orders wBasket More Bond Trader MAIN MENU FOR ALL TABS The main menu is always at the top of the page no matter where you are in the system The inventory page is the default page you will see when logging into the system for the first time If you click on your name in the top right corner of the main menu you will be able to 1 Change the language 2 Change your password 3 Set as start page from any page just click on Set as start page to select it as the page you would like to start with when logging in 4 Sign out HOW TO USE THE MULTIPLE SORT FEATURE You can use the multiple sort feature anywhere in the system by following these steps For example if you select Provincial under the Category tab in the Inventory main tab Step 1 XP J i gt 8 https portaliagto ca iatx ts 1381867680158st p amp p jb inventory Bond Trader amp Security e amp Yves Therrien Orders Basket Firm More BOE Trader Category Favorites Q Search Inactive securitites only Market CAD gt Money market Federal Municipal Corporate Coupon Residual T BILL Canada Quebec Quebec Investment grade Federal Bankers Other Ontario Other High yield Provincial acceptances Other Corporate Municipal CUSIP Issuer Coupon Matu
5. Alliance Securities Inc 2200 McGill College Avenue Suite 350 Montreal H3A 3P8 Telephone 514 499 1066 Toll free 1 800 361 7465 www lasecurities com info iasecurities com The elephant symbol of Industrial Alliance s 120 years of strength and solidity INDUSTRIAL ALLIANCE SECURITIES INC F95 46A
6. Other Issuer CANADIAN GOVERNMENT CANADIAN GOVERNMENT CANADIAN GOVERNMENT CANADIAN GOVERNMENT CANADIAN GOVERNMENT CANADIAN GOVERNMENT CANADIAN GOVERNME CANADIAN GOVERMENT CANADIAN G VERNMENT CANADIAN GOVERNMENT p NADIAN GOVERNMENT CANADIAN GOVERNMENT CANADIAN GOVERNMENT CANADIAN GOVERNMENT CANADIAN GOVERNMENT Provincial Quebec Ontario Other Coupon Municipal Quebec Other Maturity Call date 2013 11 01 2014 02 01 2014 0349 2056 05 01 y 2014 06 01 2014 06 01 2014 08 01 2014 11 01 2014 12 01 2015 02 01 2015 05 01 2015 06 01 2015 06 01 2015 08 01 2015 12 01 Step 2 Securities now found in the Favorites section Category 1 2 8 https portal iagto ca iatx ts 1381 Bond Trader Favorites CUSIP 135087A38 1350872 4 amp Security Q Search Issuer CANADIAN GOVERNMENT CANADIAN GOVERNMENT e iO 27 A NOA Orders Basket Fim Coupon 1 5 3 4341944 t p amp p jb inventory Maturity Call date 2015 08 01 2015 12 01 e in amp Yves Therrien Bond Trader Inactive securitites only Market CAD x Corpo Coupon Residual Inveg ment grade Federal igh yield Provincial Corporate Municipal Bid qty Bid yield Bidprice Offer price Offer yield Offer qty 1 000 000 1 15 100 008 100 018 0 91 1 000 000 1 000 000 0 98 99 996 100 001 0 96 1 000 000 1 000 000 0
7. Trade date from Client account User y Sep 2013 amp to 30 2013 amp C Reset Y Go Status Side CUSIP Face Issuer Coupon Maturity Trader Transfer Transfer Client Client Account Trader User Trader Trade date ES value price price yield price yield account 1 Pending Sell 29253ZAD7 2 000 ENCANA CORP 5 8 2018 01 18 109 832 109 832 3 34 109 832 3 34 37Z510A anna 2013 09 17 E yahoo ca 2 Pending Sell 31807ZAM4 2 000 FINNING INTL INC 3 232 2020 07 03 96 282 96 282 3 86 96 282 3 86 37Z510A anna 2013 09 17 yahoo ca 3 Pending Sel 448055AH6 2 000 HUSKY ENERGY 5 2020 03 12 107 430 107 430 3 70 107 430 3 70 37Z510A anna 2013 09 17 yahoo ca 4 Pending Buy 45834ZAC3 5 000 INTER PIPELINE FUND 3 716 2022 05 30 96 435 96 435 4 27 96 435 4 27 372510A anna 2013 09 17 yahoo ca 5 Pending Buy 86721ZAC3 5 000 SUNCOR ENERGY INC 5 8 2018 05 22 111 345 111 345 3 17 111 345 3 17 37Z510A anna 2013 09 17 yahoo ca 6 Pending Buy gt 880789 8 5 000 TERANET HOLDINGS LP 4 807 2020 12 16 104 116 104 116 4 14 104 116 4 14 37Z510A anna 2013 09 17 yahoo ca 7 Pending Sell 31807ZAE2 2 000 FINNING INTL INC 6 02 2018 06 01 111 531 111 531 3 35 131 534 3 35 37Z510A anna 2013 09 17 dl 17 EXPORT ORDERS As mentioned before you are able to export all trades to Excel This can be done by clicking Export orders at the top right of the screen An Excel file will then appear below the list of trades Click to access the Excel fi u A
8. be entered by amount If commission is required it can be entered by price markup If a commission is required it must be checked and a commission amount must be provided Next step before submitting multiple orders at the same time In order to create a user the following information is required e First name e Last name e Phone number e Email address e Firm name Once we have received the information we will create a user name and temporary password Once a login has been created an email will be sent to you with your login details Our platform works best with the Chrome browser which you can download using the following link https www google com intl en chrome browser You can access our system using the following link https portal iagto ca Once you have received your user name and your temporary password just follow the link indicated in the email https portal iagto ca Sign in page Sign in In order to access the system your user name and your temporary password will E be required Upon your initial login you will be asked to change your temporary password The system will also require setting up three security questions You will Password be required to answer one of these questions every time you log into the system Once this step is completed creating your own password you will be invited to FERNER log back into the system with your user name and your new password P DZ
9. markup of 1 00 The client price is now 100 123 and the client yield is now 1 47 This order is ready to be submitted Issuer Features B UY CANADIAN GOVERNMENT CUSIP Coupon Maturity Rating 135087A46 1 50 2017 09 01 Transfer Client Trade date 2013 10 15 Trade date 2013 10 15 Setti date 2013 10 18 date 2013 10 18 Price Price 100 123 Yield 47 Available quantity 1 000 000 Available quantity 1 000 000 Face value 10 000 Face value 10 000 Principal amount 9 912 30 Principal amount 10 012 30 Accrued interests 19 32 Accrued interests 19 32 Total amount 9 931 62 Total amount 10 031 62 Price markup Commission All in 100 00 Yield 1 74 Minimum quantity 1 000 Multiple of 1 000 we ER Commission not built in Account 123456 Expire in 45 sec x Cancel v Submit 14 The Orders section allows you to Access Pending Filled Rejected Cancelled or All trades View and print orders and modify order account numbers and or client prices same day only e Search for orders e Export orders into Excel Pending subtab in the Orders section gt C 3 uat portaliagto ca iatx ts 13818918979714t p amp p jb orders IAJES Bond Trader amp Inventory Basket Firm Pending Filled Rejected Cancelled All Q Search Select Status Side CUSIP Face Issuer Coupon Maturity Trader Transfer Transfer Client Client Account Trader User value price price yield price yield account
10. 3 2020 03 12 2020 05 30 2022 05 22 2018 12 16 2020 06 01 2018 03 12 2015 07 20 2020 Trade date from 3 Sep 2013 to 30 2013 amp Trader Price Transfer Price 109 832 96 282 107 43 96 435 111 345 104 116 111 531 102 469 97 648 109 832 96 282 107 43 96 435 111 345 104 116 111 531 102 469 97 648 Trader Transfer Transfer Client Client price price yield price yield 109 832 109 832 3 34 109 832 3 34 96 282 96 282 3 86 96 282 3 86 107 430 107 430 3 70 107 430 3 70 96 435 96 435 4 27 96 435 4 27 111 345 111 345 3 17 111 345 3317 104 116 104 116 4 14 104 116 4 14 11312591 111 531 32351 331 532 35 Account 37Z510A 37Z510A 37Z510A 37Z510A 37Z510A 37Z510A 37Z510A Transfer Yield Client Price 3 34 3 86 3 7 4 27 3 17 4 14 3 35 2 05 3 84 Client account Trader account 109 832 96 282 107 43 96 435 111 345 104 116 111 531 102 469 97 648 User anna yahoo ca anna yahoo ca anna yahoo ca anna yahoo ca anna yahoo ca anna yahoo ca anna Bond Trader User Trader amp Anna Test Export orders Trade date 2013 09 17 2013 09 17 2013 09 17 2013 09 17 2013 09 17 2013 09 17 2013 09 17 m Client Yield Client Account Trader Account 3 34 3 86 3 7 4 27 3 17 4 14 3 35 2 05 3 84 37Z510A 37Z510A 372510A 372510A 372510A 372510A 372510A 372510A 372510A The trading b
11. 4 109 832 3 34 372510A anna 2013 00 yahoo ca om 2 Pending Sell 31807ZAM4 2 000 FINNING INTL INC 3 232 2020 07 03 96 282 96 282 3 86 96 282 3 86 37Z510A anna Mil 4 uo 3 Pending Sell 448055AH6 2 000 HUSKY ENERGY 5 2020 03 12 107 430 107 430 3 70 107 430 3 70 37Z510A anna 2013 09 17 yahoo ca 4 Pending Buy 45834ZAC3 5 000 INTER PIPELINE FUND 3 776 2022 05 30 96 435 96 435 4 27 96 435 4 27 37Z510A anna 2013 09 17 yahoo ca 5 Pending Buy 86721ZAC3 5 000 SUNCOR ENERGY INC 5 8 2018 05 22 111 345 111 345 3 17 111 345 3 17 37Z510A anna 2013 09 17 yahoo ca 6 Pending Buy 880789AB8 5 000 TERANET HOLDINGS LP 4 807 2020 12 16 104 116 104 116 4 14 104 116 4 14 37Z510A anna 2013 09 17 yahoo ca 7 Pending Sell 31807ZAE2 2 000 FINNING INTL INC 6 02 2018 06 01 111 531 111 531 3 35 111 531 3 35 37Z510A anna 2013 09 17 dl Step 2 After clicking on View in Step 1 because it is not the same day you can only view and print the order No modifications are allowed Order Issuer Features SELL CUSIP Coupon Maturity Rating 29253ZAD7 5 80 2018 01 18 Trade date 2013 09 17 Trade date 2013 09 17 date 2013 09 20 date T43 2013 09 20 Price 109 832 price 109 832 Yield 3 34 yield 3 34 Available quantity 1 000 000 available quantity 1 000 000 Face valie Face value 2 000 Principal amount 2 196 64 Principal amount 2 196 6 Accrued in
12. 75 1 05 7 d 6 803854 6 PROVINCE OF SASKATCHEWAN 2014 06 03 250 000 1 09 102 588 22 1 803854 5 PROVINCE OF SASKATCHEWAN 2015 12 03 250 000 1 43 105 875 105 961 1 39 5 67 1 803854 58 PROVINCE OF SASKATCHEWAN 2020 07 28 250 000 2 76 107 02 107 18 2 73 23 102 3 803854GY8 PROVINCE OF SASKATCHEWAN 2029 03 05 250 000 3 88 121 567 121 959 3 85 25 111 803854HN1 PROVINCE OF SASKATCHEWAN 2031 09 05 250 000 3 98 130 819 131 2 3 95 23 116 803854JA7 PROVINCE OF SASKATCHEWAN 2033 09 05 250 000 4 03 124 015 124 407 4 01 25 123 803854JH2 PROVINCE OF SASKATCHEWAN 2035 09 05 250 000 4 07 121 986 122 316 4 05 25 128 803854JJ8 PROVINCE OF SASKATCHEWAN 2037 03 05 250 000 4 09 113 578 113 904 4 07 25 139 803854JL3 PROVINCE OF SASKATCHEWAN 2040 06 01 250 000 4 1 110 459 110 891 4 08 25 148 803854JT6 PROVINCE OF SASKATCHEWAN 2042 02 03 250 000 4 11 88 177 88 56 4 09 25 12 1 748148RN5 PROVINCE OF QUEBEC 2014 12 01 1 000 000 1 19 104 783 104 826 1 25 1 00 19 5 748148RPO PROVINCE OF QUEBEC 2015 12 01 1 000 000 1 49 107 301 107 36 1 46 1 00 31 74814ZDH3 PROVINCE OF QUEBEC 2016 12 01 1 000 000 1 83 108 074 108 147 1 8 1 00 40 ww 74814ZDR1 PROVINCE OF QUEBEC 2017 12 01 1 000 000 2 23 108 902 108 968 2 21 1 00 51 34 748147004 PROVINCE OF QUEBEC 2018 12 01 000 000 2 55 109 291 109 374 2 54 1 06 57 3 74814ZEE9 PROVINCE OF QUEBEC 2019 12 01 000 000 2 84 109 276 109 381 2 82 1 00 Note The two sorts will be indicated by the numbers 1 first sort criteria a
13. 99 100 375 100 382 0 97 1 000 000 1 000 000 1 02 99 854 99 894 0 95 1 000 000 1 000 000 1 02 102 467 102 477 1 1 000 000 1 1 000 000 1 01 101 23 101 236 1 1 000 000 1 000 000 1 03 100 96 100 97 1 01 1 000 000 1 000 000 1 05 99 948 99 964 1 03 1 000 000 1 000 000 1 06 101 045 101 071 1 04 1 000 000 _ 1 000 000 1 74 99 87 99 89 1 09 1 000 000 1 000 000 115 99 774 99 794 1 14 1 000 000 1 000 000 1 16 105 346 105 372 1 15 1 000 000 1 000 000 1 16 102 14 102 16 1 15 1 000 000 1 000 000 1 22 100 532 100 543 1 19 1 000 000 1 000 000 1 27 103 613 103 633 1 26 1 000 000 Jo e amp Yves Therrien Bond Trader E Inactive securitites only Bid qty Bid yield Bid price 1 000 000 1 2 100 532 1 000 000 1 27 103 613 Offer price 100 543 103 633 Offer yield T Market 19 26 CAD Offer qty 1 000 000 1 000 000 Nc INVENTORY SEARCH All menus under the Inventory tab will allow you to place orders The third subtab is Search This section allows you to find securities using specitic search criteria Simply enter the criteria of your choice and click on Go to view the results Step 1 Search for a specific CUSIP 87262KAB1 https portal iagto ca iatx ts 13903994 14301 amp t p amp p jb inventory 29 Apps Lenovo Recommen Yahoo Canada Dealer Station Bond Trader New Laurentian Ban C Other bookmi Orders wBagfft ElF
14. Buy EI Face value 5000 5000 5000 5000 5000 5000 5000 5000 Trade date 2013 10 16 Bid TRF Bid CLT Bid price price CLT yield 109 042 109 042 2 660 111 500 111 500 2 930 107 644 107 644 2 920 105 498 105 498 3 180 Ask TRF Ask CLT Ask price 99 293 108 036 113 661 98 574 price CLT yield 99 293 2 090 108 036 2 270 113 661 2 360 98 574 2 410 Total amount 4 975 5 426 5 789 4 941 5 537 5 668 5 463 5 352 84 54 07 09 Y e amp Anna Test Bond Trader Commission Account CAD Splits Account 37251 CAD Splits Account 37251 y CAD Splits Account 37251 CAD Splits Account 37251 CAD Splits Account 37251 x CAD Splits Account 37751 v CAD Splits Account 37251 y CAD Splits Account 37251 y Settl T 3 T 9 T 3 T 3 T 3 T 3 T 3 date 4 m 01 49 lt Submit 2013 10 2012 10 2013 10 s a ms om e After Step 4 you are ready to click Submit if you accept the prices displayed Unselect any unwanted securities simply by unchecking them and those trades will not be executed There for you from coast to coast Industrial Alliance Securities has several offices in Canada Contact our head office or visit our website to find the advisor nearest you Industrial
15. FINANCEMENT QUEBEC 4 25 2014 03 01 500 000 1 09 101 166 101 204 0 99 500 000 5 683234UF3 ONTARIO PROVINCE OF 5 2014 03 08 1 000 000 1 07 101 525 101 553 1 1 000 000 3 31739ZAM7 FINANCEMENT QUEBEC 3 25 2014 06 01 500 000 14317 101 318 101 346 1 07 500 000 5 803854JF6 PROVINCE OF SASKATCHEWAN 5 25 2014 06 03 250 000 1 09 102 588 Example of Ontario category J B https portal iagto ca iatx ts 1381874341944 p amp p jb inventory Bond Trader amp Security las e amp Yves Therrien Orders Basket Firm Category ww Favorites Money market T BILL Bankers acceptances Q Search Federal Canada Other CUSIP 683234UF3 6832348C5 683234WM6 683234C30 683234YC6 68323AAF 1 Issuer ONTARIO PROVINCE OF Coupon ONTARIO PROVINCE OF ONTARIO PROVINCE OF 4 ONTARIO PROVINCE OF qu ONTARIO PROVINCE OF 4 ONTARIO PROVINCE OF 25 15 4 2 More Provincial Quebec Other Maturity Call date 2014 03 08 2014 09 08 2015 03 08 2015 09 08 2016 03 08 2016 09 08 Municipal Corporate Quebec Investment grade Other High yield Bid qty Bid yield Bid price 1 900 000 1 07 101 525 1 000 000 TE 101 895 1 000 000 1 22 104 503 1 000 000 4 37 103 299 1 000 000 1 54 106 673 1 000 000 1472 104 166 ESTE Bond Trader Inactive securitites only Market CAD x Coupon Residual Federal Provincial Corporate Municipal Offer price Offer yield Of
16. Inventory subtab where you can access available inventory Category Favorites or Search you can also access the description page of any security by clicking on the CUSIP beside that security Step 1 View available inventory under either Category Favorites or Search AIS Bond Trader amp Security https portal iagto ca iatx ts 1381874341944st p amp p jb inventory 2 Trader amp Yves Therrien Market Orders Basket Firm Category t Favorites Q Search Inactive securitites only Money market Federal Provincial Municipal Corporate Coupon Residual T BILL Quebec Quebec Investment grade Federal Bankers Other Ontario Other High yield Provincial acceptances Other Corporate Municipal CUSIP Issuer Coupon Maturity Call date Bid qty Bid yield Bid price Offer price Offer yield 1 z 135087274 CANADIAN GOVERNMENT 1 5 2013 11 01 1 000 000 1 15 100 008 100 018 0 91 2 3 1350872W7 CANADIAN GOVERNMENT 1 2014 02 01 1 000 000 0 98 99 996 100 001 0 96 3 3 135087ZN7 CANADIAN GOVERNMENT 2 2014 03 01 1 000 000 0 100 375 100 382 0 97 4 z 135087273 CANADIAN GOVERNMENT 0 75 2014 05 01 1 000 000 1 02 99 854 99 894 0 95 Step 2 Click on CUSIP in this case 135087A38 Security Issuer CUSIP 135087A38 CUSIP override for ISM BB Number EJ1505217 Issuer CANADIAN GOVERNMENT Category Federal y Classification J Federal Canada il Money market T BILL M
17. asket section allows you to place several orders at the same time It is a powerful and efficient tool Characteristics of the basket Orders may contain a single CUSIP for multiple accounts and or multiple CUSIPs for the same account You may place as many orders as you want You can also make modifications to the original request before submitting the final trades Also once all prices are displayed you can keep or reject all or part of the order before submitting it for execution To remove a specific trade simply uncheck the unwanted trade Here are the steps to follow to create a basket First create an Excel spreadsheet with the following columns in this order e CUSIP mandatory e SIDE Buy or Sell e QUANTITY COMMISSION can be by amount or price markup or not built in e ACCOUNT NUMBER To take advantage of the strength of this feature we strongly recommend that external users use only the following criteria CUSIP SIDE and QUANTITY Step 1 Sample of Excel spreadsheet for trading basket 68323AAX2 Buy 5000 683234204 5000 683234 01 Buy 5000 68323ABR4 Buy 5000 683234880 Sell 5000 683234WT1 Sell 5000 6832348J0 Sell 5000 68323AAD6 Sell 5000 Step 2 Empty Basket section gt C uatportaliagto ca iat ts 1381891897971 t p amp p jb basket DE Bond Trader amp Anna Test inventory Orders More Bond Trader Commission type Amount Price markup 7 Commis
18. et Category ww Favorites Money market T BILL Bankers acceptances CUSIP 9 iv 135087YU2 10 1350872 5 11 135087 95 12 5 135087 7 13 7 135087ZC1 14 135087A38 15 135087224 16 7 135087 79 17 7 135087YB4 18 i 135087211 19 YY 135087829 20 135087200 21 5 13508729 22 135087YF5 23 5 135087A46 24 135087 87 25 3 135087YL2 26 3 135087837 27 135087YR9 12 Q Search Federal Other Issuer CANADIAN GOVERNMENT CANADIAN GOVERNMENT CANADIAN GOVERNMENT CANADIAN GOVERNMENT CANADIAN GOVERNMENT CANADIAN GOVERNMENT CANADIAN GOVERNMENT CANADIAN GOVERNMENT CANADIAN GOVERNMENT CANADIAN GOVERNMENT CANADIAN GOVERNMENT CANADIAN GOVERNMENT CANADIAN GOVERNMENT CANADIAN GOVERNMENT CANADIAN GOVERNMENT CANADIAN GOVERNMENT CANADIAN GOVERNMENT CANADIAN GOVERNMENT CANADIAN GOVERNMENT More Provincial Quebec Ontario Other Coupon 3 75 Municipal Quebec Other Maturity Call date 2014 12 01 2015 02 01 2015 05 01 2015 06 01 2015 06 01 2015 08 01 2015 12 01 2016 02 01 2016 06 01 2016 06 01 2016 08 01 2016 09 01 2017 03 01 2017 06 01 2017 09 01 2018 03 01 2018 06 01 2018 09 01 2019 06 01 Bid qty 1 000 000 1 000 000 1 000 000 1 000 000 1 000 000 1 000 000 1 000 000 1 000 000 1 000 000 1 000 000 1 000 000 1 000 000 1 000 000 1 000 000 1 000 000 1 000 000 1 000 000 1 000 000 1 000 000 ESTE Bond Trader F Inactive secur
19. f the box is checked the client will see the commission For internal Industrial Alliance Securities investment advisors the account field must be completed For users that are external to Industrial Alliance Securities the account number field is optional If it is completed the system will keep it on the trading blotter for external firm accounting purposes only For money managers the default account number will be our split account bulk account unless another account number is specified by the user All available account numbers will be listed in the account field drop down list in the order entry screen Accounts can be added to this list upon request If the split account is chosen the trade allocation s must be provided by email or telephone following the trade Once all fields are completed you must click on the Validate button The system will then make sure all required fields are completed and you must click on Submit to confirm the trade Once the order is submitted the transaction will be displayed with a status of pending Before closing the order entry interface you can view the status at the bottom of the screen which refreshes every 10 seconds A trader from Industrial Alliance Securities will then fill the order After you close the order entry screen the order can be found in the orders section and printed at any time Orders can also be exported to an Excel file Example A purchase of 10 000 with a price
20. fer qty Note Up 101 553 1 1 000 000 01 101 925 1 07 1 000 000 201 104 55 1 19 1 000 000 201 103 342 1 35 1 000 000 201 106 72 1 52 1 000 000 201 104 232 1 69 1 000 000 201 1 INVENTORY FAVORITES gt L a gt All menus under the Inventory tab will allow you to place orders The second subtab is Favorites The first time you click on the Favorites tab it will be empty You can add securities to the Favorites section just by clicking on the star beside the security s CUSIP in the Category section or after a search in the Search section Each bond you add to the Favorites section will be indicated with a blacked in star To remove a security from the Favorites section simply click on the blacked in star The star will then be white again and the security will no longer appear in the Favorites section Step 1 Example of Canada category under Inventory Category Two securities have been marked as favorites see blacked in stars IASS https portal iagto ca iatx ts 1381874341944 p amp p jb inventory Bond Trader amp Security Orders Basket Firm Q Search Category t Favorites Money market T BILL Bankers acceptances CUSIP 1 53 135087214 2 1 135087ZW7 3 5 135087ZN7 4 135087773 5 135087 58 6 135087YS7 7 1 135087258 8 135087453 9 iv 135087YU2 10 3 135087ZX5 11 5 135087A95 12 135087 13 52 4087201 14 135087438 15 135087224 Federal
21. im gt ee Bond Trader Category Favorit Q Search Inactive securitites only Market CAD Y Category Rating from Coupon from Price from Yield from Maturity from Y M Cusip to to to to to 87262KAB1 a Available quantity C Reset Y CUSIP Issuer Coupon Maturity Call Bid qty Bid yield Bid price Offer Offer Offer qty Note Benchmark Bid Offer DBRS SP rate a date price yield spread spread rate Step 2 Results displayed after clicking Go gt hittps portal iagto ca iatx ts 1390394314301 amp t p amp p jb inventory Y St Apps Ler Recommen Yahoo Canada Portal JamesBond Dealer Station CBI Bond Trader B New Laurentian Ban Other bookmi This page is French Would you like to translate it Translate Nope Options IASS orders More ENEE Bond Trader Category Favorites Q Search Inactive securitites only Market CAD Y Category Rating from Coupon from Price from Yield from Maturity from Y Y Cusip to to to to to 87262KAB1 Y Available quantity C Reset Y Go CUSIP Issuer Coupon Maturity Call Bid qty yield Bid price Offer Offer Offer qty Note Benchmark Bid Offer DBRS SP rate a date price yield spread spread rate 1 35 87262KAB1 TMX GROUP LTD 4 461 2023 08 03 500 000 4 20 102 038 102 523 4 14 495 000 CAN1 5 23 169 164 AH N A 10 DESCRIPTION PAGE In any
22. itites only Market CAD y Corporate Coupon Residual Investment grade Federal High yield Provincial Corporate Municipal Bid yield Bid price Offer price Offer yield Offer qty 1 06 101 045 101 071 1 04 1 000 000 La 99 87 99 89 1 09 1 000 000 1 15 99 774 99 794 1 14 1 000 000 1 16 105 346 105 372 1 15 1 000 000 1 16 102 14 102 16 1 15 1 000 000 1 2 100 532 100 543 1 19 1 000 000 1 27 103 613 103 633 1 26 1 000 000 3 1 29 99 909 99 929 1 28 1 000 000 1 35 106 799 106 816 1 35 1 000 000 1 36 101 653 101 671 1 35 1 000 000 1 44 98 808 98 826 1 43 1 000 000 1 46 103 628 103 651 1 45 1 000 000 1 57 99 779 99 803 1 56 1 000 000 1 63 108 29 108 316 1 62 1 000 000 1 74 99 1 99 123 1 74 1 000 000 1 86 97 439 97 467 1 86 1 000 000 1 88 110 419 110 497 1 87 1 000 000 1 94 96 82 96 85 1 93 1 000 000 2 08 108 826 108 869 2 07 1 000 000 Step 2 Click on the security you want to buy Issuer Features CANADIAN GOVERNMENT 6 CUSIP Coupon Maturity Rating 135087A46 1 50 2017 09 01 Transfer Client Trade date 2013 10 15 Trade date 2013 10 15 date 2013 10 18 Settl date T 3 2013 10 18 Price 99 123 1 74 Price 99 123 Yield 1 74 Available quantity 1 000 000 1 000 000 Face value 9 Face value Principal amount 0 00 Accrued interests 0 00 Total amount 0 00 Principal amount 0 00 Accrued interests 0 00 Total amount Er Minimum quantity 1 000 Multiple of 1 000 Commis
23. nd 2 second sort criteria in the column headings This two level sort will remain active everywhere as long as you don t change it To remove the dual sort click on any heading to return to a single sort by that heading INVENTORY CATEGORY All menus under the Inventory tab will allow you to place orders The first subtab is Category By clicking on any category main or sub such as Money market Federal Provincial Municipal Corporate or Coupon Residual the underlying inventory will be shown Again all columns can be used to sort the information displayed in ascending or descending order Example of Provincial category gt 8 https portal iagto ca iatx ts 1381874341944 t p amp p jb inventory 1 ARS Bond Trader amp Security y in e amp Yves Therrien Orders amp Basket Firm More EST Bond Trader Category Favorites Q Search Inactive securitites only Market CAD y Money market Federal Municipal Corporate Coupon Residual T BILL Canada Quebec Quebec Investment grade Federal Bankers Other Ontario Other High yield Provincial acceptances Other Corporate Municipal CUSIP Issuer Coupon Maturity Call date Bid qty Bid yield Bid price Offer price Offer yield Offer qty vw 803854JD1 PROVINCE OF SASKATCHEWAN 4 9 2013 12 03 250 000 1 12 100 467 100 477 1 04 Bm a 7 563469EY7 MANITOBA PROVINCE OF 5 05 2013 12 03 500 000 1 14 100 483 100 503 0 98 205 000 5 31739ZAC9
24. oney market Bankers acceptances 3 Price Bid price 100 532 Offer price 100 542999 Bid yield 1 20 Offer yield 1 192319 Security Country Canada Day count ACT ACT Coupon Trade flat Interest accrual date 30 Apr 2012 First settl date 30 Apr 2012 Callable Next callable date Worst callable date Features Currency CAD Calc type BANK OF CANAD Frequency Issue date Maturity 1 Aug 2015 First coupon date 1 Aug 2012 Next callable price 0 Worst callable price 0 Quantities Issued 2 147 483 647 Outstanding 2 147 483 647 Minimum Multiple of 1 000 1 000 Available Bid quantity 1 000 000 Offer quantity 1 000 000 Close CAD x Offer qty 1 000 000 1 000 000 1 000 000 1 000 000 gt 11 All menus under the Inventory tab will allow you to place orders Within any of these menus the Bid qty Bid yield and Bid price are displayed in pink and the Offer price Offer yield and Offer qty in blue By clicking in any Bid column you can access the order entry screen to sell a security and by clicking in any Offer column you can access the order entry screen to buy a security Step 1 Find a security in the Inventory section ke ARS Bond Trader amp Security 8 https portal iagto ca iatx ts 1381874341944 p amp p jb inventory e amp Yves Therrien Orders WBask
25. rity Call date Bid qty Bid yield Bidprice Offer price Offer yield Offer qty 1 7 803854 01 PROVINCE OF SASKATCHEWAN 4 9 2013 12 03 250 000 1 13 100 465 100 475 1 05 2 563469EY7 MANITOBA PROVINCE OF 5 05 2013 12 03 500 000 1 15 100 481 100 501 1 3 17 31739ZAC9 FINANCEMENT QUEBEC 4 25 2014 03 01 500 000 1 09 101 166 101 203 0 99 50 Note The default sort is by maturity date Please note the arrow indicator Sort is ascending when pointing up descending when pointing down Click on any heading to sort by that heading Click again on the same heading to switch from ascending to descending or vice versa As step 2 if you want to sort first by Issuer and then by Maturity click on Issuer first then hold down the Shift key and click on Maturity Step 2 gt 8 https portal iagto ca iatx ts 1381867680158 t p amp p jb inventory yv 1 ARS Bond Trader amp Security e amp Yves Therrien Orders Basket Firm OC Trade r Category Favorites Search Inactive securitites only Market CAD x Money market Federal Municipal Corporate Coupon Residual T BILL Canada Quebec Quebec Investment grade Federal Bankers Other Ontario Other High yield Provincial EPA Other Corporate Municipal E CUSIP Issuer 0 Coupon Maturity Call date me Bid qty Bid yield Bid price Offer price Offer yield Offer qt 1 5 803854JD1 PROVINCE OF SASKATCHEWA 4 9 2013 12 03 250 000 1 43 100 465 100 4
26. sion All in Commission not built in Account Expire in 01 min 49 sec A C Reset 902 x Cancel validate gt Characteristics of the order entry screen The system allows you 2 minutes to execute the trade at the indicated price A There are 4 sections in the order entry screen BUY SELL indicator B The BUY SELL indicator clearly shows the type of transaction you are about to carry out Details of the security C Indicates the security you are about to trade Transfer column D The transfer column shows the price you will pay Client column E The client column shows what your client will pay if commission is added Action buttons F Click on Reset to restart the process Click on Cancel to close the window Click on Validate to confirm the trade If there is no commission the client price yield will be the same as the transfer price yield The default settlement date is that of the selected security This date can be changed if necessary You can enter either the nominal face value or the total amount to be spent Once a value in one field is entered the system will automatically calculate the other 13 If there is any commission you must enter one of the following client price client yield price markup or commission all in Once one of these is entered the system will calculate the others If there is any commission taken you may want to have it built in default or not built in as with a stock trade I
27. sion not built in Order list Paste edit rows CUSIP mandatory SIDE QUANTITY COMMISSION ACCOUNT 1 19 Step 3 Excel from Step 1 pasted into Basket section lt TAS D uatportaliagto ca iatx ts 138189189797 1 t p amp p jb basket Bond Trader amp inventory Orders 369721 Firm Amount ssion type Price markup Commission not built in Order list Paste edit rows CUSIP mandatory SIDE QUANTITY COMMISSION ACCOUNT 1 2252477 000 Buy 5000 Buy 000 Buy 5000 Sell 000 Sell 5000 Sell 000 Sell 5000 Step 4 View after clicking Validate in Step 3 AS Ir e amp Anna Test Bond Trader D uatportal iagto ca iatx ts 138189189797 1 t p amp p jb basket Bond Trader amp inventory Orders 4 591 Firm Commission type Amount Price markup Commission not built in Order list Select CUSIP Issuer Coupon DW essa ONTARIO PROVINCE OF 1 9 Bm 633234204 ONTARIO PROVINCE OF 4 2 Om 683234701 ONTARIO PROVINCE OF 5 5 ONTARIO PROVINCE OF 9 3 Gm 693234880 ONTARIO PROVINCE OF 4 4 Bm 553234wT1 ONTARIO PROVINCE OF 4 85 IV 683234820 ONTARIO PROVINCE OF 4 2 ONTARIO PROVINCE OF 4 Maturity Call date 2017 09 08 2018 03 08 2018 06 02 2018 09 08 2019 06 02 2020 06 02 2020 06 02 2021 06 02 Side Buy Buy
28. sort feature e Favorites section e Security search engine e Order search engine e Order export function e Trading basket with multiple allocations INVENTORY Section used to submit an order Category Favorites Search ORDERS To execute an order buy sell you must access an inventory sheet shown under one of the main categories Money market Federal Provincial Municipal Corporate Coupon Residual Each security can be added to the Favorites section simply by clicking on the star beside the CUSIP The star will be blacked in once added You can also access a search engine to find a specific bond or a specific selection by entering different criteria All orders can be monitored or found in this section under their respective status Pending Filled Rejected Cancelled Search Export orders BASKET All orders not yet filled All filled orders Orders rejected before they are filled Orders cancelled after they are filled You can also access a search engine to find specific orders or a specific selection of orders by entering different criteria You can export all or a number of orders to Excel Section used to submit several orders at the same time for one or more securities accounts All orders have to be prefigured in Excel before pasting them into the Basket section Amount Price markup Commission not built in Validate MORE Calculator Calendar If commission is required it can
29. terests 28 3 anes tao a Total amount 2 216 98 Total amount 2 216 98 0 00 Minimum quantity 1 000 Commission All in 0 00 Multiple of 1 000 dE Commission not built in Account CAD Splits Account 37251 status ZZ TT Updated by At 2013 09 17 15 16 amp Print x Close 16 SEARCH All orders are available the same day in the Filled Rejected Cancelled and All sections If you would like to search for past orders you must use the Search function Step 1 For example you can search for all orders between two dates 5 uat portal iagto ca iatx ts 1381891897971 t p amp p jb orders Ww IASS Bond Trader e amp Anna Test amp Inventory Basket Firm Trader Pending Filled Rejected Cancelled All Q Search Export orders Status Market Cusip Trade date from Client account User z z 3 Sep 2013 to 30 Oct 2013 amp Reset v Go USIP Face Issuer Coupon Maturity Trader Transfer Transfer Client Client Account Trader User Trader Trade date Settl date Update value price price yield price yield account Step 2 Results displayed after clicking Go 5 uat portal iagto ca iatx ts 1381891897971 t p amp p jb orders VY IASS Bond Trader e amp Anna Test amp Inventory Basket Firm Bond Trader Pending Filled Rejected Cancelled All Q Search Export orders Status Market Cusip
Download Pdf Manuals
Related Search