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Elevate User Guide - The Financial Group

1. Investment Fund AF 4rtemis Income R Inc Code Investment Fund AF78 Click Select on the relevant row to select the investment or model portfolio Fund Manager All 5 i i Asset Class Investment Fund URO4 Artemis Strategic Bond QR Dis 1 13 10 0095 All Geographical Region Investment Fund UROS Artemis Strategic Bond MR cc 1 13 9 7344 All IMA Sector All Investment Fund Ax41 Investment Fund URO2 Artemis Global Growth R 1 66 22 0286 32 132 Fund Size No preference Total Expense Ratio No preference Annual Management Charge No preference Allocate investment to product wrapper The ability to allocate the investment will appear in a new screen The screen behind will be read only until you either close the allocate screen by clicking Close or add the allocation to an investment by clicking Add Investment Fig 54 Invest allocate allocate The Allocate screen displays Choose which of these wrappers to apply your selection to Choose which types of payments to apply your selection to All Allocate an Payments All Payments 0 00 Elevate Pension Investment Account NPR DC Unerystallised Protect this investment from automatic disinvestment to recover fees etc Close 4 Add Investment Page 22 of 31 Elevate Elevate User Guide Elevate is for professional adviser use only This guide must not be distributed to or relied upon b
2. Yes Yes Page 26 of 31 Elevate Elevate User Guide Elevate is for professional adviser use only This guide must not be distributed to or relied upon by your clients Fig 66 Pension details partner s details continued client details Intended retirement date 01 May 2042 Total value of all actual or intended Elevate investments excluding the Pension Investment Account values this value is used in the illustration to res 50000 00 derive the level of Elevate Portfolio Charge to be used 4dd partner details No Yes Partner s details Gender Date of birth Non protected rights partner s pension required 96 of client s pension Pension protection information Enter your client s partner s details Is this client entitled to Enhanced Protection Is this client entitled to Primary Protection Is this client entitled to a lifetime allowance enhancement factor arising from being a relevant overseas individual Is this client entitled to a lifetime allowance enhancement factor following a transfer from a recognised overseas pension scheme Is this client entitled to a lifetime allowance enhancement factor following receipt of a pension credit Female Date of birth jo2 Jul 1981 a Non protected rights partner s pension required 96 of client s pension 50 00 o Pension protection information z Is this client entitled to Enhanced Protection Is this client entitled to Pri
3. 2 Transfer 3 Payments In 4 Invest Allocate 5 Remuneration 6 Pension Details 7 Validate 8 Review 9 Submit Transfer Exit without saving Save and exit Previous Next Transfer Source Policy Number Select whether illustration is to show a transfer No transfers registered into a Protected or Non Protected Rights Elevate Pension Investment Account PIA Add new transfer to Elevate Pension Investment Account Protected Rights sald dzanakas Elevate Pension Investment Account Protected Rights Elevate Pension Investment Account Non Protected Rights Exit without saving Save and exit Previous Fig 14 Transfer in cash into an Elevate Pension Illustration Account Non Protected Rights NPR Welcome Anna Paraplanner logout New Client Existing Clients Business Mgmt Research Model Portfolios Literature Help Admin John Client CEL1025829 New search 1 Account 2 Transfer 3 Payments In 4 Invest Allocate 5 Remuneration 6 Pension Details 7 Validate 8 Review 9 Submit Trans fe in Exit without saving Save and exit Previous Next Estimated Transfer Value Transfer Source Policy Number Transfer Type 4t Valuation Date No transfers registered 4dd new transfer to Elevate Pension Investment Account Non Protected Rights v Click Add transfer Exit without saving The screen will update where you can select enter the transfer in details See Figs 15 to 25 below A list of ceding providers product pr
4. Does this transfer have an uncrystallised element No Yes Exit without saving Save and exit Previous Fig 17 Transfer in cash into an Elevate PIA NPR continued ransfer contain any money affected by the conditions below please exclude those monies from your transfer as they cannot be accepted by Elevate If all or part of the transfer payment directly or indirectly arises from uncrystallised rights under an approved occupational pension scheme where on or after 27 July 2004 but before 6 April 2006 the member had elected to take a tax free lump sum while deferring receipt of the pension If any part of the transfer payment in respect of uncrystallised funds arises from a pension sharing order from a pension in payment If any part of an unsecured pension fund has been used to purchase a short term annuity which is still in payment Please confirm that all money to be transferred is free of the above conditions Iv 4dd Transfer From Product Provider Manager A J Bell Management Limited Scheme Type Occupational Pension excluding S32 and bulk money purchase buy outs Personal Pension Left Service Pension Retirement Annuity Policy Number Member ID Select the scheme type Transfer Type Does this transfer have a crystallised element No Yes Does this transfer have an uncrystallised element No Yes Exit without saving Save and exit Page 8 of 31 Elevate Elevate U
5. Page 1 of 31 Elevate Elevate is for professional adviser use only This guide must not be distributed to or relied upon by your clients Elevate User Guide Fig 3 Existing client new work generate new illustration evate Home New Client Existing Clients Business gmt Research Model Portfolios Literature Help Admin Welcome Anna Paraplanner logout search work in progress work submitted transactions in progress completed transactions link accounts corporate actions bulk switch Alan Client EL1019643 E New Work BEREE ean Click to start creating an illustration for your existing Elevate client stment activities m The 1 Transfer screen will display With the exception of 1 Account screen the following screens are the same for both new and existing ionastmankkansackian clients Therefore follow the instructions from the 2 Transfer screen SSS to complete a new Elevate PIA illustration for an existing client Advanced orders _ Move assets to new owner Ate Pension Investment Account PIA illustrations Mode pontons Complete ink antntmast_ Maintain mame Bond and Pension Provider accounts me JE 3y selec e appropriate Create 3rd party account Create IOM evolution app Create IOM EPB app option you can also retrieve previously completed Elevate PIA illustrations or complete a drawdown illustration et ps 7 F fi is m ate New clients Choose task Select Create Client product purc
6. All documentation is in Adobe Acrobat PDF format and is saved to the Reports amp Documents area within each client s Elevate account under Existing Client screens Date Requested 21 May 10 10 59 am Name Consolidate Remuneration and Charges ID 5464836 Complete Required Pre Sale Pension Illustration ID 5464836 21 May 10 10 59 am Complete Required To consolidate the above client specific documentation into one printable version please select each of the documents required once they have completed and then generate a consolidated version by clicking the following button Fig 74 Submit documents continued Welcome Anna Paraplanner logout evate Home New Client Existing Clients Business Mgmt Research Model Portfolios Literature Help Admin John Client EL1 025829 New search O 1 Account O 2 Transfer o 3 Payments In O 4 Invest Allocate O 5 Remuneration 6 Pension Details O 7 Validate D 8 Review 9 Submit Exit without saving Save and exit _ Previous Submit 1 Produce Sign Up Documents Please note that if you change any of the information entered in the previous screens you must revi documents Client documents Once the documents have been processed status is Pending running the status of the documents will change to Complete Consolidate document includes important details such as Elevate charge s and renumeration to be taken from your client s Elevate PIA where
7. 19 May 2010 ESN Uncrystallised amount at valuation date The investment s will be displayed in summary x Investment Type State Units held Value Remove Crystallised amount at valuation date Re registration cash value Estimated transfer value at valuation date Re registration cash value This represents the cash balance in a plan to be transferred to Elevate via re registration This may include estimates for payments not yet received uninvested cash from sources such as Annual Management Charge AMC rebates dividend payments and interest Search Criteria Search Results 71 Search Type Type Code t Name 3 yr perf 5 yr perf OBSR Rating Investment Funds Z Investment Fund 40F8 IPM Asia amp Inc Elevate Investment Solutions 3 Investment Fund AOFS JPM Core Japan Behav Fin A Inc Fig 37 Transfer in re registration of assets into an Elevate PIA aller Companies A Inc Managed Fund Uncrystallised E Remove JPM Natural Resources A Inc Managed Fund Uncrystallised E Remove Valuation Date 19 May 2010 Eal SSS Crystallised amount at valuation date eE E E Uncrystallised amount at valuation date Re registration cash value m Re registration cash walue This represents the cash balance in a plan to be transferred to Elewate wia re registration This may include estimates for payments not yet received uninvested cash from sources such as Annual Management Charge AMC rebates dividend payments and
8. ARR Investec UK Special Sits A Acc single and or regular and by investment 0 75 0 55 Henderson Fixed Interest 0 63 0 425 L amp G High Income R Acc A A 1 00009 0 50 0 3 Fidelity Wealthbuilder ers PPE AETA ET 1 5700 0 70 0 5 1 6500 0 75 0 55 Investments Artemis UK Smaller Companies often Pre ma Tachaar Total remuneration And the Adviser Rem value is how much the adviser may receive in total Transfer Investment Selection For example if 2 000 is the Adviser Rem value Edit Investments and the fre quency is monthly the adviser will TER Fund Manager Diff between FMR receive 166 66 per month Rebate FMR and selected 4RR Investec UK Special Sits amp Acc a oe A 1 6100 0 75 0 559 Henderson Fixed Interest 20 00 39 920 00 1 4800 0 63 0 425 L amp G High Income R Acc 20 00 39 920 00 1 00009 0 50 0 3 Fidelity WYealthbuilder 20 00 39 920 00 1 5700 0 70 0 5 Artemis UK Smaller Companies 20 00 39 920 00 1 6500 0 75 0 55 Total 100 00 199 600 00 Re registration Investment Page 28 of 31 Elevate Elevate User Guide Elevate is for professional adviser use only This guide must not be distributed to or relied upon by your clients Fig 72 Review edit evate Home New Client John Client EL1 025829 1 Account o 2 Transfer Review Information successfully saved Account Information gt Client 1 Client Name Role Client Existing Cl
9. Investment frequency Regular 200 00 Monthly 5 00 195 00 Monthly Contribution Type Amount Fig 70 Review continued Pension Investment Account Non P ee a Product wrappers selected Edit e Entry Net Amount For Adviser Rem Charge Investment frequency Regular 200 00 Monthly 5 00 195 00 Monthly Cash Transfers 200 000 00 400 00 199 600 00 Monthly Contribution Type Regular Investment Selection Edit Fund Manager Diff between FMR Rebate FMR and selected 4RR Investec UK Special Sits A Acc 20 00 39 00 0 00 1 6100 0 75 0 55 Henderson Fixed Interest 20 00 39 00 0 00 1 4800 0 63 0 425 L amp G High Income R Acc 20 00 39 00 0 00 1 0000 0 50 0 3 Fidelity VWYealthbuilder 20 00 39 00 0 00 1 5700 0 70 0 5 Artemis UK Smaller Companies 20 00 39 00 0 00 1 6500 0 75 0 55 Total 100 00 195 00 Fund Manager Initial Charge TER Investments Allocation Amount Transfer Investment Selection Edit Fund Manager Fund Manager Diff between FMR Initial Charge Rebate FMR and selected 4RR Investec UK Special Sits A Acc 20 00 39 920 00 0 00 1 6100 a Ee 0 55 Henderson Fixed Interest 20 00 39 920 00 0 00 1 4800 0 63 0 425 Investments Allocation Amount TER Fig 71 Review continued vestment Selection Edit Remuneration and charges if applicable for Fund Manager Diff between FMR Transfers Payments in and out by type Cash Rebate FMR and selected
10. a e E Search Criteria Search Type Investment Funds Select search criteria as appropriate Elevate Investment Solutions Fund Manager Asset Class All ba Geographical Region All v IMA Sector Page 13 of 31 Elevate Elevate User Guide Elevate is for professional adviser use only This guide must not be distributed to or relied upon by your clients Fig 32 Transfer in re registration of assets into an Elevate PIA Search Type investment Funds Elevate Investment Solutions Click to search for investments Name Code a SE emember ns ng in specie re registration assets a maximum of 20 assets can be entered in one Fund Manager All Asset Class All Geographical Region All IMA Sector All process You may repeat the transfer in process from providerimanager to record another 20 assets Fund Size No preference lt Total Expense Ratio No preference Annual Management Charge No preference Fig 33 Transfer in re registration of assets into an Elevate PIA Search Type investment Funds z Elevate Investment Solutions Search Results 71 The search results screen Name Fund Manager All Asset Class All Geographical Region All IMA Sector All Fund Size No preference Total Expense Ratio No preference Annual Management Charge No preference Fund Manager All Asset Class All
11. appropriate Complete Name Remuneration and Charges ID Click on Complete link to view Pre Sale Pension Illustration ID 5464836 save andlor email document 21 May 10 10 59 am Complete To consolidate the above client specific documentation into one printable version please select each of the documents required once they have completed and then generate a consolidated version by clicking the following button Page 29 of 31 Elevate Elevate User Guide Elevate is for professional adviser use only This guide must not be distributed to or relied upon by your clients Fig 75 Submit documents continued icome Anna Paraplanner logout 3 https ads wrapschool net Popups oadDocStore aspx filename 546491 6 14507 20100521 122504 PDF Micros P E evate Sts fam Home New Client Existing Clients Help Admin Elevate CJ John Client EL1025829 The appropriate document will O 1 Account 2 Transfer 3 Payments In display in a separate window 21 May 2000 ACOD oidor Mr J Cheat Submit Cewste accourt nameet ELTOISE29 t Previous ES SES Cpe ae Elevate Pension Investment Account rvesirrert Resas Gocurterd reference number 64516 Illustration The Financial Services Authority is the independent financial services regulator it requires us AXA Porto Sernces to gwe you thes important mvformamon to help you to decode whether our Peemon investment Account da Produce Sign Up Do
12. screen assets if necessary iew 9 Submit Invest Allocate Exit without saving Save and exit Collapse All Investment Type Level of Equity Single Regular Cash Transit od Te aim 1 54 ak Col silence cob ial Y Elevate Pension Investment Account NPR N A 200 00 200 000 5 Remuneration screen Y Uncrystallised N A 200 00 200 000 00 Cash Product Cash N A 0 00 o 0 00 wo Artemis UK Smaller Companies Investment Funds N A 20 00 o 20 00 wo Investec UK Special Sits 4 Acc Investment Funds N A 20 00 o 20 00 wo Henderson Fixed Interest Investment Funds N amp 20 00 20 00 L amp G High Income R Acc Investment Funds N A 20 00 20 00 Remuneration and disinvestment strategy see Figs 59 to 62 below Please note if the illustration is for an existing client with an existing Elevate PIA some details will not be editable as these will have been established from your client s existing Elevate PIA Here you can enter where applicable what frequency and how much by amount or remuneration has been agreed with your client You can also select your client s disinvestment strategy Fig 59 Remuneration Welcome Anna Paraplanner logout t 4 The Remuneration screen is now displayed eva e where you can enter initial and regular remuneration details Home New Client Existing Clie n m n _ wa tfolios Literature Help Admin John Client EL1 025829 New search 1 Account 2 Transfer 3 Payments
13. A only evate Home New Client Existing Clients Business Mgmt Research Model Portfolios Literature Help Admin Welcome Anna Paraplannetr logout create work in progress work submitted AXA Offshore Elevate tasks Complete an AxA IOM offshore bond illustration NB Selecting this option will open a new window Choose task Task Create client produce illustrations PIA only Select the correct adviser name by Enter the account details clicking on the dropdown list Company Elevate Adviser Account type Charging structure Composite Bundled Select the correct Account Type by clicking on the dropdown list More information For more information on our product wrappers and charging structures please click on Literature on the top level navigation menu where you will find all relevant documentation adviser and client specific This includes Elevate Terms amp Conditions Key Features of Elevate General Investment Account and Elevate Stocks amp Shares Individual Savings Accounts Your Guide to the Elevate Pension Investment Account Client Guide s Your Guide to Charges Drop down Charging structure If applicable you can select either Composite Bundled or Explicit Unbundled The charging structure is determined by your or your firm s preference at firm set up Fig 6 New client Create client produce illustrations PIA only evate Home New Client Existing Clients Business Mgmt Res
14. Elevate Elevate User Guide Elevate is for professional adviser use only This guide must not be distributed to or relied upon by your clients How do l create an Elevate PIA illustration on Elevate V1 0 New clients To create an illustration for an Elevate Pension Investment Account PIA for a new individual client select New Client on the top level navigation menu see Fig 1 below The information you add will be saved in case your client wishes to go ahead with an Elevate PIA thereby reducing your effort within the new client process Fig 1 New client Welcome Anna Paraplanner logout Existing Clients Business Mgmt Research Model Portfolios Literature Help progress work submitted i EN saved in case your client wishes to go ahea PIA illustration for a new individual client go to with an Elevate PIA thereby reducing your New Client on the top level navigation menu effort within the new client process Choose task Task Create client product purchase for all products Enter the account details Company Elevate Adviser a Dviser Account type Individual Charging structure Composite Bundled Follow the instructions from Fig 4 on page 2 to proceed with a potential new client s Elevate PIA illustration Existing clients For existing clients on Elevate select Existing Clients on the top level navigation menu Select your relevant client s Elevate account and sele
15. Geographical Region All IMA Sector All Fund Size No preference aa Total Expense Ratio No preference hd Annual Management Charge No preference Income Accumulation No preference OBSR Rating No preference Financial Express Crown Rating No preference will display investments Investment Fund Investment Fund Investment Fund Investment Fund Investment Fund Investment Fund Investment Fund Investment Fund Investment Fund Investment Fund Investment Fund Investment Fund Investment Fund Investment Fund Investment Fund Investment Fund Investment Fund Code t 40F8 40F9 4062 40G3 4064 4065 4066 40HO 40H1 ADH2 ANM 4 AYMS Name IPM Asia A Inc 3 yr perf 5 yr pert JPM Core Japan Behav Fin A Inc JPM Emerging Markets 4 Inc JPM Europe Smaller Companies 4 JPM Europe A Inc JPM Global Financials A Inc JPM Global A Inc JPM UK Smaller Companies 4 Inc JPM US 4 Inc JPM US Smaller Companies 4 Inc JPM UK Managed Equity 4 Acc IPM UK Managed Equity 4 Inc JPM Europe Inc IPM Global Financials A Inc IPM Global 4 Inc IPM UK Smaller Companies 4 Inc JPM US A Inc IPM US Smaller Companies 4 Inc IPM UK Managed Equity 4 Acc JPM UK Managed Equity 4 Inc OBSR Rating emember Clic rther pages if applicable Exit without saving Page 14 of 31 Save and exit Elevate Elevate User Guide Elevate is for professional adviser us
16. Guide Elevate is for professional adviser use only This guide must not be distributed to or relied upon by your clients Payments into Elevate see Fig 41 below Here you can illustrate making one or more payment s into your client s Elevate PIA NPR account as agreed with your client Payment in types These can be singular or regular arrangements Payments in can be made by cheque Direct Credit single payments or Direct Debit regular payments Remember If proceeded with all Direct Credit BACS payments have to be initiated by your client from their bank account Elevate cannot take a payment from your client s bank account without authority Elevate s bank account details are Account number 31276146 Sort code 16 04 00 Cheques should be made payable to Elevate Please also put your client s Elevate account number on the reverse Fig 41 Payments in into Elevate PIA NPR Welcome Anna Paraplanner logout eva te Here set up payments in for your client into their Elevate PIA NPR These can be by cheque or Direct Credit for single payments or Home New Client Existi Direct Debit for regular payments Help Admin John Client EL1025829 New search 1 Account 2 Transfer 3 Payments In 4 Invest Allocate 5 Remuneration 6 Pension Details 7 Validate 8 Review 9 Submit Payments In Exit without saving Save and exit Previous Next emember You can only add a paymen Payments In A summary of any cash tr
17. In 4 Invest Allocate 5 Remuneration 6 Pension Details 7 Validate 8 Review 9 Submit Remuneration Exit without saving Save and exit Previous Next Click dropdown list to select regular remuneration frequency Summary details brtfolio Charge For this account Monthly 0 00 49 999 99 at what frequency should l le ane ia Remember The disinvestment strategy is used credited to your Select disinvestment i where remuneration and or charges cannot be met remuneration strategy LVS or LIFO I from available cash in relevant product wrapper account Disinvestment 750 000 00 strategy Least volatile stock LVS 0 35 Deal Code if If you have a deal code from Elevate 0 320 applicable enter it here and click Apply Page 24 of 31 Elevate Elevate User Guide Elevate is for professional adviser use only This guide must not be distributed to or relied upon by your clients Fig 60 Remuneration initial and regular Monthly v Remember Elevate PIA charges are only applicable for clients on a Composite charging basis and or clients on Composite or Explicit with crystallised pension benefits 65 60 os oO 20 435 40 35 30 790 000 00 999 999 99 Disinvestment Least volatile stock LVS gt Least volatile stock LVS strategy penitence S 1 000 000 00 1 499 999 99 Deal Code Cif ee ee 1 500 000 00 4bove applicable ie fe fe fey jak fe fe ie View details
18. Protected Rights Allocation 0 00 0 00 0 00 Edit all Initial remuneration cash transfers NB est denotes estimated figures Exit without saving Save and exit Edit any remuneration details if applicable Click Next to move to the 6 Pension Details screen Fig 62 Remuneration initial and regular Adviser annual _ Total annual remuneration amount 3 remuneration amount 3 Elevate Pension Investment Account Allocation 0 20 608 40 est 608 40 est Non Protected Rights l Regular remuneration Initial remuneration regular payments Adviser ai me e ee Elevate Pension Investment Account Non Protected Rights Allocation 2 50 5 00 5 00 Adviser Remuneration Total charge C inc remuneration Elevate Pension Investment Account Non Protected Rights Allocation 0 20 400 00 400 00 Edit all Initial remuneration cash transfers Regular remuneration Adviser regular remuneration 6 Allocation Adviser remuneration Regular Payments 6 Allocation Cash Transfer Payments 36 Allocation rre a Click Next to move to the 6 Pension Details screen NB est denotes estimated figures Exit without saving Save and exit Pension details Further details regarding your client s pension are required to ensure the illustration for an Elevate Pension Investment Account PIA is as accurate as possible Page 25 of 31 Elevate Elevate User Guide E
19. Relevant earnings 3 lo Deemed earnings 3 600 00 Source of wealth Pension input period Enter your client s annual earnings if your client s annual earnings are greater Pension input period s than the standard allowance 3 600 ate PIA These will only be selectable when Slade regular contri If this is left blank the standard The pension input peri allowance of 3 600 will be used against the annual allow arte Pension input period g ibutions are aggregated to measure You can select an initial input period that ends earlier that 12 months from the date of the first regular or single contribution Save Payment Remember Payments in can be changed or removed by clicking edit or remove on the relevant row if required Pension input period see Fig 46 below For an existing client who has put money into the Elevate Pension Investment Account already the pension input period will be when original payments in started rather than when payments are due to start Fig 46 Payments in regular into Elevate PIA NPR continued all subsequent contributions under this I Payment in are eligible for Tax Relief Pension gross amount Additional Pension details Employment status Employed Employer i Joe Bloggs Ltd SOBIN The input period is automatically completed by Source of wealth Elevate and will be the same date the payments into the Elevate PIA are due to start Relevant earnings Pension input period
20. ack circle appears to select what you want to do next 3a a ee ND SS yma ral P od Peep Click Next to move to pii a cuca siege sr ag Raping O ill i i i isi i account number is displayed in the to Create a new illustration using the details entered for this illustration your s elected action play p End process left hand corner of the screens Create a new product wrapper purchase using the details entered for this illustration Page 30 of 31 Elevate Elevate User Guide Elevate is for professional adviser use only This guide must not be distributed to or relied upon by your clients Submit new client and new business If your client would like to go ahead with an Elevate Pension Investment Account PIA please find below a checklist of all the documents you will need to have reviewed and signed by your client s and returned along with payment if applicable to Elevate prior to opening an Elevate account Document Purpose Elevate Terms amp Conditions To activate the Elevate account Direct Debit Form s To activate Direct Debit s Employer s Record of Payments Due Form PIA Single or regular payments if employer is to make payments into the Elevate account AML Transfer form s If transferring cash or assets by re registration into and ceding provider s own Transfer form s Elevate product wrapper s to act upon the transfer You have reached the end of the How do I create an Elevate Pension Inv
21. ansfer s will be displayed here WSE GOE eE d ce ene ie lC Input Period lf you add payment s in these will also be displayed artrod Ri Merten Fight Elevate Pension Investment Account Non Protected Rights 200 000 00 0 00 E ranster Ingie as Click Add UU OUUU OQ Add new payment for Elevate Pension Investment Account Non Protected Rights v aaa Exit without saving Save and exit Previous Click Add and complete the following details as appropriate Fig 42 Payments in regular into Elevate PIA NPR continued au lies Source of payment Source of payment section displays Individual Regular Payment type Frequency Complete the following details Monthly z Start date dd mm yyyy as appropriate iiz Dir ect Debit Payment method Amounts Remember If vour clie E RYE Elevate Pension Investment Account MMSE LCM ag TE Tare BUE Col Teal CeT payments you must complete an Employer s Record of Payments Due Form SES AET PIA available under the Literature menu g and return this to Elevate This and all subsequent contributions unde regular payment in are eligible for Tax Relie Additional Pension details Employment status employed y y yO Employer i PO Job title D Source of wealth Income from Employment x Relevant earnings lo Deemed earnings 3 600 00 Pension input period starts a 19 May 2010 Page 17 of 31 Elevate Ele
22. apa nt The estimated transfer value transfer in value is 1 000 will update automatically Save and exit Page 10 of 31 Elevate Elevate User Guide Elevate is for professional adviser use only This guide must not be distributed to or relied upon by your clients Click Save transfer to save each transfer see Fig 24 below Fig 24 Transfer in cash into an Elevate PIA continued A J Bell Management Limited Personal Pension v 01234567 Cash Transfer z Product Provider Manager Scheme Type Policy Number Member ID Transfer Type Does this transfer have a crystallised element Does this transfer have an uncrystallised element Is this transfer to be crystallised immediately Cash to be transferred 19 May 2010 Ea Valuation Date Uncrystallised cash at valuation date Crystallised cash at valuation date Estimated transfer value at valuation date 200000 el elzoooo0 o Click Save transfer to save transfer Cancel Exit without saving Save and exit Previous A summary will then appear see Fig 25 below of the transfer in details as well as the option to add further transfers in You can if required view edit or remove the transfer in s already entered by clicking on the relevant button alongside the transfer in s Fig 25 Transfer in cash into an Elevate PIA continued evate Home Welcome Anna Paraplanner logout Note the summary detail
23. assets into an Elevate Protected or Non Protected Home New Client Existing Clients Rights PIA follow the steps below olios Literature John Client EL1 025829 1 Account 2 Transfer 3 Payments In 4 Invest Allocate 5 Remuneration 6 Pension Details O T Validate 8 Review o 9 Submit Transfer Exit without saving Save and exit Previous Next Estimated Transfer Value Transfer Source ics Bhur At Valuation Date Elevate Pension InBibeb Bt LE eh fel Ee Coe le te lal into a Protected or Non Protected Rights Elevate 4 Bell Manageme a z Pension Investment Account PIA 200 000 00 wiew Edit Remove 4dd new transfer to Elevate Pension Investment Account Non Protected Rights Should your transfer contain any money affected by the conditions below please exclude those mon cannot be accepted by Elevate Click Add transfer If all or part of the transfer payment directly or indirectly arises from uncrystallised rights und pension scheme where on or after 27 July 2004 but before 6 April 2006 the member had elected to take a tax free lump sum while defe If any part of the transfer payment in respect of uncrystallised funds arises from a pension sharing order from a pension in payment If any part of an unsecured pension fund has been used to purchase a short term annuity which is still in payment Fig 27 Transfer in re registration of assets into an Elevate PIA 2 Transfer 3 Payments In 4 In
24. bates dividend payments and interest Search Criteria Search Search Results 71 Search Type Type Code t Name 5 yr pert OBSR Rating investment Funds 2 Investment Fund ADFS JPM sia 4 amp Inc Elevate Investment Solutions 7 ea a Rs ESET Investment Fund 40F9 IPM Core Japan Behav Fin A Inc Name JPM Investment Fund 40G2 IPM Emerging Markets 4 Inc Residual cash re registration cash value Please enter any residual cash left over after investments within the Re registration cash value field see Fig 39 below Fig 39 Transfer in re registration of assets into an Elevate PIA 3 Protect from automatic disinvestment Investment Type Units held to cover fees etc Pm Europe Smaller Companies A Inc Managed Fund aa ae is used where remuneration and or Click in box to protect the investment JPM Natural Resources A Inc aN Nat charges cannot be met from available from being disinvested if applicable Lazara UK Omega Ret Inc Managed Fund cash in relevant product wrapper Lazara European Alpha Ret Inc Managed Fund Uncrystallised z 20000 23520 The amount will update E automatically valuation Date 19 May 2010 Unecrystallised amount at valuation date Remove Crystallised amount at valuation date Re registration cash value Click Save transfer i to save each transfer Estimated transfer value at valuation date 102257 5 Re registration cash value This represents the cash balance in a
25. crystallised rights under an approved occupational pension scheme where on or after 27 July 2004 but before 6 April 2006 the member had elected to take a tax free lump sum while deferring receipt of the pension If any part of the transfer payment in respect of uncrystallised funds arises from a pension sharing order from a pension in payment If any part of an unsecured pension fund has been used to purchase a short term annuity which is still in payment Please confirm that all money to be transferred is free of the above conditions M 4dd Transfer From Product Provider Manager Scheme Type i Policy Number Member ID Transfer Type Does this transfer have a crystallised element Does this transfer have an uncrystallised element No Yes Exit without saving Save and exit Page 12 of 31 Elevate Elevate User Guide Elevate is for professional adviser use only This guide must not be distributed to or relied upon by your clients If your client s transfer in is a re registration of assets please select the Re registration option in the Transfer type drop down list and a further section will appear where you can search for and select the relevant investments Fig 29 Transfer in re registration of assets into an Elevate PIA that all money to be transferred is free of the above conditions v 4dd Transfer From Product Provider Manager Nationwide Life Limited Scheme Type Lert S
26. ct New Work see Figs 2 and 3 below and then Fig 8 onwards Existing clients important Please note although most screens with the exception of 1 Account are similar for both new and existing clients certain information such as regular remuneration disinvestment and partner details won t be available to change if an existing Elevate client already has an Elevate Pension Investment Account PIA the existing Elevate PIA details will be utilised for the illustration Fig 2 Existing client new work Welcome Anna Paraplanner logout evate Home New Client Business Mgmt Research Model Portfolios Literature Help Admin search work in progress poii a i Maalam an g ection Ink saerounts corporate actions bulk switch Alan Client EL1019643 For existing clients on Elevate enter your client s New search Elevate account number Summary Product Wrappers Asset Clas and select New Work Poe T cS New amend prod payment New investment transaction E Payment into Elevate Cash Payments out Product wrapper Location Portfolio Value Elevate ISA Elevate 0 24 7 294 44 Elevate Cash Elevate 32 53 1 001 057 18 Elevate PIA Elevate 32 58 1 002 588 93 Elevate GIA Elevate 34 65 1 066 107 61 Total 100 00 3 077 048 17 Advanced orders Maintain memoitems Client Details Title Mr First Name Alan Surname Client Date of Birth 09 Sep 1950 Breakdown by Product Wrapper Preferred Phone Number Emi
27. cted to take a tax freciied s tei ial B ie atic me mide eel misl meelaleliielsl micicie If any part of the transfer payment in respect of uncrystallised funds ari and click in box tick appears to confirm If any part of an unsecured pension fund has been used to purchase a s j Please confirm that all money to be transferred is free of the abowe conditions ransfer contain any money affected by the conditions below please exclude those monies from your transfer as they cannot be accepted by Elevate If all or part of the transfer payment directly or indirectly arises from uncrystallised rights under an approved occupational pension scheme where on or after 27 July 2004 but before 6 April 2006 the member had elected to take a tax free lump sum while deferring receipt of the pension If any part of the transfer payment in respect of uncrystallised funds arises from a pension sharing order from a pension in payment If any part of an unsecured pension fund has been used to purchase a short term annuity which is still in payment Please confirm that all money to be transferred is free of the above conditions M 4dd Transfer From Product Provider Manager A J Bell Management Limited d Scheme Type Je Policy Number Member ID Select the provider manager of oihar product providers managers if your Transfer Type o l client s is not present select Other Does this transfer have a crystallised element No Yes
28. cuments LK SC CT a a a and then Please note that if you change any of the info generate the following documents You should read thes ifustration along with Your Guide to the Elevate Pension investment Account and the a information about Remuneraton Charges and Investment Risks IRCIR document that has come wih The IRCA important information about Client documents feb SARETE SEEE REEERE The charges made by Elevate e The investment funds selected for the Mustraton together with the specific risks that are irked wth Name renee clude Consolidate You should reed the Bustraton along with the relevent IRCIR To make sure you have the ngtt documerts Remuneration and Charges ID 5464836 Se ee ee eee aquired a Your inancal advesr wil be able to anewer ary Questons you have Pre Sale Pension Illustration ID 5464836 aquired E To consolidate the above client specific docum aan required once they have completed and then g pal cone Fig 76 Submit documents continued Sign Up Documents Please note that if you change any of the information entered in the previous screens you must revisit this page to rg documents If required click to select certain Client documents documents to be printed together Remuneration and Charges ID 5464916 Complete Required Pre Sale Pension Illustration ID 5464916 21 May 10 12 25 pm Complete Required To consolidate the above client specific documentation into one p
29. e only This guide must not be distributed to or relied upon by your clients Fig 35 Transfer in re registration of assets into an Elevate PIA Search Results 71 Search Type Type Code t Name 3 yr perf 5 yr perf OBSR Rating Investment Funds Investment Fund 40F8 JPM Asia Inc Elevate Investment Solutions N Investment Fund ADF JPM Core Japan Behav Fin A Inc Name JPM Investment Fund 4062 IPM Emerging Markets Inc Code o Investment Fund A40G3 IPM Europe Smaller Companies 4 amp Investment Fund 4064 JPM Europe 4 Inc Fund Manager z an Investment Fund A40G5 JPM Global Financials 4 Inc Click Select on one or Asset Class more relevant row s cC Investment Fund 40G6 JPM Global 4 Inc Geographical Region All IMA Sector Investment Fund 40H1 JPM US A Inc All Investment Fund A0HO IPM UK Smaller Companies 4 Inc Investment Fund ADH2 IPM US Smaller Companies 4 Inc Fund Size No preference Total Expense Ratio No preference Annual Management Charge No preference Investment Fund AMM 4 IPM UK Managed Equity 4 Acc Investment Fund AVMS IPM UK Managed Equity 4A Inc Fig 36 Transfer in re registration of assets into an Elevate PIA Investment Breakdown Protect from automatic disinvestment to cover fees etc JPM Europe Smaller Companies A Inc Managed Fund Uncrystallised O Remove juPM Natural Resources A Inc Managed Fund Uncrystallised C Remove Yaluation Date
30. earch Model Portfolios Literature Help Admin Welcome Anna Paraplanner logout create work in progress work submitted AXA Offshore Elevate tasks Complete an AxA IOM offshore bond illustration NB Selecting this option will open a new window Choose task Task Create client produce illustrations PIA only a Enter the account details Company Elevate i Select the Charging structure agreed with Anyiser your client by clicking on the dropdown list Account type Individual Charging structure Composite Bundled Composite Bundled s ar Remember You must select the correct Explicit Unbundled _ naa j i Explicit Unbundled charging ee Se changed after moving from this screen Click Next see Fig 7 below to move to the new business 1 Account details screen where your client s details can be entered as appropriate Page 3 of 31 Elevate Elevate User Guide Elevate is for professional adviser use only This guide must not be distributed to or relied upon by your clients Fig 7 New Client Create client produce illustrations PIA only evate Home New Client Existing Clients Business Mgmt Research Model Portfolios Literature Help Admin Welcome Anna Paraplanner logout create work in progress work submitted AXA Offshore Elevate tasks Complete an AXA IOM offshore bond illustration NB Selecting this option will open a new window Choose task Tas
31. ervice Pension Policy Number Member ID 566789 Transfer Type Re registration Does this transfer have a crystallised element Does this transfer have an uncrystallised element Select transfer type Investment Breakdown Protect from automatic disinvestment Investment Units held to cover fees etc No Investments Recorded Search Criteria Search Type investment Funds Fig 30 Transfer in re registration of assets into an Elevate PIA Product Provider Manager Nationwide Life Limited Left Service Pension ja sckeme Type Complete the potential transfer Policy Number Member ID 566789 details as appropriate Transfer Type Re registration Does this transfer have a crystallised element No Yes Does this transfer have an uncrystallised element O No Yes Investment Breakdown Protect from automatic disinvestment Investment Units held to cover fees etc No Investments Recorded Once selected this section will provide you with a summary ofthe assets being re registered Search Type Investment Funds Elevate Investment Solutions Name Enter and search for particular investments by a variety of criteria See Fig 31 below Fig 31 Transfer in re registration of assets into an Elevate PIA Investment Breakdown Protect from automatic disinvestment Investment Value ji to cover fees etc Scroll down screen if necessary No Investments Recorded WoE
32. estment Account illustration user guide You can now either close this document or click on Elevate s Help menu to go to another user guide Page 31 of 31
33. etc N A 200 00 200 000 00 gt Elevate Pension Investment Account NPR Show investments as percentages monetary amounts Search for Investments Search Criteria Search Type investment Funds Elevate Investment Solutions Mame Click on the black triangle or Expand all to expand your view of the product wrapper s details for example when searching for investments within Model Portfolios or when investments have been selected and allocated to the product wrapper Page 20 of 31 Elevate Elevate User Guide Elevate is for professional adviser use only This guide must not be distributed to or relied upon by your clients Fig 49 Invest allocate expand all black arrow function evate Home New Client Existing Clients Business Mgmt Research Model Portfolios Literature Help Welcome Anna Paraplanner logout John Client EL1 025829 Click on the black arr ow or E xpan d AIl 5 Remuneration 6 Pension Details T Validate 8 Review gt 9 Submit to view all payments Exit without saving Save and exit Save Previous Next Protect from automatic Expand All Investment Type Level of Equity Single Regular Cash Transfer disinvestment to cover fees etc gt levate Pension Investment Account NPR N A 200 00 200 000 00 Show investments as percentages monetary amounts Search for Investments Search Criteria Search Type Investment Funds Elevate In
34. ffered to return to the relevant screen where any missing or incorrect All data entered has been successfully validate information may be highlighted for change Reason All data entered has been successfully validated Exit without saving Save and exit Click Next to move to the 8 Review screen Page 27 of 31 Elevate Elevate User Guide Elevate is for professional adviser use only This guide must not be distributed to or relied upon by your clients Review see Figs 69 to 72 below The Review screen will display with a summary of the key information entered Client account details Product wrappers selected Remuneration and Charges if applicable for Transfers Payments in by type Cash single and or regular and by investment Fig 69 Review Welcome Anna Paraplanner logout eva te The 8 Review screen displays with a summary of the key information entered Home New Client Existing Clie d Literature John Client EL1 025829 1 Account 2 Transfer gt 3 Payments In 4 Invest Allocate gt 5 Remuneration 6 Pension Details 7 Validate 8 Review 9 Submit Review Exit without saving Save and exit Previous Next Clientaccount details Information successfully saved Account Information p Client 1 Client Name Mr John Client Role Client Elevate Pension Investment Account Non Protected Rights Contributions Edit Elevate Entry Net Amount For Adviser Rem Charge
35. gular gt Frequency Monthy Start date dd mm yyyy 20 Jun 2010 EJM Payment method Amounts Click here if payments are eligible for tax relief else leave blank Elevate Pension Investment Account This and all subsequent contributions under this regular payment in are eligible for Tax Relief Pension gross amount Additional Pension details Employment status Employed Employer i o T Job title o Source of wealth Income from Employment Relevant earnings lo Deemed earnings 3 600 00 Pension input period starts i 19 May 2010 This is automatically updated by Elevate Payments into Elevate PIA employer see Figs 45 to 47 below To illustrate employer contributions into your client s potential Elevate PIA within section Add payments see Fig 44 above change the Source of payment drop down list to Employer A new section see Fig 45 below will appear requesting the employer details Page 18 of 31 Elevate Elevate User Guide Elevate is for professional adviser use only This guide must not be distributed to or relied upon by your clients Fig 45 Payments in regular into Elevate PIA NPR continued all subsequent contributions under this ar payment in are eligible for Tax Relief r Pension gross amount 200 Additional Pension details Employment status Employed Employer Joe Bloggs Ltd noes Enter additional pension details Income from Employment
36. hase for all products Fig 4 New client evate Home New Client Existing Clients Business Mgmt Research Model Portfolios Literature Help Admin Welcome Anna Paraplanner logout create work in progress work submitted AXA Offshore Elevate tasks For a new client to Elevate click on the Complete an 4X4 IOM offshore bond illustration Task dropdown list and select Create Client produce illustrations PIA only Choose task Task Create client product purchase for all products Create client product purchase for all products Create client produce illustrations PIA only Enter the account details Create client complete risk assessment Company Create client build model portfolio Adviser a Dviser Account type individual Charging structure Composite Bundled Enter the account details see Fig 5 Within the Enter the account details section ensure the adviser name selected is correct The list of advisers available will vary depending on your Elevate user permissions For example if you re a paraplanner entering details on behalf of multiple advisers you may be permissioned as such and would therefore be able to select from a list of one or more advisers Page 2 of 31 Elevate Elevate User Guide Elevate is for professional adviser use only This guide must not be distributed to or relied upon by your clients Fig 5 New Client create client produce illustrations PI
37. ial product wrapper Elevate PIA See below examples of both types of transfer cash or asset re registration Scheme types your clients are able to transfer in are Occupational Pension excluding S32 and bulk money purchase buy outs Personal Pension Left Service Pension Retirement Annuity Cash transfer into an Elevate Pension Investment Account PIA see Figs 12 to 25 below Fig 12 New and existing clients transfer s in Welcome Anna Paraplanner logout The 2 Transfer screen will display Portfolios Literature Help Admin New search 1 Account Tri est fi 5 Remuneration 6 Pension Details 7 Validate 8 Review 9 Submit The potential Elevate Transfer account number is Exit without saving Save and exit Previous Next ates ENVEUEL IGR Estimated Transfer Value Transfer Source Policy Number Transfer Type 4t Valuation Date No transfers registered 4dd new transfer to Elevate Pension Investment Account Protected Rights iil tenemos Exit without saving Save and exit Previous Page 6 of 31 Elevate Elevate User Guide Elevate is for professional adviser use only This guide must not be distributed to or relied upon by your clients Fig 13 New and existing client account details transfer s in evate Home New Client Existing Clients Business Mgmt Research Model Portfolios Literature Help Admin Welcome Anna Paraplanner logout John Client EL1025829 New search 1 Account
38. ients o 3 Payments In Mr John Client Business Mgmt Research Model Portfolios DO 4 Invest Allocate O 5 Remuneration Exit without saving lon JZ deta require you to review certain screens such as InvestAllocate and Remuneration in case these details need changing too Elevate Pension Investment Account Non Protected Rights Contributions Contribution Type Elevate Entry Charge 5 00 Amount 200 00 Monthly O 6 Pension Details Welcome Anna Paraplanner logout Literature Help Admin New search O 7 Validate 8 Review o 9 Submit Save and exit Previous Next Click Edit in relevant section to change details entered this takes you back to the relevant screen Net Amount For Adviser Rem Investment frequency 195 00 Monthly Regular Click Next to move to the 9 Submit screen Fig 73 Submit documents Welcome Anna Paraplanner logout evate Home The 9 Submit screen displays New Client Existing Clie Literature Help John Client EL1 025829 On the submit screen you can view and print all documents based on details input required O 1 Account 2 Transfer 3 Payment to complete the Elevate account Details gt 7 Validate 8 Review 9 Submit Exit without saving Save and exit Previous Submit 1 Produce Sign Up Documents Please note that if you change any oft page to re generate the following documents Client documents
39. interest Estimated transfer value at valuation date Search Criteria Search Search Results 71 Search Type Type Code t Name investment Funds Elevate Investment Solutions Investment Fund 40F8 IPM Asia A Inc displa ary ab Investment Fund ADF9 JPM Core Japan Behav Fin A Inc Select button will grey out to Name indicate it s already selected JPM Investment Fund 40G2 IPM Emerging Markets 4 Inc Code a l Investment Fund 40G3 JPM Europe Smaller Companies Investment Fund 4064 JPM Europe A Inc Fund Manager Page 15 of 31 Elevate Elevate User Guide Elevate is for professional adviser use only This guide must not be distributed to or relied upon by your clients Fig 38 Transfer in re registration of assets into an Elevate PIA Protect from automatic disinvestment Investment to cover fees etc Remove Pm Europe Smaller Companies A Inc Remove i Add the number of units The value will update JPM Natural Resources A Inc for each investment automatically PEernmgre valuation Date Unecrystallised amount at valuation date Crystallised amount at valuation date Re registration cash value Estimated transfer value at valuation date Re registration cash value This represents the cash balance in a plan to be transferred to Elevate via re registration This may include estimates for payments not yet received uninvested cash from sources such as Annual Management Charge AMC re
40. ion wh Policy Number Member ID 01234567 Transfer Type Cash Transfer Does this transfer have a crystallised element Does this transfer have an uncrystallised element Cash to be transferred Complete the potential transfer valuation Date in details as appropriate Uncrystallised cash at valuation date Crystallised cash at valuation date Estimated transfer value at valuation date Exit without saving Save and exit Page 9 of 31 Elevate Elevate User Guide Elevate is for professional adviser use only This guide must not be distributed to or relied upon by your clients Fig 21 Transfer in cash into an Elevate PIA NPR continued Product Provider Manager A J Bell Management Limited wy Scheme Type Personal Pension gt SS J Policy Number Member ID 01234567 Transfer Type Cash Transfer x Does this transfer have a crystallised element No O Yes Does this transfer have an uncrystallised element No gt Yes Is this transfer to be crystallised immediately No O Yes Cash to be transferred Complete the potential transfer sae ae eee in details as appropriate Uncrystallised cash at valuation date Crystallised cash at valuation date Estimated transfer value at valuation date Exit without saving Save and exit Fig 22 Transfer in cash into an Elevate PIA NPR continued Product Provider Manager A J Bell Management Limited wy Scheme Type Personal Pensi
41. k Create client produce illustrations PIA only hd Enter the account details company Elevate x Adviser A Dviser Account type Individual Click Next button to move to 1 Account screen Charging structure Explicit Unbundled New clients Client Details see Fig 8 below Enter your client s details All fields marked with must be completed Fig 8 New client account details Welcome Anna Paraplanner logout evate Home New Client Existing Clients Business Mgmt Research Model Portfolios Literature Help Admin New Business Case EL1025829 New search The 1 Account screen will display s s s s 1 Account 2 Transfer 3 Payments 6 Pension Details 7 Validate 8 Review 9 Submit Account Exit without saving Save and exit Next Remember Click Back on your Internet gerapt Details Explorer menu and follow the previous steps again if you need to change charging structure Name of Elevate Account Account Type Individual Adviser Details Company Elevate Adviser Name _ A Dviser Client Details Title Page 4 of 31 Elevate Elevate User Guide Elevate is for professional adviser use only This guide must not be distributed to or relied upon by your clients Client Details continued see Fig 9 below Formats Date of Birth Enter as dd mm yy and this will be displayed back to you as 01 Feb 1968 UK Resident for Tax purposes No
42. levate is for professional adviser use only This guide must not be distributed to or relied upon by your clients Fig 63 Pension details evate Home New Client Existi John Client EL1 025829 gt 1 Account gt 2 Transfer gt 3 Payments In gt 4 Invest Allocate Pension Details Additional client details Intended retirement date Total value of all actual or intended Elevate investments excluding the Pension Investment Account values this value is used in the illustration to derive the level of Elevate Portfolio Charge to be used 4dd partner details Pension protection information Is this client entitled to Enhanced Protection Home New Client Existing Clients Business Mgmt John Client EL1025829 1 Account 2 Transfer O 3 Payments In 4 Invest Allocate Pension Details Additional client details Intended retirement date Total value of all actual or intended Elevate investments excluding the Pension Investment Account values this value is used in the illustration to derive the level of Elevate Portfolio Charge to be used Add partner details Pension protection information Is this client entitled to Enhanced Protection Home New Client Existing Clients Business Mgmt John Client EL1 025829 1 Account 2 Transfer o 3 Payments In 4 Invest Allocate Pension Details Additional client details Intended retirement date Total value of all actual or i
43. mary Protection k Is this client entitled to a lifetime allowance enhancement factor arising from being a relevant overseas individual Is this client entitled to a lifetime allowance enhancement factor following a transfer from a recognised overseas pension scheme Is this client entitled to a lifetime allowance enhancement factor folowing receipt of a pension credit Is one or more of the transfers part of a block transfer Click Next to move to the Enter if appropriate pension protection information 7 Validate screen Exit without saving Save and exit Validate Elevate will check all information entered Links to any missing or incorrect information will be available here Once you ve amended any details you may be required to review certain screens such as the Invest Allocate and Remuneration screens in case these details need changing too When the screen message is as per Fig 68 below click Next to move to the 8 Review screen Fig 68 Validate Welcome Anna Paraplanner logout evate Home New Client Existing Clie bli Literature Help The 7 Validate screen displays John Client EL1025829 If all data has been entered as appropriate the screen will display the message All data has been successfully validated 1 Account 2 Transfer o 3 Payment Details 7 Validate D 8 Review o 9 Submit Validate Save and exit Previous Next Else click on the link o
44. me Gender Date of Birth dd mm yyyy Marital Status UK Resident for Tax Purposes Check for Existing Elevate Account John Client Individual Elevate 4 Dviser Mr v Click on Search to search for existing Elevate accounts with the same name If no accounts are found a message will appear at the top of the screen no further action is required Exit without saving Save and exit Page 5 of 31 Elevate Elevate User Guide Elevate is for professional adviser use only This guide must not be distributed to or relied upon by your clients Fig 11 New client account details check for existing Elevate account Welcome Anna Paraplanner logout evate Home New Client Existing Clients Business Mgmt Research Model Portfolios Literature Help Admin New Business Case EL1025829 New search 1 Account 2 Transfer 3 Payments In 4 Invest Allocate 5 Remuneration 6 Pension Details 7 Validate 8 Review 9 Submit Account Exit without saving Save and exit No clients found Click Next button to move to 2 Transfer screen Account Details Name of Elevate Account _ John Client Account Type Individual Adviser Details Company Elevate Adviser Name 4 Dyiser Client Details New and existing clients The following screens are similar for both potential new and existing Elevate clients Transfers in Add details of cash transfers or asset re registration to your client s potent
45. ntended Elevate investments excluding the Pension Investment Account values this value is used in the illustration to derive the level of Elevate Portfolio Charge to be used s 4dd partner details Pension protection information Is this client entitled to Enhanced Protection o 5 Remuneration Research O 5 Remuneration Research 5 Remuneration Welcome Anna Paraplanner logout The 6 Pension Details screen displays el Portfolios Literature Help 6 Pension Details o 7 Validate 8 Review Do 9 Submit Exit without sa a Aet ot 1a tal lt a le fel gti gt aal ial date or click the calendar icon and select date as appropriate OOo M No Yes Welcome Anna Paraplanner logout Model Portfolios Literature Help Admin New search 6 Pension Details gt 7 Validate 8 Review gt 9 Submit Exit without saving Save and exit Previous Next Enter the actual or intended value mnper tai Vaille Ta z z Jalol Elevate investments figure entered will be used t derive the level of Elevate Portfolio Charge to be used for explicit charging basis only No No Yes O Yes Welcome Anna Paraplanner logout Model Portfolios Literature Help 6 Pension Details 7 Validate 8 Review 9 Submit Exit without saving Save and exit Previous Next 01 May 2042 y Select to add your client s partner s details as appropriate 50000 00 No No
46. of the tiered Elevate Portfolio Charge viewable for accounts with explicit charging basis only Remuneration details Select regular remuneration levels as appropriate E Adviser annual Total annual ion amount remuneration amount 3 Elevate Pension Investment Account w Allocation gt 0 00 EERE OO est Non Protected Rights Remember Adviser Regular Remuneration is often known in the industry as Annual Charge al charge Aare E Ea Me E E a meer ation Elevate Pension Investment Account Non Protected Rights Allocation 0 00 0 00 Adviser Remuneration Total charge inc remuneration Regular remuneration Initial remuneration regular payments Initial remuneration cash transfers Fig 61 Remuneration initial and regular edit ent _ Least volatile stock LVS gt Taaa ood aa f Lane 00a 90 Deal Code Cif CNN a 1 500 000 00 4bove applicable Remuneration details Adviser annual Total annual Regular re remuneration amount remuneration amount Elevate Pe Select initial remuneration levels as appropriate Non Protect 609 20 est 609 20 est Adviser Remuneration Total charge E inc remuneration Elevate Pension Investment Account Non Protected Rights Allocation 2 50 5 00 5 00 Initial remuneration regular payments Adviser Remuneration Total charge C inc remuneration Elevate Pension Investment Account Non
47. on el Policy Number Member ID 01234567 Transfer Type Cash Transfer gt Does this transfer have a crystallised element Does this transfer have an uncrystallised element Is this transfer to be crystallised immediately Enter the valuation date Cash to be transferred Yaluation Date Uncrystallised cash at valuation date Crystallised cash at valuation date Estimated transfer value at valuation date Or Click on calender icon and select date pension was valued Exit without saving Remember The minimum transfer in value into the product wrapper must total 1 000 Immediate crystallisation If the transfer in is for immediate crystallisation we require a minimum of 1 000 for Drawdown with a total of 1 350 to allow for Pension Commencement Lump Sum PCLS Fig 23 Transfer in cash into an Elevate PIA continued Product Provider Manager A J Bell Management Limited gt H Scheme Type Personal Pension el Policy Number Member ID 01234567 Transfer Type Cash Transfer gt Does this transfer have a crystallised element Does this transfer have an uncrystallised element Is this transfer to be crystallised immediately Enter as applicable the value Cash to be transferred of any crystallised or x uncrystallised cash valuation Date Uncrystallised cash at valuation date Crystallised cash at valuation date Estimated transfer value at valuation date aiai a peee S
48. ount Start Date Payments C Elevate Pension Investment Account Protected Rights 0 00 0 00 Elevate Pension Investment Account Non Protected Rights Transfer Single Cash 200 000 00 Individual Monthly Dire gies TEPEN E E 2 600 00 Edit Remove 200 200 00 2 400 00 2 600 00 Then either click Add to add another payment in or Si cy Click Next to move to the 4 Invest Allocate screen Invest and allocate payments in and cash transfers see Figs 48 to 58 below Within the top section of the screen you can view all the payments in and cash transfers for your client s Elevate PIA illustration The numbers will be in red until they are completely 100 allocated to one or more investment s Here you can add search for and allocate payments into investments and add payments into cash Fig 48 nvest allocate evate Here search for investments including Home New Client Existing Client S e1 E kelasi fet e ller Lel ME Te le Ko Ei p folios Literature Help Admin and allocate these to payments in John Client EL1 025829 New search Welcome Anna Paraplanner logout 1 Account 2 Transfer 3 Payments In x eate a sion Details 7 Validate 8 Review 9 Submit portfolio see the user guide Invest Allocate How do I create a model portfolio EZ Eu Saua Ananias nna Protect from automatic Expand All Investment Type Level of Equity Single Regular Cash Transfer disinvestment to cover fees
49. oviders managers is available here to select from To confirm the transfer in is free of the conditions see Fig 15 below click in the box alongside Please confirm that all money to be transferred is free of the above conditions and a tick will appear If the money to be transferred in has any of the conditions please call Elevate to discuss Page 7 of 31 Elevate Elevate User Guide Elevate is for professional adviser use only This guide must not be distributed to or relied upon by your clients Fig 15 Transfer in cash into an Elevate PIA NPR continued evate Home New Client Existing Clients Business Mgmt Research Model Portfolios Literature Help Admin Welcome Anna Paraplanner logout John Client CEL1025829 1 Account 2 Transfer 3 Payments In D 4 Invest Allocate 5 Remuneration 6 Pension Details 7 Validate 9 Submit Transfer Exit without saving Save and exit Next Estimated Transfer Value Transfer Source Policy Number Transfer Type 4t Valuation Date No transfers registered Add new transfer to Elevate Pension Investment Account Non Protected Rights Adddsanakas Should your transfer contain any money affected by the conditions below please exclude those monies from your transfer as they cannot be accepted by Elevate If all or part of the transfer payment directly or indirectly arises from und heme where on or after 27 July 2004 but before 6 April 2006 the member had ele
50. plan to be transferred to Elevate via re registration This may include estimates for payments not yet received uninvested cash from sources such as _ Cancel Annual Management Charge AMC rebates dividend payments and interest Search Criteria Search Search Results 14 Search Type Type Code t Name OBSR Rating investment Funds x Investment Fund 40B1 Lazard UK Omega Ret Acc A Fig 40 Transfer in re registration of assets into an Elevate PIA evate Home New Client Existing Clients Welcome Anna Paraplanner logout Note the summary details of transfers into Elevate are available to view and edit at the top of the screen John Client EL1 025829 New search folios Literature Help Admin 1 Account 2 Transfer 3 Payments In 4 Invest Allocate 5 Remuneration 6 Pension Details T Validate 8 Review 9 Submit Trans fe r Exit without saving Save and exit Previous Next Estimated Transfer Value Transfer Source Policy Number Transfer Type 4t Valuation Date Elevate Pension Investment Account Non Protected Right A J Bell Management Limited 1234567 200 000 00 View Edit Remove i EditR Nationwide Life Limited 567890 Add a further transfer or 102 257 50 View emove 4dd new transfer to Elevate Pension Investment Account Protected Rights Click Next button to move to 3 Payments in screen Exit without saving Save and exit Previous nee Page 16 of 31 Elevate Elevate User
51. ppers to apply your selection to Choose which types of payments to apply your selection to O al Allocate All Payments All Payments aa Enter the or amount to be allocated to the M Uncrystallised investment within the product wrapper s Elevate Pension Investment Account NPR If appropriate click so tick appears in box to protect an investment from automatic disinvestment Click Add Investment i to save the allocation TA rotect this investment from automatic disinvestment to recover fees ome piana Page 23 of 31 Elevate Elevate User Guide Elevate is for professional adviser use only This guide must not be distributed to or relied upon by your clients Search for and select further investments so the allocations total 100 the text colour of payments in and any cash transfers will change from red to black once fully allocated to investments adjust any allocation or click Next to move to the 5 Remuneration screen Fig 58 Invest allocate summary and adjustments Q t es Repeat to select further investments remember Once payment e Va e allocation of payments in must total 100 allocated the text colour will and click Next to move to next screen from red to black Home New Client Existing Clie John Client EL1 025829 A summary of allocated payments nai to investments is displayed allocation of your client s gt 14 Account 2 Transfer 3 Payments In towards top of
52. rintable version please select each of the documents required once they have completed and then generate a consolidated version by clicking the following button Adviser documents Name Date Rec Click Consolidate documents Pensions Investment Account Adviser Supplementary Illustration details ID 5464916 A separate row will appear along with a further link to the relevant consolidated documents Create a new product wrapper purchase using the details entered for this illustration Create a new illustration using the details entered for this illustration End process Fig 77 Submit select next action create new product wrapper purchase create new illustration or end Sign Up Documents Please note that if you change any of the information entered in the previous screens you must revisit this page to re generate the following documents Client documents Name Date Requested Status Include Consolidate Remuneration and Charges ID 5464916 21 May 10 12 25 pm Complete Required Iv Pre Sale Pension Illustration ID 5464916 21 May 10 12 25 pm Complete Required iv To consolidate the above client specific documentation into one printable version please select each of the documents required once they have completed and then generate a consolidated version by clicking the following button Adviser documents Name Date Requested Status _ Pensions Investment 4 etails ID 5464916 21 May 10 12 25 pm Complete Click bl
53. s of transfers into Elevate are available to view and edit at the top of the screen Admin New Client Existing Clie Portfolios Literature Help New search John Client EL1 025829 1 Account 2 Transfer 3 Payments In 4 Invest Allocate 5 Remuneration 6 Pension Details 7 Validate 8 Review 9 Submit Exit without saving Save and exit Previous Next Transfer Estimated Transfer Value Transfer Type 4t Valuation Date Policy Number Transfer Source Elevate Pension Investment Account Non Protected Rights A J Bell Management Limited 1234567 CASH 200 000 00 View Edit Remove 4dd new transfer to Elevate Pension Investment Account Protected Rights icici sommes Exit without saving Save and exit Previous Click Add transfer to add a further transfer or click Next to move to Payments in screen Add transfer in re registration of assets into an Elevate PIA and residual cash To add a re registration of assets into an Elevate PIA follow the instructions below You can also add any residual cash left over after investments within the Re registration cash value see Figs 36 to 39 Page 11 of 31 Elevate Elevate User Guide Elevate is for professional adviser use only This guide must not be distributed to or relied upon by your clients Fig 26 Transfer in re registration of assets into an Elevate PIA evate Welcome Anna Paraplanner logout To illustrate a re registration of
54. section will appear on the screen where you can complete the cash or re registration of assets details Fig 19 Transfer in cash into an Elevate PIA NPR continued ransfer contain any money affected by the conditions below please exclude those monies from your transfer as they cannot be accepted by Elevate If all or part of the transfer payment directly or indirectly arises from uncrystallised rights under an approved occupational pension scheme where on or after 27 July 2004 but before 6 April 2006 the member had elected to take a tax free lump sum while deferring receipt of the pension If any part of the transfer payment in respect of uncrystallised funds arises from a pension sharing order from a pension in payment If any part of an unsecured pension fund has been used to purchase a short term annuity which is still in payment Please confirm that all money to be transferred is free of the above conditions M Add Transfer From i Product Prowider Manager a J Bell Management Limited Scheme Type Personal Pension Policy Number Member ID 01234567 Transfer Type K 3 Cash Transfer Does this transfer have a crystallised element Re registration Does this transfer have an uncrystallised element Select transfer type Exit without saving Save and exit Fig 20 Transfer in cash into an Elevate PIA NPR continued Product Provider Manager A J Bell Management Limited Scheme Type Personal Pens
55. ser Guide Elevate is for professional adviser use only This guide must not be distributed to or relied upon by your clients Fig 18 Transfer in cash into an Elevate PIA NPR continued ransfer contain any money affected by the conditions below please exclude those monies from your transfer as they cannot be accepted by Elevate 4 If all or part of the transfer payment directly or indirectly arises from uncrystallised rights under an approved occupational pension scheme where on or after 27 July 2004 but before 6 April 2006 the member had elected to take a tax free lump sum while deferring receipt of the pension B If any part of the transfer payment in respect of uncrystallised funds arises from a pension sharing order from a pension in payment C If any part of an unsecured pension fund has been used to purchase a short term annuity which is still in payment Please confirm that all money to be transferred is free of the above conditions lV 4dd Transfer From Product Provider Manager a J Bell Management Limited i Scheme Type Per sonal Pension i Policy Number Member ID 01234567 Transfer Type Does this transfer hawe a crystallised element Enter the policy number or Member ID Does this transfer have an uncrystallised element Exit without saving Save and exit Transfer type Your clients can transfer in cash or by re registration of the assets Choose the appropriate type as per Fig 19 below A further
56. starts j Pension input period ends 19 May 2011 Ea Pension input period starts ends are not applicable for transfers into Ele DTA Thc weil cits single or regular contributions are also to be paid into an Elevate PIA In this case the user leaves the end date to one year from start date as per usual against the annual allowance in pension industry The pension input period for the Elevate PIA is the period over which You can select an initial input period that ends earlier that 12 months from the date of the first regular or single contributic Click Save payment Click Save payment and the screen will update to display a summary of the payments see Fig 47 below Then either click Add to add another payment in or Next to move to the 4 Invest Allocate screen Page 19 of 31 Elevate Elevate User Guide Elevate is for professional adviser use only This guide must not be distributed to or relied upon by your clients Fig 47 Payments in summary evate Home New Client Existing Clients Business Mgmt Research Model Portfolios Literature Help Admin Welcome Anna Paraplanner logout John Client EL1025829 New search gt 1 Account 2 Transfer ai 7 Validate 8 Review 9 Submit Payments In A summary of payments in including transfers will display Payment Total Annualised Next to move to 4 Invest Allocate screen Source of Payment Product Wrapper Frequency Method Am
57. te only clients who are resident and ordinarily in the UK for tax purposes can apply to have an Elevate account Fig 9 New client account details Name of Elevate Account _ John Client Individual Account Type Adviser Details Company Adviser Name Client Details Title Mr Enter your client s details all fields First Name s John marked with must be completed f Surname Client t Gender Male giri sae 4 the UK for tax purposes can regi with Elevate Date of Birth dd mm yyyy 01 May 1980 Marital Status Married UK Resident for Tax Purposes Yes Check for Existing Elevate Account Search Exit without saving Save and exit Check for existing Elevate account see Fig 10 below Elevate will automatically assign an Elevate account name combination of First Name and Surname and you can edit this by ticking the edit option box next to Name of Elevate account in the Account details section This is the name by which you can search for your client s potential Elevate account and will be what Elevate searches for when you click Search for existing client in case of a duplicate If no accounts are found no further action is required you can carry creating your client s Elevate PIA illustration Fig 10 New client account details check for existing Elevate account Name of Elevate Account i Account Type Adviser Details Company Adviser Name Client Details Title First Name s Surna
58. vate User Guide Elevate is for professional adviser use only This guide must not be distributed to or relied upon by your clients Remember the minimum regular payments into Elevate PIA are Monthly 100 Quarterly 300 Half yearly 500 Yearly 1000 Date Either enter date in format dd mm yyyy or use the calendar option by clicking on symbol Remember The start date of the potential regular payment in must be in the future a minimum of 10 days time to allow the set up of a Direct Debit and days 1st to 28th inclusive of the month Fig 43 Payments in regular into Elevate PIA NPR continued Source of payment Individual Enter the payment details Payment type Regular Frequency Monthly Start date dd mm yyyy Payment method Amounts Elevate Pension Investment Account Non Protected Rights This and all subsequent contributions under this regular payment in are eligible for Tax Relief Pension gross amount Additional Pension details Employment status Employed S Employer CO Job title Source of wealth Income from Employment Relevant earnings lo Deemed earnings 3 600 00 Pension input period starts i 19 May 2010 If your client s payments are eligible for tax relief click in the tick box by This and all subsequent contributions under this Fig 44 Payments in regular into Elevate PIA NPR continued Source of payment individual Payment type Re
59. vest Allocate 5 Remuneration 6 Pension Details 7 Validate 8 Review 9 Submit Transfer Exit without saving Save and exit Previous Next Estimated Transfer Value Transfer Source Policy Number Transfer Type At Valuation Date Elevate Pension Investment Account Non Protected Rights A J Bell Management Limited 01234567 CASH 200 000 00 View Edit Remove 4dd new transfer to Elevate Pension Investment Account Protected Rights Should your transfer contain any money affected by the conditions below please exclude those monies from your transfer as they cannot be accepted by Elevate If all or part of the transfer payment directly or indirectly arises from ung aA E isl Bie laliiiaChi NR e ational pension scheme where on or after 27 July 2004 but before 6 April 2006 the member had elected to take a tax freg conditions listed and clickinbox HAGU If any part of the transfer payment in respect of uncrystallised funds ar ick fi nsion in payment If any part of an unsecured pension fund has been used to purchase a g tick appears to confirm Please confirm that all money to be transferred is free of the above conditions Add Transfer From product Provider Manager l Scheme Type Policy Number Member ID ransfer contain any money affected by the conditions below please exclude those monies from your transfer as they cannot be accepted by Elevate If all or part of the transfer payment directly or indirectly arises from un
60. vestment Solutions Mame Fig 50 Invest allocate search criteria Protect from automatic Tid poe Investment Type Level of Equity Regular Cash Transfer disinvestment to cover fees etc Y Elevate Pension Investment Account NPR 200 00 200 000 00 Unerystallised 200 00 200 000 00 Cash Product Cash 0 00 0 00 Remainder to be allocated 100 00 100 00 Show investments as percentages monetary amounts Search for Investments Search Criteria Search Type investment Funds z If appropriate scroll down and enter search criteria Elevate Investment Solutions Name m Code pe Fund Manager All Asset Class Scroll down to search for and select investments Enter the search criteria and click Search The search results are displayed on the right hand side Fig 51 Invest allocate search criteria continued Search Type Investment Funds Elevate Investment Solutions Click Search Mame artemis Code o Fund Manager All Asset Class All Geographical Region All IMA Sector Fund Size No preference Total Expense Ratio No preference Annual Management Charge No preference Page 21 of 31 Elevate Elevate User Guide Elevate is for professional adviser use only This guide must not be distributed to or relied upon by your clients Fig 52 Invest allocate search results Search Type TER 3
61. y your clients Select which product wrapper to apply the investment to or select All if applicable Fig 55 Invest allocate allocate investment to wrapper s Investment Fund Artemis UK Smaller Companies Choose vvhich of these wrappers to apply your selection to Choose which types of payments to apply your selection to Allocate All Payments All Payments 0 00 Elevate Pension Investment Account NPR Uncerystallised Click tick s appears to allocate payment s into product wrapper s 0 Protect this investment from automatic disinvestment to recover fees etc k Close E Add Investment Allocate all payments to the particular investment or Model Portfolio if applicable or individually Fig 56 Invest allocate allocate investment to one or all payments in Investment Fund Artemis UK Smaller Companies or regular payments in only Choose which of these wrappers to apply your selection to Choose which types of payments to ap G All Allocate j All Payments lt lt All Payments Individual Payments All Payments 0 00 vo Elevate Pension Investment Account NPR V Uncrystallised Cy ee il Protect this investment from automatic disinvestment to recover fees etc k Close i4 Add Investment Fig 57 Invest allocate allocate investment by or percentage Investment Fund Artemis UK Smaller Companies Choose which of these wra
62. yrperf Syrperf OBSR Rating investment Funds 3 Investment Fund Ac76 4rtemis UK Growth 1 65 26 3735 12 2794 4 Elevate Investment Solutions 7 p a R Investment Fund ACY 4rtemis UK Smaller Companies 1 65 34 3134 5 1214 Name artemis Investment Fund AFY 4rtemis Income R Inc 1 57 13 6348 30 9702 Code C MN Investment Fund AF78 4rtemis New Enterprises 2 00 0 1148 4 0803 Investment Fund AxX41 Artemis European Growth R 1 67 37 0895 8 304 Fund Manager All v Investment Fund URO2 Artemis Global Growth R 1 66 22 0286 32 132 Asset Class Investment Fund URO4 Artemis Strategic Bond QR Dis 1 13 10 0095 Geographical Region Investment Fund UROS Artemis Strategic Bond MR Acc 1 13 9 7344 All IMA Sector an zl Remember Certain types of investments may not i The Soari os w display be selectable for a particular product wrapper as Fund Size relevant investments or model portfolio s No preference ooo they may not be eligible investments Total Expense Ratio No preference a Annual Management Charge No preference Br Fig 53 Invest allocate select investment SETT t Search Results 12 Search Type Type Codet Name TER Syrperf Syrper OBSR Rating investment Funds f Investment Fund AC Y6 4rtemis UK Growth 1 65 26 3735 12 2794 A Elevate Investment Solutions Investment Fund ACY Artemis UK Smaller Companies 1 65 34 3134 5 1214 AAD Name artemis

Elevate User Guide - The Financial Group

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