Remuneration User Guide
Contents
1. From 13 06 2012 fn To 13 12 2012 fa Account Any o Firm Sample Company Adviser Any Portfolio number ZR1019174 Find Include Any v Transaction Any v Numbe uneration statement items 10 Date Portfolio number Adviser code Adviser name Account f Remuneration type Amount 08 08 2012 ZR1019174 0 22671 A Adviser Investment Account TAR 4 000 00 08 08 2012 ZR1019174 003 A Adviser Retirement Account TAR 2 500 00 10 09 2012 ZR1019174 003 22671 A Adviser Retirement Account Ongoing adviser remuneration from Retir 90 74 10 09 2012 ZR1019174 002 22671 dviser Investment Account Ongoing adviser remuneration from Inve 140 68 08 10 2012 ZR1019174 002 22671 A Adviser Investment Account Ongoing adviser remuneration from Inve 162 92 08 10 2012 ZR1019174 003 22671 A Adviser irement Account Ongoing adviser remuneration from Retir 102 42 08 11 2012 ZR1019174 003 22671 A Adviser Retirement Amao Ongoing adviser remuneration from Retir 64 87 08 11 2012 ZR1019174 002 22671 A Adviser Investment Account agoing adviser remuneration from Inve 103 21 10 12 2012 ZR1019174 002 22671 A Adviser Investment Account Ongoing ad remuneration from Inve 48 63 10 12 2012 ZR1019174 003 122671 ____A Adviser _______ Retirement Account _ Onaoina adviser remuneratimgfrom Retir 30 4 Total 7 243 89 GBP Export to Excel a Professional portal Version 1 10 0 Release date 11 12 2012 Platform ver2. ZURICH Remuneration User Guide Remuneration This guide will help you when you are using the Zurich Intermediary Platform It will tell you where and how you can request one off remuneration how to amend regular initial and ongoing remuneration and also how to view remuneration For setting up initial adviser remuneration regular initial adviser remuneration or ongoing remuneration please refer to our Investment New Business Retirement Account New Business or Payments in and Withdrawals user guide as applicable The user guide can also be accessed by clicking the icon at the right hand side of the page this feature is on all screens of the Plattorm Once familiar with the system this guide can be used as a reference document Helpful Icons on the Zurich Platform iW Helpful Enables you Enables you Denotes a mandatory information to edit the to delete the detail You must information information complete mandatory details to be able to move forward Save amp Exit Enables you to save Expands the Denotes that the your work and exit the information portfolio is linked process You can restart the process by selecting the item in your Work in Progress Remuneration User Guide Contents New and Existing Porttolio Checklist One off Adviser Remuneration Amending Ongoing Remuneration Maintain Regular Initial Adviser Remuneration Remuneration Statement Business R
3. Change password Logout ZURICH A Adviser You are working on Retirement Test ey Dashboard New portfolio Existing portfolio Actions and activities New portfolio gt New portfolio checklist Allocation Remuneration Confirmation Name Date requested Status Include Zurich Portfolio Declarations and Acceptance 03 12 2012 Complete Required Charges Information 03 12 2012 Complete Required i z Transfer Authority 03 12 2012 Complete Required Direct Credit Advice 03 12 2012 Complete Required Consolidate When you confirm this stage the client transfers payments asset allocation and remuneration details will be locked and you will no longer be able to change them before submission Any changes you do make will be included in the documents produced here You can also print documents at the submit stage You can produce the Retirement Account illustration at the submit stage Only confirm this stage once you are happy that all the information entered is correct and you are ready to continue Pro forma DD document a Ready to move on Save amp Exit Se So Professional portal Version 1 7 0 Release date 30 11 2012 Platform version 2012 12 2 920 Site map Legal Accessibility 2012 Zurich One off Adviser Remuneration You can request one off adviser remuneration at any time One off adviser remuneration can be requested in the Home Contact Preferences Change password Logout
4. Home Contact Preferences Change password Logout i i i ZURICH Welcome back A Adviser remuneration Included information is the date the EEP es RET Dashboard gt Firm dashboard Zurich goc iments remuneration was deducted Portfolio number account adviser s name and the amount of remuneration Bulk mas en FTSE 100 Portfolios and assets ked on Create portfolio SEE 3 months z Today Name Number 5875 Portfolios 15 16 a Business reports ent Account zR1011280 Transactions i e Assets GBP 3 042 242 49 3 196 619 31 Q lient ZR1013458 5775 a n a 13 12 2012 WD test ZR1012877 5725 5675 Message centre See all messages 5625 n E 14 11 2012 23 11 2012 04 12 2012 From the Firm dashboard select Information gt Remuneration statement Date Alert Action 13 12 2012 Client Reached Payment Action Required a W News feed 12 12 2012 Client Reached Payment Action Required 1 BBCWorld BBCWorld fa 11 12 2012 Client Reached Payment Action Required RT BBCBreaking UK government pays 2 2m to Libyan dissident Sami al Saadi and is carry to settle claim MI6 was involved in 3 months Work in progress See aff work in progress Work in progress list TheEconomist TheEconomist Retirement Account a Investment Account 3 x Where did the ancient Britons go The greying 13 12 2012 11 36 26 Buy and transfer products E of the population may n
5. Disinvestment strategy Least Volatile Stock aeration frequency Take ISA charges from Investment Account VY ccount Remuneration type Amount Percentage Frequency Res Sa pei vie ee Hon Y Ig estment Account a Initial Adviser Remuneration Si 0 00 l Total 0 00 Est amounts are dependant on the payment expectation being met Calculate Any Investment Adviser charges will be shown in the Charges information document on the next step Professional portal Version 1 10 0 Release date 11 12 2012 Platform version 2012 12 9 937 Sitemap Legal Accessibility 2012 Zurich New and Existing Portfolio TIP If you want to change the amount of initial adviser remuneration that has been set up and submitted on the Platform prior to the payment being matched and authorised you can ask the Zurich Portfolio team to cancel the payment expectation and remuneration requested You can then re enter the payment expectation and the correct amount of remuneration If the payment has already been matched but the remuneration has not yet been authorised you can ask the Zurich Portfolio team to reject the remuneration that has been set up but you will then not be able to request initial remuneration from that payment The amount that was ring fenced will become available cash When more than one single payment is added to an account at the same time only the same rate of initial adviser remuneration can be faci
6. 00 Any investment Adviser charges will be shown in the Charges Information Document on the next step Caloulate Cancel Professional portal Version 1 10 0 Release date 11 12 2012 Platform version 2012 12 9 937 Sitemap Legal Accessibility 2012 Zurich A new line appears with the options to edit the details You can amend the total amount remuneration frequency and the number of deductions The regular initial adviser remuneration frequency cannot be more frequent than the frequency of the regular payment in Once you have made amendments to the remuneration click Calculate and then click Next A Charges information document is generated for downloading and printing If the regular initial adviser remuneration was increased or the basis changed a declaration will be produced as part of the document that all Zurich Portfolio holders need to sign and date This declaration must be returned to the Zurich Portfolio team If you are ready to confirm click the checkbox and then click Submit If regular initial remuneration is increased or the basis changed and the completed adviser remuneration declaration or such other form as agreed by Zurich is not returned to Zurich to authorise the existing regular initial remuneration which could be zero will continue Remuneration User Guide Maintain regular initial adviser remuneration continued a Home Contact Preferences Change password Logout ZURI
7. Zurich Portfolio team If you are ready to confirm click the checkbox and then click Submit The old rate will be accrued up until the date that Zurich authorises the change and then the new rate will begin to accrue If ongoing adviser remuneration is increased or the basis changed and the completed adviser remuneration declaration or such other form as agreed by Zurich is not returned to Zurich to authorise the existing ongoing adviser remuneration which could be zero will continue Remuneration User Guide Amending ongoing adviser remuneration continued va Home Contact Preferences Change password Logout ZURICH James Admin You are working on TE33 Latest Admin PF 1 g Dashboard New portfolio Existing portfolio Actions and activities Administration Existing portfolio gt Portfolio management gt Amending remuneration E Amending Remuneration Confirmation Name Date requested 13 12 2012 Complete Cha rges Information Professional portal Version 1 10 0 Release date 11 12 2012 Platform version 2012 12 12 943 Sitemap Legal Accessibility 2012 Zurich You can make changes to initial adviser remuneration that has been authorised From the Portfolio dashboard select Existing portfolio gt Portfolio management gt Maintain regular initial adviser remuneration TIP If you want to change the amount of regular initial adviser remuneration that has been set up and submitted on the Platfor
8. person should rely on or act on any information in this advertisement when making an investment decision This advertisement has not been approved for use with clients Zurich is a trading name of Sterling ISA Managers Limited Sterling ISA Managers Limited authorised and regulated by the Financial Conduct Authority Registered in England and Wales under company number 02395416 Registered Office The Grange Bishops Cleeve Cheltenham GL52 8XX Zurich Life Assurance plc is authorised and regulated by the Central Bank of Ireland and subject to limited regulation by the Financial Conduct Authority for the conduct of insurance business in the UK Registered office Zurich House Frascati Road Blackrock Co Dublin Ireland Registered in Ireland under company number 58098 A ZURICH
9. 0517102827 xls Complete Select any of the From and To dates Category or Report type options and then click Filter to narrow the search results 2233510 1636 20120517102642 xls Complete 2220888 1640 20120510122436 xls 09 05 2012 2 09 05 2012 2217695 1640 20120509084611 X Complete Cash Balances Report 0120509084732 xls Complete W p E po o o E o E o pE Asset Allocation Report Complete O New report Professional portal Version 0 43 3 Release date 03 08 2012 Platform version 2012 8 6 270 Site map Legal Accessibility 2012 Zurich Remuneration User Guide Business Reports continued Generate business report Category Remuneration Firm Sample Company v Adviser Any v Report type Remuneration Report v J From the Category dropdown select Remuneration Complete the relevant and mandatory fields and click Generate report to add the report to the list Generate report The report will open up as an Excel document and can be filtered by firm and or by adviser Zz Home Contact Preferences Change password Logout ZURICH A Adviser E Dashboard New portfolio Existing portfolio Actions and activities Information Information gt Business reports Total Holdings Report 17 05 2012 2233522 1636 20120517102827 xls Complete Total Holdings Report 17 05 2012 2233510 1636 20120517102642 xIs Complete Asset Allocation Report 10 05 2012 2220888 1640 20120510
10. 122436 xls Complete From 07 05 2012 fal 07 08 2012 ss Category Management Info When the document Status is Complete you may view the npoetyon i report by clicking the a icon ae Pes ISA Allowance Report 07 08 2012 2421830 17499 20120807115302 xIs_ Complete me ructions Report 06 08 2012 2414580 10591 20120806020842 xIs Complete j You WI need to cha ng e the Category d ropdown Total Holdings Report 06 08 2012 2412106 1636 20120806112421 xls Complete A Asset Allocation Report 18 05 2012 2235292 1640 20120518013214 xls Complete B menu to Management Info or Remuneration Total Holdings Report 18 05 2012 2235268 1636 20120518124104 xls Complete B to see th e ist of th e re pO rts ava i la b e un d er Total seal Report 17 05 2012 2234306 1636 20120517020533 xls Complete 3 Total Holdings Report 17 05 2012 2233611 1636 20120517104346 xls Complete fm eac h C ate g O ry ISA Allowance Report 17 05 2012 2233539 17499 20120517103115 xls Complete B E B B Cash Balances Report 09 05 2012 2217696 1641 20120509084732 xls Complete I 4 Asset Allocatinn Renort ne ns 37n12 2217695 164N 2012NSN9NR4611 vis Comolete Professional portal Version 0 43 3 Release date 03 08 2012 Platform version 2012 8 6 270 Sitemap Legal Accessibility 2012 Zurich Remuneration User Guide NP714540051 09 14 RRD Zurich Intermediary Platform A better business experience For use by professional financial advisers only No other
11. CH g Dashboard New portfolio Existing portfolio Actions and activities E Administration Existing portfolio gt Portfolio management gt Maintain regular initial adviser remuneration T Remuneration Ongoing Adviser Remuneration frequency Monthly Total amount tage No of Amount per Received to percen deductions Account Rem type Status To accrue frequency date v Retirement Account Regular Initia Regular Initia Please select w Any investment Adviser charges will be shown in the Charges Information Document on the next step Calculate p Professional portal Version 1 10 0 Release date 11 12 2012 Platform version 2012 12 9 937 Legal Accessibility 2012 Zurich FA Home Contact Preferences Change password Logout ZURICH Ed Admin You are working on Cycle 4 c 210 3 02 119 BB Dashboard New portfolio Existing portfolio Actions and activities Research Information Administration Existing portfolio gt Portfolio management gt Maintain regular initial adviser remuneration Remuneration Confirmation Name Date requested Status Charges Information 12 12 2012 Complete Professional portal Version 1 10 0 Release date 11 12 2012 Platform version 2012 12 9 937 Site map Legal Accessibility 2012 Zurich Remuneration Statement The remuneration statement displays information for each adviser s initial regular initial ongoing and one off
12. To make changes to regular initial remuneration see the Maintain regular initial adviser remuneration section in this guide The table displays the ongoing remuneration Amount or Percentage set for each account The ongoing adviser remuneration will be displayed on the basis that it was originally entered Replace it with the new Amount or Percentage of remuneration you require Click Next Remuneration User Guide Amending ongoing adviser remuneration va Home Contact Preferences Change password Logout ZURICH James Admin You are working on TE33 Latest Admin PF 1 g Dashboard New portfolia Existing portfolio Actions and activities Administration Portfolio dashboard Porto s aren Existing p rtfolio new business checklist FTSE 100 bs and assets Account n anagement Message centre See all messages 5925 Latest Admin PF 1 ae Dr Date Action 5875 f Portfolio management L Client details 5825 ter Link portfolios 7 Portfolio document libra a Performan z 5725 Generate portfolio reports Ac ts 5675 coan Notepad Ca s eration Work in progress See all work in progress Work in progress list 14 11 2012 23 11 2012 04 12 2012 7 fe eee 04 05 2012 08 18 39 Buy and transfer products Maintain regular initial adviser remuneration W News feed 04 05 2012 07 00 09 Buy and transfer products Q 03 05 2012 13 30 43 Buy and transfer products Portfolio document See all documents Date Documents _moneym
13. arketing _moneymarketing AJ Bell profits up 39 as platform assets hit 9 6bn http t co 34TpSxqw 3 months Today _moneymarketing _moneymarketing Pipeline offers utorriatic ME ET J Investment Account CashISA ff Retirement Account verification http t co CDdrnh2N M Stocks amp Shares ISA z Evaluate portfolio assets Professional portal Version 1 10 0 Release date 11 12 2012 Platform version 2012 12 12 943 Sitemap Legal Accessibility 2012 Zurich Ga Home Contact Preferences Change password Logout ZURICH James Admin You are working on TE33 Latest Admin PF 1 Ea Existing portfolio gt Portfolio management gt Amending remuneration Amending Remuneration Disinvestment strategy Frequency Account Remuneration Status Amount Sees ee ee Ongoing Adviser Remuneration Authorised v_ Retirement Account Ongoing Adviser Remuneration Investment Account Ongoing Adviser Remuneration Authorised Ongoing Adviser Remuneration Authorised a ee S Tors Professional portal Version 1 10 0 Release date 11 12 2012 Platform version 2012 12 12 943 Sitemap Legal Accessibility 2012 Zurich A Charges information document is generated for downloading and printing If the ongoing adviser remuneration was increased or the basis changed a declaration will be produced as part of the document that all Zurich Portfolio holders need to sign and date This declaration must be returned to the
14. e off adviser remuneration Work in progress See all work in progress Amenu remuneration Work in progress list 14 11 2012 23 11 2012 04 12 2012 ws 04 05 2012 08 18 39 Buy and transfer products 4 04 05 2012 07 00 09 Buy and transfer products O _moneymarketing _moneymarketing 03 05 2012 13 30 43 Buy and transfer products AJ Bell profits up 39 as platform assets hit 9 6bn http t co 34TpSxqw ES Portfolio document Date Documents 13 12 2012 Charges Information W News feed Maintain regular initial adviser remuneration Eee 3 months Today _moneymarketing _moneymarketing iPipeline offers automatic platform client verification http t co CDdrnh2N ff Investment Account CashISA ff Retirement Account Stocks amp Shares ISA Mi Evaluate portfolio assets Professional portal Version 1 10 0 Release date 11 12 2012 Platform version 2012 12 12 943 Sitemap Legal Accessibility 2012 Zurich Z Home Contact Preferences Change password Logout ZURICH E Dashboard New portfolio Existing portfolio Actions and activities Research Information Administration Existing portfolio gt Portfolio management gt Maintain regular initial adviser remuneration a Remuneration Ongoing Adviser Remuneration frequency Monthly No of Amount per Received to Account Rem type Status Frequency ddaioni frequency TES To accrue Stop Y Retirement Account Regular Initia Authorised 1 00 Quarterly Total 12
15. eady to confirm click the checkbox and then click Submit Barclays Cash ISA bm ao a 7 7 7 o _ One off Adviser Remuneration total Note that one off adviser remuneration will not be o See deducted trom the applicable account or Cash Account until Cancel Zurich nas processed the signed authority from the client Professional portal Version 1 10 0 Release date 11 12 2012 Platform version 2012 12 9 937 Site map Legal Accessibility 2012 Zurich Until it is authorised the amount will be ring fenced within the applicable account and set at a pending status TIP If you want to change the amount of one off adviser remuneration that has been set up and submitted on the Platform and it has not yet been authorised by Zurich you will need to ask the Zurich Portfolio team to reject the remuneration request You will then be able to enter the relevant details on the Platform Remuneration User Guide You can make changes to ongoing adviser remuneration that has been authorised From the Portfolio dashboard select Existing portfolio gt Portfolio management gt Amending remuneration TIP If you want to change the amount of ongoing adviser remuneration that has been set up and submitted on the Platform but has not yet been authorised by Zurich you will need to ask the Zurich Portfolio team to reject the remuneration request You will then be able to enter the relevant details on the Platform
16. eports 10 12 16 When adding new business to the Platform completion of the remuneration screen is mandatory Initial regular initial and ongoing adviser remuneration can be facilitated from a Cash ISA an Investment Account a Retirement Account and a Stocks and Shares ISA Remuneration can be facilitated from payments and cash transfers although it is not possible to facilitate remuneration from a re registration One off remuneration can be facilitated trom any account including the Cash Account One off remuneration cannot be selected as part of new business set up If the Portfolio includes both an ISA and an Investment Account the option to take ISA charges from Investment Account will be shown here Note that for initial adviser remuneration for an ISA deducted from an Investment Account if there is not enough available cash immediately to make the deduction any available cash will be ring fenced The deduction will not be made from the Investment Account until there is sufficient cash in that account to deduct the total amount that has been agreed Remuneration User Guide New and Existing Portfolio Checklist Z Home Contact Preferences Change password Logout ZURICH Welcome back James Admin You are working on 8 03 85 ga Dashboard New portfolio Existing portfolio Actions and activities Research Information Administration New portfolio gt New portfolio checklist Allocation Remuneration
17. i ZURICH James Admin You are working on TE33 Latest Admin PF 1 g following ways _ n _ Dashboard New portfolio Existing portfolio ctions and activities Research Information Administration Dashboard gt Portfolio dashboard Pr ono si arcn e From any account including the Cash Account as a daing p tilia non buaine checkit peis ii Account m nagement po ae amen Message centre percentage of the value of that account ae Latest Admin PF 1 Bi iii Portfolio management Client details we e From any account including the Cash Account as a n nN aR monetary amount i mie ra ata ea a 5625 One off adviser remuneration Work in progress e From a Cash Account as a percentage of the total value iayo 22 11 2012 03 12 2012 soem isiaisia calms H l i eee Smas l 04 05 2012 08 18 39 Buy and transfer products of assets held within the client S Portfolio News feed i iii 04 05 2012 07 00 09 Buy and transfer products E i _moneymarketing _moneymarketing 03 05 2012 13 30 43 Buy and transfer products 7 7 FSA fines mortgage network directors 60k The full amount of cash must be available in the applicable http t co jRK6hbzg B account or Cash Account before the request can be entered SPUNA Today Date Documents FinancialTimes FinancialTimes SS hald danita darani teira J Investment Account CashISA ff Retirement Account on to the Platform e Hee ae ee a From the Portfolio dashboard select Existing portfolio g
18. litated A different rate of initial adviser remuneration can be facilitated for cash transfers added to an account at the same time as a single payment Regular initial adviser remuneration can only be set up when a regular payment is being set up Only one regular initial adviser remuneration can be active on an account even if there is more than one regular payment in For regular initial adviser remuneration the maximum number of payments are 48 if deducted monthly 16 if deducted quarterly 8 if deducted half yearly and 4 if deducted annually This can be set at a lower amount if required Remuneration User Guide Checklist continued Each time you ask us to either facilitate new remuneration increase existing remuneration or change the basis monetary amount to a percentage or vice versa of remuneration authorisation from the client is required In these instances a Charges information document with a declaration will be produced If the remuneration is removed or decreased a Charges information document will still be produced but without a declaration As part of the new business checklist a declaration will be generated which all Zurich Portfolio holders will need to sign and date before sending to the Zurich Portfolio team If you are ready to confirm click the check box and then click Confirm Remuneration User Guide New and Existing Portfolio Checklist continued Z Home Contact Preferences
19. m but has not yet been authorised by Zurich you will need to ask the Zurich Portfolio team to reject the remuneration request You will then be able to enter the relevant details on the Platform The table displays the current regular initial adviser remuneration instructions It includes the total monetary amount requested the percentage the frequency that the remuneration is being taken from the account the total number of deductions and the monetary amount per deduction It also includes the monetary amount deducted to date and the remaining amount due You can elect to Stop all initial remuneration from an account by clicking the applicable checkbox then click Next and Submit To amend the remuneration click the C icon Remuneration User Guide Maintain regular initial adviser remuneration a Home Contact Preferences Change password Logout ZURICH James Admin You are working on TE33 Latest Admin PF 1 4 Dashboard New portfolio Existing portfolio Actions and activities Research Information Administration Dashboard gt _ Bg dashboard Portronu gt Existing p rtfolio new business checklist SE 100 os and assets Account n anagement Message centre See all messages 5925 r ST Latest Admin PF 1 Date Action 5875 lt Portfolio management Client details 5825 Toe Link portfolios 7 Portfolio document libra me Performance uy 5725 Generate portfolio reports Ac ts 5675 soun Notepad ma a
20. ods force 270 000 to flee http t co FqNGr67L J Stocks amp SharesISA Cash Account Sample Compan v Firm LY Professional portal Version 0 43 3 Release date 03 08 2012 Platform version 2012 8 6 270 Site map Legal Accessibility 2012 Zurich Z Home Contact Preferences Change password Logout ZURICH A Adviser E Dashboard New portfolio Existing portfolio Actions and activities Information Information gt Business reports A library of previously generated business reports are displayed in chronological order The reports are in Excel format so that the information can be copied and pasted if required yA Z 07 05 2012 a gt Wimber of items 12 Request date Name Use the scroll bar to view all the reports and click the a i i 7 Total Holdings Report icon adjacent to the documents you wish to download ore sen Total Holdings Report Total Holdings Report Total Holdings Report 06 08 2012 18 05 2012 18 05 2012 17 05 2012 17 05 2012 17 05 2012 17 05 2012 17 05 2012 Asset Allocation Report 10 0 2412106 1636 20120806112421 xls Complete 2235292 1640 20120518013214 xls Complete 2235268 1636 20120518124104 xIs Complete 2234306 1636 20120517020533 xIs Complete Click New Report to generate a Remuneration report 2233611 1636 20120517104346 xls Complete 4 Allowance Report 2233539 17499 20120517103115 xls Total Holdings Repo Total Holdings Report Complete 2233522 1636 2012
21. ot be quite so fast as J Stocks amp SharesISA Cash Account 43 12 2012 11 17 41 SwitchOrders E we thought http t co ueMO8Wob al 13 12 2012 10 38 41 Rebalance L iz Firm Sample Compan v Adviser Any v Professional portal Version 1 10 0 Release date 11 12 2012 Platform version 2012 12 12 943 Site map Legal Accessibility 2012 Zurich Remuneration User Guide Remuneration Statement continued a Home Contact Preferences Change password Logout ZURICH A Adviser Sj this screen allows you to fitter the items viewed rman You can select to Include paid unpaid and es unearned remuneration From 13 06 2012 fe To 13 12 2012 ra ly Firm Sample Company ly Adviser Any v Portfolio number awe y Clear Include Any Transaction Any v Filter Unearned remuneration is any remuneration not yet iTS deducted from submitted business Data __Portiotiomumber Advisercode Adviser name Account RaggetffFation type Amount 18 06 2012 ZR1013458 002 A Adviser Investment Account Ongoigg dviser remuneration from Inve 4 06 Ei F 18 06 2012 ZR1013458 003 A Adviser Stocks amp Shares ISA Ongoing adviser remuneration from Stoc 3 89 C IC k Expo rt to Excel m to d Own loa d th e nfo rm at ION to 02 07 2012 ZR1014077 002 A Adviser Investment Agg Ongoing adviser remuneration from Inve 33 40 04 07 2012 ZR1011280 004 A Adviser Retirg Account IAR 2 50 a S p rea d S h e
22. sion 2012 12 12 943 Site map Legal Accessibility 2012 Zurich Remuneration User Guide Business Reports zi ZURICH Dashboard Dashboard gt New portfolio Existing portfolio Actions and activities Research Firm dashboard Home Contact Preferences Information Zurich cuments Remun ration statement Change password Logout Welcome back A Adviser Podia nd assets as See ked on 3 months v Today Business reports Name Number The Platform provides a wide range of management Portfolios is meer Nase i 5325 Assets GBP 17 000 00 2 034 497 37 06 08 2012 WD test ZR1012877 information reports including a Remuneration report that ti a 03 08 2012 Retirement Account ZR1018351 v shows paid remuneration between two chosen dates n 4125 Message centre 3825 09 07 2012 18 07 2012 27 07 2012 B News feed See all messages Information Information Action Required E E See all work in progress Work in progress list 06 08 2012 09 58 34 Adviser to IA Asset Move 06 08 2012 09 40 58 Buy and transfer products O 03 08 2012 15 42 44 Buy and transfer products Date Alert From the Firm dashboard select Information gt Business reports 06 08 2012 Adviser Charge Statemen 06 08 2012 Adviser Charge Statemen 06 08 2012 Insufficient cash to pay c 3 th Tod gt MONES ocay Work in progress J Retirement Account Investment Account FinancialTimes FinancialTimes Manila flo
23. t Z Evaluate portfolio assets Portfolio management gt One off adviser remuneration Professional portal Version 1 10 0 Release date 11 12 2012 Platform version 2012 12 9 937 Site map Legal Accessibility 2012 Zurich Remuneration User Guide One off Adviser Remuneration continued Select for remuneration to be deducted from either the Total assets under administration or from a 2 Home Contact Preferences Change password Logout i fi A t ZURICH James Admin You are working on TE33 Latest Admin PF 1 g ease Baa paiolo Existing portfolio gt Portfolio management gt One off adviser remuneration TIP A maximum amount of one off remuneration that E 0 off adviser remuneration Cd nN b e req u ested fro mMm a cl le nt S Po rtfol lO ea C h yea r The Charges information document for this remuneration request will be added to the Portfolio document library This will need to be signed and returned before the request can i i i 3 be authorised WI h ave been set by yO u r fi rm Th IS a m O u nt WI be Portfolio maximum remuneration amount 1 000 00 GBP sh Own on th IS screen Take remuneration at e Total of assets under administration level _ Account level Valuation Amount Enter a one off adviser remuneration Percentage ee gt 0 00 oe Cash Account 0 00 0 00 0 00 or Amount Cash ISA 10 062 16 0 00 10 062 16 Stocks amp Shares ISA 14 141 00 0 00 0 00 If you are r
24. t g 17 07 2012 ZR1013458 002 A Adviser nvestment Account Ongoing adviser remuneration from Inve 6 90 17 07 2012 ZR1013458 003 A Adviser Stocks amp Shares ISA Ongoing adviser remuneration from Stoc 4 19 i P U 07 eae ZR1014077 002 A Achy Investment Account Ongoing adviser remuneration from Inve 37 56 The total remuneration for the items listed is always 06 08 2012 a Craver ivman TAR 2 000 00 06 08 2012 ZR1011280 004 a Adviser Retirement Account IAR 2 50 06 08 2012 ZR1018773 002 _226 4 i LN amestment Account _TAR I 1 500 001 displayed at the lower right hand corner of the page Total 26 376 62 GBP TIP You can filter by using the dropdown menus alternatively you can click into the heading and this Professional portal ion 1 10 0 Release date 11 12 2012 Platform version 2012 12 12 943 Sitemap Legal Accessibility 2012 Zurich will order the information in descending order click again and it will order by ascending To view the remuneration for a specific Portfolio click Find Remuneration User Guide Remuneration Statement continued Portfolio selection This search function allows you to narrow the search by Portfolio type name or number Portfolio type Any Portfolio name Portfolio number 2ZR1011434 q Search p Portfolio number Portfolio name Portfolio number Portfolio name Complete at least one search option and click Search pannas ZR1011434 2104
25. v2ia En ww wv Click the check box adjacent to the Portfolio then click Select Click Add je You can delete an unwanted selection from the right hand table by clicking the mi icon next to it eit Cancel Add a seeeeseeces3oeeeee ee3e eesceee eeeoe3e3ese5ue ee eeee eeeee3eseoe eeee3ueoeoe eeeeeemewmetmmcetmlmlUcOmUClUcCOmUCUCcOmhUlCcOFmhlUh GA Home Contact Preferences Change password Logout ZURICH A Adviser Sj New portfolio Existing portfolio Actions and activities Information Information gt Remuneration statement From 13 06 2012 fn To 13 12 2012 pe Account Any t y Firm Sample Company a Adviser gt ZR1019174 Find Clear Include Any ransaction Any q Filter DO _ J mber of remuneration statement items 0 The Portfolio number box will now be populated ic sinter O TOSS a aa Click Filter Total 0 00 GBP Export to Excel Bs id Professional portal Version 1 10 0 Release date 11 12 2012 Platform version 2012 12 12 943 Site map Legal Accessibility 2012 Zurich Remuneration User Guide Remuneration Statement continued Click Export to Excel Bm if you wish to download the information to a spreadsheet Z Home Contact Preferences Change password Logout ZURICH A Adviser Sj Dashboard New portfolio Existing portfolio Actions and activities Information Administration Information gt Remuneration statement
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