PROP_oversea version_ operation manual
Contents
1. M Use dialing rules Back Next gt Cancel Click Next and select Only for myself Network Connection Wizard Connection Availability You may make the new connection available to all users or just yourself ou may make this connection available to all users or keep it only For your own use A connection stored in your profile will nat be available unless you are lagged on Create this connection For all users Only for myself erumpere Sae retur rete Back Cancel Click Next and give the connection a name such as prop 40 YU CSDCC SH Participant Remote Operation Platform PROP overseas version Page 41 of 45 Network Connection Wizard Completing the Network Connection Wizard Type the name vou want to use for this connection prop To create this connection and save it in the Network and Dial up Connections folder click Finish To edit this connection in the Network and Dial up Connectons folder select it click File and then click Properties Add a shortcut to my desktop Back Cancel 6 Click Finish and the following screen will be displayed Type remote as User Name and leave Password empty User name remote Fassward Save password Dial 50624500 T Dialing Rules Dialing from Cancel Properties Help 41 YU CSDCC SH Participant Remote Operation Platform PROP overseas version2. USBKEY Fassword Certificate information Certificate SH eocosoe0 Certificate Version TONS User II Certificate Issuer puru late of certificate 2006 06 14 21 18 24 Expire date of certificate 2006 06 14 21 16 24 Device Symbol aeankey O Certificate Hote Test Main Certificate O00 Back Figure 7 20 Certificate information Page 31 CSDCC SH Participant Remote Operation Platform PROP overseas version Page 32 of 45 7 7 Version Config Select Version button in the main screen and Version information as shown in Figure 7 2 1s displayed Froduct Information Fraduct III p mtoo01 Fraduct E Share Module Version 1 00 Patch no Install Type Patch ID In GYATOUO1 General Module ps Complete version D GI oA TOOL Gateway Module e Complete version D Lies JEATOOO1 Settlement Module 1 20 Complete version D Jet CAATOOUOL Inquiry Module 1 20 Complete version 10 Chi 2110001 Pledging Module 1 20 Complete version D Zit TY JEOUO1 Generak Interface 1 00 Complete version 10 TY eee Listed Company 1 00 Complete version Dn cet ZHGLOUOCOT ccount Management 1 00 Complete version 10 ZH BG TWOOCO1 B Share Module 1 00 Complete version D BG gt Resume from last time Browse Back Fi gure 7 21 Versi on I rf ornati on Page Screen Information Description 1 Product ID Product identifier 2 Product Product name 3 Version Product version number 4 Patch Product Patch number 5 Resume from las
3. 1 Select files to send in Local Directory pressing Ctrl button to select multiple files and click Send button at the bottom of the dialog box The system transmits the selected files to a corresponding directory of the server After completion Transmission Finished dialog box automatically pops up click OK button 2 Select files to send in Local Directory and click the right button to select Send in the menu The system transmits the selected files to a corresponding directory of the server After completion Transmission Finished dialog box automatically pops up click OK button 3 Select files to send in Local Directory Drag amp drop the files to Remote Directory in the right column of the dialog box with the left mouse button then release The system transmits the selected files to a corresponding directory of the server After completion Transmission Finished dialog box automatically pops up then click OK button 20 YU f CSDCC SH Participant Remote Operation Platform PROP overseas version Page 21 of 45 rizintis Dirassieryg BCPOO751 Name Size Dette Tie 20020206 3 4 20020305 16 4 20020711 10 3 Parent Directory eee CUUZ051 002 doc Bg E sos collab client exe 24 Successfull 2002051 002 gt Cancel Local Directory Je prop20 3 Select Al gt Send X Download E d Rename Xx Delete Refresh A Back u Help Figure 7 6 Send F
4. Page 42 of 45 APPENDIX C RESULTCODE FOR ACCOUNT OPENNING Wrong certificate category Wrong educational qualification code Wrong profession code 0039 Seat number does not conform to account opening member 0040 Designated clearing member does not conform The investor already exists 0046 Designated settlement member cannot be changed 42 0027 designated clearing member does not exist 0028 Non domestic designated clearing member YU CSDCC SH Participant Remote Operation Platform PROP overseas version Page 43 of 45 0047 Name cannot be changed after nationality or certificate category or certificate code is changed 0048 Certificate code cannot be changed 0049 Fail to access to investor code 0050 Wrong A Share and B Share account number assignment Invalid account opening member ID card code transfer failure 0068 ID card birth date access failure 0069 investor s abbreviation access failure 0070 trading market access failure 0071 Name cannot be changed after nationality certificate category or certificate code is changed 0072 Nationality certificate code and certificate category cannot be changed after name is changed 0073 Invalid member code 0074 Wrong A Share account number assignment 0075 Wrong B Share account number assignment 0076 customer s modification control table update failure 0077 Investor cannot be cancelled for unclosed account 0078 Cancellation parameter check error
5. retransmitted 7 Other errors that files or logs cannot be opened Solution please check whether the directory c PROP2000 client data exists or whether files in this directory are writable if it does not exist please create a directory of c PROP2000 client Mata 34 Vl CSDCC SH Participant Remote Operation Platform PROP overseas version Page 35 of 45 APPENDIX A MODEM INSTALLATION REMOTE ACCESS SERVICE CONFIGURATION AND DIALUP NETWORK CONFIGURATION Before installation please connect MODEM to a serial port and turn on the power Step 1 On the desktop select My Computer Control Panel Phone and Modem Option If it is the first time to install MODEM a screen as shown in the following figure will be displayed Location Information BE E eek x Before pou can make any phone or modem connections Windows needs the following information about your current location What county region are you irn now China What area code or city cade are you in now Oo 1 IF vou dial number to access an outside line what is it The phone system at this location uses Tone dialing Pulse dialing Cancel Step 2 click OK button and a screen as shown in the following figure will be displayed 35 YU CSDCC SH Participant Remote Operation Platform PROP overseas version Page 36 of 45 Phone And Modem Options E 3 xj Dialing Rules Modems Advanced The following modems are insta
6. CSDCC SH Participant Remote Operation Platform PROP overseas version Page 29 of 45 Click Save button to take effect Click Default button the system will still use the original setting Click Exit button to exit dial up settings 7 Update Config Click Update Config button the following figure will be displayed The config file directory will be synchronized with the server terminal at next login PROP 000 B6 Shares System Ea 2 Set the update Flag system will download the new configuration when vau relagin system are you surely IN 2 Backup Select Backup and backup page as shown in Figure 7 17 will be displayed The page is used to backup important data of overseas B Share system module The user can use backuped data to recover the configuration when system has problems X General Backup Restore WESBEET Password Certificate information You can backup your network configurations to a local directory Target Directory Backup Figure 7 17 Backup Page Click Browse to select a Target Directory to backup data Click Backup button important data of overseas B Share system module will then be backed up in the directory 3 Restore Click Restore and the restore page as shown in Figure 7 18 will be displayed The page is used to restore the previously backuped data Note data can only be restored when the user has not logged in namely the user should log in by clicking Back to ente
7. Into Certificate Download Certificate Hevoke Figure 4 13 Select a record in the list double click it or click Certificate Info A detail certificate information message as shown in the following figure will be displayed 13 YW CSDCC SH Participant Remote Operation Platform PROP overseas version Page 14 of 45 Certificate information r xj Certificate information Certificate SN Bocogo60 ss s User ID _ User Name _ 1 Device Type D hardware Device Nameldeankey Begin Date 20060614211824 End Date 20080614211824 Certificate Hemark Test Main Certificate 0 O O E Close Figure 4 14 Select a record in the list and click Certificate Download The Certificate can be downloaded When PROP files lost in your pc with some reason you can use this function Select a record in the list and click Certificate Revoke A certificate revoke message as shown in the following figure will be displayed User ID BCP Certificate Remark Test Main Certificate Certificate SM Bocos060 Revoke Reason IETEK HEU CANCEL Figure 4 15 Choose the revoke reason and click OK The Certificate can be revoke If the Back button is clicked the system will regard that the user has not done any operation When the encrypt device Dean Key has been spoiled or lost you can use this function Only complete this step you can put in certificate application form to CSDCC SH and initialize cert
8. Programs gt PROP gt PROP Certificate The following Certificate Manager Login screen will be displayed Wt Certificate Manager Login X User ID Password ca Figure 4 1 Input user code in User ID field and input user s password in Password field The initial password 1s the same as the user name Click Login button The following screen will be displayed Ht PROP Certificate Manager Start Login Certificate Apply Certificate Update Certificate Query Certificate Download Certificate Hevnke End CSDCC SH Participant Remote Operation Platform PROP overseas version Page 8 of 45 Welcome to use PROP2000 Certificate Manager Vizard Before you use this wizard to apply PROP certificate you must apply to China securities Depository and Clearing Co Ltd Shanghai Branch for opening permission of PROP 000 system If you lost your certificate you can use query and download function to reload your certificate Y ou can also use revoke function to revoke your certificate Certificate Update Certificate Query Quit 4 3 1 Certificate Apply Step One Figure 4 2 Click Certificate Apply button The system displays users information acquired remotely from China Securities Depository amp Clearing Corporation Limited Shanghai Branch as shown in Figure 4 3 Alt PROP Certificate Manager E x Start Login Certificate Update Certificate Query Certificate Download Certi
9. dvb eb aoaaa aaa anini aaaeaii aiana 39 APPENDIX C RESULTCODE FOR ACCOUNT OPENNING eere eee eee eese se sense en setas s seas seen stesse eaaeee 42 77 CSDCC SH Participant Remote Operation Platform PROP overseas version Page 3 of 45 CHAPTER ONE INTRODUCTION 1 1 Compiling Purpose This user manual is compiled for the software of PROP Overseas B Share System Module of China Securities Depository amp Clearing Corporation Limited Shanghai Branch integrating all steps of installation operation and maintenance of PROP overseas B Share system module with detailed and comprehensive descriptions The manual is not only a text book to learnt about PROP overseas B Share system module but also an essential instruction documents for PROP operating staff Operators should carefully read the manual before entering PROP overseas B Share system module to process various business As the system is developed on WINDOWS 2000 platform users are suggested to refer to books on Windows in the case of any operation procedures or terms about WINDOWS that are difficult to understand Considering the hastiness in compiling users are more than welcome to point out any mistakes found in the manual 1 2 Definitions of Typical Terms 1 Operating Practice Mouse Operation right button 4 1 Click press and release the left button once 2 Double Click quickly press and release the left button twice 3 Click
10. screen and the system will display general service screen as shown in Figure 7 11 General Service 5p Inm x m Hequest Service Type Request File Browse User Message Inquiry Submit Account Information Inquiry Account Opening Account Information Update Confirmation Print Logs Account Opening Fee Inquiry Dae Time Service Domain Service Name Service Type Return Code Ak Help Back Figure 7 11 General Service Screen Screen Information Description 1 Service Type The Service Type determines which service file template to use The service file template is set up on the server terminal by China Securities Depository amp Clearing Corporation Limited Shanghai Branch At present it supports Account Opening Account Information Update etc The service file template is expansible 2 Request File The user can browse to choose service files conforming to service file template from the local disk or network 3 Details The user can view content of service file 4 Submit The user can send the selected service file information to the server of CSDCC SH and receive the response 24 YU CSDCC SH Participant Remote Operation Platform PROP overseas version Page 25 of 45 Account Opening Select Account Opening in Service Type For Request File select the account opening data file with the prescribed form of CSDCC SH Select Details to browse the accou
11. system and CSDCC SH Recommended computer configuration for overseas B Share system with a Pentium III 500MHz CPU or above a 128M memory or above a 20G hard disk or above a network card if using DDN or Internet a modem if using dial up connection The computer operation environment for overseas B Share system is Windows 2000 or Windows XP which is connected with the host computers of China Securities Depository amp Clearing Corporation Shanghai Branch through remote dial up network DDN or Internet The system with high level security specifications features the technologies of multi identity authentication and data encryption so the user should guarantee integrality of the system and never abuse it for other purposes or modify software and hardware settings of the system without authorization The user should also keep password firmly in mind and strictly obey operation rules of the system Any attempt to attack security mechanism of the system is illegal The user will be involved in some computer terms and computer operation knowledge during operation such as characters files recording log in system setup computer start shutdown dialup network operating software operation files etc As to anything unclear operator could read computer related books in advance YU CSDCC SH Participant Remote Operation Platform PROP overseas version Page 6 of 45 CHAPTER THREE SYSTEM INSTALLATION PROCEDURES 1 System software instal
12. view print and save bulletin of China Securities Depository amp Clearing Corporation Limited Shanghai Branch Select Bulletin button in the main screen and the system will display directory information in the bulletin of the server of CSDDC SH as shown in Figure 7 2 Bulletin of the latest five years 1s listed in order by year The directory of NEW contains the latest bulletin files A CSDCC SH Participant Remote Operation Platform PROP overseas version Page 18 of 45 Bulletin C3 File Mame dn SIZE Create Date f tools 20041229 cn AM i 20050422 2 en PwegqrPiue wrequwrqur dac 495104 20050406 op 20030429011 Labor Day Notice rtf 6890 20030916 E 2003042404 Notification an Change of PROP Dial up Number rEF 17879 20030916 Ed 003040101 Notice on PROP system upgrading rtf 14814 ZU030916 AE 4002122 701 B share Settlement Holiday Notice For 2003 rtf 21712 20030916 yew 85904238091234 helloli dac 21504 20050411 2 m 4p BB324532berkt Ewrebwebwbwt dac 495 104 0050413 fj documents o 20050422 f 2005 0 20050422 fy 2003 20041229 fm 2002 oO 20041229 Fi gure 7 2 Buletin Infornati on Screen Click a directory to choose it and double click the directory to list information of all files in the directory file name creating time and file size A mark of NEW before a file name indicates the file 1s a new unread file To use this function the operator must have the authority of Bulletin View Directory View
13. 0079 Invalid account status 0080 Invalid operation type 0081 Invalid data receipt 43 YU CSDCC SH Participant Remote Operation Platform PROP overseas version Page 44 of 45 0082 Invalid investor s name Name cannot be changed with nationality certificate code and certificate category simultaneously 0084 Invalid mailbox number 0085 Date must be input 0086 Invalid date date 0087 Loc MN is prohibited for the investor has accounts frozen or reported loss 0088 seat seatnumberdoesnotexst does not exist Los MN Unauthorized iiid MN 9999 44 YU CSDCC SH Participant Remote Operation Platform PROP overseas version Page 45 of 45 Thank you for using overseas B Share system Participant Remote Operation Platform PROP of China Securities Depository amp Clearing Corporation Limited Shanghai Branch It is jointly developed by China Securities Depository amp Clearing Corporation Limited Shanghai Branch and Fujian Shine Technology Co Ltd Tel 86 0021 62321666 86 0021 38874800 Website http www chinaclear cn 45
14. Chi na Securities Depository amp Cl eari ng Corporation Linated Shanghai Branch Parti ci pant Renate Qrati on Pl atf orm PRCP Qverseas Versi oni Cperati on Minual June 2006 fA CSDCC SH Participant Remote Operation Platform PROP overseas version Page 2 of 45 CATALOG CHAPTER ONE JUIN TRODUCTION sisscsscsssstssacssssasesssssscssssccsusesstesassncscasdeosaeisaausceotetestensagssestucenssnseausatesesabetssesbaasasaaes 3 LECONTE EURT TOS UNTEN 3 L2 DEFINITIONS OF TYPICAL TERMS ssccseszcocavesencoraadencetaassase DH TUE n o a i ana E ie iaa Esaa akanai 3 CHAPTER TWO OPERATION ENVIRONMENT sscsscasssseccuvescsesaseiscecssesussecsdesadessesssadhaassesstdssseusspasactiesissacssedsanss 5 CHAPTER THREE SYSTEM INSTALLATION PROCEDURES u ccccccccsecssessseesesesecssesseseseeseccseecscesseense 6 CHAPTER FOUR INSTALLATION ITEMS roroesan oina ir EE EEE EA AAEE 7 4 1 SYSTEM SOFTWARE INSTALLATION cccsssccccssssscccessssecceessceeeeessaeeeceessneeccessseeccssasescesssseeseecsseeeecesaeeeceessaseecessaeeses 7 4 2 PROP SOFTWARE INSTALLATION cccssssscccssssscccessssceceessceeecesaeeeccessnseccessaeeccssaeeecesssueeececsaaeeeeessaseeceeseuseesesseaeesees 7 2 Modus Bu OU 2 UR NER Ne 7 Oe MS OV U CATO JA s o ATT 8 4 3 2 Certificate UDG G10 10 rs NOE BD EOE OT TRE I3 CHAPTER FIVE INSTALLATION PRECAUTIO
15. NS wisssissiisessvecscsssesssccssendsccsscessesscessoensevesenstenasetevcidecssdetasnetesasen 15 CHAPTER SIX SYSTEM FUNCTION OVERVIEW ciscsssccssccsscssccstensscasssiscessieescssssstseassesstsssenssssctessseecsestecsseansens 16 CHAPTER SEVEN HOW TO USE aisccssccesusscscscssustecdcasccesssasctescsstansasecssist soutsuaceeasadesaciiesctestucssssautersaevedsaas etieiserstentieds 17 FEL NG UN mr HEN 17 Ta BUE DE eR UTETT 17 71 9 USER MANAGEMENT siccsauc nascaisassaccostsatetccuscteatabaescobeanancaacasecastetactanees ancaseatcacaacacneatietin s saesnessdaado apse steocsseessenteaanauiasteace 18 Te aM b S BRV ICE edu enero tse ceetooctaced cn causesiots patecuectawaeoisenas cR Pe UM M E tees scsines LEER M NS Ed 19 FS ES DIEI EYI E e sosael daesbecaesatu E E E 24 TOS EN EOE NI R E EEEE E EE EE EEA ties 21 TIVER ORC ONF oee T 32 CHAPTER EIGHT ROUTINE MAINTENANGCDB 5iitisiset xeeYevheiVacexekec vu aa aaa 34 8 1 COMMON ERRORS AND SOLUTIONS IN SYSTEM LOGIN cc cccccsssscceccsssececeesssseccesssseeccessseeeceeseseeceeessseeeeessaeeeeeesees 34 8 2 COMMON ERRORS AND SOLUTIONS IN OVERSEAS B SHARE SYSTEM MODULE cerent 34 APPENDIX A MODEM INS TALLATION REMOTE ACCESS SERVICE CONFIGURATION AND DIALUP NETWORK CONFIGURATION 5 2 ine renes eye co SUY eo ers r e eds EoErERo aaa aaa DERE pex VE RIEF Ics aii 35 APPENDIX B CREATE A DIALUP NETWON Kok coiei esses vs send oedo eor bre
16. OK button to exit certificate initialization 4 3 2 Certificate Update Prior to certificate update connection with the system of CSDCC SH through dial up network or Internet is required The system provides the automatic online update function In normal condition the system updates certificate once every two years The user could also update it through automatic online update if the current certificate is thought to be unsafe In PROP Certificate Manager as shown in Figure 4 2 Click Certificate Update button An update certificate login screen as shown in the following figure will be displayed Enter USBKEY Password x Enter USBKEY Password Cancel Figure 4 8 Make sure that the Dean Key has been inserted into USB port Input the password of the USBKEY CSDCC SH Participant Remote Operation Platform PROP overseas version Page 11 of 45 Click OK The system displays users information acquired remotely from CSDCC SH as shown in Figure 4 9 M PROP Certificate Manager Start Login Certificate Apply Certificate Query Certificate Download Certificate Revoke End x User information is an important indicatio of user s identity Please insure that the information is correct before applying for certificate In order to differentiate multi certificates you must fill in some different information o each Certificate Hemark User ID BCP Device Type D hardware Compan
17. Records View detailed reply records 8 Preceding View the previous transaction log information 9 Next View the next transaction log information 10 Export The user can save the data of transaction results as a file of DBF format or Text format 26 A f CSDCC SH Participant Remote Operation Platform PROP overseas version Page 27 of 45 Export Data xj File type To DEF C To Txt Export Main File Browse Figure 7 14 Export Data Screen 7 6 System Config Select Config button in the main screen and System Config information as shown in Figure 7 15 is displayed Options pO o x General Backup Restore USBKEY Password Certificate information Encryption Type Encryption device DEAN KEY deankey Conmection Type Dial up DDN Internet PROF Server Default Server IF 202 1 1 10 Default Server Fort 20042 Default Dial Up Settings Update Config Figure 7 15 System Config Page 1 General The page is used to set up local parameters 1 Encryption Device The user can select hardware or software types of encryption If an encryption USBKEY is used hardware encryption should be selected 2 Connection Type The type of connection with CSDCC SH The user can select dialup network DDN or Internet 3 PROP Server 2 Pl CSDCC SH Participant Remote Operation Platform PROP overseas version Page 28 of 45 i Default Server IP Every connection t
18. anagement data backup and restore 7 Version Config To download new versions of programs 8 Logout Exit PROP overseas B Share system 7 CSDCC SH Participant Remote Operation Platform PROP overseas version Page 17 of 45 CHAPTER SEVEN HOW TO USE 7 1 Login Request to the system of China Securities Depository amp Clearing Corporation Limited Shanghai Branch for login Select Login button in the main screen and a PROP Login screen as shown in Figure 7 1 will be displayed PROP 000 Login E4 User ID PROF Password USBKEY Password Login Back Fi gure 7 1 SystemLog n Screen Screen Information Description 1 User ID User ID 1s the user s code 2 PROP Password The PROP Password is login password The password inputted by the operator will be displayed as in the password box to enhance security of the user s password plaintext The operator s initial password can be changed in User Management 3 USBKEY Password The USBKEY Password is the key s password The password inputted will be displayed as jn the password box to enhance security of the key s password plaintext The password should be settled when initialize certificate 4 Login Back Click Login button and the system will log in If the Back button is clicked the system will regard that the user has not logged in After the system indicates that login succeeds other functions of the system can work 7 2 Bulletin To
19. e displayed select Dial up to private network Network Connection Wizard Hetwork Connection Type Tou can choose the type of network connection you want to create based on Pour network configuration and your networking needs Connect using my phone line modem or SDN C Dial up to the Internet Connect to the Internet using my phone line modem or SOM C Connect to a private network through the Internet Create a Virtual Private Network VPA connection or tunnel through the Internet C Accept incoming connections Let other computers connect ta mine by phone line the Internet ar direct cable C Connect directly to another computer Connect using my serial parallel ar infrared port z Back Cancel 39 2 3 YU f CSDCC SH Participant Remote Operation Platform PROP overseas version Page 40 of 45 Click Next and the following screen will be displayed Type the phone number 38424500 If you are not in Shanghai please click and select Use dialing rules and type the area code 0021 Network Connection Wizard Phone Number to Dial You must specify the phone number of the computer or network you want to connect to Type the phone number of the computer or network you are connecting to IF you want your computer to determine automatically how to dial from different locations check Use dialing rules Area code Phone number 0021 38424500 Count region code China 85
20. e throught the downlist for youself Certificate Update i a Device Name prat A E c MN Certificate Query Certificate Download Certificate Revoke End lt lt Back Next gt gt Home Figure 4 4 Step Three Click Next button The following screen will be displayed AMI PROP Certificate Manager i x The security device you select is deankey Certificate Update E Certificate Apply will take a few minutes click button Next then wait patienthy 8 Certificate Query Certificate Download Certificate Revoke Figure 4 5 If the Back button is clicked the system will regard that the user has not done any operation A CSDCC SH Participant Remote Operation Platform PROP overseas version Page 10 of 45 Step Four Click Next button The following screen will be displayed Create USBEET Password E j z x Enter USBKEY Password Confirm USBKEY Passord Cancel Figure 4 6 Input Dean Key code in Enter USBKEY Password field and Confirm USBKEY Password field The initial password need you set by yourself don t forget this password otherwise it will bring trouble to you Step Five Click OK button The system will apply certificate online For certificate initialization a screen as shown in Figure 4 7 will be displayed if certificate request succeeded PROP Certificate Manager x f i Apply For certificate success 9050 Figure 4 7 Click
21. eankey Certificate Update will take a few minutes click button Next then wait patienthy Certificate Query Certificate Download Certificate Revoke Figure 4 11 Click Next button The system automatically updates the security certificate if the Back button is clicked the system will regard that the user has not done any operation After about a minute a success message as shown in the following figure will be displayed PROP Certificate Manager X DE i Update certificate success 9052 12 YW CSDCC SH Participant Remote Operation Platform PROP overseas version Page 13 of 45 Figure 4 12 4 3 3 Certificate Query Prior to certificate update connection with the system of CSDCC SH through dial up network or Internet is required The system provides the online certificate query function In PROP Certificate Manager as shown in Figure 4 2 Click Certificate Query button Select query condition you may choose User ID or Certificate SN input user ID or Certificate SN in input field Click Query button the system displays the query result as shown in Figure 4 13 RIF PROP Certificate Manager l xj Query Condition UserID C Certificate SN User ID Query Certificate SN User ID Device Type Device Name BOCOSDSUDU BCP Ing n 111 20060411 200804 0 sjvl3 BOCOSDSUDU BCP um Test Main Certif 20060614 200606 D deankey gt Certificate
22. ed Change the password in this dialog box Change Password X Old Password New Fassword Confirm Hew Password d Figure 7 4 Change Password Dialog Box 7 4 File Service Select Ftp button in the main screen and the system will display files service dialog box as shown in Figure 7 5 The left column of Files Service dialog box displays a list of the files 1n the local disk the right column displays the list of the files in the user s mailbox on the server of China Securities Depository amp Clearing Corporation Limited Shanghai Branch 19 YW CSDCC SH Participant Remote Operation Platform PROP overseas version Page 20 of 45 File Service y lees Dirgestsr y roamed Diraciery Parent Directory 771 dbi 1977 2002 07 20 9 dbf 1878 2002 07 31 30UT DBE 1470 2002 08 07 4nUT DBF 1470 2002 08 07 KH DEF 1322 2002 08 07 Local Directory c Prop2000 T mp Browse File Name E Files Num 0 Select All Z Help 3e Send lt lt Download ie Rename X Delete Refresh Figure 7 5 Files Service Dialog Box File Name user can choose to list files according to file type of remote directory list Refresh remote users list click the Refresh button at the bottom of the dialog box to refresh the list of the user s files on the server displayed in the right column of the dialog box 1 Send file Send file the user can achieve this 1n three ways
23. esh A Back Pe Help Figure 7 7 Download Files Dialog Box File send and file download support retransmit at breakpoint When file download resumes after transmission is interrupted if the file exists the system will ask whether to overwrite it as shown in the following Figure Downloading files X File exists Please select Yes Resume downloading From last time Ma Overwrite existing File Cancel Quit downloading Mo Cancel Figure 7 8 Yes indicates downloading the file from the breakpoint and No indicates downloading the whole file File transmission can be done whether to select Yes or No If the downloaded files are compressed they will be decompressed automatically The size of downloaded file will be lager than that of the compressed file in Remote Directory 3 Delete file Select files to delete in Remote Directory pressing Ctrl button to select multiple files and click the Delete button at the bottom of the dialog box Delete files dialog box pops up and click Yes button 22 Parent Directory Parent Directory 2002051002 doc 233552 2002 08 05 kh_O5 inp gr 20020206 09 4 sos_collab_clentexe 245760 2002 07 11 kh_O6 inp 193 20020305 16 4 Readme t t 1447 20020711 10 3 Rename File Rename file Readme bet to Fesdmenew tt caen Local Directory Je prop2000 T mp Browse File M ame E Files Mur Select A
24. ficate Revoke End User information is an important indicatio of user s identity Please insure that the information is correct before applying for certificate In order to differentiate multi certificates you must fill in some different information o each Certificate Remark User ID BCP Device Type 0 hardware Company Address Linkman Fhone Zipcode Email Certificate EEE Remark Propositional format Certificate user Certificate note For example Tom Main Certificate Mary Spare Certificate Next gt gt Home Figure 4 3 Please confirm the user information displayed by the system before continuing the next step If the user code and the company name are not in line with the user s actual information Please promptly contact the technology department of China Securities Depository amp Clearing Corporation Limited Shanghai Branch CSDCC SH Participant Remote Operation Platform PROP overseas version Page 9 of 45 device type will be set up by China Securities Depository amp Clearing Corporation Limited Shanghai Branch The device type of overseas B Share system is hardware Please input the Certificate Remark according to the Propositional format as follow Step Two Click Next button The system displays the device used now as shown in Figure 4 4 MI PROP Certificate Manager Start Login System will intelligently select a security device for you You can also select a security devic
25. files content click a file to choose it and double click the message line of the file then the system will display the file s content To use this function the operator must have all authorities of the bulletin Print click the right button in file view area select print and print bulletin information through WordPad Save click the right button in file view area select Save as to save files by other names 7 3 User Management To view user information and change password Select User button in the main screen and the system will display User Management screen as shown in Figure 7 3 which shows the user s information 18 YU l CSDCC SH Participant Remote Operation Platform PROP overseas version Page 19 of 45 x PROP UserName pesi 0 MailB ox BEPOED Contact Person Po Company Mame Abbreviation MORGAN STA Company Name MORGAN STANLEY DEAN WITTER ASIA LIMITED 00000000000000 Address EU EMAIL LT User Type noo Telephone 3 Postal Lode ai Date af Certificate 20020710 Encryption Type Software Bae List Service Type Right Type Foreign B share bulletin all SSCCARL FIF B BULLET C B file all SSCCRC FTF B HS m E User all SSCCARC PROP_MANAGER us C Certificate all SSCCRC FR P zZSXT is C Account maintenance all SSCCRC ZHZLGLXT sr C Figure 7 3 User Manage Screen Click Change Password and a change password dialog box as shown in Figure 7 4 will be display
26. ice progress of CSDCC SH has not started or it 1s closed Solution contact CSDCC SH to see if the service process is normal 4 Failto login no message Cause login time out Solution retry If the problem still exists please contact CSDCC SH 8 2 Common Errors and Solutions in overseas B Share system module 1 Print function does not work Cause as PROP adopts Windows WRITE EXE to print bulletin files maybe WRITE EXE 1s not installed or is damaged Solution reinstall the WRITE EXE application with Windows setup disc 2 System message connection is reset by the server Are you want to login again y n Cause communication line is disconnected Solution click Yes button to log in again 3 Cannot open the configuration file c PROP2000 public config config_e dbf Cause the directory does not exist or the configuration file 1s lost Solution click Update Config in Config General page 4 Cannot open log file c PROP2000 client data GenralApp zdb Cause the directory does not exist or the file is read only Solution check the file s attributes and cancel the read only attrib ute 5 The format of transaction file is not in line with that of the configuration file Cause the configuration file is damaged Solution Click Update Config button in Config gt General page and login again 6 Youcan only retransmit the transaction with no response Cause the transaction is normal as only transactions with no response can be
27. ificate again thy CSDCC SH Participant Remote Operation Platform PROP overseas version Page 15 of 45 CHAPTER FIVE INSTALLATION PRECAUTIONS l 2 Remote Access Service RAS must be installed in the system otherwise the software cannot work The system must create a user with administrator authority and installation and operation of the PROP system should be processed after the user logs in Prior to certificate initialization please connect to the system of China Securities Registration amp Clearing Corporation Shanghai Branch through dial up network During certificate initialization if Internal Server Error occurs please contact the technology department of Shanghai Securities Depository Corporation in time 7 CSDCC SH Participant Remote Operation Platform PROP overseas version Page 16 of 45 CHAPTER SIX SYSTEM FUNCTION OVERVIEW 1 Login For operator login 2 Bulletin To view print and save bulletin information of China Securities Depository amp Clearing Corporation Limited Shanghai Branch 3 User Management To view user information and change password 4 Filesservice To view rename delete send and download files 5 General service Providing a general file interface for various services only Account Opening available for now It is convenient for system function extension and connection with other service systems of members 6 System Config System communication parameters setting and m
28. iles Dialog Box 2 Downl oad file Downl oad file the user can achieve this in three ways 1 Select files to send in Remote Directory pressing Ctrl button to select multiple files and click Download button at the bottom of the dialog box The system transmits the selected files to a corresponding directory of the local disk After completion Transmission Finished dialog box automatically pops up click OK button 2 Select files to send in Remote Directory and click the right button to select Receive in the menu The system transmits the selected files to a corresponding directory of the local disk After completion Transmission Finished dialog box automatically pops up click OK button 3 Select files to send in Remote Directory Drag the files to Local Directory in the left half of the dialog box with the left button then release The system transmits selected files to corresponding directory of the local disk After completion Transmission Finished dialog box automatically pops up then click OK button 21 YU 4l CSDCC SH Participant Remote Operation Platform PROP overseas version Page 22 of 45 Pami Dirsciury BCPO0751 Name Size Date Time 20020628 20020206 20020305 20020711 Parent Directory sas cullab client exe Transmitting File Successful 2002051 002 Cancel Local Directory Je prop200 4 Select All 3 Send lt lt Download i Rename x Delete Refr
29. lation Windows 2000 and Windows XP installation MODEM installation dia up network configuration testing 2 PROP overseas B Share system module installation 3 Initialize certificate pl CSDCC SH Participant Remote Operation Platform PROP overseas version Page 7 of 45 CHAPTER FOUR INSTALLATION ITEMS 4 1 System Software Installation 1 Windows 2000 installation Refer to Microsoft Corporation s technical manual 2 Windows XP installation Refer to Microsoft Corporation s technical manual 3 Modem installation and dial up network configuration See Appendix A and B 4 2 PROP Software Installation 1 Find the directory that contains the installation software in My Computer or Explorer Click BGJW12000W EXE An installation wizard screen appears 2 Click Next The Start Installation screen appears begin to install with a click on Next 3 An installation indicating bar appears 4 Installation completion message appears Restart the computer 4 3 PROP Certificate To manage PROP Certificate including certificate apply update and query Prior to login PROP Certificate please connectto the system of China Securities Registration amp Clearing Corporation Shanghai Branch through dial up network Refer to Appendix B for diat up network setup Double click the PROP dial up icon on desktop Type remote as User Name and leave Password empty Put Dean Key device into USB port Select Start Menu gt
30. ll gt Send my Download iP Rename X Delete Refresh f Back e Help Figure 7 9 Delete Files Dialog Box 4 Rename file Select files to rename in Remote Directory and click Rename button at the bottom of the dialog box Rename File dialog box pops up input a new name of the file in New File Name field and click OK button File Service Parent Directory Parent Directory 2002051002 doc 599552 2002 08 05 kh_O5 inp 97 20020206 09 4 sos collab clientexe 245760 2002 07 11 kh DE inp 193 20020305 16 4 Readme tt 1447 20020711 10 3 Rename tile Readme tet to Fesdmenew tt ceca Local Directory c prop2000 T mp Browse File Mame E Files Num 3 Select All 3 Send Download E d Rename X Delete Refresh A Back Es Help Figure 7 10 Rename File Screen 23 YU f CSDCC SH Participant Remote Operation Platform PROP overseas version Page 24 of 45 7 5 General Service Through general service platform various service Account Opening Account Information Update etc forms of files created according to provisions of China Securities Depository amp Clearing Corporation Limited Shanghai Branchcan be connected with the server of China Securities Depository amp Clearing Corporation Limited Shanghai Branch for exchange The interface is extensible to flexibly handle various services Select Service button in the main
31. lled Attached To Remove Properties Cancel Apply Step 3 Click ADD button and add a new Modem then the following screen will be displayed Add Remove Hardware Wizard E Install New Modem RR Do you want Windows to detect your modem Windows will now try to detect your modem Before continuing you should 1 IF the modem is attached to your computer make sure it i turned an 2 uit any programs that may be using the modem Click Hest when you are ready ta continue Don t detect my moder will select it from a list Back Cancel Click Next and the system will automatically detect the modem After finding the modem a screen as shown in the following figure will be displayed 36 YU CSDCC SH Participant Remote Operation Platform PROP overseas version Page 37 of 45 Add Remove Hardware Wizard Install New Modem Windows Iz detecting modems Please wait while Windows attempts to detect your modem This may take several minutes Checking Communications Port COM1 Status Finding and installing Flug amp Play devices 4 Back Hests Sten 4 Click Next button and choose a corresponding driver Found New Hardware Wizard 3 Install Hardware Device Drivers A device driver is a software program that enables a hardware device to work with an operating system This wizard will complete the installation for this device y Geni
32. nt opening data file as shown in Figure 7 12 Select Submit and PROP will transmit the account opening data to CSDCC SH General Service ial xi Request Service Type Account Opening Request File C Documents and Settings Adm Browse Sanne Details Browse the DBF file E lO xl Logs fl Return Code H Figure 7 12 Browse the DBF File Screen After submission completes the system will present a response result The returned information can be found in transaction log list Select the account opening transaction in the transaction log and double click to display a screen as shown in Figure 7 13 25 Ya CSDCC SH Participant Remote Operation Platform PROP overseas version Page 26 of 45 Deseription Service Type Account Opening User ID SSGSUSER Time 20020824 16 32 04 Return Code oono Hote Request Records Reply Records ZQzH TZRMC 1 Tony K Preceding gt Hext Export Ai Back Figure 7 13 Account Opening Transaction Logs Screen Screen Information Description 1 Service Type The selected Account Opening 2 UserID The operator who submits the transaction 3 Time System time of the transaction The form is Y YY YMMDD HH MM SS 4 Return Code Response code for the transaction from the server of CSDCC SH 0000 indicates SUCCESS 5 Note Description of the return code 6 Request Records View detailed request records 7 Reply
33. r instead of inputting user ID and Password 29 YU f CSDCC SH Participant Remote Operation Platform PROP overseas version Page 30 of 45 General Backup Restore VSBKEY Password Certificate information You can restore your network configurations from a source directory source Directory Restore Figure 7 18 Data Restore Page Click Browse to select the source directory of backup data Click Restore button the previously backup data will then be restored 4 USBKEY Password Click USBKEY Password and the page as shown in Figure 7 19 will be displayed The page is used to change USBKEY password General Backup Restore lSBKET Password Certificate information Change USBREY Password Change USBKET Password Figure 7 19 USBKEY Password Page Click Change USBKEY Password and the following figure will be displayed 30 CSDCC SH Participant Remote Operation Platform PROP overseas version Page 31 of 45 Change USBKEY Password X ld Password New Password Lonfirm Hew Password ces Type old password new password and confirm new password in fields Click OK button to take effect 5 Certificate information Click Certificate information and the page as shown in Figure 7 20 will be displayed The page is used to check the certificate information In this page users can find certificate SN and expire date of certificate ireneral Backup Restore
34. t time Automatic download file from last time First select the Product that you want to download Second click download button Then system transmits selected files to corresponding directory of the local disk 32 4 CSDCC SH Participant Remote Operation Platform PROP overseas version Page 33 of 45 Downloading file GIW 10000W EXE Downloading file from server to c prapz ns Publics erson B GJW T0000 EXE Downloading 140K size 244k B5 Fi gure 7 22 Dowl oadi ng file Page Click Browse button to show the file which you have downloaded Yersion File Edi View Favorites Tools Help da Pack mp eG Search Ll Folders cx History uis Li p E Ei Address version Bia Tw 1000D Version Fi gure 7 23 Dowl oaded file Page Click Back button to exit Version Config 33 77 CSDCC SH Participant Remote Operation Platform PROP overseas version Page 34 of 45 CHAPTER EIGHT ROUTINE MAINTENANCE 8 1 Common Errors and Solutions in System Login 1 Fail to login Please check the username and the password Cause the username or the password is incorrect Solution reenter the correct username and password 2 Failto connect CSDCC SH Cause the line to CSDCC SH is disconnected or the server of CSDCC SH is shut down Solution check whether the dialup network DDN or Internet connection with the CSDCC SH is available 3 This service is unavailable now Cause the serv
35. the Right Button press and release the right button once Input Box Operation pti EEE x S Firstly click the input box for input operation a flash I shape cursor will appear in the input box which 1s allowable to input and characters the user input will be displayed on the location of input cursor will be displayed in password input box Pulldown Box Operation pulldown box pulldown button thy CSDCC SH Participant Remote Operation Platform PROP overseas version Page 4 of 45 Click the pulldown button move the pointer on contents to choose and click a highlighted item to choose 2 Symbols Description mouse pointer normal operation EX 57 mouse pointer system busy Joperating button click the left button S46 HBC TXT highlighting display white on blue items generally indicates the selected ones click to move to the left right pl CSDCC SH Participant Remote Operation Platform PROP overseas version Page 5 of 45 CHAPTER TWO OPERATION ENVIRONMENT PROP overseas B Share system module provides customers with network operation environme nt which is connected with the host computers of China Securities Depository amp Clearing Corporation Shanghai Branch through remote dial up network DDN Internet as shown in Figure 1 China Seurities Depository SR a and Clearing Lorproation E Limited Shanghai Branch Modem Figure 1 Connection between overseas B Share
36. uStar 5600 MODEM A device driver is 4 software program that makes a hardware device work Windows needs driver Files For your new device To locate driver files and complete the Installation click Mest What do you want the wizard to do f Search for a suitable driver for my device recommended C Display a list of the known drivers for this device so that can choose a specific driver Back Next gt Cancel Click OK button and a screen as shown in the following figure will be displayed 37 Y CSDCC SH Participant Remote Operation Platform PROP overseas version Page 38 of 45 Found New Hardware Wizard P Completing the Found New Hardware Wizard Standard Modem Windows has finished installing the software for this device To close this wizard click Finish 4 Hack cancel Click Finish button 38 YW CSDCC SH Participant Remote Operation Platform PROP overseas version Page 39 of 45 APPENDIX B CREATE A DIALUP NETWORK 1 Select Dial up Networking in Control Panel and double click Make New Connection the following screen will be displayed Network Connection Wizard Welcome to the Network Connection Wizard Using this wizard you can create a connection to other computers and networks enabling applications such as e mail Web browsing file sharing and printing To continue click Next z Back 2 Click Next and the following screen will b
37. y C Address ae gO SumwHpluem Linkman ts Phone Zipcode Email Certificate Test Main Certificate Remark Propositional format Certificate user Certificate note For example Tom Main Certificate Mary Spare Certificate Next gt gt Home Figure 4 9 Please confirm the user information displayed by the system before continuing the next step If the user code and the company name are not in line with the user s actual information please promptly contact the technology department of China Securities Depository amp Clearing Corporation Limited Shanghai Branch Device type will be set up by China Securities Depository amp Clearing Corporation Limited Shanghai Branch The Encrypt type of overseas B Share system is hardware The Certificate Remark can be modified directly Click Next button The system displays the device used now as shown in Figure 4 10 11 YW CSDCC SH Participant Remote Operation Platform PROP overseas version Page 12 of 45 8 PROP Certificate Manager l E i xj System will intelligently select a security device for you Y ou can also selecta security device throught the downlist for youself Certificate Query Certificate Download Certificate Hewvoke End Hack Next Home Figure 4 10 Click Next button The following screen will be displayed amp Gtart Login Certificate Apply The security device you select is d
38. ype has its default server IP The IP will be changed when you choose different connection type 11 Default Server Port Default server port is 20042 4 Save Click Save button to save modification of the above three system parameters The following figure will be displayed that the parameters has been saved successfully Click OK button to sure the operation PROP 000 6 Shares System Ed d Save nk 5 Default Click Default to use default value 6 DialUp Settings If the user selects dialup network to connect with CSDCC SH dialup network configuration is needed Click Dial Up Settings and the dialup configuration page as shown in Figure 7 16 will be displayed Dial UP Setting X Dial up Humber oas2ise424s00 Dial up UserName remote 00000000 Password j Modem Disconnect after 30 minutes idle Default Exit Figure 7 16 Dial Up Settings Page 1 Diak up Number The phone number of the dialup server of CSDCC SH For users in Shanghai area dial 38424500 and 00862138424500 for users in oversea places ii DiaFup UserName The username of telnet dialup server remote 111 Password Users password of dialup server For remote user leave Password empty iv Modem The user can select modem for dialup v Disconnect after minutes idle The user can set the idle time of the line The system will automatically hand up the line according to the setting v1 Save Default Exit 28 Ya
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