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1.      lt Log empty gt           Entering one or more characters in the    Extract    column of the RDF using the RDF editor will  instruct the grouper that any occurrence of any of these characters in that field should be  ignored in grouping   Note  Commas can not be excluded because the input data files are  comma separated      The application does not consider a series of characters as a string of characters to be ignored  as a single entity  Each character entered is ignored wherever it appears in the input field     The characters specified will be ignored wherever they appear in the input data field   There is no relation between the position of a character in the extract field and the input field  All occurrences of the characters are affected   Extract is applied prior to data validation   Extract applies to file processing only  it does not affect single spell grouping    Extract Field Examples   The examples below are shown in quotation marks       to help identify the examples  Quotation  marks should not be entered when using the Extract function  Unless a user wishes to    ignore     quotation marks      Example 1   Entering an Extract character of         informs the application that all occurrences of a decimal  place or full stop should be ignored when processing that field  This is a convenient way to  remove decimal points from a field in the input file  An input field containing the character string     abc   d    will be interpreted by the application as  
2.    Where no significant OPCS 4 codes are recorded the grouper logic will assign an HRG based  on the value in the First Attendance field     The grouper does not accept decimal points in clinical codes  For example  F343 is considered   valid but F34 3 is not  The Record Definition File    Extract    facility can be used to remove decimal  points from clinical codes during file processing  Please refer to Section 3  Using the Grouper  for more information on the    Extract    facility     Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  18    HRG4 Grouper Reference Manual v2 1 doc    2 3 3 Emergency Medicine   The Emergency Medicine input file definition table shows fields required by the  The field order  of the input data file is defined by the RDF being used for the grouping session  There is no  significance to the order in which the fields are listed below     Field Description Format Validation Notes    Range  0   130  Date of attendance minus    AGE Patient age nS date of birth  Integer in whole years    Valid national codes or blank      Investigation    part of code only        Local sub analysis    part of code not  accepted     Include leading zero if part of national code   Not all fields are present by default   Number of investigation codes specified by  user in RDF    Valid national codes or blank       Condition    and    sub analysis    parts of code  only       Local use    parts of code not accepted   Include leading ze
3.   The Health and Social Care Information Centre  All Rights Reserved     HRG4 Grouper Reference Manual v2 1 doc    Process File    Input File    C Shrg_data SHAG4 Grouper AFC sample cev    Input data has headings    Input File    Output File    Add headings to output data    Reports    Select all reports Deselect all reports Process Cancel    The path and filename of the output file will be displayed in the    Output File    area  above        15  Tick the Add headings to output data checkbox   16  Click Process  This initiates HRG grouping      A progress bar shows the file being sorted followed by the percentage complete  The  application will return to the main screen on completion     The Log Display Area  below  shows the status of the grouping session  including the number  of records grouped    File Edit Tools Help  bason    DAN OOG    Current Database    NHS Database     Admitted Patient Care HAG4  The s Description   Information  Centre    for health and social care                      Record Definition File     AHRG4_sample_APC rdf                   01 07 2011 15 14 45  Processing C  hrq_data HRG4 Grouper APC sample csv  01 07 2011 16 15 51  Processed 100 records  81 grouped  81    19 ungrouped  19    01 07 2011 15 15 51  Process complete       17  Open Windows Explorer and browse to the folder specified for the output file    18  Open output_FCE csv in Microsoft Excel  The file is a copy of the input data file with  HRGs and other related columns appended    19  S
4.   abcd        Example 2   Entering the characters          in this field informs the application that any occurrences of both the          character and the         character are to be ignored by the application when processing that  field  An input field containing the character string    46            will be interpreted by the  application as    40        Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  39    HRG4 Grouper Reference Manual v2 1 doc    3 13 Using Command Line       Command line    refers to the character based command shell user interface within Microsoft  Windows  The grouper can process a file using the command line and parameters shown  below  Mandatory parameters are enclosed within  lt angle brackets gt   optional parameters are  enclosed within  square brackets   All parameters consist of a hyphen followed by a lower case  letter     The command line takes the following form     HRGGrouper  1i lt Input File gt   o lt Output File gt   d lt Record Definition File gt    l lt Grouping Logic gt    h    t    p    r lt report filename gt      Command line parameters     i The path and filename of the input file     O The path and filename of the output file     d The path and filename of the record definition file     1 The grouping logic  see    Grouping Logic Parameter    below      h Optional  Where present  indicates that the input file has a header row  field names    Omit this parameter where the first row in the fi
5.   other applications may  be slowed down while the grouper is running     Lower Reduces processor usage and gives priority to other applications     Idle Minimises the grouper   s use of processing resources  The grouper will only  process data when no other applications require processing resources        Priority  can be changed for the current grouping run only  each time a file is processed    Priority     will automatically be set to    Normal        Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  25    HRG4 Grouper Reference Manual v2 1 doc    3 10 Displaying Files    Output files are in CSV  comma separated  format and can be opened in a number of  applications     Displaying Files in Microsoft Excel    Usually  comma separated files are associated with Excel which means that double clicking a   csv file opens it in Excel  On computer systems where   csv files do not by default open in  Excel  select    Open       from Excel s    File    menu  When the    Open    dialog appears  select    Text  Files    from the    Files of type    drop down box    csv files will be displayed in the file list     There is a limit to the number of    Lookin    AA X Gi Be tox  rows in an Excel worksheet  the       i Grouper APC sample csv limit varies depending on the  output coy   i  po tput FCE  csy version of Excel  When opening a  Documents Bhl output_FCE_rel csv file where the number of rows     output_qualty  csv exceeds the available number o
6.   the progress bar and the Process File form close and the  application returns to the Main Screen     Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  30    HRG4 Grouper Reference Manual v2 1 doc    3 5 Reports    Only the Reference Costs grouper can produce reports  Reporting buttons and screens are  visible in all grouper applications but are not functional  The reports are created specifically to  support the NHS Reference Costs process and are not intended for any other purpose     Reports are produced as XML spreadsheets which can be opened in Microsoft Excel 2002 or  later  The number of rows in an Excel worksheet is limited depending on the Excel version  If  the number of rows exceeds those permitted on the worksheet  an error message such as     Problems During Load    may be displayed     Admitted Patient Care   Truncation   Where the report title includes the word    truncated    this means that any episodes having a  duration that exceeds the reference costs trimpoint use the trimpoint as the episode duration i e   they are truncated at the trimpoint  The excess bed days report shows the total days where  trimpoints have been exceeded     Automatic Adjustments in Admitted Patient Care reports   During report generation  one day is automatically added to the episode duration of zero length  ordinary admission episodes  Patient Classification   1   This is in line with NHS Reference  Costs guidance  This does not apply to dayca
7.  2 Days   Critical Care Level 3 Days    Critical Care Start Date    Critical Care Discharge Date    Format    an2    n5  n5    n5  n5  n5  n5  n5  n5  n5  n5    n8    n8    Validation Notes    A national code valid for adults   Must be two characters   Include any leading zero     Range  0   99999  Range  0   99999    Range  0   99999   Range  0   99999   Range  0   99999   Range  0   99999   Range  0   99999   Range  0   99999   Range  0   99999   Range  0   99999  CCYYMMDD    14 March 2009   20090314   CCYYMMDD    14 March 2009   20090314      Critical Care Start Date and Critical Care Discharge Date fields are used to calculate critical  care days in the grouper output file  They are not used in HRG derivation     Each row of data in the grouper input file represents one critical care period     CDS field    ORGAN SUPPORT MAXIMUM    is not required because it is not used in HRG    derivation     Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved     21    HRG4 Grouper Reference Manual v2 1 doc    2 3 6 Paediatric Critical Care  Paediatric Critical Care data is automatically sorted prior to grouping so that records with the  same provider code and local identifier are placed in activity date order  The input file definition  table below shows the fields required by the grouper  The field order of the input data file is  defined by the RDF being used for the grouping session  There is no significance to the order in  which the fields are li
8.  RDF to match Input Data File    1   2   3     Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved     Select File  gt  New RDF to open the Record Definition File Wizard  Select Database for the type of data you are using  e g  Admitted Patient Care  APC    Select method of creating the RDF   a     Create fields manually    displays a grid in which the corresponding numerical  field position values can be assigned to the required fields   b     Create from a sample file    creates an RDF using the required Input Data File   When selecting this option the first row of the selected input data file is displayed in  the preview window  with temporary field names     Field 1    etc   immediately above it   Fields can be assigned by dragging the field name from the list to the appropriate field in  the preview area   a  All entries in the Mandatory Fields list must be assigned to fields in the Input  Data File   b  Multiple fields can be selected by holding SHIFT and or CTRL and dragging the  selected fields into to the preview area   c  Toremove an assigned field  select it in the Assigned Fields list and press     Delete     The field will be moved to the bottom of the Mandatory Fields list   When all fields have been assigned  click    OK     The RDF will be opened in RDF Editor  for checking amendment   Save RDF in desired location  When a valid RDF has been created  data can be grouped by following the    Grouping  Walkthrough Using Sample Dat
9.  Unbundled HRG for the PCC day  All PCC HRGs are unbundled  Contains one row for each record that has errors   All input data including any non mandatory fields   Matches RowNo field of related record in the  name _pcc csv file    A variable number of fields  each consisting of Code Type  Code  and Error Message  separated by pipe       symbols    All of the error messages in relational form    Matches RowNo field of related record in the  name _quality csv  and  name  _pcc csv files    Ordinal number of the quality message   Type of code that has failed validation   Code that failed validation  blank if code missing from input data   Description of the error   A single row file containing details about the grouping session  Version of the grouper that produced the output files  Grouper   s internal HRG database version   Number of records submitted   Number of records having errors   Date and time that the grouping session started   Date and time that the grouping session finished   Path and filename of the input file   Path and filename selected by the user   Path and filename of the RDF used for grouping    Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  55    HRG4 Grouper Reference Manual v2 1 doc    5 8 Undefined Groups and Error Reporting    As part of the grouping process  the grouper carries out validation checks on many of the  mandatory input fields  Where one or more fields fail validation  the grouper derives the HRG  UZ01Z  
10.  field list to the field Mandatory dds eee   field positions automatically    below to assign them  Unassign fields by    selecting them and pressing delete  PROWSPNO al based on the comma    STARTAGE al   positions in the sample input  Number of procedure codes  12   Tt nee data file     ADMIME TH    DISDEST   Depending on the data type   EPIDUR the number of repeating  occurrences of certain fields    Number of diagnosis codes     Ln mrm re       Field 1 Field 2 Field 3 Field 4 Field 5 Field 6 Field   i  OrgCode SpellNum EpNum Age Seu PatCla AdmSre Can be edited to    z     accommodate the user   s    particular data recording  conventions        Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  25    HRG4 Grouper Reference Manual v2 1 doc    All entries in the Mandatory Fields list must be assigned to fields in the sample file  Fields are  assigned by using the mouse to drag the field name from the list to the appropriate field in the  preview area  Fields appear in the Assigned Fields list as they are used     Multiple fields can be selected by holding down SHIFT and or CTRL  The selected fields can  then be dragged to the preview area     To remove an assigned field  select it in the Assigned Fields list and press the Delete key  The  field will be moved to the bottom of the Mandatory Fields list     When all fields have been assigned  click    OK    to proceed  The RDF will be opened in the RDF  editor  see next section   allowing ch
11.  fields may be specified by the  user in the Record Definition File     Valid OPCS 4 codes  excluding decimal  point character  or blank    Decimal points are not accepted  For  example  use F343 rather than F34 3   Not all fields are present by default  the  number of fields may be specified by the  user via the Record Definition File     Range  0 99999 or blank   Non numeric characters are treated as zero    Blank or zero where the user has already  removed Critical Care days from the data or  where there are no Critical Care days     Range  0 99999 or blank   Non numeric characters treated as zero     Used in the output as the per diem  multiplier for rehabilitation HRGs and  deducted from episode duration prior to  HRG derivation     Range  0 99999 or blank   Non numeric characters treated as zero     Used in the output as the per diem  multiplier for Specialist Palliative Care  HRGs and deducted from episode duration  prior to HRG derivation     Each row of data in the grouper input file represents an episode  All records with identical  values for the Provider Code and Hospital Provider Spell Number are considered to be part of  the same spell  Spell level processing is carried out on all episode records within the spell     Provider Code  PROCODET   Provider Code identifies the provider organisation for each record is and this is used in data  sorting  It is strongly recommended that the organisation   s Organisation Data Services  ODS   code is used  Correct use of th
12.  folder and the grouping logic  parameter are represented by placeholder text surrounded by hash     symbols     echo off   Gs   cd  Program Files NHS IC  gqrouperFolderName     HRGGrouper  i   C  HRG Data apcl100 CSV   o  C  HRG Data output csv     d  HRG4 sample APC rdf   1  gqroupingLogic tre   h  p 3    r APCFCEReport0O0Ol rgf  r APCFCEReport002 rgf   IF SKRRORLEVELS NEQ 0 echo Error in command  please check hrg log    pause    Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  41    HRG4 Grouper Reference Manual v2 1 doc    4 Field Usage in Grouping    The following tables provide brief descriptions about how fields are used by the grouper  Admitted Patient Care    PROCODET Spell identification and sorting  PROVSPNO Spell identification and sorting  EPIORDER Sorting  sort order is used to help determine dominant procedure diagnosis in    spell grouping  STARTAGE Age splits etc     SEX Additional checks within the grouping logic for some conditions  CLASSPAT Reference cost reports  ADMISORC Unbundled Paediatric and Neonatal transportation  ADMIMETH Unbundled Paediatric and Neonatal transportation  In Subchapter DZ in COPD HRG  ZDE Unbundled Specialist Palliative Care  Subchapter LB  Identifies live donor for kidney donation HRGs  Subchapter PB Identifies stillbirths  al Unbundled Specialist Palliative Care  Paediatric Critical Care  EPIDUR Length of stay splits  MAINSPEF Unbundling  Specialist Palliative Care  NEOCARE Unbundling  Paedia
13.  most portion of the field  For  this reason  care should be taken when using Picture with variable length fields as this may  lead to unpredictable results    e Picture is applied prior to data validation    e Picture applies to file processing only  it does not affect single spell grouping     AAA AA   A AAA    Example 1 Characters 1  2  3  5 and 6 are used  Character 4 is ignored    Example 2 Characters 2  4  5 and 6 are used  Characters 1 and 3 are    ignored  Example 3  A   Example 4 AA    Character 2 is used  Characters 1 and 3 are ignored    Characters 1 and 2 are used  Note that full stops are not required  if consecutive characters from the beginning of the field are the  only characters required      Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  38    HRG4 Grouper Reference Manual v2 1 doc    3 12 Extract    Extract is a feature of the Record Definition File  RDF  that can be used to make the grouper  ignore specific characters in input fields  irrespective of character position     File Edit Tools Help  Qu 00o draon  C  HRG4 sample APC rdf  NHS Field Name Field Title Field No Picture Extract   PROCODET PROCODET  PROVSPNO PROVSPNO   The  lt  EPIORDER EPIORDER   Tarregeeeieelel  STARTAGE  STARTAGE   Centre SEX SEX   for health and social care CLASSPAT CLASSPAT  ADMISORC ADMISORC  ADMIMETH  ADMIMETH  DISDEST DISDEST  DISMETH DISMETH   EPIDUR EPIDUR 11 l      Curent Database E  HAG4_sample_APC  rdf         ow On DOF wh al       
14. ACCESS  HBV   HCV   HIV   AGE    Adult Critical Care  CCUF  All others    Neonatal Critical Care  CCLocallD  CCDate  DisDate   CCUF  Age_Days   Dis Meth  GestLen  PerWt  CCAC_01 NN  OPER_01   NN    Paediatric Critical Care    CCLocallD  CCDate  DisMeth   CCUF  CCAC_01  NN  OPER_01   NN  DIAG_01   NN    Primary driver for grouping used to identify the type of dialysis   Secondary grouping driver for most of the HRGs  identifies treatment location   e g  hospital    Sub divides HRGs based on type of dialysis access    These fields drive fine tuning of HRG derivation    Used as an HRG modifier    Validation only  Used in grouping logic    Local use in record identification and sorting   Local use in record identification and sorting   Used in conjunction with DisMeth   Used in validation and some HRG escalation logic  Low values can acts as an HRG escalator   Death can act as an HRG escalator   Low values can acts as an HRG escalator   Low values can acts as an HRG escalator   The main driver for HRG grouping of each day s record  Not used    Local use in record identification and sorting   Local use in record identification and sorting   Death can act as an HRG escalator   Other than validation  not used   The main driver for HRG grouping of each day s record  Identifies use of certain drugs   Identifies burns and isolation    Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  A3    HRG4 Grouper Reference Manual v2 1 doc    5 Output Files    
15. Casemix Service       HRG4 The l      ee  HRG4 Grouper       Reference Manual          The NHS Information Centre  is England s central  authoritative source  of health and social care information    The Casemix Service designs and refines  classifications that are used by the NHS in  England to describe healthcare activity    The NHS Information Centre  www ic nhs uk   0845 300 6016  enquiries ic nhs uk    The Casemix Service  www ic nhs uk casemix    Glossary of Terms  www ic nhs uk jargon buster    Department of Health   Payment by Results  www dh gov uk pbr    NHS Connecting for Health  www cfh nhs uk    Contents   1 Quick Start 4  1 1 Download and Install the Grouper 4  1 2 Grouping Walkthrough Using Sample Data 4  1 3 Grouping Your Own Data 7   2 File Preparation 8  2 1 Input Data 8  2 2 Data Validation 9  2 3 Input File Definition Tables 10   3 Using the Grouper 24  3 1 Input Data File 24  3 2 Record Definition File  RDF  24  3 3 The Main Screen 28  3 4 Process File 30  3 5 Reports 31  3 6 Database Selection Screen 33  3 7 Single Spell Grouping 34  3 8 Log Display Area 35  3 9 Grouper Priority 35  3 10 Displaying Files 36  3 11 Picture 38  3 12 Extract 39  3 13 Using Command Line 40   4 Field Usage in Grouping 42   5 Output Files 44  5 1 Admitted Patient Care 45  5 2 Non Admitted Consultations 49  5 3 Emergency Medicine 51  5 4 Renal Dialysis  National Renal Dataset  52  5 5 Adult Critical Care 53  5 6 Neonatal Critical Care 54  5 7 Paediatric Critical Care 55  5 8 Und
16. Data Invalid for Grouping      For single episode spells  where the episode fails validation  the error HRG is derived at both  episode and spell level  For multi episode spells that contain a mixture of episodes that pass  validation and episodes that fail validation  the error HRG is derived for each episode that fails  validation and for every episode in the spell at spell level     Details of all errors encountered are reported in a grouper output file called the quality file  The  listings in Section 5  Output Files includes a description of the quality file for each of the data  types processed by the grouper  Section 2  File Preparation provides further information  regarding the field validation by the grouper     Error Message Format  Error messages in the quality file are displayed in three sections separated by a pipe character   Where an error is due to the absence of a code the    code    section of the error message is blank     Code Type Code Error Description    e    Code Type    identifies the field or field type  e    Code    is the unrecognised value  where a value exists   e    Error Description    explains the nature of the error    e g  ICD P102 UZ03   Diagnosis Conflicts with Age in DIAG_01  Error Types    1  Field Validation Errors are generated where field values are missing or are outside of the  accepted range of values  Example error messages of this type are     ICD  Primary diagnosis is blank  ICD XX68 Code not recognised in DIAG_01  OPCS C992 Co
17. Middle section displays Output    FCE Trimpoint   FCEExcessB     HRGs etc    SpellReportFlag   SpellHRG   SpellGrouping      SpellDominan      SpellPDiag   SpellSDiag             Error Field Value Error Message    e Lower section displays Errors           The Upper input section is populated with default values for the mandatory fields of the currently  selected database Data can be added or edited in the Value column  The Enter key must be  used to confirm adding or editing a value otherwise the grouper will ignore the new value     The Description column displays the code description when a valid code has been entered     Clicking on the Click to add record header bar will open an adjacent set of columns in which  values for additional episodes can be entered to be grouped as part of the same spell  This is  appropriate only when grouping Admitted Patient Care records where the spell HRG of a  multi episode spell may differ from the HRGs of the constituent records or for neonatal critical  care where codes in one record can affect the HRG of a later record     Click Group to process the information entered and display the HRG and other derived  information in the output section  Please note that the order of clinical codes can affect the  HRG derived     Where input data fails the grouper   s validation  the HRG UZ01Z  Data Invalid for Grouping  is  derived  The field s  that failed validation are displayed in the lower section of the window     Copyright    2011  The Healt
18. RG database version  Attendance Count The number of records submitted  Attendance Error Count The number of records having errors  Run Start Date Time The date and time that the grouping session started  Run End Date Time The date and time that the grouping session finished  Input Filename The path and filename of the input file  Output Filename The path and filename selected by the user  RDF path and name The path and filename of the Record Definition File used for grouping    Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  50    HRG4 Grouper Reference Manual v2 1 doc    5 3 Emergency Medicine    There are five output files     File Name Field Name   name  csv   name _attend csv   lt input data gt   RowNo  EM _HRG   name _quality csv   lt input data gt   RowNo    Error Message     name _quality_rel csv    RowNo    Iteration  Code Type  Code    Error Message   name _summary csv  Grouper Version  Database Version  Attendance Count  Attendance Error Count  Run Start Date Time  Run End Date Time  Input Filename  Output Filename  RDF path and name    Description   A list of other output files  This file is for validation only  The main grouped output file   All of the input data including any non mandatory fields  The row number of the record   The attendance HRG   Contains a row for each input record that has errors   All of the input data including any non mandatory fields    Matches the RowNo field of the related record in the  name _atte
19. SSC_Ct  SpellSSC1 SpellSSC7    SpellBP_Ct  SpellBP1 to SpellBP7    SpellFlag_Ct  SpellFlag1 to SpellFlag7    UnbundledHRGs    Description  The number of critical care days in the spell  Programme Budgeting Code for the spell    Variable number of fields containing unbundled HRGs  episode level   Unbundled HRGs appended to the end of each record    There may be zero  one or more unbundled HRGs per record    No significance to the order in which unbundled HRGs are output   For Specialist Palliative Care and Rehabilitation  unbundled HRGs   where there is more than one daily HRG  field consists of an HRG   followed by an asterisk  followed by number of days  rather than HRG  repeated for every day  e g  VC18Z 20 indicates VC18Z for 20 days     Contains one row per spell   Includes candidate Specialised Service Codes  SSCs   Best Practice    Tariff  BPT  codes and other flags generated for the spell     Matches the RowNo field of the first episode record for the spell in  the  name  _FCE csv file     The organisation code from the input file   The hospital provider spell number from the input file   The spell HRG   The grouping method used for the spell     P       Procedure driven      D  Diagnosis driven     M    Multiple trauma     G     Global exception  The dominant procedure for the spell   The primary diagnosis used for spell grouping   The first secondary diagnosis used for spell grouping   The number of episodes in the spell   The spell duration used for grouping   This 
20. Throughout this section   name  will be used to indicate a filename supplied by the user during  processing  The remainder of the file name is a standard suffix appended by the grouper     A single input file produces a number of output files although  depending on the requirements of  the user  not all output files may be used  In most cases an output field appears in more than  one file thus enabling users to select the files that best suit their needs     Output files are produced as comma separated text which can be opened using Microsoft Excel   In some cases  large files may exceed the maximum number of rows allowed to be displayed   resulting in an error message such as    File not loaded completely     Output files can be opened  with a variety of applications  including Windows Notepad     Relational Output Files   Relational output files are provided to support users wishing to import output data to a relational  database  These files  identified by    _ re1    in the filename  should be used as a collection  rather than in isolation  Each file contains row number references which enable the files to be  linked  Repeated items such as unbundled HRGs  specialised service codes and error  messages are represented as additional rows rather than columns  A relational quality output  file is produced in addition to a non relational quality file for all data types  Specific relational  output files are produced for APC and NAC data        ROWNO    Field      ROWNo    can 
21. a    and substituting the Sample RDF for the Custom  RDF     HRG4 Grouper Reference Manual v2 1 doc    2 File Preparation    Data must be prepared in accordance with the following Input File Definition tables to ensure  that correct HRGs are derived and to avoid the grouper returning errors  Good preparation of  Input data and an understanding of the issues associated with different types of data can save  time and ensure successful grouping runs     2 1 Input Data    The grouper application can only process input data files containing a single activity type due to  the differences in data items required by each input file type to assign HRGs  Files with a  combination of activity types cannot be processed  The grouper includes HRG definitions for  the following types of activity     Admitted Patient Care   Non Admitted Consultations  Emergency Medicine   Adult Critical Care   Neonatal Critical Care   Paediatric Critical Care   Renal Dialysis  National Renal Dataset     File Format   Input data must be in CSV format  comma separated text  using the standard American  Standard Code for Information Interchange  ASCII  character set  excluding the non printing  ASCII characters  The input file must not include qualifiers  such as quotes  surrounding the  fields     Using Excel for File Preparation   lf some of the records end with empty fields then a file structure issue can arise when saving a  text file using Microsoft Excel  For more information please refer to Microsoft Arti
22. a Record Definition File     3 1 Input Data File    The input data file contains the data for grouping  e g  Admitted Patient Care episodes   It is  essential that an input data file is in the appropriate format and includes all fields required for  grouping  Please refer to Section 2  File Preparation for further information     3 2 Record Definition File  RDF     The Record Definition File is a text file that provides the grouper with structural information  about the positions of fields in the input file for all the mandatory fields of the relevant activity  type  The set of mandatory fields in an RDF is different for each data type and so users must  ensure that an appropriate RDF is selected on each grouping run     Selecting a Record Definition File  The grouper provides a wizard to create Custom RDFs and an editor to view and modify  existing RDFs     e Custom RDF  created by the user  matches the field positions of the input data file   e Sample RDF  provided with the grouper installation     Sample RDFs are located in the grouper installation folder  typically within C  Program  Files NHS IC       Sample RDF Name Data Type   HRG4 sample APC rdf Admitted Patient Care   HRG4_ sample NAC rdf   Non Admitted Consultations  HRG4_sample_EM rdf Emergency Medicine   HRG4_ sample NRD rdf Renal Dialysis  National Renal Dataset   HRG4_ sample ACC rdf Adult Critical Care   HRG4_ sample PCC rdf Paediatric Critical Care   HRG4 sample NCC rdf Neonatal Critical Care    The field posi
23. ame approach should be adopted consistently  within spells  Critical care days at the beginning end of episodes should be apportioned either  to the beginning or end of episodes but not a mixture of both  This means that critical care days  three and five should not both be allocated to episode three in this example     Due to the different methods by which episode duration and critical care duration are calculated   deducting critical care days from episode duration could lead to a negative figure in some  situations  Where this is the case in payment groupers  the adjusted episode duration should be  recorded as zero days  Where this is the case for reference costs groupers  for the purposes of  reference costs only  the adjusted episode duration should be recorded as one day     Automatic Adjustment for Critical Care Days   The grouper application provides a facility to remove critical care days as part of the grouping  process  To use this facility the input field CRITICALCAREDAYS for each Consultant Episode  record should be populated with the number of critical care days that are to be removed from  that Consultant Episode   s duration     If critical care days have already been removed from the data or there are no critical care days  to be removed  the input field CRITICALCAREDAYS should either be left blank or populated  with zeroes     The output field CalcEpidur contains the adjusted value  In Reference Costs grouper the output  field ReportingEPIDUR  blank for pay
24. ation   The code that failed validation  Blank if code missing from input data  Description of the error    Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  49    HRG4 Grouper Reference Manual v2 1 doc    File Name Field Name Description    name _flag_rel csv This file is populated by payment groupers only   Includes all distinct Specialised Service Codes  SSCs   Best Practice  Tariff  BPT  codes and other flags generated for the attendance   Where an attendance does not generate SSCs  BPT codes or Flags this  file will contain no records for that attendance     RowNo Matches RowNo field of the related record in the  name _attend csv file  Iteration The ordinal number of the SSC  BPT or other flag  AttendFlag Includes all distinct Specialised Service Codes  SSCs   Best Practice    Tariff  BPT  codes and other flags generated for the attendance  Grouper  does not check eligibility   please refer to Department of Health guidance  for organisational eligibility      name  _ub_rel csv Unbundled HRGs  No entries for attendances without unbundled HRGs   RowNo Matches RowNo field of the related record in the  name _attend csv file  lteration The ordinal number of the unbundled HRG  UnbundledHRG Unbundled HRG  No significance to the output order    name  summary csv A single row file containing details about the grouping session  Grouper Version The version of the grouper that produced the output files  Database Version The grouper   s internal H
25. ayment groupers only     Includes all distinct Specialised Service Codes  SSCs   Best Practice  Tariff  BPT  codes and other flags generated for the spell     Where a spell does not generate SSCs  BPT codes or Flags this file  will contain no records for that spell     Matches the RowNo field of the related record in the  name  FCE csv  and  name  _spell csv files     The organisation code from the input file  The hospital provider spell number from the input file  The ordinal number of the SSC  BPT or other flag    Includes all distinct Specialised Service Codes  SSCs   Best Practice  Tariff  BPT  codes and other flags generated for the spell  Grouper  does not check eligibility   please refer to Department of Health  guidance for organisational eligibility     The unbundled HRGs  There are no entries for episodes that do not  have any unbundled HRGs     Matches RowNo field of related record in the  name  _FCE csv file  The ordinal number of the unbundled HRG    The unbundled HRGs   No significance to the order in which unbundled HRGs are output     A single row file containing details about the grouping session  Version of the grouper that produced the output files  Grouper   s internal HRG database version   Number of episodes submitted   Number of spells submitted   Number of episodes having errors   Number of spells having errors   Date and time that the grouping session started   Date and time that the grouping session finished   Path and filename of the input file   Pa
26. be used to link relational output files within a database  For example  for APC  the  output file  name  ub rel csv displays the unbundled HRGs for each output row  The field     RowNo    contains the row number of the matching output record in the file  name  FCE csv     Depending on the role of a file in relation to another file     RowNo    may not contain consecutive  values i e  there may be values missing  This is by design  For example  the    RowNo    values in  file  name  _ flag rel csv will contain non consecutive values where the input data contains  multi episode spells  Certain non relational files include the    RowNo    of other output data files to  facilitate record linking  This applies to  name  spell csv and  name  quality csv  lf  these files are imported into a relational database  the    RowNo    fields can be used as the basis  from which to derive keys to allow the relationship between these records to be represented        Iteration    Field      Iteration    appears inthe  name  quality rel csvand  name  ub rel csv relational  output files  it is used to distinguish between occurrences of quality messages or unbundled  HRGs  respectively  that belong to the same episode     Iteration    contains the ordinal number of  each occurrence of the type of item  There is no significance to the numerical values of     Iteration    as the values are assigned in order  numbered    1        2        3    etc        Iteration    may be thought of as the relativ
27. cle ID 77295     Column delimiters are missing in an Excel spreadsheet that is saved as text      To prevent this  issue arising  ensure that the final  rightmost  column of data is populated for every record in the  file with    dummy data    such as    x        Field Order   The input data field listings in this document are not intended to imply a field order for the input  data  the field order of the input data is specified in the RDF  Where one of the sample RDFs  supplied with the grouper installation is used  the input data field order must match the order in  the sample RDF     Chemotherapy and Radiotherapy   Data required for the derivation of HRGs for Chemotherapy and Radiotherapy treatments may  not be captured in the local Patient Administration System  PAS   Where these types of data are  collected in specialist departmental systems only  local arrangements will be required to ensure  that the data can be incorporated into admitted care or outpatient datasets for HRG grouping   Users must ensure that input data files contain appropriate records as specified by Department  of Health Payment by Results guidance     Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  8    HRG4 Grouper Reference Manual v2 1 doc    2 2 Data Validation    Three stages of validation are applied to the data during a processing run to ensure the data are  valid and within expected value ranges  They are     e Field values within a record  e Cross valida
28. croll to the far right of the file to see the columns that the grouper has appended     Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved     HRG4 Grouper Reference Manual v2 1 doc    1 3 Grouping Your Own Data    Successful grouping is dependent on the compatibility of the Input Data File  the selected  Database and Record Definition File  RDF   Users can either prepare an Input Data File  which matches an existing Sample RDF  supplied as part of the grouper installation   or use  the Record Definition File Wizard in the grouper application to create a Custom RDF that  matches the Input Data File     Method 1  Create Input Data File to match Sample RDF    2     Open the grouper application   Select File  gt  Open RDF    and browse the grouper installation folder for the appropriate  Sample RDF  For an Admitted Patient Care  APC  data file  select     HRG4_sample_APC rdf       Ensure that the field positions in the input data file match those specified in the selected  RDF  If the field positions in the input data file do not match exactly the data will be  grouped incorrectly  Descriptions of the field names are provided in Section 2 3  Input  File Definition Tables of the HRG4 Grouper Reference Manual    When a compatible Input Data File has been prepared it can be grouped by following  the    Grouping Walkthrough Using Sample Data    and substituting the Sample Input Data  File for the prepared Input Data File     Method 2  Create Custom
29. ct HRG allocation     StartAge  STARTAGE    This is the patient age in whole years at the start of the episode  It should be an integer value of  whole years rounded down  For babies and children under one year of age  the age value  should be zero  HES baby age codes are not accepted      Sex  SEX    The grouper accepts the values 0  1  2  9 as valid  NHS Data Dictionary Person Gender Code    However  where Sex is a determinant of the HRG  the value must be either 1 or 2  male or  female  for the correct HRG to be assigned     Patient Classification  Source of Admission  Admission Method  CLASSPAT  ADMISORC   ADMIMETH    Patient Classification  Source of Admission and Admission Method must be consistent  between all episodes within a Hospital Provider Spell as per the NHS Data Model     Discharge Destination and Discharge Method  DISDEST  DISMETH    Derivation of some HRGs is influenced by Discharge Destination and Discharge Method   Some hospital computer systems use default values  typically the values that represent    Not  Applicable     for Discharge Destination and or Discharge Method within multi episode spells     When grouping multi episode spells  the grouper uses Discharge Destination and Discharge  Method from the final episode in the spell  To ensure correct grouping of multi episode spells   the final episode of the spell must contain the actual discharge details for the spell     In episode grouping  the grouper uses Discharge Destination and Discharge Method 
30. d another  starts on the same day  that day should be subtracted only once     In hospital computer systems  critical care period records may be allocated to specific admitted  patient care episode records for data storage purposes  The exclusion of critical care days for  grouping is not related to the way in which critical care period records are stored but is  determined by the dates that the patient is in critical care and the start and end dates of the  concurrent episodes     For reference costs  the minimum episode duration for an ordinary admission is one day  This  means that  for ordinary admissions  Patient Classification 1  in reference costs  where the  removal of critical care days results in a value of zero or a negative number then the result  should be rounded up to a duration of one day     Example Calculations   Example 1  A single day in critical care at the start of a single episode   The patient is in critical care during the first day but leaves critical care before the end of the  day  The stay in hospital extends over two nights     02 06 03 06 04 06   Episode 1  CC period 1  CC day count 1       e The episode starts on 2    June and finishes on 4  June so the episode duration is two days  e The total number of critical care days is one  e The adjusted episode duration is therefore one day  2 1 1     Example 2  No break in critical care   In the example illustrated below  the inpatient episode starts on 2  June and finishes on 1  June and thus the epi
31. de not recognised in OPER_02    2  Spell Validation Errors are generated as a result of cross checks across records in a spell   For example  where consistency checks for sex code or age are failed     SEX  Not the same in all episodes in the spell  AGE   Falls in FCEs in this Spell    3  Clinical Coding Errors occur due to the use of clinical codes that do not exist in the coding  system  violate clinical coding convention or are not useful resource indicators for HRG  grouping  Clinical coding errors produce error messages that contain error category codes     Error Categories   Error Categories are used mainly for clinical coding errors  Details of clinical coding validation  can be found in the chapter summary for Subchapter UZ  Undefined Groups  Critical care  grouping error descriptions also include error category codes     Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  56    HRG4 Grouper Reference Manual v2 1 doc    UZ01  Invalid Primary Diagnosis indicates an invalid primary diagnosis    Diagnosis code is present but should not be used in a primary position according to clinical coding  conventions    ICD Z509 UZ01   Invalid Primary Diagnosis in DIAG_01    Z509  Care involving use of rehabilitation procedure  unspecified    UZ02  Poorly Coded Primary Diagnosis indicates a poorly coded primary diagnosis  Diagnosis code is valid as a primary diagnosis but is too vague to determine the resource use   ICD T140 UZ02   Poorly Coded Pr
32. ded     Valid national codes or blank    Valid OPCS 4 codes  excluding  decimal point character  or blank     Not all fields are present by  default  the number of fields may  be specified by the user in the  Record Definition File     The PCC MDS specifies two  procedure codes only     Valid ICD 10 codes  excluding  decimal point character and any  dagger asterisk suffix  or blank   Not all fields are present by  default  the number of fields may  be specified by the user in the  Record Definition File     Each row of data in the grouper input file represents one Paediatric Critical Care day     Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved     22    HRG4 Grouper Reference Manual v2 1 doc    2 3   Neonatal Critical Care  Neonatal Critical Care data is automatically sorted prior to grouping so that records with the  same Provider Code and local identifier are placed in activity date order  The field order of the  input data file is defined by the RDF being used for the grouping session  There is no  significance to the order in which the fields are listed below     Field    PROCODET    CCLocallD    CCDate    DISDATE  CCUF    AGE_DAYS    DISMETH    GestLen    PERWT    CCAC_ 01   20    Description    Provider Code    A unique local activity identifier used  to identify a Critical Care Period    Activity Date  Critical Care   Date to  which the daily activity data relates    Discharge Date  Hospital Provider  Spell     Critical Care Unit F
33. e    There are six output files     File Name Field Name   name  csv   name _sort csv   lt input data gt   RowNo   name _ncc csv   lt input data gt   RowNo  NCC_HRG   name _quality csv   lt input data gt   RowNo  Error Message     name _quality_rel csv  RowNo    lteration  Code Type  Code  Error Message   name  _summary csv  Grouper Version  Database Version  NCC Record Count  NCC Record Error Count  Run Start Date Time  Run End Date Time  Input Filename  Output Filename  RDF path and name    Description   A list of other output files  this file is for validation only   A copy of the input data after it has been sorted   All input data  including any non mandatory fields   Row number of the record after sorting   The main grouped output file   All input data  including any non mandatory fields   Row number of the record after sorting   Unbundled HRG for the NCC day  All NCC HRGs are unbundled   Contains one row for each record that has errors   All of the input data  including any non mandatory fields  Matches RowNo field of related record in the  name _ncc csv file    A variable number of fields  each consisting of Code Type  Code  and Error Message  separated by pipe       symbols    All of the error messages in relational form    Matches the RowNo field of the related record in the   name  quality csv and  name _ncc csv files    Ordinal number of the quality message   Type of code that has failed validation   Code that failed validation  blank if code missing from input da
34. e  SUS  attributes the critical care  day to the later episode     02 06 03 06 04 06 05 06 06 06 07 06 08 06 09 06 10 06 11 06   Episode 1  Episode 2  Episode 3  CC period 1  CC day count 1 2 3 4 5 6 7 8       In this example  the allocation of critical care days to episodes could be done using either of the  two approaches below     1  Critical care day three allocated to episode two and critical care day five allocated to episode  three    e Episode one adjusted duration  one day  3 2 1    e Episode two adjusted duration  zero days  2 2 0   1 for reference costs    e Episode three adjusted duration  zero days  4 4 0   1 for reference costs     The adjusted spell duration is one day  1 0 0 1   3 for reference costs  1 1 1 8     The above is consistent with the approach taken by SUS     2  Critical care day three allocated to episode one and critical care day five allocated to episode  two    e Episode one adjusted duration  zero days  3 3 0   1 for reference costs    e Episode two adjusted duration  zero days  2 2 0   1 for reference costs    e Episode three adjusted duration  one day  4 3 1     The adjusted spell duration would therefore be one day  0 0 1 1   3 for reference costs   14 1 1 3       Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  15    HRG4 Grouper Reference Manual v2 1 doc    It is important to note that where there is a choice of episode to which critical care days may be  apportioned  i e  at episode junctions   the s
35. e Best Practice Tariff codes for attendance     Grouper does not check eligibility   please refer to Department of Health  guidance for organisational eligibility  Populated by payment groupers  only     Number of distinct other flags produced for the attendance    Candidate other flags for the attendance     Grouper does not check eligibility   please refer to Department of Health  guidance for organisational eligibility  Populated by payment groupers  only     A variable number of fields containing unbundled HRGs  at episode level   appended to the end of each record  No significance to the output order     Contains one row for each attendance that contains errors  All of the input data  including any non mandatory fields  Matches RowNo field of the related record in the  name _attend csv file    A variable number of fields  consisting of Code Type  Code and Error  Message  separated by    pipe          symbols     Output in relational form   All of the input data  including any non mandatory fields   Matches RowNo field of the related record in the  name _attend csv file  The attendance HRG   Grouping method used for spell P Procedure driven  G  Global exception  The dominant procedure used for procedure based grouping   All error messages in relational form  None for attendances without errors    Matches RowNo field of related record in the  name _quality csv and   name _attend csv files    The ordinal number of the quality message   The type of code that has failed valid
36. e Care HRG for each day of the consultant episode and adjust the value of the  output field CalcEpidur to zero     e Where there is critical care during the Specialist Palliative Care episode  the number of days  used to populate SPCDAYS must be the episode duration minus the number of critical care  days  This is on the basis that  from an HRG viewpoint  the patient is primarily receiving  either Specialist Palliative Care or critical care  CRITICALCAREDAYS should be populated  with the critical care days as described above     Per Diem Unbundled HRG Multipliers  Rehabilitation and Specialist Palliative Care unbundled HRGs are produced on a per diem  basis  i e  one unbundled HRG per day  Where there are multiple Rehabilitation or Specialist  Palliative Care HRGs  instead of repeating the HRG  the unbundled HRG in the FCE output file  is in the format    The HRG  followed by an asterisk  followed by the number of days   For example  VC182Z 20 indicates VC18Z for 20 days  The number of days for the multiplier is  taken from the REHABILITATIONDAYS or SPCDAYS column as appropriate     Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  17    HRG4 Grouper Reference Manual v2 1 doc    2 3 2 Non Admitted Consultations   Non admitted Consultations are outpatient attendances or attendances by patients for nursing  care on a ward  ward attenders   Since April 1  2005 the Outpatient Attendance CDS has  contained both of these types of data     The No
37. e column number of the row referred to by    RowNo      Where input row results in more than one data quality message  there will be a separate row for  each data quality message in  name  ub rel csv  distinguished by a different number in     Iteration     Where an input row generates more than one unbundled HRG there will be a  separate row in  name  ub rel csv  each distinguished by a different number in    Iteration        An APC input file containing two data quality issues on row five would be displayed as follows    name  FCE csv in row five there are two data quality messages     name  quality rel csv contains two rows related to the above    In the first row     ROwNo      5 and    Iteration      1    In the second row     RowNo      5 and    Iteration      2     Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  44    HRG4 Grouper Reference Manual v2 1 doc    5 1 Admitted Patient Care    There are eleven output files     File Name Field Name Description   name  csv A list of other output files  this file is for validation only    name _sort csv A copy of the input data after it has been sorted into Provider Code   Spell Number and Episode Number order prior to grouping    lt input data gt  All of the input data  including any non mandatory fields   RowNo The row number of the record after sorting    name  FCE csv Contains both episode and spell output fields     The spell fields are repeated for each episode in the spell  care mus
38. e for all episodes  Provider Spell  within Provider Spell  Admission Method Valid national code  ADMIMETH  Hospital Provider n2 Value must be the same for all episodes  Spell  within Provider Spell  Discharge  DISDEST Pa U n2 Valid national code   Hospital Provider  Spell   Discharge Method  DISMETH  Hospital Provider n1 Valid national code  Spell     Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  10    HRG4 Grouper Reference Manual v2 1 doc    Field Name    EPIDUR    MAINSPEF    NEOCARE    TRETSPEF    DIAG_01    DIAG_02   DIAG_99    OPER_01   OPER_99    CRITICALCAREDAYS    REHABILITATIONDAYS    SPCDAYS    Description  Episode Duration    Main Specialty  Code    Neonatal Level of  Care    Treatment Function  Code    Primary Diagnosis     ICD 10     Additional  diagnoses    Procedure Codes     OPCS 4     Critical Care Days    Rehabilitation Days    Specialist Palliative  Care Days    Format    n5    n3    n1    n3    an5    an5    an4    n5    n5    n5    Validation Notes    Range  0 99999  Whole days    Valid national code    Valid national code or blank     8  Not applicable  may be used  or blank  if  not relevant     Valid national code    Valid ICD 10 code  excluding decimal point  character and any dagger asterisk suffix    Decimal points are not accepted     Any dagger asterisk suffix must be  removed  For example  use A170 rather  than A17 0T or A17 0D    As above or blank     Not all fields are present by default  the  number of
39. e national code  with the remainder of the field containing locally assigned values   These fields must be truncated to the national code as appropriate in the input data file   Leading zeroes must be included where required  e g     01    is valid but    1    is not   Accident and  Emergency treatment codes are defined in the NHS Data Dictionary     Patient Age  Age of patient in whole years at the start date of the session     Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  19    HRG4 Grouper Reference Manual v2 1 doc    2 3 4 Renal Dialysis  National Renal Dataset   Renal Dialysis HRGs are generated using fields from the National Renal Dataset  The input file  definition table below shows the fields required by the grouper  The field order of the input data  file is defined by the RDF being used for the grouping session  There is no significance to the   order in which the fields are listed below     Field    RENALMOD    RENALSITE    RENALACCESS    HBV    HCV    HIV    AGE    Description    Renal Treatment  Modality    Treatment  Supervision Code    Type of dialysis  access    Hepatitis B Surface  Antigen Status    Hepatitis C  Antibody Status    HIV blood test    Patient age    Format    n2    n2    n2    a3    a3    a3    n3    Validation Notes    Valid national code    Numbers less than 10 must include a  leading zero    Valid national code    Numbers less than 10 must include a  leading zero    Valid national code or blank   Numbe
40. ecking and any required amendments     Record Definition File Editor  File  gt  Open RDF and select the required file from the prompt box     File Edit Tools Help    SHOP      NHS F Field Title Field No Picture Extract    PROCODET    PROVSPNO  The EPIORDER    Information STARTAGE  Centre SEX  tor health and social care CLAS SPAT  ADMISORC  ADMIMETH  DISDEST  DISMETH  PILI    HFIGA_sample_APC rdf      Log empty gt     The editor allows the modification of field positions and field attributes in an RDF        D wo 0 smo  amp  to Bh a                     Field Name Field abbreviation  This is for internal use and cannot be modified   Field Title Field description which can be edited to display a locally defined field name   Field No Field position in the input file     Specifies whether specific character positions in the field are used or ignored during    Picture processing  See the    Picture    section later in this document     Allows the user to specify that specific characters  in any position  in the field are    puoc ignored during processing  See the    Extract    section later in this document     The    Insert    toolbar button inserts a new field in the RDF  This feature is provided so that  non mandatory fields can be shown using the    Display File    feature  For the purposes of  grouping  it is not necessary for the RDF to specify the positions of all fields in the input file   Only mandatory fields need to be specified     The    Delete    toolbar button remove
41. efined Groups and Error Reporting 56    HRG4 Grouper Reference Manual v2 1 doc    1 Quick Start    This Quick Start section is intended to provide a brief overview of how to download  install and  start grouping using the HRG4 Grouper application  It is designed to provide enough  information to quickly start grouping relatively small amounts of data  For a more detailed  understanding  it is advised that the full reference manual is read before using the grouper  application     1 1 Download and Install the Grouper    1  Visit the downloads section of the Casemix Service website  www ic nhs uk casemix downloads   2  Click on either Payment or Costing   3  Click on the link for the grouper application   4  Click on the grouper application link in the Download section at the bottom of the screen   5  Save the Zip file to an appropriate location on your computer   6  Open the Zip file and extract the grouper application   7  Double click the grouper application file and follow the installation setup wizard    1 2 Grouping Walkthrough Using Sample Data    The following walkthrough describes the process of grouping a sample input data file which  can be downloaded from the Casemix website     1  Download the sample input data file from the casemix website   www ic nhs uk hrg4groupermanual   2  Open the grouper application    3  Select Admitted Patient Care HRG4 in the Database  drop down list    4  Click the    Browse       button next to    Record Definition File        File Edi
42. ers only   Opens the Database Selection form    Opens a link to the latest user manual on the casemix website  Displays application version and contact information     Function   Opens the RDF Wizard    Opens RDF for editing review within tabbed display area   Saves an open RDF currently being edited    Inserts new line in an RDF currently being edited   Deletes currently selected field in an RDF currently being edited  Opens the Process File form    Opens the Run Reports form  Reference Costs groupers only   Opens a selected file within the tabbed display area     Opens the Single Spell Grouping form    Text boxes on the main screen are sized according to the width of the grouper window    Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  28    HRG4 Grouper Reference Manual v2 1 doc    Tabbed Display Area  Shows screens that can be viewed when more than one of the following is open by selecting the  tabs at the bottom of the window     Database Selection  Record Definition File Editor  File Display    Current Database  The current database is shown on the main screen of the application     File Edit Tools Help       gt HEG         Current Database    NHS Database   Admitted Patient Care HAG4    The   Description   Information  Centre    for health and social care                Record Definition File       AHRG4_sample_APC rdf v               lt Log empty gt           The user must ensure that the Database selected matches the data type o
43. f  AL  output_quality_rel csv i i  Tooo worksheet rows  Excel will display  Bh  output _spell csv an error message such as  Pal output_spellrel csy    Problems During Load        a  output_ssc_rel csv  Bil  output_summary cs    iL  output_ub_rel csy       File name     My Network      Files of type  ext Files    orn    kxk    csv    The Internal File Viewer   The grouper provides a file viewer which can be used to view grouper output files  To access  the file viewer  select Display File from the Tools menu  This opens an    open    form    To display output files in the    open    form   s file list ensure that the    Files of type    drop down list is  set to      inp    out   csv   txt          Lokin 92 2 Bi    Bal  HRG4 Grouper AFC sample csy  Pah  output cs   Bal  output_FCE csv   Pah  outpuk_FCE_rel csyv   bah  output _quality csy   Pah  output quality rel csy   Bah  output_sork csv   BL  output_spell  csv    BL  output_spell_rel csv  Bal  output_ssc_rel csv  Bal  output_summary cs    Bal  output_ub_rel cs      4 ml i a r   i   qe i  F     d   3    My Documents    ra    Ls    My Computer      i      np    out    cave  tet       When a file is opened  the fields displayed are restricted to those defined in the RDF that is  currently active  This means that in order to use    Display File    to view the columns that grouping  appends during file processing  an RDF must be created that includes those fields     Copyright    2011  The Health and Social Care Information Cent
44. f the Record  Definition File and the type of data to be grouped  Failure to ensure that the data type of the  RDF and the database match will lead to grouping errors     The Record Definition File box indicates the currently selected Record Definition File  When the  file is within the grouper   s installation folder  the full path is not shown  For files in folders outside  of the grouper   s installation folder  the full file path is displayed     When the Record Definition File box list is dropped down it shows Record Definition Files that  have been used recently  Click the browse button to locate an RDF in another folder     Record Definition File     MRG4_sample_NAC  ra v    AHAG4 sample NAC rdf  Ce hrg_dataSHAG4 APC Custom  rdt  AHAG4 sample NCC  rdf  AHAG4 sample_EM  rat  AHAG4 sample APC  rt    AHAG4 sample ACC  rdf       Log display area  This area displays messages about the grouping session     Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  29    HRG4 Grouper Reference Manual v2 1 doc    3 4 Process File  Tools  gt  Process File       Process File  Input File  Input File    C  hrg_dataSHAG4 Grouper APC sample  cew  Input data has headings  Output File  Output File  C  hng_data   output  csv  Add headings to output data    Reports    Select all reports Deselect all reports Process Cancel       Input File   Click the browse button  folder icon  next to the input file field to select the input data file    If    Input files  a
45. field is populated by Reference Costs groupers only    The spell duration used when generating reports     This field is populated by Reference Costs groupers only   The trimpoint for the spell HRG     This field is populated by Reference Costs groupers only   The number of days by which the spell duration exceeds the trimpoint    The number of critical care days in the spell  Programme Budgeting Code for the spell  Number of distinct SSCs produced for the spell    Candidate Specialised Service Codes for the spell     Grouper does not check eligibility   please refer to Department of  Health guidance for organisational eligibility  Populated by payment  groupers only     Number of distinct BPTs produced for the spell    Candidate Best Practice Tariff codes for the spell     Grouper does not check eligibility   please refer to Department of  Health guidance for organisational eligibility  Populated by payment  groupers only     Number of distinct other flags produced for the spell    Candidate other flags for the spell    Grouper does not check eligibility   please refer to Department of  Health guidance for organisational eligibility  Populated by payment  groupers only    All unbundled HRGs produced for episodes in the spell    No significance to the order in which unbundled HRGs are output    Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  46    HRG4 Grouper Reference Manual v2 1 doc    File Name Field Name Description     name _qualit
46. for critical care days     Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  16    HRG4 Grouper Reference Manual v2 1 doc    Specialist Palliative Care Days  If the following conditions are met by a consultant episode record then an adjustment for  Specialist Palliative Care should be made in the input field SPCDAYS     e Treatment Function Code is 315 AND Main Specialty Code is any of   o 315  Palliative Medicine   o 950  Nursing Episode   o 960  Allied Health Professional Episode      These conditions mirror the criteria that the grouper uses to identify entire episodes of specialist  palliative care     Unbundled specialist palliative care HRGs are also derived for episodes outside of treatment  function code 315 where the ICD 10 code 251 5 is present  There should be no adjustment to  episode duration in these cases because the HRGs derived in these cases are for specialist  palliative care support rather than specialist palliative care  Patients are not under the care ofa  specialist palliative medicine consultant but receiving input from a specialist palliative care  specialist Support service     The number of days to enter in the SPCDAYS field depends on whether or not the Specialist  Palliative Care consultant episode includes critical care     e Where there is no critical care then SPCDAYS should be populated with the number of days  of the entire episode duration  This will cause the grouper to generate one Specialist  Palliativ
47. from the  episode being grouped  To ensure correct grouping of episodes  all episodes within multi   episode spells must contain the actual discharge details for the spell     Neonatal Level of Care  NEOCARE    Neonatal Level of Care is used by the grouper to allocate the HRG for Neonatal Critical Care  Retrieval  XA06Z   When a patient is not neonatal  a value of 8  Not applicable  may be  supplied or the field may be left blank     Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  12    HRG4 Grouper Reference Manual v2 1 doc    Clinical Codes   Interventions and procedures must be coded as OPCS 4 codes  Diagnoses must be recorded  as ICD 10 codes  The grouper does not accept decimal points in clinical codes  For example   F343 is considered valid but F34 3 is not     Diagnosis  the ICD 10 Dagger and Asterisk System   ICD 10 uses Dagger and Asterisk codes to capture information about both an underlying  generalised disease and a manifestation in a particular organ or site  Hospital computer  systems have various ways of representing Dagger and Asterisk and may append the  characters    D        A             and        to the ICD 10 code     The grouper does not accept diagnosis codes containing these appended characters and will  create a validation error if any are encountered  Any characters used to represent Daggers and  Asterisks should be removed from diagnosis codes prior to grouping  The grouper s internal  logic will identify the
48. h and Social Care Information Centre  All Rights Reserved  34    HRG4 Grouper Reference Manual v2 1 doc    3 8 Log Display Area    Any problems encountered during grouping are reported in the log display area located at the  bottom of the grouper   s main screen and should be checked after every grouping session  Any  records that fail grouping due to data validation will be indicated in the    ungrouped    count     For Admitted Patient Care data  the number    ungrouped    in the log may not agree to the number  of records inthe quality csv output file  This is because the log shows the number of  consultant episodes that failed validation but the quality file includes valid episodes that form  part of spells containing episodes that failed validation i e  some of the episodes in the  _quality csv output file are valid episodes that have been grouped     All comments displayed in the log display area are also added to the hrg 1og text file in the  grouper installation folder     The log display area is cleared when the grouper is closed     3 9 Grouper Priority    The grouping process can use a large amount of processor time  On some computers this can  make other applications slow or unresponsive during grouping  To reduce impact on other  applications  priority can be set using the radio buttons while the progress bar is displayed     Processing       Processing file    Priority        Normal     Lower       Normal Gives the grouper the same priority as other applications
49. he inclusion or exclusion of  specific character positions from input fields  It allows the user to provide filtering instructions  for each field by describing a character template  During processing the application will apply  this template to the field by selectively ignoring characters in specific positions within a field     File Edit Tools Help  ehu OOo aan  _C  HF sample APC  rdf l l  NHS e AE Field No TEF  PROCODET PROCODET          The  Information  Centre   or health and social care    PROVSPNO  EPIORDER  STARTAGE  SEX  CLASSPAT  ADMISORC  ADMIMETH  DISDEST    PROVSPNO  EPIORDER  STARTAGE  SEX  CLASSPAT  ADMISORC  ADMIMETH  DISDEST    ony Om  amp  whe al    La           DISMETH DISMETH 10  EPIDUF EPIDUR 11 vil    Current Database C  HRG4_sample_APC  rdf         An    A    character indicates a character position to be included in grouping and a full stop  indicates a character position to be ignored in grouping  This    picture    is then imposed on the  field before grouping  meaning that the modified version of the field contents is processed by the  grouper     To use Picture  enter a character template in the    Picture    column of the Record Definition File  using the RDF editor     Characters should not be separated by spaces   Quotation marks should not be used   Can be used with aloha and numeric fields   Where the number of characters in the field exceeds the number of characters specified in  Picture  the application will implement the Picture on the left
50. ible for HRGs but the duration of the inpatient HRGs  must be reduced because the unbundled critical care HRGs account for some or all of the days  in hospital  This principle applies to adult  paediatric and neonatal critical care activity     Before making adjustments  users should ensure that subtracting critical care days from the  Consultant Episode and Hospital Provider Spell Duration is in line with current Payment by  Results guidance     lt is possible for either the Critical Care Start Date or the Critical Care Discharge Date to be  different from the Episode Start Date or the Episode End Date  This means that care must be  taken in calculating how many days within an episode and spell have been spent in critical care     Critical care days are calculated on bed days  so each day that a patient is in critical care is    included in the calculation of the duration of the critical care period  This means that  unlike  episode duration  a critical care period duration of zero days is not possible     Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  13    HRG4 Grouper Reference Manual v2 1 doc    The critical care days to be excluded from the episode duration are those that occur   e On or after the episode start date  e Onor before the episode end date    Care should be taken to avoid counting days twice when calculating the critical care days to  subtract from episode duration for HRG grouping  Where a critical care period ends an
51. idation failure  applied if any of the following are true     Calc_CC_Days    1  This indicates that      CC Discharge Date is Before CC Start Date     CC Start Date or CC Discharge Date     Is blank    Is not a valid date    Does not match the required format  e CCL2 Days   CCL3 Days  gt  Calc_CC_Days  e ARSD   BRSD  gt  Calc_CC_ Days  e ARSD   BRSD  gt  CCL2 Days   CCL3 Days    All of the input data for the record  including any non mandatory fields   Matches the RowNo field of the related record in the  name _acc csv file     Variable number of fields  consisting of Code Type  Code and Error  Message  separated by pipe       symbols     Matches the RowNo field of the related record in the  name _quality csv and     name _acc csv files    The ordinal number of the quality message    The type of code that has failed validation    Code that failed validation  blank if code missing from input data     Description of the error    Version of the grouper that produced the output files     Grouper   s internal HRG database version     Number of records submitted    Number of records having errors  Date and time that the grouping session started  Date and time that the grouping session finished    Path and filename of the input file    Path and filename selected by the user  Path and filename of the RDF used for grouping    Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  53    HRG4 Grouper Reference Manual v2 1 doc    5 6 Neonatal Critical Car
52. ight    2011  The Health and Social Care Information Centre  All Rights Reserved     Output file name  _APCSpellReport001 xml  _APCSpellReport002 xml  _APCSpellReport003 xml    _APCSpellReport004 xml  _APCSpellReport005 xml  _APCSpellReport006 xml    _APCSpellReport007 xml    _APCSpellReport009 xml  _APCSpellReport010 xml  _APCSpellReport011 xml  _APCSpellReport012 xml  _APCSpellReport013 xml  _APCSpellReport014 xml    Output file name  _ NACReport001 xml    _NACReport002 xml    _ NACReport003 xml    Output file name  _ACCReport001 xml    Output file name  _EMReport001 xml    32    HRG4 Grouper Reference Manual v2 1 doc    Report Production  Reference Costs Grouper Only   Tools  gt  Process File       Reference Costs groupers have the option of producing reports either during processing or as a  separate operation  To produce reports during processing  select the required reports in the  Process File form using the check boxes next to the report names     Run Reports Al To produce reports based on a data file  pius that has already been grouped select  Record Definition File  HAG4_sample_APC  rf    Run Reports    from the    Tools    menu  This  Smee prone paren See gah     opens the Run Reports form which allows  Filename   C  hrgq_data output_FCE csv selection of the grouped input data file   Z  Data has headings and the RDF used to group tt              Reports    J FCE Daycases by TFC and HAGA Select the required reports from the list by  v  FCE Daycases Diagnosis Procedu
53. imary Diagnosis in DIAG_01    1140  Superficial injury of unspecified body region    UZ03  Diagnosis Conflicts with Age   A paediatric primary diagnosis has been recorded for an adult patient  age 19 years and over    ICD P704 UZ03   Diagnosis Conflicts with Age in DIAG_01    P704  Other neonatal hypoglycaemia    UZ04  Diagnosis Conflicts with Anatomical Site   Indicates an invalid combination of primary diagnosis and anatomical site  This only applies to specific    musculoskeletal codes entered at 5th digit level   ICD M6607 UZ04   Diagnosis Conflicts with Anatomical Site in DIAG_01     M6607  Rupture of popliteal cyst Ankle foot   UZ05  Invalid Dominant Procedure    Indicates invalid dominant procedure  e g  an anatomical site  and includes the entire Y  methods of  operations  and Z  anatomical sites  codes and also a number of codes in the main body system chapters     OPCS  Y841 UZ05   Invalid Dominant Procedure in OPER_02   OPCS W450 UZ05   Invalid Dominant Procedure in OPER_02    Y841  Gas and air analgesia in labour     W540  Conversion from previous prosthetic replacement of articulation of bone NEC    UZ06  Poorly Coded Procedure   Indicates a dominant or unbundled procedure that is too vague and unspecific to determine resource use  from an HRG design perspective    OPCS A579 UZ06   Poorly Coded Procedure in OPER_02   OPCS U019 UZ06   Poorly Coded Procedure in OPER_01    A579  Unspecified operations on spinal nerve root     U019  Unspecified diagnostic imaging of 
54. inus the number of days in the input fields CRITICALCAREDAYS   REHABILITATIONDAYS and SPCDAYS     This field is populated by Reference Costs groupers only  The  episode duration used when generating reports  The value in this  field is same as CalcEpidur except in the case of ordinary admissions   Patient Classification 1  where CalcEpidur is zero  In these cases  the value is incremented from the CalcEpidur value of zero days to  one day  reflecting that reports produced by reference costs groupers  are tailored specifically for reference cost requirement     This field is populated by Reference Costs groupers only   The trimpoint for the episode HRG     This field is populated by Reference Costs groupers only     The number of days by which the episode duration exceeds the  trimpoint     Used in Reference Costs groupers when generating reports from  grouped data     Contains Spell level output in relational form  one row per spell  Matches RowNo field of related record in the  name  _ FCE csv file   The organisation code from the input file   The hospital provider spell number from the input file   The spell HRG    The grouping method used for the spell  P Procedure driven   D Diagnosis driven  M Multiple trauma  G  Global exception    The Dominant procedure for the spell   The primary diagnosis used when spell grouping   The first secondary diagnosis used when spell grouping  The number of episodes in the spell   The spell duration used for grouping    This field is popula
55. is field is particularly important where a data file contains records  from more than one provider  The maximum length of the Provider Code field is eight    Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  11    HRG4 Grouper Reference Manual v2 1 doc    characters  Any extra characters will be ignored in sorting and this is likely to result in incorrect  HRGs being allocated     Hospital Provider Spell Number and Episode Number  PROVSPNO  EPIORDER    The grouper assigns HRGs at episode and spell level  All records are episode level  The link  between episodes in the same spell is made by matching Provider Code and Hospital  Provider Spell Number     Where source data systems do not provide Hospital Provider Spell Number and Episode  Number  or equivalents  then a proxy will be required in these fields within the submitted file   For Episode Number a simple incremental count may be used  A proxy Spell Number can be  created by either of the following methods     e Concatenate local patient identifier  Admission Date and Admission Time to create a  proxy spell number  Admission Time is suggested in order to identify separate spells  Starting on the same date    e Where unique episode identifiers are assigned then use the first episode identifier within the  spell as the Spell Number     The maximum length of Hospital Provider Spell Number is 24 characters  Any extra  characters will be ignored in sorting and are likely to result in incorre
56. l Reports  Report Title    Spell Daycases by HRG4  Spell Daycases Diagnosis Procedure by HRG4    Spell Truncated Elective Inpatient Bed Days by  HRG4    Spell Truncated Elective Inpatient Bed Days  Diagnosis Procedure by HRG4    Spell Truncated Non Elective Inpatient Bed Days  by HRG4    Spell Truncated Non Elective Inpatient Bed Days  Diagnosis Procedure by HRG4    Spell Excess Inpatient Bed Days by HRG4  Note  there is no report 008 for Spells  Non elective long stay   Non elective long stay emergency  Non elective long stay non emergency  Non elective short stay   Non elective short stay emergency  Non elective short stay non emergency    Non Admitted Consultations  Report Title    Non Admitted Consultations  Excluding Chapter  WF  by TFC and HRG4    Non Admitted Consultations  Chapter WF Only   by TFC and HRG4    Unbundled HRG4   Non Admitted Consultations    Adult Critical Care  Report Title    Adult Critical Care by HRG4    Emergency Medicine  Report Title    Emergency and Urgent Care by HRG4  A amp E     Command line  APCSpellReport001  rgf  APCSpellReport002 rgf  APCSpellReport003 rgf    APCSpellReport004 rgf  APCSpellReport005 rgf  APCSpellReport006 rgf    APCSpellReport007 rgf    APCSpellReport009 rgf  APCSpellReport010 rgf  APCSpellReport01 1 rgf  APCSpellReport01 2 rgf  APCSpellReport013 rgf  APCSpellReport01 4 rgf    Command line  NACReport001  rgf    NACReport002 rgf    NACReport003 rgf    Command line  ACCReport001 rgf    Command line  EMReport001  rgf    Copyr
57. le is a data row     i Optional  Where present  stops generation of field names in top row of output file    If this parameter is omitted then each of the output files will contain a header row     p Optional  Where present  sets the priority of the grouping process  The available values  are 1  2 and 3 1  Normal     grouper priority equal to that of other applications   2    Lower      grouper yields to other applications   3  Idle     grouper only processes data when other  applications don t require processor time     If this parameter is omitted  the priority is set to 1     Normal         r Valid in Reference Costs Grouper only  Optional  Where present  specifies one of  the built in reports  see list in reports section below   The  r flag can be repeated to  specify the production of more than one report  The report names are the filenames of   rgf files supplied as part of the grouper installation  See the Reports section of this  document for further information about the available reports    If this parameter is omitted  reports are not produced     o Optional  Where present  directs the grouper to list the available command line  parameters to the hrg log file in the grouper program folder  This parameter cannot be  combined with other parameters     Where there are spaces in paths or filenames for parameter values  the parameter value must  be enclosed within double quote characters     Grouping Logic Parameter   This parameter informs the grouper of the type of in
58. lected by the user   Path and filename of the RDF used for grouping    Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  52    HRG4 Grouper Reference Manual v2 1 doc    There are five output files     File Name Field Name Description     name  csv A list of other output files  used for validation only     name  _acc csv The main grouped output file     lt input data gt   RowNo  ACC_HRG  Calc_CC_Days    CC_Warning_Flag     name _quality csv Contains one row for each record that contains errors      lt input data gt   RowNo  Error Message     name _quality_rel csv All error messages in relational form  No entries for records without errors     RowNo    lteration   Code Type  Code   Error Message     name  summary csv A single row file containing details about the grouping session     Grouper Version  Database Version  ACC Period Count  Periods Error Count  Run Start Date Time  Run End Date Time  Input Filename  Output Filename  RDF path and name    All of the input data  including any non mandatory fields    The row number of the record    The unbundled HRG for the ACC period  All ACC HRGs are unbundled     The number of CC days calculated as   CC Discharge Date   CC Start Date   1  This will be set to  1 if there are problems with the dates    Flag to indicate result of validation of CC Start Date and CC Discharge    Date  Date validation failure does not prevent HRG derivation      Blank    indicates valid date      F    indicates date val
59. level processing speed  The NHS Data Dictionary states that  A known EPISODE  NUMBER can be between 01 to 87   Spells containing more than 87 episodes are not  recognised by the grouper     The Admitted Patient Care input file definition table below displays the fields required by the  grouper  The field order of the input data file is defined by the RDF being used for the grouping  session  There is no significance to the order in which the fields are listed below     Field Name Description Format Validation Notes   The provider Organisation Data Services   ODS  code is recommended   Maximum length 8 characters     Any characters in excess of 8 are ignored in  sorting and may result in incorrect grouping    A value must be supplied    PROCODET Provider Code an8    Local Spell Identifier  Hospital Provider Maximum length 24 characters  PROVSPNO p an24 Any characters in excess of 24 ignored in    Spell Number i l caer l  sorting  possibly causing incorrect grouping  A value must be supplied  EPIORDER Episode Number fee ange  1  87    Must be distinct within Provider Spell   Start Date of Episode   Person Birth Date   integer whole years    STARTAGE StartAge n3 Range  0   130   The increase between episodes relative to  episode duration is validated    Valid national Person Gender Code    1  2ER iis    Value must be same for all FCE in Spell  CLASSPAT eae n1 Valid national code  Classification  Source Of Valid national code  ADMISORC Admission  Hospital n2 Value must be the sam
60. ment groupers  contains the adjusted value  this field has  a minimum value of one day for ordinary admissions  Patient Classification 1      Rehabilitation and Specialist Palliative Care Activity   The grouper input file includes the fields REHABILITATIONDAYS and SPCDAYS  These should  be populated with the number of discrete rehabilitation days and specialist palliative care days   respectively  for each episode that contains appropriate activity  These fields are used in two  ways by the grouper     e To provide the per diem multipliers in the unbundled HRG output for Rehab and SPC   e For automatic exclusion of days to avoid double counting of activity     The fields may be set to zero or left blank for records where there are no applicable days     Rehabilitation Days   The input field REHABILITATIONDAYS should be populated with days where discrete  rehabilitation has taken place  For the purposes of HRG derivation  in accordance with national  clinical coding guidance  OPCS 4 codes U50 U54   discrete rehabilitation refers to a patient  being either admitted specifically to a rehabilitation unit or transferred to a rehabilitation  specialty  This does NOT refer to rehabilitation when it is part and parcel of a normal treatment  plan  as such activity cannot be captured using primary classifications    In the unlikely event that data indicate discrete rehabilitation and critical care have taken place  at the same time  the rehabilitation days should be reduced to account 
61. n Admitted Consultations input file definition table below shows the fields required by the  grouper  The field order of the input data file is defined by the RDF being used for the grouping  session  There is no significance to the order in which the fields are listed below     Field Description Format Validation Notes  Range  0   130   STARTAGE Age n3 Appointment Date   Person Birth Date   integer whole years    SEX Sex n1 Valid national Person Gender Code   MAINSPEF al PETE n3 Valid national code   s  TRETSPEF Treatment Function A3 Valid national code  Code  FIRSTATT First Attendance n1 Valid national code    Valid OPCS 4 codes or blank   Decimal points are not accepted     Procedure Codes  OPER_01   OPER_99  OPCS 4  an4 Not all procedure fields are present by  default  Number of fields may be specified  user in RDF     Each row in the input data file represents a single attendance     Diagnosis Codes  Diagnostic coding is excluded from the HRG4 algorithm for non admitted care and ignored by  the grouper     StartAge  This is the patient   s age in whole years at the time of the attendance     Sex   The grouper accepts the values 0  1  2  9  NHS Data Dictionary Person Gender Code  as valid  values for Sex  Where Sex is a determinant of the HRG however  the value must be either 1 or  2  indicating male or female respectively  to ensure that the correct HRG is assigned     Procedure Codes   The grouper requires any interventions and procedures to be recorded as OPCS  4 codes
62. nd csv  file   A variable number of fields  consisting of Code Type  Code and Error  Message  separated by    pipe          symbols     All of the error messages in relational form   There are no entries for records that do not contain errors     Matches the RowNo field of the related record in the  name _quality csv  and  name _attend csv files    The ordinal number of the quality message  The type of code that has failed validation    The value of the code that has failed validation  Blank where the code is  missing from the input data    Description of the error   A single row file containing details about the grouping session  Version of the grouper that produced the output files  Grouper   s internal HRG database version   Number of records submitted   Number of records having errors   Date and time that the grouping session started  Date and time that the grouping session finished   Path and filename of the input file   Path and filename selected by the user   Path and filename of the RDF used for grouping    Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  51    HRG4 Grouper Reference Manual v2 1 doc    5 4 Renal Dialysis  National Renal Dataset     There are five output files    File Name Field Name   name  csv   name _renal csv   lt input data gt   RowNo  NRD_HRG   name _quality csv   lt input data gt   RowNo  Error Message     name _quality_rel csv    RowNo    lteration  Code Type  Code  Error Message   name _summary csv  Groupe
63. nd social care    The HRG4 Documentation Suite    The HRG4 Documentation Suite is a comprehensive resource of supporting materials   designed to assist users in understanding the design concepts  logic and practical use of  the HRG4 Grouper  Below is a list of the various HRG4 documents which are available to  download from the Casemix Service website www ic nhs uk casemix    HRG4 Companion is a starting point and general reference for new and existing users   providing an introduction to HRGs  groupers  HRG4 design concepts and grouping logic and  useful links to further information     Casemix Design Framework defines the rules and criteria followed when designing  Casemix classification systems     HRG4 Grouper Reference Manual provides full instructions on how to prepare and group  data using the HRG4 Grouper software application     HRG4 Summary of Changes provides an overview of the main changes between the  current HRG4 grouper design and its predecessor     HRG4 Roots workbook identifies new HRGs  deleted HRGs and changes to existing HRG  Labels between designs using colour coding     HRG4 Chapter Summaries provide an overview of the scope  composition and grouping  logic of individual subchapters along with illustrative worked examples  They also include  updates on the changes within subchapters     HRG4 Code to Group workbook provides details on all mappings between primary  classification codes and HRGs  Also detailed within the workbook are the logic conditions  
64. plays  a list of data files that make up the    Tables currently selected database     vesn SSS       Selecting one will show a brief    Description  description in the Description  window   Click    Select    to confirm use of the  port    selected database for grouping     Click    Export    to export the selected      table  Users will be prompted to    supply filename and location        Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  33    HRG4 Grouper Reference Manual v2 1 doc    Tools  gt  Single Spell       Single spell grouping enables grouping of individual  manually entered records  This can be  useful if exploring how certain combinations of clinical codes lead to different HRGs being  derived  A database and a matching RDF must be selected in the grouper   s main screen     The Single Spell Grouping window     i   Single Spell Grouping  Record 1    Field Value Description Click to add record   PROCODET  gt x   PROYSPNO 1   EPIORDER 1   STARTAGE 25   SEX 1 Male   CLASSPAT 1 Ordinary admission   ADMISORC 19 Usual place of residence   ADMIMETH 11 Waiting list      DISDEST 19 Usual place of residence   Upper section displays Input  DISMETH 1 Patient discharged on clinical advice or      EPIDUR 0   MAINSPEF 300 GENERAL MEDICINE   NEOCARE 8 Not Applicable   TRETSPEF 300 GENERAL MEDICINE   DIAG_01    DIAC NS       Output Field Value Description  FCE_HRG   GroupingMet      DominantPro      FCE_PBC   CalcE pidur    ReportingEPI    e 
65. proaches and Sites   Within the HRG definitions there are situations where the assignment of an HRG based on an  OPCS 4 code depends on the presence of other OPCS 4 codes  indicating approach or site   Such codes should always appear immediately after the procedure to which they relate unless  national clinical coding guidance specifically states otherwise  The grouper does not apply a  single site code or approach code to a group of procedures     Episode Number Procedure 1 Procedure 2 Procedure 3 Procedure 4  1 J104 Z393 J118  2 J106 J104 Z393  3 J106 Z393 J104 Z393    In the second episode above  the site recorded as Z393    Portal vein    is taken to refer only to the  J104 angioplasty procedure and is not applied to the J106 thrombolysis procedure  If both  procedures are performed on the portal vein then the record must be recorded as shown in the  third episode     Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  9    HRG4 Grouper Reference Manual v2 1 doc    2 3 Input File Definition Tables    The following input file definition tables contain a    Validation Notes    column  In many cases the  validation column refers to    valid national code     Lists of national codes are available from the  NHS Data Dictionary     2 3 1 Admitted Patient Care   The grouper automatically sorts APC data prior to processing so that records with the same  Provider Code and Provider Spell Number are placed in Episode Number order  improving  spell 
66. put data  e g  Admitted Patient Care  to be  processed  The parameter is the name one of the   tre files included with the grouper  installation     Valid grouping logic parameters can be identified by using Windows Explorer to view the all the    tre files in the grouper application installation folder  typically a sub folder of C  Program  Files NHS IC    Displaying the contents of the folder using the    Details    view  available from  the    View    menu  and sorting the file list by    Type    will place all of the files of type    TRE File     together     The filenames of the   tre files consist of a prefix indicating the data type to which the file    relates followed by an underscore character followed by an abbreviation indicating the grouper  to which the file belongs  plus the   tre extension      Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  40    HRG4 Grouper Reference Manual v2 1 doc    The data type to which a   tre file relates can be identified by the filename prefix  these are  tabulated below    Prefix Data Type  apc _ Admitted Patient Care    nap_ Non Admitted Consultations   em_ Emergency Medicine   nrd_ Renal Dialysis  National Renal Dataset   acc _ Adult Critical Care   ncc Neonatal Critical Care   pcc Paediatric Critical Care    Note  for the Local Payment grouper  the main part of the filename ends in the lower case  equivalent of LP as an abbreviation for    Local Payment     the penultimate character being 
67. r Version  Database Version  NRD Record Count  NRD Record Error Count  Run Start Date Time  Run End Date Time  Input Filename  Output Filename  RDF path and name    Description   A list of other output files  used for validation only   The main grouped output file   All of the input data  including any non mandatory fields   The row number of the record   The HRG for the dialysis record   Contains one row for each record that contains errors   All of the input data for the record  including any non mandatory fields  Matches RowNo field of the related record in the  name _renal csv file    A variable number of fields  each consisting of Code Type  Code and  Error Message  separated by pipe       symbols    All of the error messages in relational form  There are no entries for records that do not contain errors    Matches the RowNo field of the related record in the  name _quality csv  and  name _renal csv files    The ordinal number of the quality message   The type of code that has failed validation   Code that failed validation  Blank if code missing from input data   Description of the error   A single row file containing details about the grouping session  Version of the grouper that produced the output files  Grouper   s internal HRG database version   Number of records submitted   Number of records having errors   Date and time that the grouping session started   Date and time that the grouping session finished   Path and filename of the input file   Path and filename se
68. rating reports from  grouped data   SpellHRG The spell HRG    SpellGroupingMethodFlag The grouping method used for the spell  P Procedure driven   D Diagnosis driven  M Multiple trauma  G  Global exception    SpellDominantProcedure The dominant procedure for the spell   SpellPDiag The primary diagnosis used when spell grouping   SpellSDiag The first secondary diagnosis used when spell grouping   SpellEpisodeCount The number of episodes in the spell   SpellLOS The spell duration used for grouping  This is the total of the  CalcEpidur fields for the episodes in the spell    ReportingSpellLOS This field is populated by Reference Costs groupers only     The spell duration used when generating reports  This is the total of  the ReportingEPIDUR fields for the episodes in the spell     SpellTrimpoint This field is populated by Reference Costs groupers only   The trimpoint for the spell HRG   SpellExcessBeddays This field is populated by Reference Costs groupers only     Number of days by which the spell duration exceeds the trimpoint     Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  45    HRG4 Grouper Reference Manual v2 1 doc    File Name Field Name    SpellCCDays  SpellPBC  UnbundledHRGs     name  _spell csv    RowNo    PROCODET  PROVSPNO  SpellHRG    SpellGroupingMethodFlag    SpellDominantProcedure  SpellPDiag   SpellSDiag  SpellEpisodeCount  SpellLOS  ReportingSpellLOS    SpellTrimpoint  SpellExcessBeddays    SpellCCDays  SpellPBC  Spell
69. re  All Rights Reserved  26    HRG4 Grouper Reference Manual v2 1 doc    The field names and any    Picture    and    Extract    values from the RDF are applied     File Edit Tools Help   DAN O0 D amna  output FCE cs  v  NHS  PROCODET PROVSPNO  EPIORDER STARTAGE CLASSPAT                                                                         ay       The Spell umn E pum    Information  Centre    tor health and social care    ww hh oo oo oo A A                                          Log empty       Double clicking on a record within the display opens it in the Single Spell Grouping screen   The space beneath each field name allows the user to enter filter criteria to limit the records  displayed  based on one or more starting characters  Pressing the Enter key activates the filter   The screenshot below shows the display file feature with an active filter                                      File Edit Tools Help       Bal                        output FCE csy  NHS  14 OPER_O1 OPER_O2 OPER_O3 OPER_O4 OPER_O5 OPER_O6 OPER_O     The J544  Information nye  Centre    tor health and social care            Log empty gt        Multiple criteria can be added by entering values in more than one column     To remove a filter criterion  delete it and press the Enter key     Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  27    HRG4 Grouper Reference Manual v2 1 doc    3 11 Picture    Picture is a feature within the RDF that can be used to specify t
70. re by TFC and HRG4    v  FCE Truncated Elective Inpatient Bed Days by TFC and HRG4 clicking the checkboxes and click the    v  FCE Truncated Elective Inpatient Bed Days Diagnosis Procedure by TFC and HRG4    V  FCE Truncated Non Elective Inpatient Bed Days by TFC and HRG4    Process    button  It iS essential that the    v  FCE Truncated Non Elective Inpatient Bed Days Procedure Diagnosis by TFC and HRG4    FCE E   ient Bed D by TFC and HAG4 i 1 7 mmi 7 5  ee ee file selected in the    Filename    box is a    7 FCE Truncated Non Elective Lona Sta  Ean ea Bed Days by TFC and HAGA previously processed non relat ional  7 FCE Non Elective Short Stay inpatient Bed Days bv TFC and HAGA o n rannas episode output file  the output file that has  7 FCE Non Elective Short Stay Nom Emergency    Inpatient Bed Days by TFC and HAGA e the name ending in _FCE csv      The use   Sista nia SOO of other output files will result in reports    that are either blank or contain incorrect    figures        Reporting from a previously grouped file should only be done if the grouped file was produced  using the same version of the Reference Costs grouper as that being used for reporting     3 6 Database Selection Screen    Tools  gt  Select Database       m  he Database Selection screen  Database Selection  3  provides an alternative way of  Database selecting the current database and  a method for exporting database    Database   AMan a     e EE   tables     Description     The Table drop down box dis
71. re selected in the  Files of type  list  only CSV and TXT files will be listed in the     Open    form  If the input file has a different extension  this value must be changed to    All Files        Input data has headings  Check this box if the input data file includes field names in the first row     Output File  e Defines the folder where the output files  containing grouped data  will be saved   e Specifies a file name prefix that all the output files from this session will share     For example  if the user enters c  temp output csv then all the output files will be saved to the  folder c  temp  and all output file names will be prefixed with    output     The grouper then adds a  standard file name suffix for each output file     Select the location and naming prefix for the output files by clicking the folder icon next to the  output file field  Please refer to Section 5  Output Files for a list of standard output file name  suffixes     Add headings to output data  Check this box if the grouper should add field names for grouper generated fields in the first row  of the output files     Reports   The Reference Costs grouper is the only grouper that is capable of producing reports  The     Reports    list is not available for other groupers  Select the reports required to be produced as  part of the grouping session     Process Button   When all selections have been made  clicking the    Process    button initiates grouping of the input  file  When grouping is complete
72. required to generate the HRGs     HRG4 Code to Group User Manual serves as an introduction to using the Code to Group  workbook to perform manual grouping  It also details some basic design concepts and  provides worked examples of a variety of different grouping scenarios     HRG4 Chapter Listings provide details  listed by HRG  of the codes that can map to those  groups  along with details of flags  lists and complications and comorbidities    Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  58    
73. ro if part of national code   Not all fields are present by default     Number of investigation codes specified by  user in RDF     Accident and  INV_01 INV_99 Emergency an2  Investigation Codes    Accident and  TREAT_01   TREAT_99 Emergency an3  Treatment Codes     AGE is validated but is not used in HRG derivation     A record containing only Accident and Emergency Investigation Code 24     None     indicating no  investigation has taken place  will group to VB11Z  No investigation with no significant  treatment  Although any of the investigation and treatment fields may be left blank  a record  where ALL fields are blank will group to UZ01Z  Data Invalid for Grouping  The field order of  the input data must be as defined in the RDF used for the grouping session     Investigation Codes   The investigation fields in the A amp E CDS can contain up to six alpha numeric characters  Only  the two leading characters are the national code  the last four positions are locally assigned  values  These fields must be truncated to the two leftmost characters in the input data file   Leading zeroes must be included where required  e g     01   is valid but    1    is not      Treatment Codes  Within the Accident and Emergency Attendance CDS  treatment fields can contain up to six  alpha numeric characters  The code structure is     Condition n2  Sub Analysis nt  Local Use up to an3    Depending on the code  either the leftmost two characters or the leftmost three characters  indicate th
74. rs less than 10 must include a  leading zero    Valid national code or blank    Must be UPPER CASE    Accepted values are NEG  POS and UNK     Valid national code or blank    Must be UPPER CASE    Accepted values are NEG  POS and UNK   Valid national code or blank    Must be UPPER CASE    Accepted values are NEG  POS and UNK     Range  0   130  Date of attendance minus  date of birth  Integer in whole years    Each row of data in the input data file represents either one haemodialysis session or one day    of peritoneal dialysis     Patient Age    Age of patient in whole years at the start date of the session     Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved     20    HRG4 Grouper Reference Manual v2 1 doc    2 3 5 Adult Critical Care  The Adult Critical Care input file definition table below shows the fields required by the grouper   The field order of the input data file is defined by the RDF being used for the grouping session   There is no significance to the order in which the fields are listed below     Field    CCUF    BCSD  ACSD    BRSD  ARSD  RSD  NSD  DSD  LSD  CCL2D  CCL3D    CC _ Start_Date     CC_Discharge_Date     Description    Critical Care Unit Function Code    Basic Cardiovascular Support Days    Advanced Cardiovascular Support  Days    Basic Respiratory Support Days  Advanced Respiratory Support Days  Renal Support Days   Neurological Support Days  Dermatological Support Days   Liver Support Days   Critical Care Level
75. s a non mandatory field from the RDF  Mandatory fields  cannot be deleted     Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  26    HRG4 Grouper Reference Manual v2 1 doc    When the RDF is saved the user will be informed if any validation checks failed  such as  conflicting field positions  Any issues must be resolved before the file can be saved     Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved     2     HRG4 Grouper Reference Manual v2 1 doc    3 3 The Main Screen    Run Reports       Display File       Main Menu   Menu Menu Item  New RDF  Open RDF      File Save  Save AS     Exit   ea Insert Field  Delete Field  Process File     Single Spell      Tools Display File     Run Reports     Select Database      Help Latest User Manual  About      Toolbar   Icon Menu Item     gt   New RDF   md Open RDF      Hl Save   g Insert Field      Delete Field   D  Process File      Gl    Single Spell       Function   Opens the RDF Wizard   Opens RDF for editing review within tabbed display area  Saves an open RDF  currently being edited    Saves an RDF with the option to rename or change location  Closes the application    Inserts new line in an RDF currently being edited   Deletes currently selected field in an RDF currently being edited  Opens the Process File form    Opens the Single Spell Grouping form   Opens a selected file within the tabbed display area   Opens the Run Reports form  Reference Costs group
76. se codes for the purposes of HRG grouping     Episode Duration  EPIDUR    Episode Duration is the number of days in the episode  It must be derived prior to the record  being submitted to the Grouper in line with the following calculation    Episode End Date   Episode Start Date  in days      Reducing Episode Duration   The Department of Health Payment by Results guidance may require episode and Hospital  Provider Spell duration to be reduced by the number of days allocated to certain unbundled  HRGs  An example being unbundled HRGs that are generated on a per diem basis such as  those for Rehabilitation  For more information  please refer to the DH Payment by Results  guidance  www dh gov uk     The grouper facilitates the subtraction of days for Critical Care  Rehabilitation and Specialist  Palliative Care from Consultant Episode and Hospital Provider Spell durations     Exclusion of Critical Care Activity   The information below relates specifically to calculating the critical care days to be subtracted  from episode duration for HRG grouping  It is not intended to inform the calculation of the  number of critical care days for other purposes     The reason for excluding critical care days from admitted patient care data is to avoid  duplicating activity in the two data types  Inpatient and critical care takes place concurrently  within critical care periods from a data perspective  For patients having critical care period s    the inpatient and critical care data are elig
77. ses     Episode Reports    Report Title Command Line Output File   FCE Daycases by TFC and HRG4 APCFCEReport001 rgf  APCFCEReport001 xml  FCE Daycases Diagnosis Procedure by TFC and APCFCEReport002 rgf    APCFCEReport002 xml  HRG4   FCE Truncated Elective Inpatient Bed Days by TFC   APCFCEReport003 rgf   _APCFCEReport003 xml  and HRG4   FCE Truncated Elective Inpatient Bed Days APCFCEReport004 rgf    APCFCEReport004 xml  Diagnosis Procedure by TFC and HRG4   FCE Truncated Non Elective Inpatient Bed Days by APCFCEReport005 rgf    APCFCEReport005 xml  TFC and HRG4   FCE Truncated Non Elective Inpatient Bed Days APCFCEReport006 rgf    APCFCEReport006 xml  Procedure Diagnosis by TFC and HRG4   FCE Excess Inpatient Bed Days by TFC and HRG4   APCFCEReport007 rgf    APCFCEReport007 xml  Unbundled HRG4   Admitted Patient Care APCFCEReport008 rgf    APCFCEReport008 xml  Truncated Non elective long stay APCFCEReport009 rgf    APCFCEReport009 xml  Truncated Non elective long stay emergency APCFCEReport010 rgf    APCFCEReport010 xml  Truncated Non elective long stay non emergency APCFCEReport011 rgf    APCFCEReport011 xml  Non elective short stay APCFCEReport012 rgf    APCFCEReport012 xml  Non elective short stay emergency APCFCEReport013rgf    APCFCEReport013 xml  Non elective short stay non emergency APCFCEReport014 rgf    APCFCEReport014 xml    Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved     31    HRG4 Grouper Reference Manual v2 1 doc    Spel
78. sode duration is nine days  There are three consecutive critical care  periods  The total number of days spent in critical care is eight  The adjusted episode duration is  therefore one day  9 8 1      qin    02 06 03 06 04 06 05 06 06 06 07 06 08 06 09 06 10 06 11 06  Suis  SS ee eee    CC period 1  CC period 2  CC period 3  CC day count 1 2 3 4 5 6 7 8       Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  14    HRG4 Grouper Reference Manual v2 1 doc    Example 3  Breaks in critical care   Although the hours spent in critical care are fewer in this example than in the example above   the total number of critical care days is the same  eight   This results in the adjusted episode  duration being one day  as above     02 06 03 06 04 06 05 06 06 06 07 06 08 06 09 06 10 06 11 06   Episode   CC period 1  CC period 2  CC period 3  CC day count       Example 4  A single critical care period spans more than one episode   In this case a decision must be made regarding the apportionment of the critical care days that  occur at the junction of two episodes  critical care days three and five   these days must be  apportioned to one or other of those episodes but not both  To avoid double counting it is  important to ensure that any critical care day is not apportioned to more than one episode   Note that in situations where a critical care day occurs on the end date of one episode and on  the start date of another episode  the Secondary Uses Servic
79. sted below     Field    PROCODET    CCLocallD    CCDate    DISDATE    DISMETH    CCUF    CCAC 01    CCAC_ 20    OPER_01   OPER 20    DIAG_01   DIAG 99    Description    Provider Code     Critical Care Period local identifier     Identifies the records that belong  within a Critical Care Period  Each  Critical Care Period must have a  different identifier  The identifier is  repeated for daily records that  belong in the same Critical Care  Period     Activity Date  Critical Care   Date  to which the daily activity data  relates     Discharge Date  Hospital Provider  Spell      Discharge Method  Hospital  Provider Spell      Critical Care Unit  Function code     Critical Care Activity Codes     High Cost Drugs  OPCS 4  Codes     Diagnosis Codes  ICD 10      Format    an8    an8    n8    n8    n1    an2    an2    an4    an5    Validation Notes    The provider s Organisation Data  Services  ODS  code is  recommended    Any characters in excess of eight  will be ignored in sorting  possibly  causing incorrect grouping    A value must be supplied   Should be the same for every  daily record within a Critical Care  Period i e  not a unique record  identifier     Any characters in excess of eight  will be ignored in sorting  possibly  causing incorrect grouping    A value must be supplied     CCYYMMDD   14 March 2009   20090314     CCYYMMDD   14 March 2009   20090314     Valid national code     Valid national code     The code must be two characters   any leading zero must be  inclu
80. t  be taken to avoid double counting when using spell fields      lt input data gt  All of the input data  including any non mandatory fields   RowNo The row number of the record after sorting   FCE HRG The episode HRG   GroupingMethodFlag The grouping method used for the spell  P Procedure driven   D Diagnosis driven  M Multiple trauma  G  Global exception   DominantProcedure The dominant procedure used for procedure based grouping   FCE_PBC Programme Budgeting Code for the episode   CalcEpidur The calculated episode duration  This is the input Episode duration    minus the number of days in the input field CRITICALCAREDAYS   REHABILITATIONDAYS and SPCDAYS     ReportingEPIDUR This field is populated by Reference Costs groupers only   The episode duration used when generating reports  The value in this  field is the same as CalcEpidur except in the case of ordinary  admissions  Patient Classification 1  where CalcEpidur is zero  In  these cases the value is incremented from the CalcEpidur value of  zero days to one day  This reflects the fact that the reports produced  by the Reference Costs groupers are tailored specifically for  Reference Costs requirements     FCETrimpoint This field is populated by Reference Costs groupers only   The trimpoint for the episode HRG    FCEExcessBeddays This field is populated by Reference Costs groupers only   The number of days by which the episode duration exceeds the  trimpoint    SpellReportFlag Used in Reference Costs groupers when gene
81. t Tools Help    iw  gt HED        Current Database  NHS Database   Admitted Patient Care HRG4  The A Description   Information peen  Centre    for health and social care          Record Definition File     AHRG4_sample_APC rdf        lt Log empty gt        5  In the    Open    form  browse for the Sample RDF      HRG4_sample _APC rdf   The default location for Sample RDFs is within C  Program Files NHS IC     Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  4    HRG4 Grouper Reference Manual v2 1 doc    6  Open HRG4_ sample_APC rdf    Look  ir     My Recent  Documents     HRG4_sample_NAC  rdf    S HRG4  sample NCC  rdf     HR G4 sample _NRO rdf    Desktop HAG sample PCC  rdf    My Documents    My Computer    a  File name  HAG4 sample APC  rdf ka  Mi Network  Files of type  Record Definition Files wt    7  From the Tools menu select Process File             _       8  Click the Browse button  folder icon  to the right of the    Input File    field   9  In the    Open    form  browse to and select the downloaded Sample Input Data File      H HRG4 Grouper APC sample csyv    My Computer    a  File name  HAG4 Grouper APC sample cay v    10  Click Open    11  Tick the Input data has headings check box        Cancel    12  Click the browse button  folder icon  next to the Output File field   13  In the Save As form  browse to the folder containing the input file and type    output    in the    File name box   14  Click Save     Copyright    2011
82. t files  as the Display File     viewer only displays fields specified in the RDF     Using Record Definition File Wizard to Create a Custom RDF    e Select    New RDF    from the    File    menu  e Select required Database  the type of data file with which the RDF will be used   e Select Data Definition Method  The method by which the RDF will be created     Record Definition File Wizard    Database    Admitted Patient Care HRG4 wt    Description  APC ICO10 0PCS4    Data Definition Method           Create fields manually    Enter field positions and characteristics directly using the Record Definition File editor           Create from a sample file    Visually define field positions from a sample input file                 Data Definition Method    Create fields manually   Allows the use of a grid to define field positions and attributes  Selecting this option and clicking  the    Next    button opens the RDF editor grid where the fields can be manually defined     Create from a sample file  Default   Allows interactive creation of an RDF using a sample data file  Select and click    Next    to use this  option  Users will be prompted to browse for and open the required input data file     The first row of the selected input data file is displayed in the preview window  located towards  the lower part of the form  Temporary field names     Field 1    etc   are immediately above it     Record Definition File Wizard E The preview window assig Ns    Drag tems from the mandatory
83. ta   Description of the error   A single row file containing details about the grouping session  Version of the grouper that produced the output files  Grouper   s internal HRG database version   Number of records submitted   Number of records having errors   Date and time that the grouping session started   Date and time that the grouping session finished   Path and filename of the input file   Path and filename selected by the user   Path and filename of the RDF used for grouping    Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  54    HRG4 Grouper Reference Manual v2 1 doc    5 7 Paediatric Critical Care    There are six output files     File Name Field Name   name  csv   name _sort csv   lt input data gt   RowNo   name  _pcc csv   lt input data gt   RowNo  PCC_HRG   name _quality csv   lt input data gt   RowNo  Error Message     name _quality_rel csv  RowNo    lteration  Code Type  Code  Error Message   name  _summary csv  Grouper Version  Database Version  PCC Record Count  PCC Record Error Count  Run Start Date Time  Run End Date Time  Input Filename  Output Filename  RDF path and name    Description   A list of other output files  this file is for validation only   A copy of the input data after it has been sorted    All input data including any non mandatory fields   Row number of the record after sorting   The main grouped output file    All input data including any non mandatory fields   Row number of the record after sorting  
84. ted by Reference Costs groupers only   The spell duration used when generating reports     Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  47    HRG4 Grouper Reference Manual v2 1 doc    File Name Field Name    SpellTrimpoint    SpellExcessBeddays    SpellCCDays  SpellPBC     name _quality_rel csv    RowNo    Iteration  Code Type  Code    Error Message     name  flag_rel csv    RowNo    PROCODET  PROVSPNO  lteration  SpellFlag     name  _ub_rel csv    RowNo  Iteration  UnbundledHRGs     name  _summary csv    Grouper Version  Database Version  FCE Count   Spell Count   FCE Error Count  Spell Error Count  Run Start Date Time  Run End Date Time  Input Filename  Output Filename  RDF path and name    Description    This field is populated by Reference Costs groupers only   The trimpoint for the spell HRG     This field is populated by Reference Costs groupers only   Number of days by which the spell duration exceeds the trimpoint     The number of critical care days in the spell   Programme Budgeting Code for the spell   Relational format includes row for each episode that contains an error    Matches the RowNo field of the related record in the   name  _quality csv and  name _FCE csv files     The ordinal number of the quality message  The type of code that has failed validation    The value of the code that has failed validation  Blank where the code  is missing from the input data     Description of the error    This file is populated by p
85. th and filename selected by the user   Path and filename of the Record Definition File used for grouping    Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  48    HRG4 Grouper Reference Manual v2 1 doc    5 2 Non Admitted Consultations    There are seven output files  File Name Field Name   name  csv    Description  A list of other output files used for validation only     name _attend csv The main grouped output file     lt input data gt    RowNo    NAC_HRG  GroupingMethodFlag  DominantProcedure  AttendSSC_Ct  AttendSSC1 AttendSSC5    AttendBP_Ct  AttendBP1 AttendBP5    AttendFlag_Ct  AttendFlagi AttendFlag5    UnbundledHRGs     name _quality csv     lt input data gt   RowNo  Error Message     name  _attend_rel csv     lt input data gt    RowNo   NAC_HRG  GroupingMethodFlag  DominantProcedure     name _quality_rel csv    RowNo    lteration   Code Type  Code   Error Message    All of the input data  including any non mandatory fields   The row number of the record   The attendance HRG   Grouping method used for spell P Procedure driven  G  Global exception  The dominant procedure used for procedure based grouping   Number of distinct SSCs produced for the attendance    Candidate Specialised Service Codes for attendance     Grouper does not check eligibility   please refer to Department of Health  guidance for organisational eligibility  Populated by payment groupers  only     Number of distinct BPTs produced for the attendance    Candidat
86. the  twelfth letter in the alphabet  not the numerical digit representing    one        The path to the  tre file must not be included in the  1 parameter  the parameter should be  the filename only  inclusion of the   tre extension is optional   The path is not required because  the   tre file must be in the grouper   s installation folder     Working Directory   Before running the grouper from the command line  the working directory should be set to the  directory of the appropriate grouper executable  HRGGrouper exe   Use full path names for the  input file  the output file and the record definition file where they are located in other directories     Grouping Messages  Messages generated by the application while running in command line mode  e g  the number  of records processed  are written to the hrg 1og file in the grouper   s installation folder     Command Error Messages   Errors in the command line  such as specifying a non existent input file  cause an entry to be  created in the hrg 1log file  In addition  a non zero exit code is returned  This means that a  batch file or command file can check whether a command has passed validation by checking  the value of Zerrorlevel      Using the Command Line in a Batch File   The following shows how a command line instruction to run the grouper can be incorporated into  a batch file  This example is for a reference costs grouper and thus the command line includes  the  r parameter  Grouper specific text for the installation
87. tion of related records  e g  consultant episodes within a spell   e Grouping logic    An HRG code of UZ01Z  Data Invalid for Grouping is returned in the output record if data  validation is failed  If there are errors in the input data these will be reported in the  _quality csv output file  There may be more than one reason why an HRG cannot be  assigned and each row inthe quality csv file may contain several error messages  all of  which need to be addressed to allow the record to be grouped     Completeness of Records   It is the responsibility of the user to ensure that each record contains all fields listed in the RDF  as the grouper cannot detect whether specific fields are missing from an input data file  All  records within an input file must contain the same number of fields  Where fields are not  populated  e g  where there are fewer procedure codes than available fields   the commas that  delimit the fields must still exist in the file to represent the empty fields     Validation of Clinical Codes  Procedure and Diagnosis codes       Points    must be removed from clinical codes because clinical code validation rejects any clinical  code containing a point  For example     F15 2    would rejected by the grouper whereas    F152     would be valid     To remove points from clinical codes  either   e Use the grouper   s    Extract    feature to remove them during processing  See Section 3   e Remove the point from each code in the input data prior to processing    Ap
88. tions specified in the RDF must match the input data file exactly  For example  if  an RDF specifies that EPIORDER is field number    3    then EPIORDER must be the third field in  each of the input data file data rows  For the purposes of grouping it is not necessary for the  RDF to specify the position of every field in the input file  Only the positions of the mandatory  fields need to be specified  Please refer to Section 2  File Preparation for a list of mandatory  fields for each data type     For certain data items  the RDF can specify the number of repeated fields that exist in the input  file  For example  in Admitted Patient Care  the number of procedure codes listed in the RDF is  12 by default  Where user data contains more than 12 procedure codes  additional procedure  code fields can be included in the RDF  The number of fields cannot be decreased  only  increased beyond the default value  The RDF wizard provides the facility to increase these  fields if required     Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  24    HRG4 Grouper Reference Manual v2 1 doc    If an input data file contains fields not specified in the RDF  the grouper will    ignore    them during  processing and pass them through to the output file  The RDF Editor provides functionality to  insert fields into an RDF  although this is not needed for grouping  Additional input fields should  only be inserted when using the internal file viewer to view outpu
89. tric and Neonatal transportation  TRETSPEE  k a    Palliative Care and Paediatric and Neonatal  DIAG_01 Drives diagnosis based grouping and multiple trauma  DIAG_02 Drives diagnosis based grouping for Dagger Asterisk codes  DIAG_02   NN Determination of Complexity and Comorbidity splits  OPER 01 N All procedures are used in unbundling  multiple trauma procedures and    procedure based grouping  CRITICALCAREDAYS Modifies episode duration used in grouping  Modifies episode duration used in grouping   BEA AI SONI SS  Used as a multiplier in unbundled rehabilitation HRG output  SPCDAYS Modifies the episode duration used in grouping   Used as a multiplier in unbundled Specialist Palliative Care HRG output    Non Admitted Consultations    STARTAGE Used extensively in grouping   age splits etc   SEX Used as additional validation within grouping logic for some conditions  MAINSPEF Used in unbundling   Specialist Palliative Care   TRETSPEF Used in unbundling   Specialist Palliative Care   FIRSTATT Used to establish default HRG where procedure based grouping does not  OPER_01   NN All procedures are used in unbundling and procedure based grouping    Emergency Medicine  INV_01   NN All investigation codes are used in grouping  Treat 01   NN All treatment codes are used in grouping    Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  42    HRG4 Grouper Reference Manual v2 1 doc    Renal Dialysis  National Renal Dataset     RENALMOD  RENALSITE    RENAL
90. unction code  Patient age in days    Discharge Method  Hospital Provider  Spell     Gestation Length  at delivery   measured in whole weeks    Person Weight     Critical Care Activity Codes     Format    an8    an8    n8    n8  an2    n3    n1    n2    n3 n3    an2    Validation Notes    The provider s Organisation Data  Services  ODS  code is  recommended     Any characters in excess of eight  will be ignored in sorting  possibly  causing incorrect grouping    A value must be supplied    Should be the same for every daily  record within a Critical Care Period  i e  not a unique record identifier     Any characters in excess of eight  will be ignored in sorting  possibly  causing incorrect grouping    A value must be supplied  CCYYMMDD    14 March 2009   20090314   CCYYMMDD    14 March 2009   20090314   Valid national code     A value must be supplied   Age at date of activity     Valid national code    Range  10 49   The number of completed weeks of  the gestation period    Kilograms  to 3 decimal places   Must be greater than zero kg and  less than 10 kg    Leading zeroes are accepted  for  compatibility with NHS Data  Dictionary format      Valid national codes or blank    Each row of data in the grouper input file represents one Neonatal Critical Care day    Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  293    HRG4 Grouper Reference Manual v2 1 doc    3 Using the Grouper    A grouping run requires two files  an Input Data File and 
91. whole body    UZ11  Not a Neonatal Period of Care   This is a general purpose grouping error for Neonatal Critical Care  generated when the input record does  not meet any of the criteria in the neonatal critical care grouping algorithm    UZ12  Not a Paediatric Period of Care   This is a general purpose grouping error for Paediatric Critical Care  generated when the input record does  not meet any of the criteria in the paediatric critical care grouping algorithm    UZ13  ACC Grouping Error   This is a general purpose grouping error for Adult Critical Care  generated when the input record does not  meet any of the criteria in the adult critical care grouping algorithm    UZ21  CCAC Inappropriate in NCC   Generated when the input record is deemed inappropriate for the Neonatal Critical Care HRG algorithm  UZ22  CCAC Inappropriate in PCC    Generated when the input record is deemed inappropriate for the Paediatric Critical Care HRG algorithm    Notes    e lf an error is found in a record  the grouper continues the validation process in order to  group all errors together   e In Admitted Patient Care data  primary diagnosis is always validated    e All clinical codes are validated against the grouper   s internal database of codes    Copyright    2011  The Health and Social Care Information Centre  All Rights Reserved  57             HRG4 Code to Group       Nervous System Procedures       HRG4 Grouper Reference Manual v2 1 doc NHS    The  Information  Centre       for health a
92. y csv Contains a row for each episode that contains an error      lt input data gt     RowNo  Error Message     name  FCE_rel csv    RowNo    FCE_HRG  GroupingMethodFlag    DominantProcedure  FCE PBC  CalcEpidur    ReportingEPIDUR    FCETrimpoint    FCEExcessBeddays    SpellReportFlag     name _spell_rel csv    RowNo   PROCODET   PROVSPNO   SpellHRG  SpellGroupingMethodFlag    SpellDominantProcedure  SpellPDiag   SpellSDiag  SpellEpisodeCount  SpellLOS  ReportingSpellLOS    Where one or more episodes within a multi episode spell contain  errors  all the episodes from the spell  including those that do not  contain errors  are included in the quality file  Thus there are records  in the quality file that do not include error messages     All of the input data for the FCE  including any non mandatory fields   are reproduced in the output     Matches RowNo field of the related record in the  name _FCE csv file    A variable number of fields  each consisting of Code Type  Code and  Error Message  separated by pipe       symbols     Episode level output in relational form    Matches the RowNo field of the related record in the  name  _FCE csv  file  The episode HRG     The grouping method used for the spell     P   Procedure driven      D   Diagnosis driven     M    Multiple trauma     G     Global exception    The dominant procedure used for procedure based grouping  Programme Budgeting Code for the episode    The calculated episode duration  This is the input Episode duration  m
    
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