User Manual
Contents
1. 8 node s UCTS il 35 max exposure to a single body lssuer_Group 379261 0 12 ea _Securities_Ex_Public_Sector_Qualifying Issuer_Group 379261 TMarket_Value 20 000 00 EUR Life cycle overview B COMMERZBANK EMTN V 00 2009 ae t General ea _Derivatives_On_Securities_Market_Conform Issuer_Group 379261 TEconomic_Exposure 0 Status Ongoing fee _OTC_Derivatives Counterparty_Group 379261 TCounterparty_Risk_Exposure 0 Rule ID 13453 Ga _Deposits Counterparty_Group 379261 TMarket_Value 0 00 EUR Number of days 18 UCTTs II 35 max exposure to a single body lssuer_Group 464541 0 06 Number of NAV days 17 _ Breach start Le _Securities_Ex_Public_Sector_Qualifying Issuer_Group 464541 TMarket_Value 12 000 00 EUR Start date 27 08 2007 IRELAND V 99 2010 B EEE Exposure 61 96 CG _Derivatives_On_Securities_Market_Conformilssuer_Group 464541 TEconomic_Exposure 0 Breach maximum ee _OTC_Derivatives Counterparty_Group 464541 TCounterparty_Risk_Exposure 0 Date 07 09 2007 Exposure 68 59 3 13 node s z Breach end End date Exposure Comments 2008 11 11T11 54 00 mig21 commento 2008 11 11T11 53 36 mig21 commenti CR Top Print Version 7 1 2008 Number of results per page 10 w Life cycle overview panel Violation chain statistics are shown in the Life Cycle View panel The Life Cycle Panel MIG21 Web 7 1 Cop2. MIG21 User s Guide Version 7 1 created 08 07 2010 ER En 2010 Princeton Financial Systems Al rights reserved The software contains proprietary information of Princeton Financial Systems GmbH it is provided under a license agreement containing restrictions on use and disclosure and is also protected by copyright law In the absence of mandatory statutory provisions to the contrary clients shall not modify reverse engineer or decompile the software or its documentation nor shall the client remove any parts thereof The information and intellectual property contained herein is confidential between Princeton Financial Systems GmbH and the client and remains the exclusive property of Princeton Financial Systems GmbH Due to continued product development the information contained herein may change without notice Princeton Financial Systems GmbH does not warrant that this document is error free If you find any errors in this documentation please report them to us in writing No part of this publication may be reproduced stored in a retrieval system or transmitted in any form or by any means electronic mechanical photocopying recording or otherwise without the prior written permission of Princeton Financial Systems GmbH Other product names mentioned are used for identification purposes only and may be trademarks belonging to the respective companies Princeton Financial Systems GmbH Mainzer LandstraBe 199 60
3. Rule Examples wi ex post results fund information and holding EE details and provides multiple drill down w Test Environment options The new report download centre allows you to download pre generated reports in PDF format Ol Note Access rights to companies are set in MIG21 Guardian The start page contains up to 5 companies accessible with one click If 5 or less companies are available no scrollbar appears If 6 or more companies are available a scrollbar appears The companies are sorted by name within the MIG21 system aliases see below Start Welcome migtest Please select a Company Choose your Language MIG21 Web is an interactive ee web service based reporting framework Luxembourg Investment Company Al which can be seamlessly integrated into any English corporate web portal It displays current and Regel Beispiele historical ex post results fund information and holding details and provides multiple Rule Examples drill down options The new report download or centre allows you to download Schweiz KAG pre generated reports in PDF format Swiss Investment Company In case MIG21 Web was configured to connect to different MIG21 systems and each system has the alias in the MIG21 Web configuration file then the alias for the MIG21 System is shown near the company name MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH E mn a a m 13 Start Welcome mig21 Please
4. browser setting 3 Calendar 14 Change password 10 Detailed Results View Life cycle 19 Download Reports 29 Filtering and Sorting 5 Fund Information Page 24 Holdings Details 28 Holdings View 26 Homepage 12 42 x Introduction 2 Life cycle overview panel 19 Login 9 M memo 19 Menu Structure 3 MS Excel 32 Navigation general navigation 38 Overview OFF 18 Overview ON 18 P paper clip 18 PDF 32 Presets 33 Print 8 R Result Overview 16 Result View 18 Rule Bindings 25 S Scrolling in Lists 7 ns ms MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH ma E 43 ER EN U User Profiles 7 AVE violation chain statistics 19 LA P E Pi Fa D MIGI Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH
5. see Filtering and Sorting e Page Navigation see Scrolling in Lists e Sorting see Filtering and Sorting e Calendar View Date navigation panel and e Results Overview Result overview table Note only those results are shown which were released to MIG21 Web Note The results are calculated according to the Overview ON or Overview OFF mode familiar from MIG21 Admin The mode is set for MIG21 Web by the administrator overview ru 1 to 10 of 26 items Ww LT a n a 2 Fund ID Breaches New Onqoing Resolved Warnings Errors A o oo an a p 824 MG21 VF ContractCard Test 4 Gg 0 B 0 0 1 0 802 MIG21 Asia Fund 3 0 0 1 0 0 823 MIG21 BVV2 Fund 1 0 0 0 0 0 0 804 MIG21 Bond Fund 8 0 0 1 0 0 815 MIG21 Bond Fund 1 7 0 0 0 0 0 846 MIG21 DAX Tracker Fund 2 0 0 0 0 0 847 MIG21 DJ Tracker Fund 3 0 0 0 0 0 825 MIG21 Demo Bonds Fund 1 8 0 0 0 0 1 0 856 MIG21 Demo Index Fund 1 2 0 0 0 0 0 857 MIG21 Demo Index Fund 2 3 0 0 0 0 Date navigation panel The date navigation panel can be found in the top right hand corner and displays the date for the particular day as well as the number of results breaches warnings information errors and OKs Using the symbols O and it is possible to navigate to the previous or next day MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH E mn a a m 17 The figures underneath each symbol relate to the number of breaches warnings er
6. unless in Issuer_Group 450063 2 16 Breach start prospectus gt 6 issues no issue gt 30 Start date 03 09 2007 7 UCITS II 35 max in government amp public body securities unless in Issuer_Group 450877 20 45 Exposure 29 0 prospectus 6 issues no issue gt 30 B h i UCITS lt 35 max in government amp public body securities unless in Issuer_Group 451829 29 04 en prospectus gt 6 issues no issue gt 30 Date 03 09 2007 pa Exposure 29 0 lee _Securities_Public_Sector lssuer_Group 451829 TMarket_Value 18 401 560 2 EUR Ed LA HUNGARY FRN 99 2009 GARY 99 2008 miso HUNGARY V 99 Exposure 29 0 HUNGARY 99 2011 i e Lo _Derivati On_S ities_Market_Cont G 451829 TE CNE 0 lee _Derivatives_On_Securities_Market_Conform Issuer_Group TEconomic_Exposure PAR Lol _Securities_Public_Sector Issuer_Group 451829 Market_Value gt 30 N4Y Count 0 The Comments field shows all the memos which are linked to a particular life cycle of the result These memos are truncated and the user only sees a portion memos In the example below there is a comment fromthe 7th May 2009 made by the user mwa2 Example Comments 07 05 2009 15 26 01 mwa2 Ryan Erycson my comments 06 04 2008 09 00 01 MIGS YS Corrections PoeCheckDetaildent 1452 Memos are shown in date order and in order of user entries Memos which belong to the current selected checking date and current resul
7. 200 000 000 0 HUF HUNGARY Y 99 2011 1 000 000 0 EUR _LANDESBANK HESSEN THUERINGEN INTERNATIONAL 1 000 000 0 USD 815 MIG21 Bond Fund 1 Number of checked rules on 03 09 2007 39 Name MIG21 Bond Fund 1 FundiD 815 NAV 63 371 593 8 EUR a Allowed_AssetClasses Asset_Account Bonds_AllTypes Call_Money Liabilities Fund Information Sone a Allowed_Currencies EUR GBP USD Buffer 50 Bw_Credit_ Days 2 Il a Bw_Duration_Max 10 0 see chapter Fund Information F Bw_Duration_PRC 15 0 Bw_Index_Abs_PRC Bw_Index_Deviation_PRC 100 Bw_Maturity_Marc 12 0 Bw_Maturity_Min 2 0 DefaultCheckingUnitGroup DefaultRuleGroup Enddate 01 01 2010 Filtering and Sorting Filtering The filter search options serve to simplify the view and make it possible to adjust the displayed information according to requirements The filter option reduces the number of data rows showing only the data which meet the filter criteria Mumber of results per page 40 B E E pi Bi MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH HE E a a Basic Elements 6 Example In the following example a search was made for MIG21 Bond Fund filtering out any funds which did not meet this criterion z WlG21 Bond Fund 1 to 2 of 2 items Fund ID Fund Breaches Hew Ongoing Resol a a an4 Wl21 Bond Fund 515 Wl21 Bond Fund 1 All but OK Breaches Mew ongoing Resolved Warnings Infos Error
8. MIG21 Report Center Documentation for further information on the template configuration gt Click on the symbol in the column Ad Hoc ms Ad hoc Templates Document download Ad Hoc Ex Post_for_ad hoc o Ex Post_for_ad hoc 1 o gt Now a screen is displayed where the mandatory parameters have to be selected If no parameters need to be entered just click on the symbol A description of how to configure the fields used in the filter dialog can be found in the MIG21 Report Center Documentation Please select mandatory Companies 0 3 M uK co Checking units 0 0 NAV date 0 Severities 0 5 E Breach C Warning Report checking units without results ri gt Itis possible to save the report as pdf file or to open it immediately LA P E Pi MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH E E i pal Export of the pages 32 9 Export of the pages The MIG21 Web pages can be exported to PDF There is a link Print at the bottom of each page except the Homepage with the list of companies and Presets page Additionally some of the pages can be exported to MS Excel This is available as of MIG21 Web version 7 1 17 8 The list of the pages is as follows e Holding View e Holding Details e Detail Result View LifeCycle MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH E mn a 33 _ EH 10Presets This page provides the
9. Number of the breaches which first appear on the selected day Ongoing Number of ongoing breaches those which did not first appear on the selected day Resolved Number of results which on the selected day are for the first time no longer breached This column contains results which were active on the last NAV Date before the present one but which are now closed fF MIG2I Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH f Results Overview 18 Warnings Number of Warnings Errors Number of errors Infos Number of low priority notifications OKs Number of the saved OK results Generally OKs are only saved when they come at the end of a breach in order to indicate the conclusion of the breach OK results are not saved as standard In order to sort the results overview use the symbol beneath the column header The data can be sorted in ascending or descending order In the results overview the data is hyperlinked By clicking on the fund name the individual fund view is called up Clicking on the figures in the individual columns e g breaches calls up the corresponding results The figures represent the number of main results which in turn can be composed of a number of sub results e g if a general issuer concentration rule is breached it is counted as one breach regardless of the number of issuers concerned 7 1 Results View The results view has the following components e Menu see Menu Str
10. can be for categories rule groups checking units attributes lookups and lookup groups A rule can be assigned to fund s or categories It can also be assigned to a checking unit or checking group Breach end The date when the breach is resolved Breach level Provides the level of a possible breach w r t to its exposure Differentiation is between High and Low and is shown graphically in the breach view red icon breach yellow icon Warning Breach start The date when the breach occurs the first time Calendar Page Page showing accessible fund evaluation dates with the possibility to navigate to the selected date s overview page Checking units can be funds sub funds or other entities such as investor client etc which have holdings and rules assigned to it Company Organizational unit within the MIG21 system Download Page showing all available Report Documents for the logged in Reports Page user with the possibility to download these documents pdf files Corresponds to the level of the breach Each rule is formulated internally in terms of a rule calculation The result of this calculation is the exposure and is displayed as a rounded figure Allocates the value produced using the calculation instruction to the part of the holding which has been defined using a selection Fund Info Page Page showing all available fund attributes for the selected fund or checking unit Holdings Det
11. data which means the rules cannot be checked b Indicates a warning which shows that the rule result lies within the defined buffer between OK and breach Indicates an OK which confirms a successful check and means there are no breaches gt Indicates information which points to a low level breach E MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH HEE EN Navigation 38 12Navigation The general navigation is shown below Calendar Overview Download Result Details amp Life Cycle Sub Results Holding Details View SUb Results Details Comment MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH i mn a a KA i FA 13Change history This chapter details the change history Revision Reason for changes number Detailed add life cycle paging and update life cycle panel Results View 3503 update picture and description Life cycle 3523 update language information 4115 update default language information 4115 add info about multiply MIG21 systems add info about the Back button in the menu update information about user messages Menu Structure update information about user messages update screenshots and description because of changes Update screenshots Update screenshots 22th 5662 Update screenshots Results Overview E MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH Change
12. e Holding and fund information The page can be opened by clicking on a position in the Holdings View This view shows the following information regarding the selected position for a particular fund e Fund Name e Asset Description e Security Code WKN ISIN e Holdings attributes such as e Nominal Sum and e Market Value and e All other asset and holdings attributes The standard attributes and the order in which they appear can be configured per system companies This configuration is performed by the administrator Holding details for fund 615 MIG21 Bond Fund 1 TOYOTA V 97 2009 ISIM MSO00T 2953911 Mominal Sum 6 500 000 0 DEK Market Value 140 335 1 EUR Wits _Positionlype Normal Holdings Asset 254r Active False Asset Class Mormal Bonds Asset Currency DRE asset_ID MATE MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH EN a E 29 En 8 Download Reports Reports can be downloaded from a special report area and seen by those users who have the right to The content of the reports complies with the user rights configured in MIG21 Guardian regarding funds and rule categories Reports reside on the server such that older reports can be accessed at any time by the user A list will be displayed which shows all report documents which can be downloaded Reports Compliance Reports Document download Reporte 0 Report with a set of depending controls Reporta E Report without form
13. e g Internet Explorer Mozilla Firefox Opera etc gt Enter the web address for MIG21 Web http lt Servername gt lt Port gt MigWeb The following window will appear amp A State Street Company Home Contact Sitemap Legal Notices Login Login with your personal Access Code Choose your Language MIG21 Web is an interactive web service based reporting framework which can be User seamlessly integrated into any corporate English web portal t displays current and historical Password ex post results fund information and holding o details and provides multiple drill down Login options The new report download centre allows you to download pre generated reports in PDF format ee Version 7 1 2009 The login page consists of entry boxes for the user name and password Additionally it is possible to choose a language This page is the first page and will most likely be adapted to reflect the Corporate Identity CI and layout This example shows the PFS CI and PFS specific menu gt The first step is to choose a language gt Then enter user name and password gt After that click on Login The web application runs via MIG21 systems which may send different messages according to the input If the entered username and password do not match up ora change of password is required then the user receives a message When not all MIG21 LA a E MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems Gm
14. entered here Results Detail Page displaying details for one check result of one fund Page Lifecycle Page Results Page Page displaying check results for one fund Instruction which defines a particular investment or transaction limit If these limits are not adhered to then a communication is received from MIG21 Rule bindings The Rule Bindings include a list of all the rules and rule packages that have been assigned to the fund checking unit regardless of how they have been assigned e g directly via rule groups via checking groups etc Rules Page Shows the rule bindings This page only represents the current state of the rule binding so no history is available MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH E 37 Defines individual positions of a fund s holding It is a specified sub set of all positions selection can be made up of e individual asset classes e g bonds or e a combination of a number of classes with certain properties e g all German Government Bonds plus Italien stocks Start Page Page that allows for the company selection Sub Menu Bar Second menu bar only displayed within certain main areas The rule result lies within the defined buffer between OK and breach Indicates a breach which occurs when the rules of a fund are checked and the investment limits are found to have been breached Ls Indicates an error This occurs as a result for example of missing
15. history 40 Revision Reason for changes number 5662 Update screenshots 5662 Add info about memo length Chapter name Detailed Results View Life cycle Print page 5662 Add chapter Detailed Results View Life cycle All chapters MIG21 Web 5662 Add info about navigation to the position attributes 5724 Review 5850 Delete chapter not necessary Reports 6324 Add information about released results Results 6324 Add information about released results Overview Export of the 6324 Add chapter pages 6324 Add chapter 6324 Add info about Change password and update picture Detailed 6324 Add information about long memo Results View Life cycle Results View 27th 6738 Add information about Overview OFF mode January MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH E 41 Chapter name Introduction Results Overview Ad hoc Reports Revision Reason for changes number Add information about Overview OFF mode 6738 Add information about Overview OFF mode 6738 Add information about Overview OFF mode 9th June 7642 Chapter added with the description of ad hoc reports 2010 MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH Index AA Memo_Edit user right 19 A Add memo 19 Back button navigation 3 Basic Elements Filtering and Sorting 3 Menu Structure 3 Scolling in Lists 3 User Profiles 3
16. of Bonds 2 12 years 1 9 11205 Ongoing G Weighted duration of Bonds 5 10 aug F 13452 LCITS ll 35 max in government amp public body securities unless in prospectus 6 29 0 ISSUES no issue 30 F 13453 UCITS NE 35 max exposure to a single body 29 0 Within the results view the selected fund and its NAV value is displayed along with the results themselves The lines of the table are ex post results made up of for each rule s rule package s and the simple rules The columns can be sorted in ascending or descending order The paper clip Wis Shown left to the result to show whether there is a memo for the selected date for a result Filter Results It is possible to filter the results on this page for their severity gt Limiting the view is achieved by selecting a result type There are a number of possibilities gt All all results are displayed gt Breaches all breaches are displayed e New e Ongoing e Resolved gt Warnings view is limited to warnings gt Errors only errors can be seen gt Information shows just the information relevant to the fund and gt OKs lists all OKs 7 1 1 Detailed Results View Life cycle The detailed view illustrates one individual result showing the rule result the aggregated values aggregates of positions selected for this rule so called selections and where applicable sub results for certain rule types e g ForEach E p p MIG21 Web 7 1 Copyri
17. the entered comment exceeds the limit and it is possible to change it The memo is added on both pages the page with detail result view and the Comment page which is opened with a link in a Comments field On the detailed result view page the memo is entered into an input field Comment this result next to the displayed breach LA Pi E a MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH E O B F Gl Results Overview 22 GS 04 42 2007 Comment this result Save By clicking on the arrow next to Save the memo is saved the input field is cleared and the result view of the Comments field is reloaded On the Comment page the memo is entered into an input field Comment this result below the rule result By clicking on the arrow near Save the memo is saved the input field is cleared and the result view of the Comments field is reloaded Life cycle paging In order to improve performance and memory usage the paging element has been implemented in the life cycle view As can be seen in the screenshot below each page shows the number of nodes which exist on previous or subsequent pages in order to give the user a fuller picture of the total information available MIG21 Demo Bonds Fund 1 NAV 20 025 200 25 EUR 19 09 2007 Comment this result Save Rule long description Position Exposure UCITS Ill 35 max exposure to a single body 56 62
18. the next chapter Note In MIG21 Web only NAV date Positiondate field from the table Datatransfer is shown MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH a En 3 Basic Elements This section describes the menu structure filtering scrolling through lists and user profiles Please note The manual explains the general behaviour The actual customized design of the web application can differ from the screenshots depicted due to adaptations relating to Corporate Identity Similarly some functions may not be available due to security policies and columns can differ in number or name 3 1 Menu Structure The main menu contains the following elements Start Overview Calendar Reports Presets The Back button Ba appears in this row if it has been switched on in the MIG21 Web configuration file and the setting for Java Script has been switched on in the browser settings See example below to see where the browser setting for Java Script can be Switched on Example for IE 6 0 ae Internet Options te General Security Privacy Content Connections Programs Advanced hs zae iz speci Security Settings x FA or Settings Hel Select a Web content z Internet Localintranet Tru al Medium safety E Submit nonencrypted Form data O Disable Local intranet Enable FAI This zone contains all
19. 1 00 S e e C a p e r e S u S e W 11205 Ongoing 3 Weighted duration of Bonds 5 10 0 00 13439 Ongoing 3 UCITS II Only eligible Assets 1 00 69 13450 Ongoing 3 UCITS II 25 max in bonds issued by a credit institution 32 00 with special public supervision 13453 Ongoing 3 UCITS II 35 max exposure to a single body 37 00 13458 Ongoing k UCITS Il 10 max of the debt securities of any single 11 00 issuing body excluding certain Public Bodies Fitter all Showing 1 to 10 of 42 Items 804 MIG21 Bond Fund 1D Version Description Long Description Assignment Authorized Sort A 11162 8 Negative cash balance max x Negative cash balance max Bw_Credit_Days days Rule to Testobject apw_releaser days 11168 3 Show bonds where SP amp Highlight bonds where SP amp Moodys ratings differ by 3 Rule to Testobject apw_releaser l e S Moodys ratings differ by 3 grades 11186 5 No short selling ex Ante No short selling ex Ante Rule to Checkgroup apw_releaser 11188 4 No short selling ex Post No short selling ex Post Rule to Checkgroup apw_releaser 11203 4 Min rating gt x Min rating gt Min_Rating_Text Rulegroup to Checkgroup apw_releaser hapt Rule Bindings S e e C a p e r u e l l g S 11204 4 Maturity between x y years Weighted maturity of Bonds Bw_Maturity_Min Rulegroup to Checkgroup apw_releaser Bw_Maturity_Max years 11205 3 Atd duration x y Weighted duration of Bonds By _
20. 11 DE0004087507 EUR 2 853 008 7000 FRANCE OAT 91 2011 FRO0001 901 26 EUR 266 861 41 00 LE _ _ _ _ _ SSS Top Print Version 7 1 2009 Number of results per page 15 v Holdings are grouped according to the asset classes It is possible to configure for each asset class which attributes have to be shown This configuration is performed by the administrator Holdings can be filtered according to the asset classes Asset classes in the filter are Shown in the same way as they were configured in the asset tree MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH E mn E p ig mA ee 27 Holdings View 1 to 15 of 19 tems Asset 251 Cash 4 80 Cash_Balances 3 Call Money 2 Investment_Accounts 11 S56 Debts Liabilities 11 Cupor Deposits 1 ooooc Derivatives 1 iption Interest _Payments_pA R HANDELSBANK PFE S 7 0000 OptionRights 11 982010 Options 11 0 0000 BANK EMTM PFE 3 577 W 6 0000 Stock_Options 11 1 Securities 14 Debt_Securities 191 1al_Bonds Floaters 2 Mormal_Bonds 6 495 W 96 2008 Cther_Bonds 13 w 97 2008 ferobonds 10 LANDESKRECITBANK BADEN YVJERTTEMBERSG PFE 3 97 99 2008 Copyright 1999 2010 Princeton Financial Systems GmbH tf a Results Overview 28 7 4 1 Holdings Details The detailed holdings view for a selected fund is composed of the following e Menu see Menu Structure e Date navigation panel and
21. 326 Frankfurt am Main Germany Tel 49 0 69 219 366 600 Fax 49 0 69 219 366 650 mig21 support pfs com PFS Homepage http www pfs com MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH a Content 1 Using This Guide 1 1 1 Typographical Conventions iii iisiiuieiserueeerseeeceeneeneeeceeneeneceneeneeneeusses 1 1 2 YourFeedback DIS an aa AR ee ee ne ce ui 1 2 Introduction 2 3 Basic Elements 3 L Menu FC TU asec sets cnirate start oan EE 3 3A MOS ITC and SOIR a ee aie de a ee te ee ee 5 Bid SCTOMMG MMEISE Sin E E 7 POS lo 7 3 5 Print DA can scewirnnaha nner nen annwanwhatrienannacuis anaasenaenenmsnhnen casa nee ENAREN EANNAN EANNA ENEN EAA KANNA LAENA 8 4 Login 9 4 1 Change pasSWoOrd rire nrrnneeneenneemeeneenmeeneenneemeeneenmeeeeneenmeemeeneeeenseeeeneennenes 10 5 Homepage 12 6 Calendar 14 7 Results Overview 16 7 1 Results VieW issu suernernernernerueeneeneeneeneeneeneeneeneeneemeemeemeeneeneemeemeemeemeemeemeeeeenenee 18 7 1 1 Detailed Results View Life cycle ccccccececcecceceeceeceseeeeeceeaesaeeueaesaeseeeeneeas 19 2 2 RUN ENPOMEATION PAR a da a ab a a tnt et re 24 Bcd RS BIS vate eens oe deaci can cece ceahaveeaccees ae decva uae 25 DA POI MN a ne ne ee ce 26 7 41 Holdings Detalls sirere naceescsdessens inen EAA NaRa sance anne n scene ntm 28 8 Download Reports 29 ol AC NOC REPONS a da eu EE E a E at a iaaa aai 30 9 Export of the pages 32 10 Presets 33 11 Glossary 3
22. 4 12 Navigation 38 13 Change history 39 E MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH Index 42 MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH on E E a KA i FA Using This Guide This section helps you get the most out of this Guide 1 1 Typographical Conventions Before you start using this guide it is important to understand the terms and typographical conventions used in the documentation The following formats define particular information Formatting convention Meaning gt Step by step procedures You can follow these instructions to complete a specific task Results of examples Highlighting of important Result expressions Names of keys on the keyboard for example Shiela EELER SHIFT CTRL or ALT Key combinations for which the user must press KEY KEY and hold down one key and then press another for example CTRL P or ALT F4 Code Definitons or examples 1 2 Your Feedback please We appreciate any feedback which may help to enhance this manual Contact Princeton Financial Systems GmbH Mainzer Landstrasse 199 60326 Frankfurt am Main Germany Tel 49 0 69 219 366 600 Fax 49 0 69 219 366 650 mig21 support aquin com Princeton Financial Systems GmbH Homepage http www pfs aquin com LA E MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH E Lal E E kl Introduction 2 2 Introduction MIG21 Web enhances existi
23. Duration_Min Rulegroup to Checkgroup apw_releaser Bw_Duration_Max 13264 2 Only deal with allowed Brokers Only deal with allowed Brokers Rule to Checkgroup apw_releaser 13439 1 IE UCITS I 9 2 01 UCITS Il Only eligible Assets Rulegroup to Checkgroup apw_releaser 13440 1 IE UCITS iit 9 2 01 Gil UCITS Il 10 max in securities to be listed within one Rulegroup to Checkgroup apw_releaser year 1 G pat 5 815 MIG21 Bond Fund 1 NAV 47 710 592 0 EUR Asset name Nominal ALLGEMEINE HYPOTHEKENBANK PFE 5 490 98 2008 1 000 000 0 EUR BAYER HYPOTHEKEN U VEREINSBANK PFE 5 717 98 2009 1 000 000 0 EUR BAYER HYPOTHEKEN U VEREINSBANK V 97 201 0 2 000 000 0 EUR BELGIUM V 99 2011 1 500 000 0 EUR BERLINER HANN HYPOTHEKENBANK PFE 5 111 V 98 2009 1 000 000 0 EUR l id A n CALL MONEY JPY 100 181 300 0 JPY O l g S DEPFA BANK PFE 8 473 98 201 3 1 000 000 0 EUR DEUTSCHE POSTBANK 99 2011 1 500 000 0 USD DTE GENOSSENSCHAFTS HYPOTHEKENBANK PFE 5 847 2 000 000 0 EUR s e e C h a pt e r Il Ho id in g S V ie W DUESSELDORFER HYPOTHEKENBANK PFE 58 99 2009 1 000 000 0 EUR DUESSELDORFER HYPOTHEKENBANK PFE 5 82 V 99 2011 1 000 000 0 EUR FORD MOTOR CREDIT EMTN 01 2009 1 500 000 0 EUR GREECE V 99 2011 8 467 351 4 EUR GREECE HELLENIC V 99 2009 381 511 4 EUR HELLENIC RAILWAY FRN V 99 2009 1 000 000 0 EUR HUNGARY FRN V 99 2009 1 000 000 0 EUR HUNGARY 99 2008
24. Fund 847 MIG21 DJ Tracker Fund 819 MIG21 Emerging Markets Fund 0 0 0 1 O page 1 3 Monda Wedne LE 941 9 27 9 1 CEE O ONE O 7 SNSE 6 5 ME O s SNE 7 2 New Calendar o mo v mmo omm 7 2 E 6 2 E 0 2 H O s O o O oo 46 Funds 46 Funds 46 Funds I I I I 9 3 2007 9 4 2007 9 5 2007 9 6 2007 9 7 2007 see chapter Calendar O m0 me mme mme 7 o 3 e 7 3 G Gi SIN Q 5 m oO Eo 0 m0 0 E o mio 10 2 E 6 2 E Oo 2 E E 2 q o 4000 O E O EE O O EEE 25 Funds 26 ds 26 ds 29 Funds 46 Funds 8 Le o o Breaches Warnings Errors Infos man Report Center Reports Daily limit check 605 i Limit checks for all funds you have the right to see Doc see chapter MIG21 Web Reports m Ses SSeS Einstellungen Presets see chapter Presets The sub menu is displayed after the selection of an item in the Overview and contains MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH E mn a a ln mA 5 Menu Structure EE wy Holdings se Fund Info Fond Ergebnisse Ergebnistyp breaches ausw hlen Re S u It S Showing detail resuits for one fund on 29 08 2007 for one rule Total Count 7 MIG21 Bond Fund NAY EUR 55591937 Rule Ident Status days Rule Hame Position Exposure Sort A A A A A 11162 New il Negative cash balance max 2 days 3 00 Il 11204 Ongoing 3 Weighted maturity of Bonds 2 12 years
25. G21 Bond Fund NAV EUR 51 355 164 1748 Asset Securities Debt_Securities Floaters Cupon Description Interest_Payments_pA Market_Value 0 0000 BAYER HANDELSBANK PFE S DEO002091 626 EUR 2 045 065 2700 1110 98 2010 0 0000 DEPF4 BANK EMTN PFE 5 517 Y 6 0000 DE0002294782 EUR 1 996 000 0000 99 2011 Asset Securities Debt_Securities Normal_Bonds Description ISIH Market_Value ALLGEMEINE HYPOTHEKENBANK PFE 5 495 Y 98 2008 DE0002027950 EUR 1 984 000 0000 BAYER HYPOTHEKENBANK PFE 5 2788 Y 97 2008 DE0002239001 EUR 5 082 241 3000 BAYER VEREINSBANK MTN Y 96 2008 XX0001 001 789 EUR 3 216 636 4600 LANDESKREDITBANK BADEN VYUERTTEMBERSG PFE 5 97 99 2008 DE0003037560 EUR 3 479 000 0000 RHEINBODEN HYPOTHEKENBANK PFE 5 969 99 2008 DE0003159695 EUR 17 976 000 0000 WESTF HYPOTHEKENBANK PFE EM 4012 95 2009 DE00033401 21 EUR 2 341 716 8200 Asset Securities Debt_Securities Other_Bonds Description NIEDERSACHSEN LAND LANDESSCHATZANYY V 92 2009 Asset Securities Debt_Securities Zerobonds ISIN DE0001592269 Market_Value EUR 2 808 909 7700 Description ISIN Market_Value BANK VOOR NEDERLANDSE GEMEENTEN 93 2009 S00411 78327 EUR 752 821 3800 BANQUE INDOSUEZ 92 2011 x50035553485 EUR 1 369 894 4100 BAYER LANDESBANK GZ IS 5 3483 V 91 2010 DE00021 34830 EUR 1 320 053 3600 BAYER LANDESBANK GZ IS 5 532 V 85 2009 DE00021 25329 EUR 820 623 4700 CREDIT SUISSE FINANCE 92 20
26. LookUpGroups 7 Ex Post 0 ex past reports Daily limit check 3158 Limit checks for all funds you have the right to see Conversion o LookUpGroups 1 o MiG21AuditConfiguration o RuleGroups o Please note Each report has a category and a report name e g category Compliance Reports template name Ex Post Each report can have multiple instances documents e g Breach details 2007 12 31 pdf On this page only the categories and report templates are shown in order to select one of the reports or categories Navigation purpose only The list has the following columns e Document name e Creation date e Size and e Report name LA P E Pi MIGZ Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH ELLE F EI Download Reports 30 Search 1 to 50 of 358 items Reports Document name Creation date Sort A A Daily limit check 2007 09 06 02 04 2008 16 35 204K Daily limit check Daily limit check 2007 08 09 18 04 2008 17 51 184K Daily limit check Daily limit check 2007 08 22 18 04 2008 21 12 184K Daily limit check Daily limit check 2007 08 26 18 04 2008 21 13 184K Daily limit check Daily limit check 2007 08 29 18 04 2008 21 14 184K Daily limit check Daily limit check 2007 08 29 18 04 2008 21 17 184K Daily limit check Underneath each report category the report templates are listed Only those report templates are listed for which the user has the rights Only those report categ
27. ails Page showing all available holding and asset attributes for one selected position MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH 35 B TE Page showing all holdings for the selected fund on the selected date Holdings Page International Securities Identifying Number ISINs consist of three parts a two letter country code a nine character alpha numeric national security identifier and a single check digit Example US0378331005 Lifecycle Page Page offering the details for one result of one fund plus Memo page aggregated information of this result over the full lifecycle of this result with the possibility to add memos and navigate back and forth through the dates Login Page Initial Login page including the welcome text for username and password input Main Menu Bar Upper menu bar including the entries start overview calendar reports presets Can be added on the lifecycle to comment on results will be stored to the database MIG21 Web Part of MIG21 Web application which is used for the deployment Reports of pre generated reports download reporting and the calling and parameterizing of interactive reports ad hoc reporting NAV Used for the fund volume it corresponds to the net fund value With most funds this value is calculated daily and is often used as Net Asset Value the basis for settling the buying and selling of shares in the fund Overview Page First hi
28. bH EE EE Login 10 systems are available the user also receives a message Following a successful login the homepage is displayed The login is automatically carried out on all available MIG21 systems Access to MIG21 systems is configured in the MIG21 Web configuration file see Web installation documentation User language in the MIG21 Web By default MIG21 Web starts with the language which was last selected In case of a first start of the MIG21 Web the language used for the login page is the one which was set in the web application configuration file web xml in the parameter defaultLanguage Example lt init param gt lt param name gt defaultLanguage lt param name gt lt param value gt en lt param value gt lt description gt Default ui language to be used in case user has not yet used the application After having used it the user ui language is saved in a cookie as well as in the user profile lt description gt lt init param gt After the user logs into the application the language used is the one which was set in the user profile In case of a new user the default language is used for MIG21 Web application from the web xml configuration file The user can change language before login or during work with the web application Language is updated in the user profile and can be later used e g for batch report generating 4 1 Change password The possibilty to change the password in MIG21 Web is available as of v
29. e day the results are revised with only the latest results being taken into consideration Result overview for a selected day gt Input the required date in the calendar using the appropriate format gt Choose the number of weeks Options are 2 3 4 5 or 6 weeks MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH D 15 SEEN En gt Click OK to confirm Example page for two weeks Calendar Wednesday Thursday Friday 17 09 2007 15 09 2007 19 09 2007 20 09 2007 21 09 2007 ME O o o UE o NO o EE O 10 O 3 D O 9 D No check run No check run Oo 2 mio 0 EO 2 a 0 2 RE 46 Funds 3 Funds 40 Funds 10 09 2007 11 09 2007 12 09 2007 13 09 2007 14 09 2007 ME M SEE LEO NE o NO ogo NO Mo EE 10 E O 10 E O 10 E oO 10 E O 10 D oo 2 EO 7 EO 7 EO 2 EO 2 a O ME US OS CE coc 46 Funds 46 Funds 46 Funds 46 Funds 46 Funds Q G Breaches Errors Infos OKs In order to see the individual results for the day click on the relevant date Please note The number of funds and results are dependent on the access rights defined for the current user LA P E Pi Fa D MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH E E EBE Results Overview 16 7 Results Overview The results overview offers a summary of the selected day and is divided into the following sections e Menu see Menu Structure e Filter Function
30. ersion 7 1 17 8 When the user has to change the password then the dialog for changing password is shown amp Princeton Financial Systems EEE En State Street Company Home Contact Sitemap Legal Notices WebUser1 Log out eee Change password Old password New password Repeat new password Save Version 7 1 2009 MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH a p Fa 11 Change password EUR Additionally it is possible for the user to change the password at any other time This can be done on the Presets page Note Change password is only possible when one MIG21 system is used in MIG21 Web P E MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH E E EBE Homepage 12 gt Homepage Once the login has been accepted by the corresponding MIG21 systems the systems companies to which the user has access rights are shown If MIG21 Web was configured to connect to different MIG21 systems then those companies from different MIG21 systems to which user has access rights will be shown When some of the MIG21 systems are not available then the user receives a message Log out pee Start Welcome mig21 Please select a Company Choose your Language MIG21 Yeb is an interactive web service S based reporting framework which can be Deutsche KAG seamlessly integrated into any corporate English web portal t displays current and historical
31. es e Warnings e Information e Errors e OKS and e Checked funds Note only those results are shown which were released to MIG21 Web Note The results are calculated according to the Overview ON or Overview OFF mode familiar from MIG21 Admin The mode is set for MIG21 Web by the administrator The results on the Results View can be shown using the Overview ON or Overview OFF mode familiar from MIG21 Admin The mode is set for MIG21 Web by the administrator e Overview ON main results and sub results are shown in MIG21 Web Sub results are shown per main result the symbol next to the main result on the page FundResults e Overview OFF only sub results are shown in MIG21 Web All sub results are shown together on the same page Main results are not available If the calendar is selected for the first time in a session then it is always the current month which is shown It is possible to navigate to any particular month and year The panel for each day shows the number of breaches warnings informational results errors OKs and checked funds Both the day of the week and the date are displayed The current day is highlighted and available results are displayed Furthermore it is possible to define the number of weeks using 2 3 4 5 or 6 weeks The results overview for a particular day is displayed by clicking on the date in the calendar Should there be multiple check run results for a fund during on
32. ge by clicking on the displayed page number 3 4 User Profiles A user Profile is a set of user specific settings which can be changed and stored The user settings can be changed on the Presets page and take effect in the web application In contrast a role profile is important for pre generated reports only If the user logs in the user settings will be loaded not the role settings Behaviour of the user profiles e The user profile overwrites the system default formatting e The user settings do not depend on the client computer e The user profile will be used in the web application and for the generation of reports e The roles profile will only be used for the generation of reports e Each user profile is valid for every MIG21 system database company For detailed information on settings and changes please refer to the chapter Presets LA a MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH EN eS Basic Elements 8 3 5 Print page It is possible to print the content of several pages in MIG21 Web There is a link Print at the bottom of these pages When user clicks on this link a PDF report is generated for the selected page MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH E mn a a m 9 EL 4 Login Start and login to MIG21 Web In order to be able to log in to and work with MIG21 Web please carry out the following gt Start up the internet browser
33. gh level summary of compliance check results for a company for a specific fund evaluation date Presets Page Page offering the possibility to modify the user s settings regarding formatting of dates numbers language and local settings Report Page Overview page of the reporting section showing all reports available for the user currently logged in Report One single instance of a configuration of the automatic generation of Report Documents It is created in the MIG21 Report Center MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH Glossary 36 Report Designer Application used for the generation and editing of both report templates and web templates It is embedded to the MIG21 Report Center Report pdf file which can be download from the MIG21 Web Download Document Reports Page Report Instance Report Instance Report Template Template used for the generation of report documents or web pages web application content Reporting Engine New reporting engine which is used for the execution of both web templates and report templates Using web templates the content of the web application is provided Using report templates report documents are provided Reporting Web service responsible for the generation of the content for reports content of the web application and content of reports for the MIG21 Report Center Result Memo Comments on the reasons for a breach or warning etc can be
34. ght 1999 2010 Princeton Financial Systems GmbH ELLE Es IE Results Overview 20 Rules or Rule Packages i This page offers the possibility to navigate back and forth to the other dates within the violation chain The page contains memo and violation chain statistics It is possible to navigate to the related positions attributes holding details for sub results if this has been switched on before generating the result The administrator can activate this Example UCITS III 35 max in government amp public body securities unless in prospectus gt 6 issues no issue gt 30 MIG21 Bond Fund 1 NAV 63 37 1 593 8 EUR 03 09 2007 Rule long description Position Exposure UCITS IlI 35 max in government amp public body securities unless in 29 04 Comman thia rasuk Sara prospectus 6 issues no issue gt 30 amp _Securities_Public_ Sector Issuer_Group 800280 450063 450877 L ALLGEMEINE HYPOTHEKENBANK PFE S 490 Y 98 2008 L BELGIUM Y 99 2011 L GREECE Y 99 2011 Life io rare GREECE HELLENIC Y 99 2009 4 HUNGARY FRN Y 99 2009 General A HUNGARY Y 99 2008 Status A HUNGARY 99 2011 Rule ID 13452 7 UCITS II 35 max in government amp public body securities unless in Issuer_Group 800280 1 58 Number of days prospectus 6 issues no issue gt 30 Number of NAY days 4 7 UCITS II 35 max in government amp public body securities
35. inistrator 81 5 MISG21 Bond Fund 1 Number of checked rules on 03 09 2007 39 Mame WIS21 Bond Fund 1 Fund 515 BAW 63 371 593 8 EJA Attribute Value MIG21 Web 7 1 Allowed AssetClasses AssetAccountBonds_AllTypes Call_Money Liabilities Allowed Countries ELUS Allowed Currencies EUR GBP USO Buffer 5 0 amp Bw Credit Days a Bw Duration _ Max 10 0 Bw Duration Min 5 0 Bw Duration PRC 15 0 Bw Index Abs PR Ew_Index Deviation PRE 10 0 Bw Waturity Mar 12 0 Bw wWaturity_ iin Ast DefaultCheckingUnitGroup DefaultRuleGroup Enddate 01 01 2010 Copyright 1999 2010 Princeton Financial Systems GmbH 25 Rule Bindings 7 3 Rule Bindings This screen shows the rule bindings as of today for a particular fund The rule bindings contains the following e Menu see Menu Structure e Fund name and e Rule View The user sees all categories in accordance with his access rights and can select one or by clicking on All can select all to be displayed Fitter all v Showing 1 to 10 of 42 tems 804 MIG21 Bond Fund Long Description Assignment Authorized Version Description Sort a 11162 8 Negative cash balance max x days 11168 3 Show bonds where SP amp Moodys ratings differ by 3 11186 5 No short selling ex Ante 11188 4 Wo short selling ex Post 11203 4 Min rating gt x 11204 4 Maturity between x y years 11205 3 td duration x y 13264 2 Only deal with all
36. ng MIG21 modules by providing the user with the ability to monitor results of the Ex Post investment limit checks and add comments to those results if necessary all within the comfort of a standard web browser All funds are presented in an intuitive easy to read table which allows the user to navigate quickly and easily through different levels of information for each individual fund A simple mouse click guides the user from an overview page containing all funds to fund specific data such as e fund information e date of the last Ex Post check e number of rules checked e display of the fund attributes as well as e individual rule results breach warning error or information Starting with the results overview page the user can call up all rule result details the life cycle of a breach and previous breaches Comments memos can also be written and saved with the results assuming the appropriate user rights have been assigned Both the rules assigned to the checking unit fund and fund holdings can be viewed on separate pages The results can be shown and calculated using the Overview ON or Overview OFF mode familiar from MIG21 Admin The mode is set for MIG21 Web by the administrator e Overview ON main results and sub results are available in MIG21 Web e Overview OFF only sub results are available in MIG21 Web A more detailed description of MIG21 Web and the navigation possibilities within the interface is contained in
37. ories and report templates which hold instances of the respective reports will be displayed as hyperlinks In addition the number of existing instances per category report template is shown By clicking on a report name MIG21 Web shows a page with a list of all report documents of that report name in date order The Search allows the user to search and the Sort allows to sort for values in the respective columns 8 1 Ad hoc Reports Ad hoc reports are available in the section Reports Reports are generated immediately but not stored in the database The layout and parameters are configured using MIG21 Report Center The content of the values which are used for each parameter is set within MIG21 Web Preconditions in order to be able to see ad hoc reports in MIG21 Web Licenses MIG21Web_AdHocReporting MIG21Web_DownloadReports Rights MIG21Web_Adhoc_Reports RCE Edit _ClientReports optional if the user is to be able to edit the templates in MIG21 Report Center To view ad hoc reports follow the steps described below gt Log into MIG21 Web gt Go to the tab Reports gt Select one of the displayed ad hoc reports MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH a mn E mn RA 31 Ad hoc Reports E M If no Ad hoc reports are displayed then no reports are configured for ad hoc The property AdHoc should be set to true for the Report Templates in MIG21 Report Center Please refer to the
38. owed Brokers 13439 4 JE UCITS Il 9 2 01 13440 4 JE UCITS Il 9 2 01 ii ee a Negative cash balance max Bw_Credit_ Days days Rule to Testobject Highlight bonds where SP amp Moodys ratings differ by 3 Rule to Testobject grades No short selling ex 4nte Rule to Checkgroup No short selling ex Post Rule to Checkgroup Min rating Min_Rating_Text Rulegroup to Checkgroup Weighted maturity of Bonds Bwv_Maturity_Min Rulegroup to Checkgroup Byy_Maturity_Max years Weighted duration of Bonds Bw_Duration_Min Rulegroup to Checkgroup Byy_Duration_Max Only deal with allowed Brokers Rule to Checkgroup UCITS Il Only eligible Assets Rulegroup to Checkgroup UCITS Il 10 max in securities to be listed within one Rulegroup to Checkgroup year apw_releaser apw_releaser apw_releaser apw_releaser apw_releaser apw_releaser apw_releaser apw_releaser apw_releaser apw_releaser Copyright 1999 2010 Princeton Financial Systems GmbH 7 4 Holdings View The holdings view contains the following e Menu see Menu Structure e Fund name and NAV and e Holdings View Display holdings Results Overview 26 gt Select a day on the Calendar page or via the Calendar panel on the Overview page gt Select a fund from the results overview gt Click on the sub menu Holdings within the fund information The following is displayed iter Securities 19 1 to 15 of 19 items 804 MI
39. personal settings of the user currently logged in The user can customize the language format of numbers the display of the decimals and change the password WebUser1 Log out gee Start Overview Calendar Reports Presets Presets Language settings English Regional settings English UK Floating decimal 2 Thousands separator Iv Currency symbol before value E Change password P Version 7 1 2009 In the language settings English and German can be chosen The choice of the language causes the menu and navigation to align themselves to the language In Regional settings English UK English US and German can be chosen Depending on the language the date of the calendar will be aligned The number of decimal places can be specified by a floating decimal You can choose between 1 and 6 decimal places In the same way the thousand separator can be displayed by ticking the box or hidden Furthermore the currency abbreviation can be placed before the value by ticking the box currency symbol before value e g EUR 100 instead of 100 EUR LA P E Pi MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH Glossary 34 11Glossary The terminology symbols and correlations associated with MIG21 Web are defined as The categories which are used as the basis for the check performed by the respective LawCard follows There are different types of assignments An assignment
40. rors information and OKs In the following example there are 71 breaches 6 warnings 10 errors 2 pieces of information and no OKs Results Overview The results overview shows the results for the selected day The table displays the funds with their ID and the number of breaches depicted as new current and solved breaches In addition warnings errors information and OKs are also shown The All column shows the total number of results for each fund In order to view the individual results complete the following steps gt Choose a fund gt There are now two possibilities gt Selecting a fund brings up the fund information see chapter Fund Information Page gt Clicking on the figures in the columns selects the corresponding results see chapter Results View Ongoing Resolved Warnings Errors Infos Fund ID Breaches Hew A 602 MIG21 Asia Fund 604 MIG21 Bond Fund 615 MIG21 Bond Fund 1 646 MIG21 DAX Tracker Fund 625 MIG21 Demo Bonds Fund 1 856 MIG21 Demo Index Fund 1 857 MIG21 Demo Index Fund 2 4 i I I 1 i r 1 0 1 4 i 4 i i 1 ejjj ejN 824 MIG21 Demo Stocks Fund E I E 0 0 0 1 0 647 MIG21 DJ Tracker Fund E 0 A E 0 0 0 Les 619 MIG21 Emerging Markets Fund to The columns are as follows Fund ID Individually assigned to a fund Fund This column is always displayed and contains the fund name Breaches Displays the breaches New
41. s OKS Number of items per page A selection can be made for all or just several result groups such as breaches Furthermore there is the possibility to choose how many results will be shown per page e g 5 10 15 20 25 30 50 or 100 items Sorting Information can be sorted according to the columns displayed It is possible to view all the important or currently relevant areas grouped together It is also possible to sort in ascending ASC or descending DESC order hence in the following example the funds with the most ongoing breaches all existing breaches of this check run without the new ones are listed in descending order MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH at a a m 7 Filtering and Sorting a a a Example The following information has been sorted according to the column Ongoing in descending order Fund ID Fund All Breaches Hew Ongoing Resolved Sort a cie wr 525 Milts21 Demo Bonds Fund 1 j a4 MlG21 Bond Fund 0 515 MlS21 Bond Fund 1 O og Mits21 Europe Bond Fund O 501 MiG Future Fund 0 o0r0 Mits21 Japan Equity Fund T ogg Mits21 Hedging Fund T 524 Mls21 Demo Stocks Fund 0 522 MIG21 Equity Fund 2 0 513 Mits21 MoneyMarket Fund E 3 3 Scrolling in Lists The paging element Shows the current page and enables the j P user to move to the previous or next page by clicking the buttons lt and It is also possible to navigate directly to the first or last pa
42. select a Company Choose your Language MIG21 Web is an interactive OOO aj web service based reporting framework O database_1 French Investment Company which can be seamlessly integrated into any Engl English corporate web portal t displays current and historical ex post results fund information database_1 GSZ and holding details and provides multiple drill down options The new report download database_1 Rule Examples 1 centre allows you to download pre generated reports in PDF format database_2 Rule Examples 2 database_2 Rule Examples gt y om El Note In case MIG21 Web was configured to connect to different MIG21 systems and during the login the password for any MIG21 system was not accepted for the user then only companies from those MIG21 systems are shown which have accepted user credentials The homepage offers the following functions e Choice of companies following the login The desired system company can be selected by clicking on it Following this each available company is visible e Change language of the application After choosing a company the following navigation is possible Overview Calendar Reports Presets LA P E Pi MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH ELLE el Calendar 14 6 Calendar Using the calendar it is possible using a time period of up to six weeks to display the daily number of e Breaches total number of breach
43. t are shown in bold font MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH a mn E p m 21 Results View ELLE The MIG21 user login name and the memo date are shown together with the comment Additionally the MIG21 user s last first names are shown if they are available The memo date is displayed according to user settings they are shown under Presets link The Comments field has a link to a new page where memos are shown entirely in a wider field 04 December 2007 MIG21 Future Fund NAV 61 280 737 00 EUR Rule long description Position Exposure 22808 _b 784 Comment this result Save Comments 0708 2009 15 26 01 mwa2 Ryan Erycson my comments 06 04 2008 09 00 01 MIGSYS Corrections PoeCheckDetaildent 1462 eee a Version 7 1 2009 Top Print This page contains memos and less result rule details The comments entered for the actual date are shown in bold To return to the detailed results view from this page there is a button beneath the input field Comment this result Add memo In order to add a memo the user should have the Memo Edit user right Details of the user rights can be found in the MIG21 Guardian documentation Note In MIG21 all comments which the user enters for a certain date of the particular life cycle of the result are saved in one field in the database This field can contain a maximum of 4000 bytes User receives the message if
44. ucture e Filter see Filtering and Sorting and e Results View The Results View relates to a fund and the selected date and displays all available results The results on the Results View can be shown using the Overview ON or Overview OFF mode familiar from MIG21 Admin The mode is set for MIG21 Web by the administrator e Overview ON main results and sub results are shown in MIG21 Web Sub results are shown per main result the symbol next to the main result on the page FundResults e Overview OFF only sub results are shown in MIG21 Web All sub results are shown together on the same page Main results are not available The following example shows all results With a number of rule breaches there are sub rules where the breach can occur This is indicated by the symbol Overview ON mode is switched ON Clicking on this symbol reveals the sub rule s result s Clicking on the different symbols displays the Detailed Results View Life cycle MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH E 19 Results View fed i AN results for MiG 7 Bond Fund T on 03 09 2007 MIG21 Bond Fund 1 NAY 63 371 593 6 EUR Rule ID Status Days Rule long description Exposure Sort Be 2 w w 5941 Ongoing G Avg duration deviation 15 000 PRC of index relative 0 11172 Ongoing G 3 10 investments Ets 566 and 732 22 9 Gj 11203 G Min rating BBB 2 0 11204 Ongoing 3 Weighted maturity
45. web sil Prompt g are on pour organization s intr EJ Userdata persistence l Disable Security level for this zone Enable Scripting Custom Active scripting Custom settings To change the setting To use the r ecommen Disable El Prompt A Man naeta NET TE an Reset custom settings Reset to Medium low Reset Custom OI Ea a E a Ed MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH SEEN En Basic Elements 4 Overview Calendar Presets This button is used for Back button navigation in MIG21 Web if the standard Back button in a browser is not available Note please pay attention that when the user changes the values of the page elements Number of results per page Search or Filter and then clicks on the embedded Back button or browser s Back button the values of the listed page elements are not changed but the page results are changed In this case the user has to click the Back button once more Each entry in the menu links to the following pages Start see chapter Login J Overview 06 09 2007 Search J e 1 to 10 of 28 items igi a and om Overview ee 804 MIG21 Bond Fund 815 MIG21 Bond Fund 1 846 MIG21 DAX Tracker Fund 825 MIG21 Demo Bonds Fund 1 see chapter Results Overview lt vrais res 857 MIG21 Demo Index Fund 2 824 MIG21 Demo Stocks
46. yright 1999 2010 Princeton Financial Systems GmbH mn D IN ra 23 Results View E T A E E E is integrated into the detailed results view and is divided into the following sections e General e Breach start e Breach maximum e Breach end Life cycle overview General Status Hew Rule ID 15910 Number of days 1 Number of MAM days 1 Breach start start date Se 2007 Exposure 9 7 Breach maximum Date oe f200F Exposure 9 7 Breach end End date Exposure Comments 2008 03 18714 51 57 mig21 comment The following Information can be found within the General section e Status New Ongoing Resolved e Rule ID e Number of days length of breach e Number of NAV days The following information can be found within the Breach start Breach maximum and Breach end sections Date e Exposure LA E Pi MIG21 Web 7 1 Copyright 1999 2010 Princeton Financial Systems GmbH Results Overview 24 SEEN EH 7 2 Fund Information Page This individual view of a fund is divided into e Menu see Menu Structure and e Fund View The number of checked rules can be seen next to the fund name The fields are e Name Name of the fund e Fund ID and e NAV value of the fund The fund information page shows the selected fund with all fund and checking unit attributes The attributes shown on the fund info page are configurable This configuration is performed by the adm
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