eListing – Designated Sponsor - Member Section
Contents
1. All search results are shown on our web site boerse frankfurt com Search Business Newsletter Subscribe Manage Profile Follow us on FEER Latest Reports Annual report Interim reports Corporate responsibilit Deutsche B rse AG eListing Designated Sponsor User manual 26 11 2013 Use Page 4 2 Select Xetra Member Section Deutsche B rse AG 55 00 9 Home Contact Regulation Training AS PycckwA Deutsche Version Mv DEUTSCHE BORSE Investor Corporate Thursday 21 Nov Q Ld un relations responsibility 18 16 53 CET More Logins DA Xetraicash market Market Data Services Technology Text Search BrainTrade file service Host file service File service EEX Search eon pu i MEss bettas TAC Advanced Search 9 150 Xetra Member Section Trice online Xentric inside Thursday 21 11 2013 WSS Online Plus Login 09 00 11 00 13 00 1500 17 00 Market Indicators DAX 007 9 19603 Training Clearstream MDAX 0 57 16 099 10 Training CBF file service Internet hotline HE MIL EH Tel 49 0 69 2 11 1 16 70 SDAX 0 34 6 734 98 File service custody Mon Fri 9 a m 6 p m CET Euro Stoxx 50 0 10 3 044 27 info deutsche boerse com Contact Risers Fallers DAX Commerzbank 3 46 AG Deutsche B rse Imprint Disclaimer Privacy Policy Trademarks t e Search RWE AG St 2 94 Extended Search ThyssenKrup 4 1 91 PI lect J K S Aktieng 4 1 67 ease select All search results are shown2. D DUD The application for a mandate as Designated Sponsor consists of four steps 1 Check security 2 Select type of application 3 Enter details 4 Check and submit Deutsche B rse AG eListing Designated Sponsor User manual 26 11 2013 Applications User Interface Page 11 1 Check security Enter the ISIN for the security in the appropriate space The system now compares the information with the information held by the WSS Database for the relevant ISIN Thursday Nov 21 2013 18 41 41 CEST mt nr Applications Portfolio management Administration New application Check security master data ISIN New application ek security peo Check security i Please enter the ISIN of the security you want to apply for The system will check the availability of the security s master data and status Choose application type j i ISIN Enter application details DEODD e Review and File Deutsche B rse Imprint Disclaimer Privacy Policy Terms of Use Regulation Trademarks 2 Select type of application You are offered various application options depending on the status of the security Please select Designated Sponsor Assignment Thursday Nov 21 2013 pd QE ET grees Applications Portfolio management Administration BABA CEST New application Choose pe of application New application type of apr Check security i Forint on the status of the security different application
3. of application Date of last notification Priority 0 Standard 4 Export All csv Preliminary 27 To Do s 0 Terminations 0 Approvals 49 Refusals 0 Withdrawals 0 New application Downloads Advanced search footer Deutsche B rse Imprint Disclaimer Privacy Policy Terms of Use Regulation Trademarks The above diagram shows the eListing user interface At the meta level you can log in and out search for help and switch between English and German If you hover with the mouse over your name you will see your contact details In the footer you will find information about the permitted use of the website imprint disclaimer data protection terms and conditions of use governing legislation and copyright Deutsche B rse AG eListing Designated Sponsor User manual 26 11 2013 Applications User Interface Page 8 Applications User Interface DEUTSCHE BORSE nme T P puer ad GROUP Applications Portfolio management Administration Under the Applications tab you will find Applications Submitted New Application Downloads and Expanded Search Under Applications Submitted you can see all the applications you have made First you will see the number of applications in the folder you have selected Number of Results The latest application is always shown first If you prefer to see the applications in alphabetical order you can selec
4. to take effect as well as your member ID and follow the instructions as in Chapter 4 1 Application for a mandate as Designated Sponsor Application for a mandate as Designated Sponsor described
5. types will be offered Please choose the type of your Choose application type de o Type of application Enter application details Designated Sponsor Assignment Review andFile Deutsche B rse Imprint Disclaimer Privacy Policy Terms of Use Regulation Trademarks Deutsche B rse AG eListing Designated Sponsor User manual 26 11 2013 Applications User Interface Page 12 3 Enter details Now enter the date on which you wish your application to take effect and your member ID Designated Sponsor on behalf of a third party Any approved Xetra Participant can act as a Designated Sponsor on behalf of another Xetra Participant The relationship must be reported to Deutsche B rse AG by the Xetra Participant and by the Designated Sponsor By choosing Application by you can choose who issued you with the mandate to act as Designated Sponsor for a specific security Any Xetra Participant approved as a Designated Sponsor can be chosen as a mandator Once the application has been successfully submitted the mandator must confirm it Only then will the application be processed 3 A 1 x Thursday Nov 21 2013 pd Fees at Applications Portfolio management Administration MEET New application re Designated Sponsor Assignment ISN New application g P ili Hame of issuer Check security Effective Date 22 11 2013 Issuer Country Choose application type United States 1 E 3 Enter application det
6. 8 trillion compared to EUR 11 1 trillion in October 2012 More Deutsche B rse AG publishes results for the third quarter of Investors Our website for investors boerse frankfurt de Structured products zertifikateboerse de The Berlin based exchange for private investors tradegate de Xetra market data with exclusive real time analytics enhanced Effective 25 November 2013 more than 40 order and trade related analytics will be calculated for all 160 index constituents of DAX MDAX TecDAX and SDAX More Deutsche B rse Photography Prize 2014 Career Contact Regulation Training Media relations Hews 19 11 2013 Deutsche B rse enhances Xetra market data offering with exclusive real time analytics 14 11 2013 Deutsche B rse Photography Prize 2014 shortlist announced 13 11 2013 Subscription launch of PORR bond 12 11 2013 Corporate Governance makes future difference for private equity industry AX in China study says 12 11 2013 New SPDR equity index ETF launched on Xetra 11 11 2013 ATON bond now tradable in Prime Standard for corporate bonds 08 11 2013 Deutsche Version Pycckwia Thursday 21 Nov 18 11 50 CET Text Search Search Advanced Search Please select Contact Internet hotline Tel 49 0 69 2 11 1 16 70 Mon Fri 9 a m 5 p m CET info deutsche boerse com Price Search Name ISINAWKN Extended Search Please select v
7. DEUTSCHE BORSE mp d F User manual eListing Designated Sponsor Stand 26 11 2013 Deutsche B rse AG eListing Designated Sponsor User manual 26 11 2013 Table of contents Page Table of Contents 1 2 1 2 2 2 3 2 4 2 5 4 1 4 2 5 1 5 2 Introduction s s n erna re EE EE ERE Ej AEA me 1 I 1 Terms and conditions of USE ss svimma Lett rient siepe ox E areae baa bd re acd 1 Technical Requirements 0 EE enne nennen nn 1 Data Protection ecce Leere E RR RE EA tan Dd n Ep d e ui TERRE FRE EERAS NV YR apes 2 ACCESS m 2 Login Registration uunnsennnennnnennnennnnnnn ann nn nn mene mene mene nnne nnne rene nene nene nne nnn 2 eListing User INterf Ce s ss ss ssosa susse nean nnn nnn nn enn nena n n n n an 7 Applications User INterfaCC reeersssrsrssrrssessessrsreanen nnne nennen nnn nnn nnn n nn 8 Application for a mandate as Designated Sponsor ssssssseee eee eee rer rer rr rna 10 Termination of mandate as Designated Sponsor sssssssseem mme 13 Portfolio Management Designated Sponsor eeenene nnn nnn 17 Designated Sponsor rer Dad kan 17 Designated Sponsor Pool eier 18 2 1 2 2 Deutsche Borse AG eListing Designated Sponsor User manual 26 11 2013 Introduction Page 1 Introduction The purpose o
8. Review and File Investment unit funds Type of application Designated sponsor deassignment Previou Next gt Cancel File application Effective Date 21 11 2013 Deutsche B rse Imprint Disclaimer Privacy Policy Terms of Use Regulation Trademarks 4 Check and submit Please recheck the data you have provided to make sure they are correct If there are no errors please read and accept the Terms and Conditions of Use of Deutsche B rse AG By clicking on Submit application your application will then be submitted and checked Thursday Nov 21 2013 ut DEUTSCHE B RSE Applications Portfolio management Administration 18 54 44 CEST New application New application Review and file application Check security DM Au Name of issuer Choose application type Issuer Country Ireland Enter application details Type of security Investment unit funds Review and File ee n Type of application Designated sponsor deassignment Effective Date 21 11 2013 V I have read and accepted the Terms of Use Next Cancel File application Deutsche B rse Imprint Disclaimer Privacy Policy Terms of Use Regulation Trademarks 5 14 Deutsche B rse AG eListing Designated Sponsor User manual 26 11 2013 Portfolio Management Designated Sponsor Page 17 Portfolio Management Designated Sponsor pd iH eid ond Applications Portfolio management Administration Designa
9. ails Member ID Type of security Share certificate 4 representing shares Delegate From Type of application Designated sponsor assignment Review andFile Effective Date 22 11 2013 l Next gt Cancel Deutsche B rse Imprint Disclaimer Privacy Policy Terms of Use Regulation Trademarks 4 Check and submit Please recheck the data you provided to make sure they are correct If there are no errors read and accept the Terms and Conditions of Use of Deutsche Borse AG By clicking on File application your application will be sent and checked 4 2 Deutsche B rse AG eListing Designated Sponsor User manual 26 11 2013 Applications User Interface Page 13 Thursday Nov 21 2013 pd DEUTSCHE B RSE Applications Portfolio management Administration et New application un Review and file application New application pr Check security lain me Hame of issuer Choose application type Issuer Country United States Enter application details Type of security Share certificate representing shares Review and File GM Type of application Designated sponsor assignment Effective Date 22 11 2013 I have read and accepted the Terms of Use Next Cancel File application Deutsche B rse Imprint Disclaimer Privacy Policy Terms of Use Regulation Trademarks Termination of mandate as Designated Sponsor The mandate can only be terminated if you have pr
10. ch we need to continue processing your application If the information is not provided the application will no longer be processed Processing of application completed The application has been processed Please wait for refusal or acceptance Om Refusals Withdrawals Your application has been refused or withdrawn by you Under status you can see the exact reason for the refusal withdrawal BEE Approval Your application has been approved The security is listed as of the date of the listing confirmation application of incorporation or will be cancelled on the final day of trading termination You can also export all the listed applications as an Excel file 4 1 Deutsche B rse AG eListing Designated Sponsor User manual 26 11 2013 Applications User Interface Page 10 Application for a mandate as Designated Sponsor All credit institutions and financial service companies admitted to trading in Xetra can be approved as Designated Sponsors This requires the conclusion of a valid contract with Deutsche B rse AG Once approved you can apply to be Designated Sponsor of a particular security The requirements are as follows It is necessary to present an ISIN that is known to the WSS The security must be eligible for trading and capable of being processed in Xetra The details of the Designated Sponsor application must be complete Your company is not yet registered as Designated Sponsor for this security
11. ed Sponsor please choose from the List in Xetra Designated Sponsoring the ISIN of the relevant security Select Designated Sponsor Deassignment as application type and proceed with the steps described in chapter 4 2 Termination of mandate as Designated Sponsor 5 2 Deutsche B rse AG eListing Designated Sponsor User manual 26 11 2013 Portfolio Management Designated Sponsor Page 18 Designated Sponsor Pool When the last Designated Sponsor for a particular security terminates their mandate the security goes into the Designated Sponsor Pool icati xta Thursday Nov 21 2013 mt ER PNE Applications Portfolio management Administration eGPesyezmi Portfolio management Open Market Xetra Frankfurt 2 Number of results 2 10 vw ISIN Issuer Type of security End Date Prime Standard for Corporate Bonds 0 Share certificate representing shares 22 11 2013 Entry Standard 0 Share certificate representing shares 25 11 2013 Shares 0 Non Shares 0 Export All csv Quotation Board 0 Shares 0 Non Shares 0 Fonds 0 Termination Pool 23 Change of bond category 0 Change of fund cluster 0 Xetra Designated Sponsor 70 Designated Sponsor Pool 2 Deutsche B rse Imprint Disclaimer Privacy You may apply to be Designated Sponsor for the securities in the pool Click on the ISIN of the security for which you require a mandate Now enter the date on which you wish your mandate
12. eviously concluded a contract as a Designated Sponsor A Designated Sponsor may terminate their mandate for specific securities by giving notice of ten days of stock exchange trading Prior to the expiry of a reasonable deadline but usually no earlier than twenty days of stock exchange trading an approved company may not act again as a Designated Sponsor for securities for which it has terminated its mandate To terminate Designated Sponsoring for a security please follow these four steps 1 Check security 2 Select type of application 3 Enter application details 4 Check and submit Deutsche B rse AG eListing Designated Sponsor User manual Applications User Interface 1 Check security 26 11 2013 Page 14 Should you wish to terminate your mandate as Designated Sponsor please click on Portfolio Management and choose from the List in Xetra Designated Sponsoring the ISIN of the relevant security Alternatively you can enter the ISIN for the security in the appropriate field The system now compares the information with the information held by the Security Service System WSS for the relevant ISIN DEUTSCHE BORSE GROUP Open Market Xetra Frankfurt 2 Prime Standard for Corporate Bonds 0 Entry Standard 0 Shares 0 Non Shares 0 Quotation Board 0 Shares 0 Non Shares 0 Fonds 0 Termination Pool 23 Change of bond category 0 Change of fund cluster 0 Xetra Desig
13. f this manual is to make it easier to understand and use the electronic securities tool hereinafter eListing specifically for placing and terminating Designated Sponsor Instructions Use of eListing is free of charge Use Terms and conditions of use The Terms and Conditions of the Member Section supplemented by the Terms and Conditions for the Use of the Online Service Electronic Tool for Securities eListing apply In the event of any discrepancies or contradictions the Terms and Conditions for the Use of the Online Service shall take precedence over those of the Member Section The link to the Terms and Conditions of the Member Section can be found in the footer on the home page of the M ember Section eListing is provided by Deutsche B rse AG DBAG Mergenthalerallee 61 65760 Eschborn Technical Requirements To use the web services we recommend Microsoft Internet Explorer up to version 8 0 or Firefox At present Internet Explorer 9 0 can also be used in compatibility mode Other browsers such as Opera or Safari are not currently supported S For optimum presentation we recommend a screen resolution of 1280 x 1024 pixels fS Important note In order to use the technical services of Deutsche B rse AG you must first activate SSL Secure Socket Layer in Internet Explorer J ava Script is also required to manage user settings You can also find the latest technical requirements for the best use of the Member Sec
14. nated Sponsor 70 Designated Sponsor Pool 26 Applications Portfolio management Number of results 70 Portfolio management Administration lt lt lt 1 294567 gt gt gt Thursday Nov 21 2013 18 57 45 CEST ISIN Issuer Type of security Delegated Begin Date Share certificate representing shares Share certificate representing shares Share certificate representing shares Share certificate representing shares Share certificate representing shares Share certificate representing shares Share certificate representing shares Share certificate representing shares 11 11 2013 11 11 2013 11 11 2013 04 11 2013 02 04 2013 25 02 2013 05 02 2013 01 02 2013 01 02 2013 01 02 2013 01 12 2013 22 11 2013 Export All csv Deutsche B rse Imprint Disclaimer Privacy Policy Terms of Use Regulation Trademarks Deutsche B rse AG eListing Designated Sponsor User manual 26 11 2013 Applications User Interface Page 15 2 Select type of application To terminate your mandate as Designated Sponsor for a security select Designated Sponsor Deassignment Thursday Nov 21 2013 18 52 28 CEST mt ne ar Applications Portfolio management Administration New application DE Choose type of application New application ii Check security i Depending on the status of the security different applicati
15. on our web site boerse frankfurt com Price Search 3 eListing screen Deutsche Version Register Forgot password User password XETRA DEUTSCHE B RSE Technical Connection eXAS Trader Invoices amp OBO amp User IDs Fee Reports Welcome to the Xetra Member Section of Deutsche Contact us B rse G rou p Member Section Team Tel 49 69 211 1 78 88 3 E member section The Member Section provides admitted members with market relevant and member deutsche boerse com specific information and offers useful services for the maintenance of technical 9 48 Uhr MEZ connections and exchange trader admissions Via this portal users also have access to electronic listing processes and the securities information service Login User Password AL you want to register Virtual tour her cas Change to Login WSS Online through the Xetra Member Section The video takes you to the Xetra Member Section on an introductory walkthrough Learn about the new features and familiarize yourself with the changes Deutsche B rse AG eListing Designated Sponsor User manual Use 4 Login 26 11 2013 Page 5 You can log in either at the meta level or in the login area of eListing meta level n Register Forg DEUTSCHE B RSE GROUP Technical Connection eXAS Trader QBO amp User IDs Invoices amp Fee Reports XETRA eListing eListing Here you can find useful information fo
16. on types will be offered Please choose the type of your application Choose application type Type of application Enter application details Designated Sponsor Deassignment O Inclusion to Open Market lt Previous Next gt Cancel File application Deutsche B rse Imprint Disclaimer Privacy Policy Terms of Use Regulation Trademarks 3 Enter application details Now choose the date when the Designated Sponsor Termination is to take effect Please observe a period of notice of at least 10 days of stock exchange trading If there are no additional Designated Sponsor mandates for the security the security will be delisted in Xetra at the end of the notice period These securities will be displayed in the Designated Sponsor Pool in Portfolio Management If another person should decide to act as Designated Sponsor for this security within the notice period the delisting will be aborted and the security will be removed from the pool Deutsche B rse AG eListing Designated Sponsor User manual 26 11 2013 Applications User Interface Page 16 Thursday Nov 21 2013 18 53 25 CEST Pad hag ne Applications Portfolio management Administration New application A Designated Sponsor Deassignment ISIN New application 3 i Hame of issuer Check security Effective Date 21 11 2013 fl Choose application type Issuer Country Jd E 3 Enter application details Ireland 4 Type of security
17. r corresponding access for his colleagues hereinafter referred to as Users Users who require access should apply to the central coordinator in their company Should you require further information please click on the following link to the Member Section Help for Member Section Login Registration To use eListing please log in at the Member Section of the Deutsche B rse Group Alternatively you can complete the following steps Deutsche B rse AG eListing Designated Sponsor User manual Use 26 11 2013 Page 3 1 Go to the website of the Deutsche Borse Group www deutsche boerse com On the right of the home page select log in Now click on more logins Deutsche B rse AG 55 00 DEUTSCHE BORSE GROUP hursday 21 11 2013 9 200 3 150 09 00 11 00 13 00 1500 17 00 Market Indicators DAX 0 07 MDAX 0 57 TecDAX 0 34 SDAX 0 34 Euro Stoxx 50 amp 0 10 9 196 08 16 099 10 1 135 29 6 734 88 3 044 27 Risers Fallers DAX Commerzbank 4 AG RWE AG St ThyssenKrup 4 K S Aktieng amp About us Investor relations Home Home Corporate responsibility Welcome to Deutsche B rse Group Overview Investors Indices Cash market and listing Market data gt More Group Clearstream s activity figures In October 2013 the value of assets under custody held on behalf of customers registered an increase of 6 percent to a record EUR 11
18. r the inclusion of securities in the Quotation Board and in the Entry Standard with the exception of structured products and for the use of the electronic tool for securities eListing Electronic tool for securities This user guide is intended to give ypu a detailed description of eListing Md Entry Standard Additional documents are required for the inclusion of shares certificates representing shares and bonds into the Entry Standard More Open Market Circulars Find the last published Open Market circulars here For older circulars please go to our archive Imprint Data privacy Terms of use Technical requirements Here you will find useful information about the performance of securities on the open market My Profile Contacts Xetra Resources eListing Contact us 7 Help for this page FAGs eListing you want to register Change to Login WSS Online Quicklinks General Terms and Conditions Exchange like Markets Issuer Data Form Xetra Participants Xetra Frankfurt Specialists Listing Partner Search as well as some quick links which you may find interesting Deutsche B rse AG eListing Designated Sponsor User manual 26 11 2013 Use Page 6 5 Open Market screen To go to eListing click on Open Market My Profile Inbox Q DA NER Technical Connection eXAS Trader Invoices amp Canim Xetra QBO amp User IDs Fee Reports Resources GROUP Open Market g He
19. re you can find useful information for the inclusion of securities in the Quotation Board and in the Entry Standard with the exception of structured products and for the use of the electronic tool for securities eListing Electronic tool for securities This user guide is intended to give you a detailed description of eListing More Entry Standard Quicklinks Additional documents are required for the inclusion of shares certificates Exchange like Markets representing shares and bonds into the Entry Standard M More Xetra Participants Frankfurt Specialists Listing Partner Search General Terms and Conditions Issuer Data Form Open Market Circulars Find all published Open Market circulars here Imprint Data privacy Terms of use Technical requirements eListing will now open in a separate window Deutsche B rse AG eListing Designated Sponsor User manual eListing User Interface eListing User Interface DEUTSCHE BORSE att 1 pd GROUP Applications Portfolio management 26 11 2013 Page 7 Administration eListing is divided into the following areas 1 Applications 2 Portfolio Management 3 Administration eListing meta level Deutsch Refreshuser Logged in as Help Logout mt Bev eee DUREE Applications Portfolio management Administration Application Inbox Number of results 0 Application Inbox Thursday Nov 21 2013 18 37 29 CEST 10 v ISIN Issuer Type of security Type
20. t this option by selecting the arrows in the appropriate category You can also choose how many applications you wish to see displayed on each page Up to 200 results per page can be viewed For each application you can see the ISIN issuer type of security type of application segment status and depending on the folder the date of the last message status details or confirmation of listing If you click on one of the ISINs you can again view all the details you entered in the relevant application Types of securities are shares share certificates debentures subscription warrants participation certificates drawing rights and units of participation in investments funds There are various types of application incorporation incorporation exchange amendments withdrawals change of investment type change of fund cluster instructions as a Designated Sponsor and terminations Deutsche B rse AG eListing Designated Sponsor User manual 26 11 2013 Applications User Interface Page 9 Status In Applications Submitted you can see an overview of the status of your applications Status reports are as follows Application submitted The application has been received and is waiting for processing by the Deutsche B rse Group FB Application processing The application is being processed by the Deutsche B rse Group Please wait for further information EEE Supply missing data Please provide the missing information whi
21. ted Sponsor Portfolio Management has two areas Designated Sponsor and Designated Sponsor Pool Under Designated Sponsor you can see all the securities for which you were awarded a mandate as Designated Sponsor S ee n er n Thursday Nov 21 2013 mt Presses Applications Portfolio management Administration A E Portfolio management Open MarketXetra Frankfurt 2 Number of results 70 lt lt lt 1234567 gt gt gt Prime Standard for Corporate ISIN Issuer Type of security Delegated un late Bonds 0 Entry Standard 0 Share certificate representing shares 11 11 2013 Shares 0 Non Shares 0 OP Share certificate representing Shares 0 shares Non Shares 0 04 11 2013 01 12 2013 cre c Share certificate representing Termination Pool 23 shares Change of bond category 0 25 02 2013 Share certificate representing 11 11 2013 shares 11 11 2013 02 04 2013 Change of fund cluster 0 Share certificate representing shares 05 02 2013 22412013 Ae Share certificate representing 01 022013 shares DOG Designated Sponsor 70 T Designated Sponsor Pool 28 Share certificate representing 01 02 2013 shares Share certificate representing 01 02 2013 shares 4 1234557 Export All csv Deutsche B rse Imprint Disclaimer Privacy Policy Terms of Use Regulation Trademarks Should you wish to terminate your mandate as Designat
22. tion on our website http member deutsche boerse com gt Technische Anforderungen Technical Requirements 2 3 2 4 2 5 Deutsche B rse AG eListing Designated Sponsor User manual 26 11 2013 Use Page 2 Should you have any problems with these technical requirements please contact your company s systems administrator Timeout For security reasons all open sessions in the Xetra Member Section shut down after a certain time After one hour of inactivity or 8 hours after logging in you will receive a message In such a case close all browser windows and log in again Data Protection The companies of the Deutsche B rse Group are aware of the importance of the personal data entrusted to them When processing personal data the protection of your privacy is important to us which we take into consideration in all our business processes Personal data are captured processed and used solely in compliance with the rules on data protection in force in the country in which the entity responsible for the date processing has its registered office You can find more information about data protection here Access eListing is available to all companies and stockbrokers who are admitted to trading on the FWB and have been given access to stock exchange data processing systems Companies authorized to take part are hereinafter referred to as Participants Following successful registration a participant can apply fo
Download Pdf Manuals
Related Search