Reporting guideline - Deutsche Börse Market Data + Services
Contents
1. Dissemination Agreement Therefore the Contracting Party shall be obliged to implement and maintain a reliable Entitlement System for the tracking of all Access IDs entitled provided that the Information concerned is permitted to be onward disseminated within a Closed User Group only As far as due to technical reasons no complete Entitlement System for the tracking and administration of the Access IDs entitled at the Subscribers is possible the Contracting Party shall at least on a quarterly basis request from the relevant Subscriber the provision of an Honesty Statement confirming the number of Access IDs entitled for Information The obligations of the Contracting Party regarding the request for Honesty Statements are stipulated in more detail in Section 11 of General Terms and Conditions to the Market Data Dissemination Agreement of Deutsche B rse AG 4 3 Reporting area in MD S interactive Deutsche B rse AG has set up a reporting area in MD S interactive on the Internet particularly designed for the electronic Reporting The login can be found at MD S interactive contractmanagement Version 6 1 Reporting Guideline to the Market Data Dissemination Agreement of Deutsche B rse AG 15 Reports may be uploaded Upload CSV report or Upload VARS report and the current status of the reports already uploaded may be examined In the next window the Browse button can be used to access the local drive select the corresponding report file a2. AG or its Service Facilitators has the direct technical control of access to and or use of Information and is able to directly determine the number of the Units of Count The Product Code SMGL2SDF identifies the display of the Information for the Information Product Spot Market Germany Frankfurt Xetra Level 2 to Subscribers without automatic updating function via uncontrolled Access e g via Data Feed With uncontrolled access the Contracting Party or its Service Facilitator does not have a direct technical control of access and or use of Information The Contracting Party of Deutsche B rse AG is not able to determine the number of Units of Count without assistance of the recipients of Information A list of the Product Codes is available on the Internet under www deutsche boerse com mds _e 2 4 Subscriber Code The Subscriber Code is to be assigned by the Contracting Party in accordance with its own needs without the involvement of Deutsche B rse AG The Subscriber Code identifies n the Location of a Subscriber or n the Location of a Sub Vendor or n a Displaying Party or n in case of Reporting per Physical User ID the location of the Subscribers reportings directly to Deutsche B rse AG The Subscriber Code is unique and consists of up to 10 characters see Section 3 2 2 for instance XYZ26438h 2 5 Sequence Number In both Usage Based Reporting and Subscriber Based Reporting the reports are assigned a sequence
3. Data Dissemination Agreement of Deutsche B rse AG 3 1 Objectives of Electronic Reporting The Contracting Parties of Deutsche B rse AG receive Licensed Information on the basis of the Market Data Dissemination Agreement entered into with Deutsche B rse AG In addition the Market Data Dissemination Agreement grants the Contracting Parties of Deutsche B rse AG the right to onward disseminate the Information to internal Users and or to Subscribers as well as to place Information into the website of a Displaying Party Webhosting In case of the onward dissemination of Real time and or Delayed Information to Sub Vendors and Displaying Parties there is always a reporting obligation in addition to the approval and notification obligations via the online system MD S interactive In case of the onward dissemination of Information to Users the following shall apply Provided that the Information concerned may be onward disseminated within an Open User Group the Contracting Parties of Deutsche B rse AG are not obliged to participate in electronic Reporting In this case the Reporting Guideline does not apply However if the Information concerned may only be disseminated within a Closed User Group the Contracting Parties of Deutsche B rse AG have to participate in the electronic Reporting even if the Information is only used for own purposes of the Contracting Parties of Deutsche B rse AG In this case the Market Data Dissemination Agree
4. Sub Vendor receive Information for its Internal Usage from Information Suppliers other than Deutsche B rse AG the Contracting Party will notify to Deutsche B rse AG the Subscriber Codes of its Information Suppliers concerned via MD S interactive 2 7 5 Reporting of Subscribers with Direct Reporting to Deutsche B rse AG If a Subscriber of the Contracting Party reports its Internal Usage directly to Deutsche B rse AG the Contracting Party has to report the Subscriber Codes affected with special Product Codes which only apply for such cases and do not lead to Data Fee billing The Contracting Party will be informed by Deutsche B rse AG of such cases via MD S interactive The rules set out in Sections 2 7 1 and 2 7 2 respectively apply to the number of Access IDs to be reported Version 6 1 Reporting Guideline to the Market Data Dissemination Agreement of Deutsche B rse AG 11 2 8 How Subscriber Based Reporting is set up According to international standards for Subscriber Based Reporting two different forms of Reporting are to be distinguished n An Inventory Report contains the total inventory of all Subscriber Codes and all Product Codes on a certain reference date n A Movement Report contains all the changes which have occurred since the last report Inventory or Movement Report Deviating from such international standards Deutsche B rse AG as a rule only requests Movement Reports As anew customer the Contracting Party should a
5. number If the Contracting Party uses the Reporting area in MD S interactive see Section 4 3 consecutive sequence numbers will be automatically assigned upon upload of a new report In the event that the Contracting Party is submitting both Usage Based Reporting and Subscriber Based Reporting the sequence numbers will be assigned separately Version 6 1 Reporting Guideline to the Market Data Dissemination Agreement of Deutsche B rse AG 6 2 6 How Usage Based Reporting Functions If the Contracting Party meets the prerequisites for Usage Based Reporting it will be required to record the number of individual quote requests per month per Product Code This Information must be submitted to Deutsche B rse AG by the Contracting Party in a Usage Based Report at the end of each month before the Reporting Deadline has expired in accordance with Section 14 4 of the General Terms and Conditions to the Market Data Dissemination Agreement of Deutsche B rse AG A change from Usage Based Reporting to Subscriber Based Reporting shall only be possible in case of permanent disentitlement i e after a period of at least one calendar month A Usage Based Report must contain the following Information relevant for the calculation of variable remuneration n the Vendor Code n the date and time when the report was created n the calendar month to which the report applies for example 01 04 2004 till 30 04 2004 and n the total individual quote request co
6. question or has been finally disentitled before the end of the month in question The same shall apply to the assignment of Physical User IDs for the Internal Usage of the Contracting Party see Section 2 7 4 Subscriber Based Reporting also applies if the Contracting Party makes available Delayed Information on the websites of Displaying Parties or if the Contracting Party disseminates Information onward to Sub Vendors 2 1 Which Method Applies The Reporting method depends primarily on the means by which the Licensed Information is onward disseminated n Usage Based Reporting is required if Real time Information is disseminated to Private Individuals and charged per individual quote request n Subscriber Based Reporting is required in all other cases Should the mode of the onward dissemination of Information not fall into only one of the above mentioned categories it may be necessary to utilize both Reporting methods 2 2 Vendor Codes Both Usage Based Reporting and Subscriber Based Reporting use Vendor Codes in order to identify the Contracting Party of Deutsche B rse AG which has drawn up the respective report Contracting Parties which have not yet received a Vendor Code are requested to get in touch with the contact at Deutsche B rse AG who is responsible for electronic Reporting They will be assigned a unique Vendor Code which must be used for identifying their electronic reports Only in exceptional cases a Vendor Code w
7. 234 Frankfurt a M Germany and the effective date 10 04 2004 Also the Product Codes SMGL2ST and ERXL2ST each with the number 3 respectively and also with the effective date 10 04 2004 and the new Subscriber Code XBANKNY1 with address data X Bank International 150 Z Street 1006 New York City USA the effective date 15 04 2004 and the Product Code ERXL2SDF with the number 2 SBM VN1 20040506 133000 20040401 20040430 4 XBANKFFM1 20040410 SMGL2ST 3 3 X Bank AG Y StraBe 17 61234 Frankfurt a M Germany Peter Miuller 069 123 45 67 Version 6 1 Reporting Guideline to the Market Data Dissemination Agreement of Deutsche B rse AG 8 XBANKFFM1 20040410 ERXL2ST 3 3 X Bank AG Y StraBe 17 61234 Frankfurt a M Germany Peter Miuller 069 123 45 67 XBANKNY1 20040415 ERXL2SDF 2 2 X Bank International 150 Z Street Finance Building Suite 42 9th Floor 10006 New York USA NY Linda Jones 01 9876 5432 2 7 1 2 Change of Address As soon as the address of a Location of a Subscriber changes the Contracting Party must report this by transmitting the Subscriber Code together with the new address data Example The Frankfurt Location of the Subscriber X Bank has a new address from 10 May 2004 The Contracting Party reports Subscriber Code XBANKFFM1 with address data X Bank AG Z StraBe 7 61122 Frankfurt a M Germany and the effective date 10 05 2004 SBM VN1 20040603 133000 200
8. 40501 20040531 2 XBANKFFM1 20040510 X Bank AG Z StraBe 7 61122 Frankfurt a M Germany Peter Miller 069 123 45 67 2 7 1 3 Change in Inventory If the inventory at a certain Location has changed with regard to the Product Codes due to n a change in the number of Access IDs entitled or Physical User IDs assigned as the case may be for a Product Code n new Product Codes being added or n existing Product Codes being permanently disentitled In those cases the Contracting Party must report the changes regarding the inventory by entering the Product Code the date and the scope of the changes as well as the new inventory with regard to the Product Codes into the report Reductions in inventory of Product Codes or in the number of Access IDs entitled or Physical User IDs assigned for a Product Code may only be reported when the respective Product Codes or Access IDs Physical User IDs have been permanently disentitled and not only temporarily i e for a period of less than one month Example The Frankfurt Location of the Subscriber X Bank has only two Access IDs as per 10 06 2004 with access to Information in Eurex Level 2 the third Access ID was permanently disentitled Simultaneously the number of Access IDs with access to Spot Market Germany Frankfurt Xetra Level 2 Information has risen to 4 In addition one Access ID has been entitled for the Information Product Spot Market Germany Frankfu
9. B rse AG will continue to support this format For the concrete content of the VARS Reports the above mentioned record descriptions for the Comma Separated Values Reports shall apply mutatis mutandis 4 Reporting Modalities If under the terms of the Reporting Guideline and the General Terms and Conditions to the Market Data Dissemination Agreement of Deutsche B rse AG the Contracting Party is obliged to participate in the electronic Reporting it shall upload the reports in Comma Separated Values or VARS Format in the Reporting area of MD S interactive In detail the following rules shall apply 4 1 Contact at Contracting Party of Deutsche B rse AG Reporting Guideline For the direct contact between Deutsche B rse AG and the Contracting Party the name of a contact who is responsible for carrying out the electronic Reporting in its company shall be indicated in MD S interactive Contract Management and shall be provided with writing rights Thereby this user will be authorized to upload the reports monthly via the online platform Deutsche B rse AG will liaise with this contact by telephone or by e mail on all issues relating to electronic Reporting in the future 4 2 Control of the Number of Access IDs Physical User IDs The correct administration of the Access IDs entitled at the Contracting Party and its Subscribers for Real time Information is a prerequisite for a proper Reporting in accordance with the terms of the Market Data
10. _ Reporting Guideline to the Market Data Dissemination Agreement of Deutsche Borse AG Effective as of 1 January 2015 Version 6 1 Contents 2 1 2 2 2 3 2 4 2 5 2 6 2 7 2 7 1 2 7 1 1 2 7 1 2 2 7 1 3 2 7 2 2 7 3 2 7 4 2 7 5 2 8 Objectives of Electronic Reporting Methods of Reporting Which Method Applies Vendor Codes Product Codes Subscriber Code Sequence Number How Usage Based Reporting Functions How Subscriber Based Reporting Functions Subscriber Based Reporting for Subscribers New Subscriber Change of Address Change in Inventory Subscriber Based Reporting for Sub Vendors Subscriber Based Reporting for Displaying Parties Subscriber Based Reporting of Internal Usage Reporting of Subscribers with Direct Reporting to Deutsche B rse AG How Subscriber Based Reporting is set up DEUTSCHE BORSE GROUP Page OMDANDAMNAWDWA AAA HA w os O OQO Version 6 1 3 1 3 2 3 2 1 3 2 2 3 3 4 1 4 2 4 3 4 4 Reporting Guideline to the Market Data Dissemination Agreement of Deutsche B rse AG Formats Comma Separated Values Basic Structure Usage Based Reporting Subscriber Based Reporting Analog VARS Reporting Modalities Contact at Contracting Party of Deutsche B rse AG Control of the Number of Access IDs Physical User IDs Reporting area in MD S interactive Reporting Deadlines 11 11 12 12 13 14 14 14 14 14 15 2 Version 6 1 Reporting Guideline to the Market
11. c Reporting or have any general questions about this Guideline it may contact Deutsche B rse AG at any time 1 This applies for example to all Information Products with Delayed Information Details are regulated by Section 9 1 of the General Terms and Conditions to the Market Data Dissemination Agreement of Deutsche B rse AG Version 6 1 Reporting Guideline to the Market Data Dissemination Agreement of Deutsche B rse AG 4 2 Methods of Reporting Basically a differentiation is made between the following two methods of Reporting Usage Based Reporting Usage Based Reporting is a procedure in which the number of individual quote requests for each individual Information Product in the preceding calendar month is reported on a monthly basis Subscriber Based Reporting Subscriber Based Reporting is a procedure in which not only the Information Products are reported but also the Locations at which Access IDs are entitled for the Contracting Party or its Subscribers Within the frame of Section 14 4 of the General Terms and Conditions to the Market Data Dissemination Agreement of Deutsche B rse AG Subscriber Based Reporting permits retroactive corrections for earlier months In Subscriber Based Reporting only the adds and deletes during the Reporting period are to be reported Listing of individual Access IDs on a daily basis is possible if an Access ID has been entitled for the first time in the course of the month in
12. covers the total inventory as of 30 06 2004 based on the examples 2 7 1 1 2 7 1 2 2 7 1 3 2 7 2 and 2 7 3 ReportingExamples xls A summary of all above mentioned sample files as an Excel Workbook The individual Worksheets can be saved in Comma Separated Values format by selecting the file type CSV Comma Delimited in the menu File gt Save As Version 6 1 Reporting Guideline to the Market Data Dissemination Agreement of Deutsche B rse AG 3 2 Basic Structure The first line of the file serves to identify the report They contain in this order the following information Field Format Description Form of Report UB SBM or SBI Form of Reporting UB Usage Based Report SBM Subscriber Based Movement Report SBI Subscriber Based Inventory Report Vendor Code Up to 4 characters The Vendor Code of the Contracting Party creating the report Sequence Number Integer The sequence number of the report At first this field remains empty During the processing of the report the number will be assigned by MD S interactive Date of Creation Date in the format yyyymmdd The date on which the report was created Creation Time Time in 24 hour format hhmmss The time at which the report was created Starting Date Date in the format yyyymmdd In case of Movement Reports The first day of the calendar month to which the repor
13. heless be retained in accordance with Section 14 7 of the General Terms and Conditions to the Market Data Dissemination Agreement of Deutsche B rse AG Should errors occur during the processing of the report for which Deutsche B rse AG is not responsible the Reporting obligation has not been fulfilled and the Reporting Deadline must still be adhered to or may have already been exceeded An electronic report will not fulfill the stipulations of this Guideline if n it has not been structured correctly and completely n it contains invalid Product Codes n deviations occur when the check sums are reviewed and or n other irregularities are discovered which do not permit normal processing Xetra and Eurex are registered trademarks of Deutsche B rse AG
14. ill be changed In such cases Deutsche B rse AG will contact the Contracting Party concerned in a timely fashion so that there is sufficient time to adjust its systems accordingly 1 According to Section II Supplemental Provisions regarding the Dissemination of Information via Webhosting of the General Terms and Conditions to the Market Data Dissemination Agreement of Deutsche B rse AG Version 6 1 Reporting Guideline to the Market Data Dissemination Agreement of Deutsche B rse AG 5 2 3 Product Codes Both Usage Based Reporting and Subscriber Based Reporting use Product Codes in order to define the use of Information Each Product Code identifies clearly n the Information Product to which the activated Information belongs n whether the Information is displayed by individual quote request with automatic updating function or without automatic updating function whether the calculation of data fees is based on Physical User IDs the medium in which the Information is activated manner of dissemination controlled or uncontrolled and what type of customer is reported Subscriber Sub Vendor or Displaying Party z2 3 a Example The Product Code SMGL2SST identifies the display of the Information for the Information Product Spot Market Germany Frankfurt Xetra Level 2 to Subscribers without automatic updating function with controlled Access With controlled access the Contracting Party of Deutsche B rse
15. its own requirements This field must always be filled in Effective Date Date in the format yyyymmdd In case of Movement Reports this field must always be filled in It contains the date on which the change becomes effective For adds that is the date on which the relevant Access ID or Physical User ID has been entitled or assigned for the first time for disentitlements it is the first day on which the relevant Access ID Physical User ID is no longer entitled or assigned as the case may be This field must always be filled in In case of Inventory Reports this field will not be analyzed Product Code Up to 10 characters Product Code as provided by Deutsche B rse AG This field shall be left empty in the case of a change of address Change Integer The number of newly entitled or assigned as the case may be or definitively disentitled Access IDs Physical User IDs Disentitlements are indicated by placing a minus sign before the number This field shall be left empty in the case of a change of address and in Inventory Reports Inventory Integer New inventory of the Product Code for the respective Subscriber Code This field shall be left empty in the case of a change of address Subscriber Up to 60 characters Name of Subscriber or of the Contracting Party or its Affiliated Company This field can be left empty if the Subscriber is a Private Individual within the meaning of Sectio
16. laying Party Z Company starting on 10 04 2004 In accordance with Section 25 of the General Terms and Conditions to the Market Data Dissemination Agreement of Deutsche B rse AG the Contracting Party has the sole technical control over the Delayed Information The Contracting Party reports The new Subscriber Code ZCOMPFFM1 with address data Z Company Z StraBe 42 61234 Frankfurt a M Germany and the effective date 10 04 2004 Also the Product Codes SMGL1DP and ERXL1 DP each with the number 1 and also with the effective date 10 04 2004 SBM VN1 20040506 133000 20040401 20040430 3 ZCOMPFFM 20040410 SMGL1DP 1 1 Z Company Z StraBe 42 61234 Frankfurt a M Germany Michaela Maier 069 987 65 43 ZCOMPFFM 20040410 ERXL1DP 1 1 Z Company Z StraBe 42 61234 Frankfurt a M Germany Michaela Maier 069 987 65 43 2 7 4 Subscriber Based Reporting of Internal Usage The Subscriber Based Reporting of the Internal Usage of the Contracting Party shall be performed in accordance with Section 2 7 1 However special Product Codes apply Depending on the relevant Unit of Count as per Section 12 3 of the General Terms and Conditions to the Market Data Dissemination Agreement of Deutsche B rse AG the Contracting Party may only use either Product Codes for the reporting of Access IDs or Product Codes for the reporting of Physical User IDs Should the Contracting Party in its role as a Subscriber i e not as a
17. lways commence Reporting after the end of the first month with a Movement Report which contains all adds of that month An Inventory Report is not required as there was no inventory before the Market Data Dissemination Agreement came into effect However for the purpose of reconciling data Deutsche B rse AG may request by way of random sample an Inventory Report for a given reference date 3 Formats 3 1 Comma Separated Values Comma Separated Values CSV means that the messages contained in the report are arranged in lines The individual values comprising a line are parted by a separator Please use either a comma or a semi colon as separator The CSV format is commonly used and a wide range of computer programs available on the market may be used to create such files The sample files used for this Guideline are available on the Internet at www deutsche boerse com mds_e They were created by using MS Excel The following files are published on the Internet File Name Description ReportingExampleUB1 csv Usage Based Report applicable to the example in 2 6 ReportingExampleSB1 csv Subscriber Based Movement Report applicable to the examples in 2 7 1 1 2 7 2 and 2 7 3 ReportingExampleSB2 csv Subscriber Based Movement Report applicable to the example in 2 7 1 2 ReportingExampleSB3 csv Subscriber Based Movement Report applicable to the example in 2 7 1 3 ReportingExampleSBI csv Inventory Report which
18. ment stipulates that certain files electronic reports must be submitted to Deutsche B rse AG on a monthly basis From this Reporting Deutsche B rse AG experiences mode and scope of the onward dissemination of Information to external and internal Users The electronic procedure was introduced for all Contracting Parties of Deutsche B rse AG in order to ensure that n the administrative effort and costs on both sides are kept to a minimum n invoices reflecting variable remuneration are generated promptly n the onward dissemination of the Information to external and or internal Users is recorded in a binding manner This Reporting Guideline regulates n which forms of electronic Reporting are intended and which of these apply to the respective mode of onward dissemination Section 2 n which concrete content shall be contained in a report and the file format required for automatic processing of the report Section 3 n which options are intended for transmitting the reports electronically Section 4 Regarding the defined terms used in this Reporting Guideline the definitions in Section 2 of the General Terms and Conditions to the Market Data Dissemination Agreement of Deutsche B rse AG shall apply All case studies used in this Guideline are complemented by recallable sample files available on the Internet under www deutsche boerse com mds _e Should the Contracting Party require any assistance in setting up the electroni
19. n 13 of General Terms and Conditions to the Market Data Dissemination Agreement of Deutsche B rse AG Address line 1 Up to 30 characters Street house number etc This field must always be completed in case of professional use Address line 2 Up to 30 characters Additional address information This field may be left empty Address line 3 Up to 30 characters Additional address information This field may be left empty Postal Code Up to 10 characters Postal or zip code This field must always be completed in case of professional use City Up to 16 characters City town This field must always be completed in case of professional use Country Up to 30 characters Country This field must always be completed State Up to 12 characters The respective state must always be entered into this field in case of professional use at Locations in the USA otherwise this field can be left empty Contact Up to 30 characters Name of a contact at the respective Location This field can be left empty Telephone Up to 30 characters Telephone number of contact This field can be left empty 13 Version 6 1 Reporting Guideline to the Market Data Dissemination Agreement of Deutsche B rse AG 14 3 3 Analog VARS Should the Contracting Party already be participating in electronic Reporting using the internationally used VARS Format it does not need to change its Reporting format Deutsche
20. nd upload this file to the MD S interactive server where it will be checked and evaluated The current status may either be in process clarify within pending list processed successfully aborted rejected or confirmed In the case of clarify within pending list processed successfully rejected or confirmed an e mail will automatically be sent to the Reporting Contact Person indicated in the Customer Profile Furthermore the respective return notices giving an exact error description and the result of the processing of the report may be viewed by selecting the respective report and the according tab in MD S interactive The User Manual MD S interactive Online Contract Management is also available in MD S interactive Contract Management 4 4 Reporting Deadlines If the Contracting Party sends its reports for the preceding calendar month to Deutsche B rse AG before the Reporting Deadline in accordance with Section 14 4 of the General Terms and Conditions to the Market Data Dissemination Agreement of Deutsche B rse AG it will receive notification whether the report has been processed error free If so the Contracting Party has fulfilled its Reporting obligation and ensured that Deutsche B rse AG has all the data necessary for the calculation of the variable remuneration The Contracting Party should be aware that all documentation which was relevant for the report must nonet
21. porting Functions 2 7 1 Subscriber Based Reporting for Subscribers If the Contracting Party meets the prerequisites for Subscriber Based Reporting then it must report the number of Access IDs or Physical User IDs as the case may be the names of the Subscribers and the addresses of the Locations at which the Access IDs Physical User IDs are entitled Version 6 1 Reporting Guideline to the Market Data Dissemination Agreement of Deutsche B rse AG 7 Each Location is thereby allocated a unique character string by the Contracting Party the so called Subscriber Code Due to the large amounts of data a Subscriber Based Report only contains the changes adds and deletes which became known since the last report was drawn up The actual inventory which applied within a particular calendar month may then be calculated from the combined results of all Subscriber Based Reports Subscriber Based Reporting shall for each of these changes contain the date on which each change came into effect This enables both monthly billing of individual Access IDs or Physical User IDs and also retroactive corrections applying to periods prior to the preceding month Such retroactive corrections are only admissible in exceptional cases for instance to permit the results of an Audit to be taken into account in Reporting In general the changes which took place in the course of the preceding calendar month should be taken into account immediately when Repo
22. rt Xetra Level 2 without automatic updating function on 17 06 2004 and 24 06 2004 Version 6 1 Reporting Guideline to the Market Data Dissemination Agreement of Deutsche B rse AG 9 The Contracting Party reports An inventory reduction of 1 for Subscriber Code XBANKFFM1 and Product Code ERXL2ST with the effective date 10 06 2004 and the new inventory of 2 For the same Subscriber Code and Product Code SMGL2ST the Contracting Party reports an inventory increase by 1 the effective date 10 06 2004 and the new inventory of 4 For the new Product Code SMGL2SST it first reports an add of 1 as per 17 06 2004 with a new inventory of 1 and then a further add of 1 for 24 06 2004 with a new inventory of 2 SBM VN1 20040703 133000 20040601 20040630 5 XBANKFFM1 20040610 ERXL2ST 1 2 X Bank AG Y StraBe 17 61234 Frankfurt a M Germany Peter Miuller 069 123 45 67 XBANKFFM1 20040610 SMGL2ST 1 4 X Bank AG Y StraBe 17 61234 Frankfurt a M Germany Peter Miuller 069 123 45 67 XBANKFFM1 2004061 7 SMGL2SST 1 1 X Bank AG Y StraBe 17 61234 Frankfurt a M Germany Peter Miller 069 123 45 67 XBANKFFM1 20040624 SMGL2SST 1 2 X Bank AG Y StraBe 17 61234 Frankfurt a M Germany Peter Miuller 069 123 45 67 2 7 2 Subscriber Based Reporting for Sub Vendors The rules described above in Section 2 7 1 shall apply accordingly for the Reporting of Sub Vendor
23. rting In addition the General Terms and Conditions to the Market Data Dissemination Agreement of Deutsche B rse AG regulate in Section 14 4 certain deadlines limiting the admissibility of retroactive corrections In detail the Contracting Party must report the following changes in a Subscriber Based Report 2 7 1 1 New Subscriber When Licensed Information is entitled to a Subscriber or to a new Location of an existing Subscriber for the first time the Contracting Party must report a unique Subscriber Code which it has newly assigned to the Location along with the relevant address data as well as for each relevant Product Code the number of Access IDs which are entitled to Licensed Information at this Location Example The Contracting Party s new Subscriber X Bank has 3 Access IDs at its Location in Frankfurt as of 10 April 2004 which have access to Information in Spot Market Germany Frankfurt Xetra Level 2 and Eurex Level 2 The Information is displayed with automatic updating function with controlled access see above Section 2 3 In addition the same Subscriber has two new Access IDs at its Location in New York as of 15 April 2004 which have access to the Information in Eurex Level 2 without automatic updating function and which are supplied via a Data Feed uncontrolled access The Contracting Party reports The new Subscriber Code XBANKFFM1 with address data X Bank AG Y StraBe 17 61
24. s by means of Subscriber Based Reporting In this case the Contracting Party shall report the names of the Sub Vendors the addresses of the Locations and the contacts for such Locations the Information Products supplied and the dates of entitlement and de entitlement Example The Sub Vendor SV XXX of the Contracting Party receives as of 21 04 2004 at its Location in Frankfurt Real time Information regarding Eurex Level 2 for the purpose of onward dissemination The Contracting Party reports The Subscriber Code SVXXXFFM with address data SV XXX AG SV Allee 19 61119 Frankfurt a M Germany and the effective date 21 04 2004 Also the Product Code ERXL2RTREV with the number 1 SBM VN1 20040506 133000 20040401 20040430 3 SVXXXFFM 20030421 ERXL2RTREV31 1 SV XXX AG SV Allee 19 61119 Frankfurt a M Germany Arno Maier 069 777 31 00 2 7 3 Subscriber Based Reporting for Displaying Parties The rules described above in Section 2 7 1 shall apply accordingly for the Reporting of Displaying Parties by means of Subscriber Based Reporting In this case each Displaying Party is to be reported as one Location with the relevant Product Codes Version 6 1 Reporting Guideline to the Market Data Dissemination Agreement of Deutsche B rse AG 10 Example The Contracting Party displays Delayed Information of Spot Market Germany Frankfurt Xetra Level 1 and Eurex Level 1 on the website of its Disp
25. t applies In case of Inventory Reports The reference date the total inventory of which the report is showing End Date Date in the format yyyymmdd In case of Movement Reports The last day of the calendar month to which the report applies In case of Inventory Reports The reference date the total inventory of which the report is showing Check Sum Integer The number of lines contained in the report 1 A positive integer number The remaining lines in the file contain the actual report items Their format depends upon the form of Reporting used 3 2 1 Usage Based Reporting Each line contains an indication of an amount for a Product Code as follows Field Format Description Product Code Up to 10 characters Product Code as provided by Deutsche B rse AG Number Integer The number of individual quote requests queried in the Reporting month 1 A positive integer number Version 6 1 Reporting Guideline to the Market Data Dissemination Agreement of Deutsche B rse AG 3 2 2 Subscriber Based Reporting Each line contains a change during the Reporting period as follows Field Format Description Subscriber Code Up to 10 characters Unique Subscriber Code which the Contracting Party had assigned to its Location or the Location of its Subscriber The Contracting Party may create a Subscriber Code arbitrarily using letters and numbers according to
26. unt for each relevant Product Code A description of the exact format in which these data are to be reported is set out in Section 3 of this Guideline and in the sample files available on the Internet Example When the Contracting Party is taking its monthly inventory it discovers that the Users which are charged per individual quote request had queried a total of 123 456 real time individual quote requests for Spot Market Germany Frankfurt Xetra Level 1 and 112 233 real time individual quote requests for Eurex Level 1 on the Internet in the month of April In accordance with the terms of the Market Data Dissemination Agreement the Contracting Party has concluded a Vendor Service Agreement with its Subscribers and has ensured that all of those Subscribers meet all requirements mentioned in Section 13 1 of the General Terms and Conditions to the Market Data Dissemination Agreement of Deutsche B rse AG otherwise Subscriber Based Reporting is required The Contracting Party reports In a Usage Based Report which the Contracting Party identifies with its Vendor Code and in which it specifies the date and time of creation the Contracting Party reports the number 123 456 for the period 01 04 2004 till 30 04 2004 and the Product Code SMGL1QSTPI It reports the number 112 233 for the Product Code ERXL1QINPI UB VN1 20040506 133000 20040401 20040430 4 2 7 How Subscriber Based Re
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