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Muncipal Securites Rulemaking Board - budgetfinance

1. gt Add Remove Roles for Continuing Disclosure Service Market Information Systems Access MSRB systems used to submit documents and data related to municipal market activity and political contributions gt EMMA Dataport Submit documents and information to EMMA If you are a confirmed user and log in in response to a request from another user to be confirmed this screen shows all pending requests for confirmation Municipal Securities Rulemaking Board Page 13 Continuing Disclosure Confirmation Invitation Pending Confirmation Requests These are the request from CD users to confirm for a CD role Issuer Obligor Secondary Market Agent Invite user for CD Submissions You may send an invite to a user by proving user s email address On the next screen you wil be asked to select a CD role Issuer Obligor Secondary Market Agent to invite user for Pending Continuing Disclosure Confirmations What s this MSRB ID Name Action D0012A NEW USER Invite user for Continuing Disclosure submissions What s this Email Invite for Continuing Disclosure Select Confirm to go to the next screen where you will confirm the user or reject the request CD Approval Please note that you are responsible for ensuring that the users you confirm below is known to you Organization Name Company 6 Email newuser2 company org 3 OBLIGOR CD Roles SMAGENT Reject Registration To confirm the user select
2. Up to 1 500 CUSIPs can be pasted in the text box on the left hand side of the screen and a total of 15 000 CUSIPs are allowed for each Bulk Upload Submission Invalid CUSIPs will not populate in the Securities List and will generate an error message that appears on the right hand side of the page 4 1 2B Don t Know My CUSIP 9s For I Don t Know My CUSIP 9s the user can enter a CUSIP 6 and select the underlying CUSIP 9s or if the CUSIP 6 is unknown then the user can search for the CUSIP 6 using Issuer Name and or State EMMA Dataport Continuing Disclosure Submission You are currently acting on behalf of Municipal Securities Rulemaking m os Board Exit Associate Issues Securities to the Disclosure Disclosure Type Amendment to continue disclosure undertaking dated 02 19 2010 Total CUSIPs Count 0 CUSIP 9 BASED SEARCH FOR CUSIP 6S Search CUSIP 6 by entering either CUSIP 6 or by entering issuer name and or state CUSIP 6 Search or Issuer Name State v CUSIP 6 Enter the CUSIP 6 When the Search button is selected EMMA displays the issuer name corresponding to the CUSIP number and all issues for which it has information To display the securities of an issue click on the next to the issue name The securities identified by nine digit CUSIP numbers securities are also known as maturities appear in an expanded list beneath the issue To collapse the list click on
3. Edit Organization Profile MSRBD DO011R Organization Name Company 6 Phone Number Ext Fax Number 222 222 3333 State Country required All organization level information may be updated on this screen with the exception of the MSRB ID and Organization Name Enter updated information and select Continue to proceed with the updates or Cancel to exit this screen without entering updates Confirm Organization Profile MSRB ID DO011R Company Name Company 6 Type Secondary Market Agent Address 1 Any St Any St 12345 Phone Number 222 222 2222 Ext 333 Fax Number 222 222 3333 contin Eat A confirmation screen reflecting the updates will be displayed Select Confirm to proceed with the account updates The next screen will confirm that the account was updated An e mail also will be sent confirming updates to the account 2 5 Continuing Disclosure Submission Registration by Dealer and Primary Market Agent A dealer or agent for primary market submissions already has its organization level information in MSRB Gateway and therefore is not required to follow the complete registration and confirmation process However all user accounts whether new or pre existing must be granted EMMA Secondary Market Submissions account access rights before making continuing disclosure submissions Municipal Securities Rulemaking Board Page 19 2 5 1 Granting Continuing Disclos
4. Terma ef Consors Prrecy Fbotemerd Sa Was S000 bere Seco Bulg Board ehh Duie Sree Sule 00 Aineina VA 2 Ed Enter the User ID and Password and select Login Municipal Securities MS RB MSRB Home Contact and Support Rulemaking Board Welcome to MSRB Gateway the secure access point for all MSRB applications including EMMA For guidance on user account management and information about the MSRB s UserID applications and how to use them please refer to the appropriate MSRB User Manual If you are an issuer obligated person or primary or secondary market agent making continuing disclosure submissions to EMMA please see the Continuing Disclosure Submission Manual Password for information on creating an account in MSRB Gateway To return to MSRB org from within MSRB Gateway application click on the MSRB Home link at the top right corner of the current web page Login If you are experiencing log in or other system related problems please check the MSRB Forgot your password System Status Page for more information If you need additional help please contact the MSRB via email at GatewaySupport msrb org or by phone at 703 797 6668 From the MSRB Gateway Main Menu select the EMMA Dataport option under the Market Information Systems heading Municipal Securities Rulemaking Board Page 23 My Profile View MSRB Gateway Main Menu User ID JDOE3 Welcome to MSRB Gate
5. know my CUSIP 9s Select to input individual CUSIP 9s or use existing Group s don t know my CUSIP 9s Select to search for CUSIP 9s orto input a CUSIP 6 Non CUSIP 9 Based Commercial Paper CUSIP 6 Based O Ineligible for CUSIP Number Assignment 529 College Savings Plan Other Mu nicipal Fund Security 4 1 24 Know My CUSIP 9s For I Know My CUSIP 9s you can select from existing Groups and or use the bulk upload feature to add CUSIP 9s Municipal Securities Rulemaking Board Page 28 EMMA Dataport Continuing Disclosure Submission You are currently acting on behalf of Municipal Securities Rulemaking Board Associate Issues Securities to the Disclosure Disclosure Type Amendment to continue disclosure undertaking dated 02 19 2010 Total CUSIPs Count 0 CUSIP 9 BASED EXISTING GROUPS ADDING SECURITIES TO CONTINUING DISCLOSURE SUBMISSION Maximum of 15000 securities per submission H ADD CUSIP 9s Securities uploaded via existing groups and the cut and paste securities utilities are combined in alphabetic sort order up to the Cut and Paste Security List maximum allowed per submission To use existing groups select the group and then select Upload and the corresponding CUSIP s will appear on the right hand side in a list EMMA Dataport Continuing Disclosure Submission You are currently acting on behalf of Municipal Securities Rulemaking Board m o am Associate Issues Securities
6. 15c2 12 Submissions may be made at no charge to the submitter through a choice of an Internet based electronic submission interface or electronic computer to computer streaming connections The EMMA Continuing Disclosure Service makes continuing disclosures available to the public at no charge on the Internet through the EMMA website at www emma msrb org The EMMA Continuing Disclosure Service also makes a real time feed of continuing disclosures available by subscription for a fee Municipal Securities Rulemaking Board Page 2 Other Resources MSRB Website www msrb org EMMA Website www emma msrb org Contact Information MSRB Market Information Department 703 797 6668 EMMA Online msrb org Municipal Securities Rulemaking Board 1900 Duke Street Suite 600 Alexandria VA 22314 Tel 703 797 6600 Fax 703 797 6700 Municipal Securities Rulemaking Board Page 3 2 Registration and Confirmation Overview All submitters to the continuing disclosure Service must be registered in MSRB Gateway a single secure access point for all MSRB applications in order to make continuing disclosure submissions to EMMA Each user must also accept the terms and conditions for making continuing disclosure submissions Once registered a user may make a continuing disclosure submission but until the user becomes confirmed EMMA will identify that user s submissions as being provided by an unconfirmed submitter MSRB allows unconfirmed
7. 75 5 322 000 00 40839AL7 02 01 2022 5 5 575 000 01 C 940839AL7 02 01 2022 5 5 575 000 00 F 940839AMS 02 01 2023 z 5 853 000 00 F 940839AN3 02 01 2024 5 6 146 000 00 EJ 940839AP8 92 01 2025 5 25 6 453 000 00 40839A06 02 01 2026 5 375 6 792 000 CO 940839AQ6 02 01 2026 5 375 6 792 000 00 i gt mn sanaa sam amca s imama _ mam To deselect a security click a box that is already checked see arrows in the example above To select all issues for an issuer check the box at the top of the issue list Municipal Securities Rulemaking Board Page 31 You may associate maturities from more than one six digit CUSIP to the disclosure document This may be appropriate for example if an issuer s issues have several six digit CUSIP numbers or if disclosures of an obligated person pertain to several issuers Search for CUSIP 6 The user can search for CUSIP 6 s using Issuer Name and or State To narrow search results use a combination of Issuer Name and State This feature facilitates finding the correct CUSIP numbers and applying them to the current submission Select the relevant CUSIP 6s from the search results which will associate them with the current submission then select Add Issuer EMMA Dataport Continuing Disclosure Submission You are currently acting on behalf of Municipal Securities Rulemaking Board os 6 oo Associate Issues Securities to the Disclosure Disclosure Type Amendment
8. OU APER NE EE E E EEEE ENTE E AE E EEEE EE EE EN 2 MUI TRS SOI 8 E EE E EE E E tes an E E E SEE A E EN 4 Cona a ee ee ene E E E ee errr ee ere er eT 4 Registration and Confirmation Overview cccccsseessecccccceeeeeseeeccceeeeasessseeceeeeeesaaaeeeeeeeeeeas 5 Municipal Securities Issuer Obligor and Secondary Market Agent cc eecccecccceeeeeeseeeeeees 5 E Ni E E E A E 5 Fr INVA UP O o e E E EA E A E E 5 2 1 Issuer Obligor and Secondary Market Agent Registration and Confirmation Self PRR Se arse ce acc ccm cess csc aa sence a oreo eceneteactonceaaecetes 6 2 1 1 ING 91S AON POC CSS 23252 ccnastaicnccbucssenstsedandessssiasaseataosntecoienacaedansesasdeaeacdadracoeecssasetbaceose 6 242 Go PROC CSS A A E A A E totes A E 9 ALZA Elecirome Connrmation ProCES Sesser iea E ENa eN RESUS EEn 9 2 12B Mantal Ont ian PROCESS seses e E EET E 10 22 Issuer Obligor and Secondary Market Agent Registration and Confirmation By aae REDATE T ea 0 E A EEA E AE ENAA A A EAA E AE TAES 13 221 Responding to an Invitation to Register ssoenessssssoeressssssseerrssssssseeeressssssseereesss 13 PAPAR Responding to an Invitation to Confirm Another USeT eeeeessessssesseeeeeeeessssssssssee 14 PPAR Ca a yO eei E E EEE E 15 2 3 Starting Reinitiating the Confirmation Process cccceecsseccccececeeeeseeeeceeeeeaaeneseeeeeeeas 16 2 4 Continuing Disclosure Account Management View Update Account Information 17 2 4 2 View Update
9. Soon gt Submission Control Dashboard Organize Your Issues Securities Groupings To organize your issues and securities into groupings to simplify future submissions of continuing disclosure documents click here Coming Soon The EMMA Dataport Dashboard is shown below EMMA Dataport lssuer Dashboard Security Management Security Group Management Designated Agent Management Obligated Person s Management Claim Your Securities Control Your Securities By listing your securities below you will simplify your document submission process receive CURRENT STATUS SECURITIES ARE NOT CONTROLLED notice when a continuing disclosure submission is made on your securities by others and be able to control which agents make submissions on your behalf ee ee ee ee es oe ee eee solely to agents you specifically designate click on the Elect 9 INSTRUCTIONS Enter each 6 digit base for the CUSIP numbers of your securities if t does not yet appear in Tema Ke LEa EEEE the list example if your security has CUSIP number 123456AB7 enter 123456 Each 6 digit base should only be entered once Enter CUSIP 4 amp NOTE Other registered issuers and obligated persons may continue to make submissions on controlled securities e if more than one issuer accounts elects to control the same securities agents designated by either controlling issuer may make submissions on the controlled securities Enter the CUSIP numbers which you would
10. application form will be shown that captures the user level information Complete the user level information and select Next Continuing Disclosure Registration Step 2 User Information Please fill out your personal information inchiding name e mail address phone number and address Please be advised that you submit a contmuing disclosure document to the EMMA system and do not include separate issuer or obligor contact information during the submission process then your own contact information as provided on this and or the next page will be displayed on the EMMA public website in connection with such submission First Name Last Name E mail Address msrbdev4t gmail com Confirm FE mail msrbdev4t gmail com Title Department Phone Number 234 _ 234_ 7894 Ext _ faxNumber J O Address1 1 Any Street City State Country Municipal Securities Rulemaking Board Page 6 The screen for organization level information will appear Complete the organization level information To reduce the amount of re keying of identical data select copy values from user details to populate the fields with user level information A dialogue box will confirm this action Continuing Disclosure Registration Step 3 Organization Information Please provide your organization s details If this information is the same as your personal information click on Copy values from user details Note
11. be flagged as unconfirmed and the agent s status will no longer be listed as pending EMMA Dataport lssuer Dashboard MSRB Security Management Security Group Management Designated Agent Management Obligated Person s Management If you have elected to control your securities only the agents designated by you below either directly or through their service providers may make submissions on your controlled securities other agents will be blocked INSTRUCTIONS Enter the e mail address of your designated agent e ifa match is found with a registered EMMA submitter such submitter will become your designated agent e Ifno match is found the MSRB will send an e mail to the address provided inviting the recipient to create an account and to become your designated agent Manage Designated Agents Enter Agent s Email Address oc ee P Revoke Agent MSRBID Ornanization Name Email Agent Pending ohami98264 aol com Revoke If the agent is already registered the issuer will be asked to save the relationship After the relationship is saved the agent will be a designated agent for the issuer EMMA Dataport lssuer Dashboard The following organizations were found for the email address entered z z Security Management Security Group Mana Obligated Person s Management Do you want to save the relationships between your firm and the firms selected If you have elected to control your securities only the ac gh their service pr
12. in connection with the establishment of this account Click on Submit to create the account and generate your confirmation document Individual Information Organization Information Name Test User Name Company 2 E mail mstbdevi gmail com Phone Number 254 234 6764 Existing Roles s None Address 1 Any Street Roles s being assigned Issuer Any 5t 12345 Roles s being removed None Phone Number 234 234 6784 Address 1 Any Street Any St 12345 Edit User Details The next screen will indicate that your user account has been created and state that you chose the manual confirmation process You will also receive an MSRB Gateway system generated email stating that a user account is registered in MSRB Gateway for making secondary market submissions The email will contain a User ID and a hyperlink to retrieve your password which must be followed to complete the registration process Click Submit to proceed with the manual confirmation process Municipal Securities Rulemaking Board Page 10 Continuing Disclosure Registration Account Created The following user account has been successfully created A confirmation e mail with your MSRB Gateway log in information has been sent to the address below You will need your log in mformation to submit continuing disclosure documents to EMMA User ID TUSERI5 MSRB ID DOO3BL Name Test User E mail Address msrbdevi email com Confirmation process Paper Confirmati
13. like to control and select Elect Control Once Elect Control has been selected EMMA will accept submissions only from the agents designated by the issuer To undo an action taken above enter the CUSIP numbers which you have claimed for control and select Revoke Control Municipal Securities Rulemaking Board Page 41 EMMA Dataport lssuer Dashboard MSRB AY Security Management Security Group Management Designated Agent Management Obligated Person s Management Claim Your Securities Control Your Securities By listing your securities below you will simplify your document submission process receive CURRENT STATUS SECURITIES ARE CONTROLLED notice when a continuing disclosure submission is made on your securities by others and be able to control which agents make submissions on your behalf ee eee solely to agents you specifically designate click on the Elect INSTRUCTIONS Enter each 6 digit base for the CUSIP numbers of your securities if it does not yet appear in Control bution bolow the list example if your security has CUSIP number 123456AB7 enter 123456 Each 6 digit base should only be entered once f more than one issuer accounts elects to control the same Enter CUSIP 6 GJ 68607v securities agents designated by either controlling issuer may 303902 make submissions on the controlled securities 6607H REVOKE CONTROL NOTE e Other registered issuers and oblig
14. name address and phone information for your organization v Manage Groups Note this feature is recommended only for large organizations Use Groups to help organize your organization s User Accounts v v Manage Agents Designate Agents to submit certain information to MSRB systems on your behalf Manage Principals Accept and decline invitations from companies that have designated your organization as Agent to submit certain v information to MSRB systems on their behalf gt View Account Administrators View your organization s Account Administrators Registrant Information Forms Submit forms that provide information about your organization gt Form RTRS gt Form G 40 Electronic Mail Contacts Select the appropriate user account Municipal Securities Rulemaking Board Page 20 User Accounts The following are User Accounts for your company Depending on your MSRB Gateway Access Rights you can add edit or disable User Accounts and search for User Accounts by name email or by Group To view details select the desired User Account from the list Please be advised that all actions taken on MSRB systems by a user through a User Account established for your company shall be your company s responsibility Search for a user Showing 1 2 of 2 By firstname ao i User Name Updated Updated ites By email SIA JoHNDO TUSER4 4 28 19 06 PM TEST USER 4 28 By Right By Gro
15. plains ie Do unici sesen E enc cactorstaieietintoss oaeeanee 36 4 1 5 P blishins the Disclostre isscssci ssesewensexiavesssnaciunsuasesstasesoueinesiavescseatenssbsaelauaceengenntee 37 4 1 6 Creating a Group of SCCUPIMIES x ccscactcossaancncsaceosedseaumetedonscassawacedewasscadedeaseantodeotaaetanece 39 4 2 SUOMI ay Cit PIN EEE OEE 40 COMMONS Secunlie S esnean a eA EEEE AES EAA 41 5 1 EMMA Submission Control Dashboard ccceccccecccccceeeeeeeeeeseseeeeeceeeeeceeeeeeaaaaaaas 42 a2 Agent Designation and Obligor Managementl ccccccccssseeseeeeeeeeeeeeeeeeeeeeeeesaeeeeees 43 Automated Submission of Continuing Disclosure Documents ccccccccsssssseeeeeeees 45 Municipal Securities Rulemaking Board Page 2 Introduction The Electronic Municipal Market Access System or EMMA is a facility of the Municipal Securities Rulemaking Board MSRB EMMA includes services to improve the opportunity for public investors to access material information about municipal securities issuers their securities and the prices at which the securities trade This manual describes the EMMA Continuing Disclosure Service which receives submissions of continuing disclosure documents together with related indexing information to allow the public to readily identify and access such documents from issuers obligors and their agents pursuant to continuing disclosure undertakings entered into consistent with Exchange Act Rule
16. required City State Zip ALEXANDRIA VA 22314 Company L Phone Number 703 797 6600 First Name A j coo F noe 7 Email issuer_7 msrb org oak Whee Address City State v Zip Code TPhone Number Extension Email gt gt Clear Contact Information If no issuer obligor s contact information is provided then submitter information will be posted on EMMA Municipal Securities Rulemaking Board Page 34 EMMA Dataport Continuing Disclosure Submission You are currently acting on behalf of Test Dealer 18 Upload Disclosure or Disclosure Type Audited Financial Statements or CAFR for the year ended 06 19 2009 Issues Securities CALIFORNIA INFRASTRUCTURE amp ECONOMIC DEV BK REV 7 11 MATERIALS INC PROJ Continuing Disclosure Document UPLOAD CONTINUING DISCLOSURE DOCUMENT Currently no documents exist Only PDFs accepted A L Browse Upload Multiple Files Note that the contacts you enter will not be visible to other submitters Each submitter must enter its own contact information 4 1 4 Uploading the Document When your security and issue selections have been made select Next The document upload screen will appear EMMA Dataport Continuing Disclosure Submission X You are currently acting on behalf of MSRB Disclosure Type Annual Financial Information amp Operating Data for the fiscal year ended 12 31 2008 Issues Securities CALIFORNIA INFRASTRUCTURE amp ECONOMI
17. submitters to make submissions immediately upon creation of a user account however MSRB reserves the right to disable an unconfirmed account if a user remains unconfirmed for 15 days after the creation of the user account An unconfirmed user can become confirmed by having another confirmed user verify the identity of the unconfirmed user or by providing the MSRB with information that confirms its own identity The registration and confirmation process applies to the following classes of submitters Municipal Securities Issuer Obligor and Secondary Market Agent Issuers obligors and secondary market agents must set up a company account in MSRB Gateway and each user of a company account must setup a user account Dealer All MSRB registered dealers dealers have company accounts in MSRB Gateway To make secondary market submissions a dealer Master Account Administrator or the Account Administrator must provide other users with EMMA Secondary Market Submission account access rights EMMA automatically confirms dealer users Primary Market Agent Primary market agents have company accounts in MSRB Gateway for purposes of submitting primary market information to EMMA To make continuing disclosure submissions also known as secondary market submissions the Master Account Administrator or the Account Administrator for the organization must grant users EMMA Secondary Market Submission account access
18. the bottom line of the confirmation screen above A field appears in which you can enter the name of the group of securities SUBMISSION ID EA20450 PUBLISHED SUCCESSFULLY To view the submission on emma msrb org click here Start new submission GroupName o Enter the name and click Save The group will be available the next time you make a continuing disclosure submission The prompt Existing Groups enables you to display the names of previously defined groups EMMA Dataport Continuing Disclosure Submission You are currently acting on behalf of MSRB m oo Wou Associate Issues Securities to the Disclosure Disclosure Type Annual Financial Information amp Operating Data for the fiscal year ended 12 31 2008 Add Cusip 6s 13033W _ G gt Existing Groups Municipal Securities Rulemaking Board Page 38 4 2 Submitting an Event Filing To submit an event filing select Event Filing from the first continuing disclosure screen Select Next EMMA Dataport Continuing Disclosure Submission MSRB Submission sais NotPubtshed FS Select type of Continuing Disclosure Submission ANNUAL PERIODIC FILING Submit annual financial information under SEC Rule 15c2 12 b S i A and d 2 ii A audited financial statements under Rule 15c2 12 b 5 i B notice of failure to provide annual financial information under Rule 15c2 12 b 5 i D and other voluntary periodi
19. to the Disclosure Disclosure Type Amendment to continue disclosure undertaking dated 02 19 2010 Total CUSIPs Count 3 Remove All CUSIP 9 BASED EXISTING GROUPS ADDING SECURITIES TO CONTINUING DISCLOSURE SUBMISSION Maximum of 15000 securities per submission Groups can be created edited in the Submission Securities uploaded via existing groups and the cut and paste securities utilities are combined in alphabetic sort order up to the Control Dashboard maximum allowed per submission V AMBAC JPA 3 CUSIPs Listing of all associated securities E BLUE 2 cusiPs Displaying 3 securities 79675NAM9 79675NAN7 T9675NAP2 C GRAND_GROUP_OF_15000 15000 CUSIPs C GROUP 803737 97710V 259282 1875 CUSIPs E mary 45 cusiPs E YELLOW 37 cusiPs E my GROUP 16 CUSIPs C SNORIN 26 cusiPs L ADDTUSIP 9s Cut and Paste Security List Remove CUSIPs Municipal Securities Rulemaking Board Page 29 To use the bulk upload function paste the CUSIP 9s into the text box on the left hand side of the screen The copy and paste functionality includes a wide variety of delimiters to separate securities including but not limited to semicolon comma and carriage return Select the blue Upload button and the securities will appear on the right hand side of the screen Verify that the CUSIPs listed are accurate To remove a CUSIP 9 highlight the CUSIP s and click the Remove CUSIP 9 link below the Securities List
20. 894 Address 1 Any Street Any ST 12345 Edit User Details Review the information on the confirmation screen to ensure that the information 1s correct Select Edit User Details if any information needs to be edited If the information is correct select Submit Continuing Disclosure Registration Account Created The following user account has been successfully created A confirmation e mail with your MSRB Gateway log in information has been sent to the address below You will need your log in information to submit continuing disclosure documents to EMMA User ID TACCOUNT2 MSRB ID D003BK Name Test Account E mail Address msrbdev4 gmail com Confirmation process Electronic The next screen will indicate that your user account has been created and state the electronic confirmation process was selected You will also receive an MSRB Gateway system generated email stating that a user account is registered in MSRB Gateway for making secondary market submissions The email will contain a User ID and a hyperlink to retrieve your password You must follow the hyperlink to complete the registration process Note that a user will not be confirmed using the electronic confirmation process until the confirmer takes action as described in Section 2 2 2 An e mail will be sent to the requestor acknowledging when its account becomes confirmed 2 1 2B Manual Confirmation Process Municipal Securities Rulemaking Board
21. C DEV BK REV 7 11 MATERIALS INC PROJ 175 additional issue s Continuing Disclosure Document Upload your continuing disclosure document Currently no documents exist Only PDFs accepted A Browse Upload Multiple Files There are certain constraints on documents that can be uploaded into EMMA Each continuing disclosure document must be a portable document format PDF file configured to be saved viewed printed and retransmitted by electronic means The document must also be word searchable that is allowing the user to search for specific Municipal Securities Rulemaking Board Page 35 terms used within the document through a search or find function available in most standard software packages Diagrams images and other non textual elements are not required to be word searchable If the submitted file is a reproduction of the original document the submitted file must maintain the graphical and textual integrity of the original document Use the Browse button to select the file on your computer Select Upload to transfer the file to EMMA EMMA Dataport Continuing Disclosure Submission R n You are currently acting on behalf of MSRB Choose file ETT Look in EmmaDocs v e 2 B MD310705 pdf 31 2008 MD518917 PDF S INC PROJ 175 additional issue s My Recent Documents Upload your continuing disclosure document 2 Only PDFs accepted PS Desktop My Documents r Upl
22. Confirm Registration To reject the user s request select Reject Registration A screen will appear noting the action and an email will be sent to the user that requested confirmation 2 2 3 Sending an Invitation To initiate the invitation and confirmation process log in to MSRB Gateway and from the MSRB Gateway main menu select Manage Continuing Disclosure Requests My Profile Edit MSRB Gateway Main Menu User ID TUSER10 Welcome to MSRB Gateway Your User Account has the following Access Rights Role bea AASP User Name TEST USER Click on a section to expand Organization Name Company 6 MSRB ID Account and Organization Management rg Email Address gt Manage Organization Profile TA z Change Password ayer UCLA gt Manage Continuing Disclosure Requests Process confirmation requests and invite agents for CD submissions Market Information Systems Access MSRB systems used to submit documents and data related to municipal market activity and political contributions gt EMMA Dataport Submit documents and information to EMMA Municipal Securities Rulemaking Board Page 14 After selecting this option enter the e mail address of the issuer obligor or secondary market agent to whom you would like to send an invitation Enter the email address and select Invite for Continuing Disclosure On the following screen enter the company name and role s that the invitee will as
23. Continuing Disclosure Roles enesssssooeesssssssseerrsssssssseeressssseeressss 18 2 4 3 View Update Organization Level Information cccccccsssseseeceeeceeeeeeeeeeeeceeeaeees 19 2 5 Continuing Disclosure Submission Registration by Dealer and Primary Market Agent 20 2504 Granting Continuing Disclosure Submission Account Access Rights Dealer and Agent for Primary Market Submissions ccccccsccccceceeeseeseeceeccecaeeeseeeceeeeeaaeeeeeseeeeeeeeaas 21 Do er mno EMMA sssrinin api a R E eT E E aa air 23 3 1 Loe tre Troma VISIR Gateway a tein cscvascrenctesesosasnctototeossananscenetapedetesarsantemeloveashancharetetas 23 32 Log airon the EMMA TD Ata Oi assis seascseecsecitacnssoasueatiateednannsnstescaciseaus maslesdovseeuneesateaen 25 Making a Continuing Disclosure Submission ccccccessseeesecceeeeeaaeeeeeceeeeeeaaaeeeeeseeas 26 4 1 Submitting an Annual or Periodic Filing 20 0 ceecccccsseeeseececececeeeeeeeeceeeeeaaeeseeeeeeeaas 21 4 1 1 Selecune the Document TYP eeesinsens en e E E 2l 4 1 2 Associating Issues or Securities to the Disclosure nnsssssseeeeesssssssseersssssssseeeees 29 AA 2D Know My CU STP 9S csccasscaiscsesadansaasiangasaaddanssasagaaiensddantsatiaigaseaddnntsasaaseisenddanteesiasseaasad 29 dB A LOM TEON MYC USIP ISa A EEEE 31 HEC NOF CU TEI B E e E A E E E 34 4 1 3 Associating Contacts to the Disclosure ssssoenessssssseeeerssssssseerressssssserrssssssseeeeees 35 4 1 4
24. EALTHCARE SvS COVENANT HLTH SER T i AP OG HEs EMMA TH F F fir oy H H SER B u Erai 2036 za HOSP 7 F 2 AFOG HEALTHCA COVE THUTH RRC we ee Pe fer HEAL THEE T HLTH E FFE RFOG RIVERWOODS AT EXETER oes owoianz2 Fj AR OLLEGE SER A 4 F je ARFOG DARTMOUTH COLLEGE SER B 4 7 ceive Upload the document and publish the disclosure as described in Sections 4 1 4 and 4 1 5 5 Controlling Securities Issuers may govern which secondary market agents can submit information regarding a CUSIP or set of CUSIPs By controlling securities issuers are able to designate which secondary market agents may make continuing disclosure submissions to EMMA for the controlled securities and therefore prohibit continuing disclosure submissions by secondary market agents that are not so designated In addition issuers will receive an e mail alert for each continuing disclosure submission for a controlled security Municipal Securities Rulemaking Board Page 40 5 1 EMMA Submission Control Dashboard To control securities select Submission Control Dashboard from the Continuing Disclosure Submissions screen which appears immediately after you login EMMA Dataport Submission Portal MSRB 7 Welcome to EMMA Dataport CONTINUING DISCLOSURE SUBMISSIONS ISSUER ONE Submission History Continuing Disclosure Submissions CREATE UPDATE View complete amp submit items in your temporary e issuer_1 msrb org workspace Coming
25. If you are not associated with an organization please enter your first and last name in the Organization Name field Copy values from user details Organization Name New Comy Windows Internet Explorer Phone Number Are You sure you want bo populate organization details with values From user details This will overwrite currently Fax Number 3 entered values paar cancel Address 2 State Country required Previous Next If you select OK the information will pre populate most of the mandatory fields You must ensure that organization level information is populated Once complete select Next and on the next screen select the appropriate continuing disclosure role s and select Next Continuing Disclosure Registration Step 4 Add Roles Please choose the role you will be assuming for submitting continuing disclosure documents to EMMA You may choose more than one role Please note that you are responsible for ensuring that the role s you select below accurately reflect your actual role in connection with submissions of continuing disclosure documents to the EMMA system Select Role s you wish to add Issuer F Obligor F Secondary Market Agent At this point you will be given the option to become confirmed Choose to proceed by using either the electronic or manual confirmation processes Note the confirmation process is not required to be completed p
26. Name Email D00118 fairfax high Revoke ohami98264 aol com 6 Automated Submission of Continuing Disclosure Documents EMMA includes an automated computer to computer submission interface as an alternative to the internet based process previously described The internet based process is designed to accept input for a single submission while the computer to computer interface supports input of multiple submissions The Specifications can be found here http www msrb org msrb1 PridktsConDisc MSRBSpecsforCDSubmissionService pdf Municipal Securities Rulemaking Board Page 44
27. P 6S ABINGDON VA VA 003506 n Bra Displaying 1 3 of 3 issues Search CUSIP 6 by entering either CUSIP 6 or by enterin 3 issuer name andor stale z j 3 Total securities selected for this CUSIP 6 0 Refresh Count Select all issues for issuer O Select Sire Maturity Official Issue Descripti Dated Date issue s Dates Statement cusps 1e E HREF 09 01 1998 1999t02012 Preview or F lt no issue name gt 09 15 1995 1996 to 2005 Preview suerome id Stat FE Select CUSIP 9s CUSIP Maturity Date Interest Rate Principal Amt ate i 4 z s 4 T CUSIPs must stil be selected O 003506AQ5 08 01 1996 3 9 El 003506AR3 08 01 1997 4 1 El 003506AS1 08 01 1998 4 2 oh 4 4 i O 003506AT9 08 01 1999 43 To add securities select a CUSIP 6 from the list below then 1 select securities from the right side security list F 003506AU6 08 01 2000 435 003506 VA ABINGDON VA x E 003506AW2 08 01 2002 4 55 Fi 003506AX0 08 01 2003 465 T T Added from CUSIP 6 Search previous screen O ENN een L s E 003506AZ5 08 01 2005 4 85 F CAP IMPT 07 15 1992 1993 to 2012 Preview 4 1 2C Non CUSIP 9 Based For Non CUSIP 9 Based submissions select one of the following categories Commercial Paper Non CUSIP 529 College Savings Plan or Other Municipal Fund Security Once the selection is made follow the on screen instructions for associating the disclosure to the appropriate issue and or security EMMA Dataport Continuing Disclosure Submissi
28. Page 9 To be confirmed manually leave the confirmer s email address field blank and select Next Continuing Disclosure Registration Step 5 Confirmation Electronic Please enter the e mail address of the person confirming you This person should be a confirmed user in MSRB Gateway acting as an issuer obligor secondary market agent or dealer underwriter If you do not have the e mail address of a confirmed user just leave the box below blank and click Next to proceed to an alternative confirmation method Confirmer s Email Address Previow Next ay A confirmation screen will display your user level and organization level information as well as the fact that you have selected the manual confirmation process Review the information on the screen and confirm that the information is correct If the information needs to be updated select Edit User Details Once all information is correct select Submit Continuing Disclosure Registration Step 6 Information Verification You have chosen manual confirmation On the next screen you will see your confirmation document Please verify that the information you have provided is correct If you wish to edit any page click on the Previous button to navigate to the appropriate screen If you need to edit any user related information please click on the Edit User Details Please note that you are responsible for the accuracy of all mformation provided
29. a section to expand Organization Name Email Add Account and Organization Management i ve gt Manage Organization Profile View and edit organization level details Change Password gt Add Remove Roles for Continuing Disclosure Service Market Information Systems Access MMSRB systems used to submit documents and data related to municipal market activity and political contributions gt EMMA Dataport Submit documents and information to EMMA 2 4 2 View Update Continuing Disclosure Roles To view or update roles of a user in making continuing disclosure submissions to EMMA under the Account and Organization Management heading select Add Remove Roles for Continuing Disclosure Service Add Remove Roles Please choose the role you will be assuming for submitting continuing disclosure documents to EMMA You may choose more than one role Please note that you are responsible for ensuring that the role s vou select below accurately reflect vour actual role in connection with submissions of continuing disclosure documents to the EMMA system Select Role s you wish to add Remove Issuer Obligor O Secondary Market Agent Retum to Main Menu You can select or deselect roles After making changes select Next Municipal Securities Rulemaking Board Page 17 Confirmation Please confirm that the information you have provided is correct Please note that you are responsible for th
30. act Select Contact y gt gt Enter New Contact Company Test Dealer 18 Name ISSUER SEVEN Address 1990 DUKE STREET City State Zip ALEXANDRIA VA 22314 Phone Number 703 797 6600 Email issuer_7 msrb org If no issuer obligor s contact information is provided then submitter information will be posted on EMMA You can enter a new issuer contact obligor contact or both You must enter the contact s name and either the phone number or e mail address The pull down menus also enable you to select among contacts you have previously associated with any one of the CUSIPs in the current submission If you do not enter issuer or obligor contact information then EMMA will display information about you as submitter EMMA Dataport Continuing Disclosure Submission Submission Status Not Published You are currently acting on behalf of Test Dealer 18 m oo n oo Associate Contacts to the Disclosure Contact information will be posted on EMMA Disclosure Type Audited Financial Statements or CAFR for the year ended 06 19 2009 Issues Securities CALIFORNIA INFRASTRUCTURE amp ECONOMIC DEV BK REV 7 11 MATERIALS INC PROJ Submitter s Contact Information Issuer s Contact Information Obligor s Contact Information gt gt Select Existing Contact elect Contact v gt gt Enter New Contact Company Test Dealer 18 Name ISSUER SEVEN denotes required fields Address 1990 DUKE STREET one of these fields is
31. ated persons may continue to make submissions on controlled securities p r REMOVE LUSID 5 2 Agent Designation and Obligor Management Through designating agents an issuer can designate third parties to submit information on behalf of an issuer for those securities that the issuer has elected to control as described in Section 5 1 Issuers can also invite obligors to make submissions on controlled securities To designate an agent or invite an obligor select the Designated Agent Management or Obligated Person s Management tab from the EMMA Dataport Dashboard The agent designation process is shown below but the process is identical for managing obligors Enter the e mail address for the agent you wish to designate EMMA Dataport Issuer Dashboard MSRB K Security Management Security Group Management Designated Agent Management Obligated Person s Management If you have elected to control your securities only the agents designated by you below either directly or through their service providers may make submissions on your controlled securities other agents will be blocked INSTRUCTIONS Enter the e mail address of your designated agent e ifa match is found with a registered EMMA submitter such submitter will become your designated agent e ifno match is found the RB will eendan e mail to the address provided inviting the recipient to create an account and to become your designated agent Wanage Designated Age
32. ation gt Manage Continuing Disclosure Requests Process confinmation requests and invite agents for CD submissions Market Information Syeterr Access ISAS systems used to subni documents and data related to municipal market activity and political contributions gt EMMA Dataport Submit documents and information to EMV The screen will show that your confirmation status is pending Municipal Securities Rulemaking Board Page 15 Add Remove Roles Please choose the role you will be assuming for submitting continuing disclosure documents to EMMA You may choose more than one role Please note that you are responsible for ensuring that the role s you select below accurately reflect your actual role in connection with submissions of continuing disclosure documents to the EMMA system Select Role s you wish to add Remove Confirmation Status Pending Issuer Obligor 7 g Restart Confirmation Process Secondary Market Agent Retum to Main Menu If the user is unconfirmed and now seeks confirmation the button will read Initiate the confirmation process Click on this button to start the process If the user s confirmation is in pending status awaiting confirmation from a confirmed user via the electronic confirmation process or the MSRB via the manual confirmation process the button will read Restart the Confirmation Process The user can restart the confirmation process by clicking on t
33. c information You are currently acting on behalf of MSRB m oo EVENT FILING Submit notice of a material event specified under SEC Rule 15c2 12 b 5 C and d 2 ii B and any other voluntary notice or disclosure with respect to municipal securities Enter the date of the document if not today s date and select the event type If the document date is the date of submission EMMA provides today s date by default Event types include disclosure of a material event specified by Exchange Act Rule 15c2 12 or another event disclosure on a voluntary basis These are listed on the screen below EMMA Dataport Continuing Disclosure Submission Select Type of Continuing coe WOPR Submission EVENT FILING Document dated if not today _ Rule 15c2 12 Disclosure Check all that apply O Principal interest payment delinquency O Non payment related default Cl Unscheduled draw on debt service reserve reflecting financial difficulties Cl Unscheduled draw on credit enhancement reflecting financial difficulties C Substitution of credit or liquidity provider or its failure to perform C Adverse tax opinion or event affecting the tax exempt status of the security C Modification to the rights of security holders C Bond call CI Defeasance Cl Release substitution or sale of property securing repayment of the security C Rating change You are currently acting on behalf of Test Dealer 13 eo Expected date format fo
34. closure d Z f e 06 19 2009 Vie CUSIP 6 Security Reference CALIFORNIA INFRASTRUCTURE amp ECONOMIC DEV BK REV CA 13033 Displaying 1 issue gt CALIFORNIA INFRASTRUCTURE amp ECONOMIC DEV BK REV CA 13033W Issue Description Dated Date pox Official Statement Dates 7 11 MATERIAL R 13 2002 1 2032 Submitter s Contact Information Company Test Dealer 18 Name ISSUER SEVEN Address 1990 DUKE STREET y State Zip ALEXANDRIA VA 22314 Phone Number 703 797 6600 Ema issuer_ msrb org If any information on the Preview screen needs to be changed use the Back button until you reach the screen where the data was input Once all information is correct select the Publish button a second time The following screen appears Are you sure you want to publish YES Publish NO Edit Submission You may resume editing the document or publish it When you publish the following confirmation screen appears Municipal Securities Rulemaking Board Page 37 SUBMISSION ID EA20 450 PUBLISHED SUCCESSFULLY To view the submission on emma msrb org click here Start new submission Click here to create a Group with this list of Securities 4 1 6 Creating a Group of Securities You can save the set of securities that you associated with the disclosure as a named group This will allow you to quickly and easily submit additional disclosures to the same group of securities in the future To begin creating a group click on
35. cuments and related information to the MSRB s Electronic Municipal Market Access system EMMA Please click on the link below to accept or decline the invitation lf the link above does not work please navigate to https wwwemsrb org msrb1 control reqistration cod landing asp and use invite code 9 fzcvd9NPK4AgxkkaCvBiZOCOhw4 pte PLEASE DO NOT REPLY REPLIES ARE NOT MONITORED This ts a system generated e mail lf you need assistance please contact the MSRB at 703 797 6600 or you may obtain more information at www msrb_org When the invitee selects the hyperlink from the e mail a web page with the invitee s e mail address and invitation code will be shown Verify the e mail address and select Next Municipal Securities Rulemaking Board Page 12 Continuing Disclosure Registration Step 1 Welcome Welcome to the registration page for the continuing disclosure submission service on the MSRB s Electronic Municipal Market Access EMMA system If you are a new user seeking to register as an issuer obligor and or agent to submit documents to EMMA please provide a valid e mail address below to continue the registration process All users that received an invitation code via e mail from MSRB must enter an e mail address and the invitation coded below If these fields have been pre populated for you click Next Existing users of MSRB Gateway may use them existing credentials to register for the continuing disclosure subm
36. e registration and confirmation process themselves as opposed to registering in response to the receipt of an invitation to become a registered user as described in Section 2 2 2 1 1 Registration Process To start the registration process from the homepage go to the section MSRB for and select Issuers r M S pees Login About MSRB Publications Glossary Email Notification Contact and Support System Status W Bese Ss E Adwanced Search Ra iulemaking SeA Municipal Bond Market Rules and Interpretations Market Disclosures and Data Market Topics News and Events MSRB for P ou Protecting investors and the 529 College Savings j i yi public interest through a fair Plans a and efficient municipal market Login gt yste t MSRB for Investors Issuers Dealers What s New View All News gt MSRB Launches Redesigned Website gt A SESE of tha RESTS Saturday June 19 2010 MSRB to Hold Seminar on Continuing Disclosure Submission on June 23 2010 Access EMMA website is the in Los Angeles gt ba epena j Issuers Continuing Disclosure Submission Issuer Registration Learn about how to submit continuing disclosures toffie Register to submit continuing disclosure documents MSRB for publication on its EMMA website through a secure web based interface called MSRB Gateway Continuing Disclosure Confirmation Process Continuing Disclosure Subscription Services Read about the confirmation process associated wit
37. e accuracy of all information provided in connection with the establishment of this account Click on Submit to update the account Individual Information Organization Information Name JANE DOE Your MSRB D D0011R Existing Roles s Issuer Secondary Market Agent Roles s being assigned None Roles s being removed Issuer Retum to Main Menu A confirmation screen reflecting the updates will be displayed Select Submit to proceed with the account updates The next screen will confirm that the account was updated An email also will be sent confirming updates to the account 2 4 3 View Update Organization Level Information You can update your organization level information entered during registration in Section 2 1 by selecting Manage Organization Profile under the Account and Organization Management heading Organization Profile The following is your organization s profile MSRBID DO011R Organization Name Company 6 Roles Secondary Market Agent Phone Number 222 222 2222 Ext 333 Fax Number Address 1 Any St Any St 12345 Last Updated by JDOE3 On 5 14 2009 3 39 30 PM View Organization Profile History Edit Organization Profile Retum to Main Menu The Organization Profile will be shown Select Edit Organization Profile to make changes Note that selecting Modify next to Roles allows a user to update continuing disclosure roles Municipal Securities Rulemaking Board Page 18
38. er level and organization level information as well as the fact that you have selected the electronic confirmation process An error message will appear and the confirmation process will not proceed if either of the following is found a the email address you entered for the confirmed user is not known to MSRB Gateway or b the email address you entered is known to Gateway but the user is not confirmed Municipal Securities Rulemaking Board Page 8 Continuing Disclosure Registration Step 6 Information Verification You have chosen electronic confirmation Please verify that the information you have provided is correct If you wish to edit any page click on the Previous button to navigate to the appropriate screen If you need to edit any user related information please click on the Edit User Details Please note that you are responsible for the accuracy of all information provided in connection with the establishment of this account Click on Submit to create the account An e mail with your MSRB Gateway log in information will be sent to the address below You will need this log in information to submit continuing disclosure documents to EMMA Individual Information Organization Information Name Test Account Name New Company E mail msrbdev4 gmail com Phone Number 254 234 7894 Existing Roles s None Address 1 Any Street Roles s being assigned Issuer Any ST 12345 Roles s being removed None Phone Number 234 234 7
39. h Read about purchasing a real time subscription to submitting continuing disclosures to the MSRB municipal bond continuing disclosures submitted to the MSRB Municipal Securities Rulemaking Board Page 5 The MSRB Gateway Continuing Disclosure Registration page will open For new users enter your e mail address and select Next Continuing Disclosure Registration Step 1 Welcome Welcome to the registration page for the continuing disclosure submission service on the MSRE s Electronic Municipal Market Access EMMA system If you are a new user seeking to register as an issuer obligor and or agent to submit documents to EMMA please provide a valid e mail address below to continue the registration process All users that received an invitation code via e mail from MSRB must enter an e mail address and the invitation coded below If these fields have been pre populated for you chick Next Existing users of MSRB Gateway may use their existing credentials to register for the continuing disclosure submission service and to edit existing roles within Gateway Click below to enter your credentials Please be advised that all actions taken on MSEE systems inchoding but not limited to the EMMA system by a user through a User Account shall be your responsibility required Applies only to users who received an invitation code from MSRB via e mail Existing Users Login After selecting Next a registration
40. he button and will be given the option to proceed with electronic confirmation or manual confirmation My Profile Edit MSRB Gateway Main Menu User ID MBHIDE3 Welcome to MSRB Gateway Your User Account has the following Access Rights Role iiiar User Name MAHESH BHIDE C lick on a section to expand Organization Name Mahesh CO MSRB ID Account and Organization Management Email Address gt Manage Organization Profile f Change Password View name address and phone information for your organization 9 gt Manage Continuing Disclosure Requests Process confirmation requests and invite agents for CD submissions gt Add Remove Roles for Continuing Disclosure Service Market Information Systems Access MISRB systems used to submit documents and data related to municipal market activity and political contributions gt EMMA Dataport Submit documents and information to EMMA 2 4 Continuing Disclosure Account Management View Update Account Information Once registered in MSRB Gateway users may view and modify account details All information in MSRB Gateway must be kept current To view and modify account details log in to MSRB Gateway and the Main Menu screen will be shown Municipal Securities Rulemaking Board Page 16 My Profile Edit MSRB Gateway Main Menu User ID JDOE3 Welcome to MSRB Gateway Your User Account has the following Access Rights Role Nile f User Name JANE DOE Click on
41. ission service and to edit existing roles within Gateway Click below to enter your credentials Please be advised that all actions taken on MSRB systems mcluding but not lomted to the EMMA system by a user through a User Account shall be your responsibility New Users E mail Address Imsrbdev6 gmail com required Applies only to users who received an invitation code from MSRB via e mail After clicking Next the invitee will be directed to step 2 of the registration process and will follow the steps in Section 2 1 1 which covers the registration process 2 2 2 Responding to an Invitation to Confirm Another User Through the electronic confirmation process in Section 2 1 a user may request confirmation from a confirmed user The confirmed user will receive an e mail noting the request for confirmation The confirmed user must log in to MSRB Gateway and select the Manage Continuing Disclosure Requests option from the MSRB Gateway main menu My Profile Edit MSRB Gateway Main Menu User ID TUSER10 Welcome to MSRB Gateway Your User Account has the following Access Rights Role r ee User Name TEST USER Click on a section to expand libel a MSRB ID Account and Organization Management Email Address gt Manage Organization Profile G edit organization level details gt Manage Continuing Disclosure Requests Process confirmation requests and invite agents for CD submissions
42. nine D i Municipal Securities E nea EMMA Electronic Municipal Market Access The Official Source for Municipal Disclosures and Market Data EMMA Dataport Manual for Continuing Disclosure Submissions Version 1 4 May 2010 Revision History Major Changes 1 0 _ June 2009 l August 2009 Added new Dataport features in Section 4 1 2 Bulk Upload CUSIP 6 Search Associated Securities and Non CUSIP 9 Based Updated screen shots for registration and confirmation process in Section 2 1 Added instructions for restarting the confirmation process in Section 2 3 a January 2010 Change effective January 18 2010 Added free text field in Section 4 1 1 Selecting the Document Type Change effective January 1 2010 Uploaded PDFs must be word searchable 1 3 February 2010 Added new Dataport features in Section 4 1 2A I do know my CUSIP 9 and Section 4 1 2B I do not know my CUSIP 9s Figure 5 XML Submission Validation Response Message for data tag Security changed from Error to Warning for Commercial Paper submissions 1 4 May 2010 Changed Section 6 Automated Submission of Continuing Disclosure Documents to point to Specifications for Continuing Disclosure Submission document Municipal Securities Rulemaking Board Page 1 TABLE OF CONTENTS FOS FSU Oya sacae Scoac ecu aaattectantacacdacact aces saececascaatcobeaiecsacccnsveoolcan canecantenesateaecateecvacaneamieoacoosteendas l PROC NE e E
43. ntering the correct User ID and Password will automatically return you to the EMMA Dataport Municipal Securities Rulemaking Board Page 24 Home Feedback Contact T MSRB Municipal Securities EMMA Electronic Municipal Market Access Official Statements and Trade Data for the Muni Market Muni Search About EMMA Muni Search Market Activity Education Center Home gt EMMA Dataport gt Overview EMMA Dataport MSRB TEER Document Submissions to EMMA and Real Time MSRB AY About EMMA Submissions Subscriptions Danma Access EMMA to Submit Documents Pheri Municipal bond underwriters and issuers must provide the MSRB with electronic documents to be posted on the EMMA Primary Market FAQs website Document submissions are made through a utility called Riscsshar ty Subat Cantina Dicclosarea Continuing Disclosure the EMMA Dataport which also exports real time feeds Submissions NPs a View MSRB Manuals containing EMMA documents and data For additional Jen Continuing Disclosure FAQs information about underwriter and issuer submission of Both of the above routes for logging in lead to the EMMA Dataport Continuing Disclosure Submissions screen 4 Making a Continuing Disclosure Submission The Continuing Disclosure Submissions screen shown below appears immediately after you login Select the green Create button to start a submission EMMA Dataport Submission Portal MSRB Welcome to EMMA Datapor
44. nts Enter Agent s Email Address fagent company org oc If the agent is not registered the issuer may save the relationship with the agent by selecting Yes EMMA will send an e mail to the agent inviting them to register as described in Section 2 Municipal Securities Rulemaking Board Page 42 EMMA Dataport lssuer Dashboard MSRB An organization was not found for the email address entered agent company org Security Management Security Group Mana Obligated Person s Management Do you want to save the relationships between your firm and the firms selected If you have elected to control your securities only the ac gh their service providers may make submissions on your controlled securities other agents will be blocket Yes No INSTRUCTIONS Enter the e mail address of your designated agent ifa match is found with a registered EMMA submitter such submitter will become your designated agent ifno match is found the MSRB will send an e mail to the address provided inviting the recipient to create an account and to become your designated agent Manage Designated Agents Enter Agent s Email Address lagent company org oc Selecting Yes places the agent in the issuer s pending status Upon registration the agent will be able to immediately post submissions however such submissions will be flagged as unconfirmed until the following business day Once confirmed submissions by the agent will no longer
45. oad 43 Upload Multiple Files My Computer a f My Network File name 7 Places Files of type fan Files v Cancel EMMA shows that the document has been uploaded by displaying the document name on the left side of the screen EMMA Dataport Continuing Disclosure Submission R You are currently acting on behalf of MSRB Disclosure Type Annual Financial Information amp Operating Data for the fiscal year ended 12 31 2008 Issues Securities CALIFORNIA INFRASTRUCTURE amp ECONOMIC DEV BK REV 7 11 MATERIALS INC PROJ 175 additional issue s Continuing Disclosure Document S Annual Financial Filing for the fiscal year ended 12 31 2008 pS MD310705 pdf posted 04 21 2009 View 4 1 5 Publishing the Disclosure The uploaded document is not yet disclosed to the public You must publish the document to disclose it This is a two step process Select the red Publish button Municipal Securities Rulemaking Board Page 36 The following screen appears which allows you to preview all the information you are about to publish If you wish to make a hard copy record of your submission print this screen Continuing Disclosure Preview Submission Status Not Published ee ee eee Seren E een eg eee oy PREVIEW h FINANCIAL OPERATING FILING CUSIP 9 Based Rule 15c2 12 Disclosure View Documents Audited Financial Filing for the year ended 06 19 2009 Financial Operating Filing A in dis
46. on You are currently acting on behalf of Municipal Securities Rulemaking Board om m oo Associate Issues Securities to the Disclosure Disclosure Type Amendment to continue disclosure undertaking dated 02 19 2010 Select one of the options for associating issues securities CUSIP 9 Based know my CUSIP 9s Select to input individual CUSIP 9s or use existing Group s don t know my CUSIP 9s Select to search for CUSIP 9s or to input a CUSIP 6 Non CUSIP 9 Based Commercial Paper CUSIP 6 Based Ineligible for CUSIP Number Assignment 529 College Savings Plan Other Municipal Fund Security Municipal Securities Rulemaking Board Page 33 4 1 3 Associating Contacts to the Disclosure A submitter may provide contact information of persons whom the public can ask for further information After the issues or securities are selected the following screen appears EMMA Dataport Continuing Disclosure Submission Submission Status Not Published You are currently acting on behalf of Test Dealer 18 m a a oo Associate Contacts to the Disclosure Cantact information will be posted on EMMA Disclosure Type Audited Financial Statements or CAFR for the year ended 06 19 2009 Issues Securities CALIFORNIA INFRASTRUCTURE amp ECONOMIC DEV BK REV 7 11 MATERIALS INC PROJ Submitter s Contact Information Issuer s Contact Information Obligor s Contact Information a Select Contact v gt gt Enter New Cont
47. on Number 0000 ADUN Click on Print to retrieve the manual confirmation document Retain the printed document and follow the instructions on the document to complete the confirmation process Continuing Disclosure Registration Manual Confirmation Document You will need this document which includes your confirmation number to complete the manual confirmation process Please print this page and send it to the MSRB along with the documentation identified in one of the options below MSRB ID DOO3BL Confirmation Number 0000 ADUN Role s Issuer For issuers and obligated persons Send this document along with a letter requesting confirmation on your organization s letterhead signed by your organization s chief financial officer or the person responsible for financial matters to the address below or Send this document along with a letter requesting confirmation and your organization s IRS Form 8038 to the address below This option is not available to agents For users submitting disclosure documents as an agent on behalf of issuers or obligated persons Send this document along with a letter requesting confirmation AND a document signed by an issuer or obligated person designating you as an agent e g continuing disclosure agreement to the MSRB at the address below All correspondence should be addressed to MSRB Attention Market Information Department 1900 Duke Street Alexandria VA 22314 Note that u
48. os oo oo Associate Issues Securities to the Disclosure Disclosure Type Amendment to continue disclosure undertaking dated 02 22 2010 Select All Total CUSIPs Count 0 elect CUSIP 9 BASED SEARCH FOR CUSIP 6S WASHOE CNTY NEV HWY REV NV 940839 Search CUSIP 6 by entering either CUSIP 6 or by entering Displaying 1 issue Select all issues for issuer FE issuer name and or state Total securities selected for this CUSIP 6 0 Refresh Count Select eae Maturity Official Issue Description Dated Date Issue s Dates Statement HIGHWAY REVENUE MOTOR VEHICLE FUEL TAX cusps Search og L HIGHWAY REVENUE MOTOR VEHICLE FUEL TAX za aA BONDS SERIES 2009 or a ae O Select CUSIP 9s CUSIP Maturity Date Interest Rate Principal Amt z Fii im E a E T State x te K 940839AA1 02 01 2012 3 3 683 000 00 940839AB9 02 01 2013 3 3 793 000 00 Search EJ 940839AC7 02 01 2014 4 3 907 000 00 t 5 F 940839AD5 02 01 2015 4 4 064 000 00 To add securities select a CUSIP 6 from the list below then O 940839AE3 02 01 2016 4 226 000 00 select securities from the right side security list E 940839AF0 02 01 2017 425 4 459 000 00 CUSIP 6 State Issuer Name C 940839AG8 02 01 2018 45 4 648 000 00 940839 NV WASHOE CNTY NEV HWY REV x F 940839AH6 02 01 2019 46 4 857 000 00 i 40839AJ2 401 202 y 5 031 n F 940839AJ2 02 01 2020 4 75 5 081 000 00 O 940839AK9 02 01 2021 4
49. oviders may make submissions on your controlled securities other agents will be blockec Select AgentMSRBID Organization Name INSTRUCTIONS Enter the e mail address of your designa Iv D00115 fairfax high e ifa match is found with a registered EMMA submitter such if no match is found the MSRB will send an e mail to the add gt become your designated agent Nes No Manage Designated Agents Enter Agent s Email Address psc032802 hotmail com Ga Municipal Securities Rulemaking Board Page 43 The agent will be listed as a designated agent for the issuer Any designated agent is automatically confirmed An issuer can revoke an agent designation at any time EMMA Dataport lssuer Dashboard MSRB Security Management Security Group Management Designated Agent Management Obligated Person s Management If you have elected to control your securities only the agents designated by you below either directly or through their service providers may make submissions on your controlled securities other agents will be blocked INSTRUCTIONS Enter the e mail address of your designated agent e ifa match is found with a registered EMMA submitter such submitter will become your designated agent e if no match is found the MSRB will send an e mail to the address provided inviting the recipient to create an account and to become your designated agent Manage Designated Agents Enter Agent s Email Address oc Agent MSRBID Organization
50. r all date fields mm dd yyyy Additional Voluntary Disclosure Cl Amendmentto continue disclosure undertaking F Change in obligated person C Notice to investor pursuant to bond documents C Communication from the Internal Revenue Service Cl Tender offer secondary market purchases C Bid for auction rate or other securities F Capital or other financing plan F Litigation enforcement action O Merger consolidation reorganization insolvency bankruptcy d Change of trustee tender agent remarketing agent or other on going party C Derivative or other similar transaction F Other event based disclosures For Other Event Based Disclosures you will be prompted to describe the event Municipal Securities Rulemaking Board Page 39 Other event based disclosures Consisting of Next associate issues or securities to the disclosure as described in Section 4 1 2 EMMA Dataport Continuing Disclosure Submission i ae CTS MOF en On Cera fof CCPace p Associate Issues Securities to ot Siectosure Disclosure Type Other Event information dated 0204 2004 CUSIP 66 HEV HAMPSHIRE HEALTH amp ED FACS AUTH REW NH 544614 ag d CUSIP 6 Deplaying 1 20 of 155 bss b EW HAMPSHIRE H T FA HRA Nesi Laat Setect all issues tor issuer F HE 6446 445 Parcs Set Maturity tei I De ipto Osted Oste lausia semih Dries Sia erent E TH H TH 7 m LOORE CTA SVC DENN J20 Ej C ois Exe F o F APOG H
51. rights Confirmed issuers can designate agents to submit documents and information on their behalf and can revoke the designation of any such agents These designated agents must register to obtain password protected accounts in order to make submissions on behalf of the designating issuers An indenture trustee may act as a designated agent for an issuers or obligors without a designation being made by the issuers if such party certifies through the MSRB Gateway that it is authorized to disseminate continuing disclosure documents on behalf of the issuers under the continuing disclosure Municipal Securities Rulemaking Board Page 4 undertaking The same self certification ability is available to any other party identified in a continuing disclosure undertaking as a dissemination agent or other party responsible for disseminating continuing disclosure documents on behalf of an issuer The issuer through MSRB Gateway has the ability to revoke the authority of its designated agent Section 5 describes how to designate agents 2 1 Issuer Obligor and Secondary Market Agent Registration and Confirmation Self Directed Issuers obligors and secondary market agents that do not have accounts in MSRB Gateway must first register and set up a user account in MSRB Gateway in order to make continuing disclosure submissions and then must become confirmed Section 2 1 details the registration and confirmation process for those users that initiate th
52. rior to making a continuing disclosure Municipal Securities Rulemaking Board Page 7 submission however any submissions made prior to becoming confirmed will be flagged on EMMA as an unconfirmed submission 2 1 2 Confirmation Process There are two ways to become confirmed manual confirmation by the MSRB or electronic confirmation by another confirmed user Since the manual process requires physically mailing or faxing a document to the MSRB one advantage to using the electronic process is that the user may become confirmed in a shorter amount of time However choosing electronic confirmation requires that a user designate an existing confirmed user for purposes of confirmation If such a confirmed user is not known the manual confirmation process must be followed 2 1 2A Electronic Confirmation Process Enter a confirmed user s email address and select Next Continuing Disclosure Registration Step 5 Confirmation Electronic Please enter the e mail address of the person confirming you This person should be a confirmed user in MSRB Gateway acting as an issuer obligor secondary market agent or dealer underwriter If you do not have the e mail address of a confirmed user just leave the box below blank and click Next to proceed to an alternative confirmation method Confirmer s Email Address msrbdev1 1 agmail com If the email address 1s successfully entered a confirmation screen will display your us
53. ser will not be confirmed until the MSRB has received the information requested in the manual confirmation document An e mail will be sent to the user acknowledging when its account becomes confirmed Municipal Securities Rulemaking Board Page 11 2 2 Issuer Obligor and Secondary Market Agent Registration and Confirmation By Email Invitation A user that is registered to make secondary market submissions can invite an issuer obligor or secondary market agent to also make secondary market submissions The purpose of the email invitation function is to allow users to alert other potential users to the continuing disclosure submission service of EMMA The email invitation function also allows a user that is confirmed as described in Section 2 1 to easily confirm other users Invitations may only be sent to invitees that are not registered An invitee that accepts an invitation from a confirmed inviter is automatically confirmed 2 2 1 Responding to an Invitation to Register If an issuer obligor or secondary market agent has been invited by another user to make secondary market submissions they will receive an email informing them that that they have been invited to register to make secondary market submissions As shown in the sample email below the email identifies the inviter and includes a hyperlink that the invitee will use to accept the invitation QWISRE TEST D002ZRS has invited yom register to submit continuing disclosure do
54. sume and select Send Invitation Continuing Disclosure Invitation Select a role to assign to the invitee You may also enter the name of the user s organization Email of invitee msrbdev40 gmail com Organization Name Comapny 6 Role Agent Agent Issuer Send Invitation Back to CD Management Retum to Account Management MSRB Gateway will check to see whether the invitee is already a registered and confirmed user If the invite has an MSRB Gateway account and is already registered and confirmed to make continuing disclosure submissions the next screen will alert the user to the fact that an invitation cannot be sent since the invited user is already registered and confirmed If the invitee does not have an existing MSRB Gateway account or is not confirmed the next screen will confirm that the invitation has been sent 2 3 Starting Reinitiating the Confirmation Process Users who are currently registered but not yet confirmed or who would like to reinitiate the confirmation process may use the following steps to get confirmed 1 Log into Gateway 2 On the Gateway main menu click on the link Add Remove Roles for Continuing Disclosure Service MSRB Gateway Main Menu Welcome to MSRB Gateway Your User Account has the following Access Rights Click on a section to expand Account and Organization Management gt Manage Organization Profile View name address and phone infonmation for your organiz
55. t CONTINUING DISCLOSURE SUBMISSIONS ISSUER ONE Submission History Continuing Disclosure Submissions CREATE UPDATE View complete amp submit items in your temporary e issuer_1 msrb org workspace Coming Soon Submission Control Dashboard Organize Your Issues Securities Groupings To organize your issues and securities into groupings to simplify future submissions of continuing disclosure documents click here Coming Soon Begin by selecting the type of continuing disclosure you will submit either an annual periodic filing or event filing Select the red Next button to proceed Municipal Securities Rulemaking Board Page 25 Home Feedback Contact R MSRB y di EMMA Electronic Municipal Market Access sos Official Statements and Trade Data for the Muni Market Muni Search About EMMA Muni Search Market Activity Education Center EMMA Dataport back to MSRB Gateway menu logout of MSRB Gateway EMMA Dataport Continuing Disclosure Submission MSRB ea EA O NAT PENTAS Y ec ity MSR Submission Status Not Publ shed ou are Currently acting on behalf of MSRB ab He yai Select type of Continuing Disclosure Submission ANNUAL PERIODIC FILING O EVENT FILING Submit annual financial information under SEC Rule Submit notice of a material event specified under 15c2 12 b S ip A and d X 2 A audited SEC Rule 15c2 12 b 5 C and d 2 ii B and financial statements under R
56. terly Monthly Financial Information Fi Change in fiscal year timing of annual disclosure F Change in accounting standard C interim additional financial information operating data C Budget CI Investment debt financial policy O Information provided to rating agency credit liquidity provider or other third party CI Consultant reports C Other financial operating data Enter the document title or other brief descriptive information in the free text box labeled Description to provide additional details about the contents of the disclosure Below the free text box enter the period covered by the disclosure All dates including the year ended must be in the format mm dd yyyy You may type the date or select a date from the calendar next to the date field Both the text and date fields will appear in the EMMA public website in connection with the uploaded document EMMA Dataport Continuing Disclosure Submission MSRB You are currently acting on behalf of Municipal Securities Rulemaking Board Select Type of Continuing Disclosure Submission FINANCIAL OPERATING DATA DISCLOSURES indicates required fields Expected date format for all date fields including year ended mm dd yyyy Rule 15c2 12 Disclosure Annual Financial Information amp Operating Data Rule 15c2 12 Consisting of i Year Ended i E C Audited Financial Statements or CAFR Rule 15c2 12 C Failure to provide ann
57. the Municipal Securities Rulemaking Board Page 30 EMMA Dataport Continuing Disclosure Submission You are currently acting on behalf of Municipal Securities Rulemaking Board Co 6 oo Associate Issues Securities to the Disclosure Disclosure Type Amendment to continue disclosure undertaking dated 02 22 2010 Total CUSIPs Count 0 CUSIP 9 BASED E d SEARCH FOR CUSIP 6S WASHOE CNTY NEV HWY REV NV 940839 Search CUSIP 6 by ente JSIP 6 or by inc Displaying 1 issue Xpan i e a ee eee Total securities selected for this CUSIP 6 0 Refresh Count icici EE oO the Select Maturity Official Issue Description Dated Date 1S sue gt earcn HIGHWAY REVENUE MOTOR VEHICLE FUEL TAX Issue s Dates Statement by BONDS SERIES 2009 clicking jssuerName the State 07 08 2009 2012 to 2028 To add securities select a CUSIP 6 from the list below then select securities from the right side security list CUSIP 6 State Issuer Name 940839 NV WASHOE CNTY NEV HWY REV x To select individual securities related to the continuing disclosure check the box next to the appropriate securities To select all securities in an issue check the box next to the issue name You may select all securities in an issue and then deselect securities that are not related to the continuing disclosure EMMA Dataport Continuing Disclosure Submission You are currently acting on behalf of Municipal Securities Rulemaking Board
58. to continue disclosure undertaking dated 02 19 2010 Total CU SIPs Count 0 CUSIP 3 BASED SEARCH FOR CUSIP 6S CUSIPs via CUSIP6s Search Search CUSIP 6 by entering either CUSIP 6 or by entering Displaying 1 100 of 1 095 records Add kiue issuer name and or state iy Next Last CUSIP 6 Search Select CUSIP 6 CUSIP 6 Issuer Name State or Issuer Name 003506 ABINGDON VA VA State VA Pt Oo 00350N ABINGDON VAINDL DEV AUTH HOSP FAC REV VA 004338 ACCOMACK CNTY VA VA F 00433 ACCOMACK CNTY VA A g 004341 ACCOMACK CNTY VA INDL DEV AUTH HEALTHCARE FACS REV VA O 00434R ACCOMACK CNTY VA INDL DEV AUTH LEASE REV VA O 004346 ACCOMACK CNTY VA SCH BRD CTFS PARTN VA g 01266R ALBEMARLE CNTY VA ECONOMIC DEV AUTH EDL FACS REV VA g 01266Q ALBEMARLE CNTY VA ECONOMIC DEV AUTH HEALTH SVCS REV VA F 012663 ALBEMARLE CNTY VA ECONOMIC DEV AUTH HOSP REV VA Fi 012664 ALBEMARLE CNTY VA INDL DEV AUTH CMNTY SVCS FACS REV Note This only adds the selected CUSIP 6 to the Associate Securities screen CUSIP 9 s must still be selected Municipal Securities Rulemaking Board Page 32 EMMA Dataport Continuing Disclosure Submission MSRB_ y You are currently acting on behalf of Municipal Securities Rulemaking Board m om oo Associate Issues Securities to the Disclosure Disclosure Type Amendment to continue disclosure undertaking dated 02 19 2010 Total CU SIPs Count 0 CUSIP 9 BASED SEARCH FOR CUSI
59. ual financial information as required Additional Voluntary Disclosure El Quarterly Monthly Financial Information CI Change in fiscal year timing of annual disclosure C Change in accounting standard C Interim additional financial information operating data C Budget C Investment debt financial policy C Information provided to rating agency credit liquidity provider or other third party C Consultant reports C Other financial operating data Municipal Securities Rulemaking Board Page 27 4 1 2 Associating Issues or Securities to the Disclosure Next you need to associate issues or securities to the disclosure Later in the process you will be able to save the group of issues or securities so that you can reuse them in later submissions There are six separate paths to associate securities to the disclosure e CUSIP 9 Based I know my CUSIP 9s I don t know my CUSIP 9s e Non CUSIP 9 Based Commercial Paper Ineligible for CUSIP 529 College Savings Plan and Other Municipal Fund Security Note that these paths cannot be combined in one submission MSRB EMMA Dataport Continuing Disclosure Submission You are currently acting on behalf of Municipal Securities Rulemaking Board Co oo oo Associate Issues Securities to the Disclosure Disclosure Type Amendment to continue disclosure undertaking dated 02 19 2010 Select one of the options for associating issues securities CUSIP 9 Based
60. ule 15c2 12 b S i B any other voluntary notice or disclosure with notice of failure to provide annual financial respect to municipal securities information under Rule 15c2 12 b S ip D and other voluntary periodic information 4 1 Submitting an Annual or Periodic Filing 4 1 1 Selecting the Document Type To submit an annual or periodic filing select the disclosure type as shown below You may select multiple types of disclosure An annual or periodic filing may be made pursuant to SEC Rule 15c2 12 or may be made in addition or voluntarily Municipal Securities Rulemaking Board Page 26 w Home Feedback Contact MSRB EMMA Electronic Municipal Market Access BETA Municipal Securities The Official Source for Municipal Disclosures and Market Data Rulemaking Board Muni Search About EMMA Muni Search Market Activity Education Center EMMA Dataport T back to MSRB Gateway logout of MSRB Gateway EMMA Dataport Continuing Disclosure Submission MSRB You are currently acting on behalf of Test Dealer 18 Select Type of Continuing Disclosure Submission FINANCIAL OPERATING DATA DISCLOSURES Expected date format for all date fields including year ended mm ddlyyyy Rule 15c2 12 Disclosure C Annual Financial Information amp Operating Data Rule 15c2 12 C Audited Financial Statements or CAFR Rule 152 12 C Failure to provide annual financial information as required Additional Voluntary Disclosure E Quar
61. up Manase Groups Show disabled User Accounts _ Select Edit User Account to make updates to the account User Account Profile and Access Rights Account Details Account Access Rights User D JDO1 This user has the following Access Rights in MSRB Gateway User Name JOHN DO Account Administrator MSRB ID MSRB9 SHORT System Group s EMMA Primary Market Submissions Email Address E Agent Designation Title EMMA Secondary Market Submissions Tuparin Rule G 40 Account Optional Contact Address 123 REGULAR USER Electronic G 37 ALEXANDRIA VA 22314 Phone Number 703 797 6600 Fax Number Last Updated by TUSER4 On 4 29 2009 11 56 54 AM View Profile History View User Access Rights Hist ory Retum to Accounts Retum to Groups Edit User Account Retum to Account Management Retum to Groups by User On the following screen grant the user EMMA Secondary Market Submissions by selecting the account access right and select Confirm Municipal Securities Rulemaking Board Page 21 Account Details Account Access Rights User ID IDO1 Select the Access Rights to assign to this User Account MSRB ID MSRB9 This user will have the following Access Rights in MSRB Gateway Group s No groups setup Account Administrator O 2 First Name JOHN SHORT System Oe ne e EMMA Primary Market Submissions 2 Email Address Agent Designation F Sy EMMA Secondar
62. ure Submission Account Access Rights Dealer and Agent for Primary Market Submissions The Master Account Administrator or an Account Administrator of a dealer or primary market agent can grant EMMA Secondary Market Submissions account access rights to any account within the organization to allow the user to make continuing disclosure submissions To grant account access rights to an existing account the Master Account Administrator or Account Administrator must edit the account To grant EMMA Secondary Market Submissions account access right to a new user create a new user account by following the instructions provided in the User Account Management User Manual located on MSRB Gateway log in page and grant the user EMMA Secondary Market Submissions account access rights On the MSRB Gateway Main Menu select the Manage User Accounts option under Account and Organization Management My Profile Edit MSRB Gateway Main Menu User ID TUSER4S Welcome to MSRB Gateway Your User Account has the following Access Rights Master Account Role Administrator Click on a section to expand User Name TEST USER Organization Name MSRB Test Account and Organization Management Manage profile information for your User Account or for your organization Manage User Accounts Add edit and disable individual User Accounts for your organization Email Address ange Password v Manage Organization Profile View
63. way Your User Account has the following Access Rights Role To User Name JANE DOE Click on a section to expand iiini indie Email Address Account and Organization Management gt Manage Organization Profile View name address and phone information for your organization Change Password gt Add Remove Roles for Continuing Disclosure Service Market Information Systems cess MSRB systems used tagubmit documents and data related to municipal market activity and political contributions gt EMMA Dataport uD documents and information to EMMA 3 2 Log in from the EMMA Dataport From the EMMA home page emma msrb org select the EMMA Dataport tab and the top of the page The EMMA Dataport main screen appears EMMA Electronic Municipal Market Access home 0 Official Statements and Trade Data for the Muni Market Muni Search I sss About EMMA Muni Search Market Activity Education Center EMMA Dataport Enter CUSIP or Name EMMA Dataport Muni Search Welcome to Sear 2 e ee w Developmen EMMA Electronic Municipal Market Access J i a SRB Announces The comprehensive source for official statements Continuing Disclosure advance refunding documents and real time trade price Webinars May 06 2009 Enter CUSIP or Name information on municipal securities Q Advanced Search Search Help Biariat Actinatu Selecting Login will take you to the Gateway log in page E
64. y Market Submissions Op Title y Rule G 40 accoul Department Transfer to this user your G 40 role or ceste transfer Optional Electronic Mail Contact role Phone Number x z Ext a L P Fax Number e Force password change on next login Address1 123 REGULAR USER L Disable the user account State Zip Country required 3 Logging into EMMA Logging into EMMA to make a continuing disclosure submission can be done by either of two routes 3 1 Log in from MSRB Gateway From the MSRB home page www msrb org select Login Municipal Securities Rulemaking Board Page 22 A PZ EFF e ube i l FA Ls titty Oe a fair and a municipa mark Login 2 Jo MSPS syotem if op re pe LD fs F fdbrenn ZZ MSRB for ineestors losuers Coalors Whats Mew Wiee AD Mews MSRE Amands Pening Proposal o a Adda ierial Yeirt aN Culms pans By asin am Percone fo the MSA se EMMA m Redpecbe to Securitas and 3 Exchange Cimmers Request Friday Way 24 2010 MSRE Files wath SEC to Preece Cret Aatenge and Releji isformaton ke recep Secunbes on ERMALA e Fredy Way 21 2040 MSRE Announces Viele on Submission Process for 529 Gofege Saeangs Filan Caachosutes Thisday May 20 2040 MSRE and SF VA ic Held Mumopal Secunbes Regulation Garma on June 23 2010 in Loa Angeles Morda May 17 2010 MSRE Recenes Awad bom Muncipal Arasta Gree Witingsday Map 12 2010

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