1. Punching on Web Module at Branch
Contents
1. City District followed by State Country and Pin Code needs to be Updated H 290 STREET NO 5 SECTOR 125 City District Noma SO state a UTTAR PRADESH Country INDIA Pincode b 201301 ITE l STD Telephone Residence a Gi No 9540815054 STD Telephone Office E e N Email Td IKARAN EA THODOI Y AHOO COM The Telephone number Mobile number Fax number and Email ID of the applicant needs to be updated as per the KYC Note Please note that employees BP s are not allowed to punch their own contact details personal details of employee BP BDR can only be filled in case they are opening their own account GENERAL DETAILS The Details as shown below pertains to Financial Details Supporting Enclosed via Client viz Net Worth UID AADHAR ID ID NO DATE PROOF DOCUMENT Address Proof Document Occupation etc lFinancialDetails in Rs Lacj egokiz DO UID AADHAR Net Worth 150000 havan E pe ee IDNo ID Proof Document Passpo rt AT47 48580 Place of Issue DELHI Date of Issue o9 09 2 DUA Expiry Date 08 03 2017 Address Proof Document PASSPORT z lOccupation Private Sector gt litical d Politicaly Exposed Person MO E B Related to Politiicaly Exposed 7 Person NG NETWORTH The Net worth Amount and the Date as on Net Worth needs to Updated within the Specified Column as shared by the Client within KY2. Original Bank Statement e Bank statement copy acceptable with following conditions Original cancel cheque required Bank statement should be printed on the stationary of the bank carries logo amp name of the bank displays the name address and bank transaction holding of the client for the latest quarter ending only original copy if bank statement printed not on bank stationary 1 e on plain paper computer stationary then it should be duly attested signed and stamped by the authorised official mentioning the name and designation of authorized official The bank statement should be of the latest quarter ending Note following documents are not acceptable as address proof l Cheque requisition slip 2 Welcome letter issued by bank v Bank Proof a Client should submit a copy bank proof which containing name of the constituent b The bank statement should be of the latest quarter ending with carries logo amp name of the bank displays the name address and bank Account no 2b RELIGARE Values that bind V Self Attested All documents must be self attested by client 6 RELIGARE Values that bind CHECK LIST COMMODITIES ACCOUNT OPENING CORPORATE ACCOUNTS FOR CORPORATE CLIENTS 1 Photograph dully signed by all the Directors Authorized Signatories 2 ID Copy of Pan card ADDRESS and BANK Proof of all director Authorized Signatories with telephone no 3 Annexure E 1 to be fill by all dire
3. Wealth then BDR code 9002B00001 will appear automatically e Incase of Bank tie up case RM code of RSL employee need to be punched manually e Incase of form procured with Indusind Bank tie up then Bank RM code and Bank RM name is mandatory to punch e In normal case either RM or BDR code is required and is mandatory First Sole Holder Details Applicant name in Trading and Demat need to be strictly filled as per name appears at PAN SITE PAN CARD In Name field don t fill name as appearing in bank details Fill other relevant details as given in KYC like Father Husband name DOB Educational Qualification Gender Marital status etc Fill first name middle name and last name in specified boxes Applicant Status W Resident Non Resident Repatriable Non Resident Non Repatriable Applicant Nama As Per PAN KARAN BUE o KUMAR RATHOD Applicant Name DP As Per PANJ bd Same as Above karan RATHOD Father Spouse Name SURYAPRATAP I _ RaTHOD Date of Birth a se e Nationality indian EE me PAN BIE Na T karan KUMAR RATHOD Click here For Verifying PAN Address details Punch Address as per the format assigned below First column Address Field should consist Building No Name of the applicant Second column of the Address Field Street Path incase there is not any street or path in the applicant address amp Third Column consists Location of the applicant address
4. of the bank displays the name address and bank transaction holding of the client for the latest quarter ending only original copy 2b RELIGARE Values that bind 3 if bank statement printed not on bank stationary i e on plain paper computer stationary then it should be duly attested signed and stamped by the authorised official mentioning the name and designation of authorized official 4 The bank statement should be of the latest quarter ending Note following documents are not acceptable as address proof Cheque requisition slip Welcome letter issued by bank NO bea v Bank Proof a Client should submit a copy bank proof which containing name of the constituent Firm name only vV Self Attested All documents must be self attested by client Y Declaration required on letterhead of firm authorizing partners to execute all the deeds operations with the Exchange on behalf of firm In case the client wants to open Commodities depository account a Declaration required on letterhead of firm for using Depository account as below mention format 6 RELIGARE Values that bind Religare Securities Ltd D 3 P3B District Center Saket New Delhi 110017 Resolved that a corporate Beneficiary Clearing member partnership firm Account be opened for depository purposes with Religare Securities Ltd Regd Office D 3 P3B District Center Saket New Delhi 1100017 1 Further Resolved that Mr Mr and or Mr Partner o
5. per firm d PIN Code is a mandatory requirement V PAN Number of Proprietor to be filled in Trading amp Depository both v Introduction amp Interviewer s signature a RM BDR BP who introduces the client should write his her name and sign on KYC part of Commodities broking account opening form b Religare employee CTCL holder who interviews the client and arrange attest all documents as certified true copy should sign as Interviewer on KYC part of Commodities broking account opening form v Witness a The person who introduces the client should witness on all agreements enclosed in the AOF vV Signature amp firm stamp required on all places wherever marked in account opening form Description and List of Documents required for Account Opening v Address proof FOR Firm which is to be filled in trading part 1 Acknowledgement of Income Tax Return 2 The bank statement should be of the latest quarter ending with carries logo amp name of the bank displays the name address and bank Latest copy RELIGARE Values that bind For Proprietor which is to be filled in Annexure E 1 4 a Valid Passport copy Driving License copy Ration Card V oter ID b Electricity bill Telephone Landline bill should not more than two month old c Notarized copy of leave and license agreement to sell rent Agreement d Bank passbook copy In case the client wants to open Commodities depository account Address proof a
6. 1 Punching on Web Module at Branch After filling the complete Account Opening Form and getting complete document branch punches the details of the client on Account Opening Web Module Branch can access the Account Opening Web Module through internet explorer via following link http bo religare in fortisbackoffice BranchLogin aspx After filling the complete Account Opening Form and getting complete document branch punches the details of the client on Account Opening Web Module Branch can access the Account Opening Web Module through internet explorer via following link http bo religare in fortisbackoffice branchmainmenu aspx After accessing the given hyperlink user has to enter the Log in ID and Password then domain Name and password for AD Authentication Steps followed for Punching at Branch Level 01 Access the link i e http bo religare in fortisbackoffice 02 Enter the Branch Login Id amp Password File Edit View Favorites Tool Help PY Windows Live What s New Profile Mail Photos Calendar MSN Share Ww che BranchLogin SS RELIGARE Values that bind Welcome to Religare Account Opening Branch Login Id Login Id Password Submit TZ Login Password 6 RELIGARE Values that bind Welcome to Religare Account Opening Example Login Id 1001 ees After we enter the Login Id amp Password Click SUBMIT We get a Pop Up Window Stating Please Enter Your Religar
7. C POLITICALLY EXPOSED PERSON Default No however if the Client has shared the Details need to Select Yes along with the Designation viz MLA MP etc RELATED TO POLITICALLY EXPOSED PERSON Default No however if the Client has shared the Details need to Select Yes along with the Details as per KYC Politcaly Exposed Person NO ze Related to Politcaly Exposed NG Person If Permanent address given by client in Demat KYC is same as correspondence address then we need to TICK on Same as Corr Add details will appear automatically Refer the Screen Shot below V Same as Corr Add E Same as Corr Add H 290 STREET NO 5 SECTOR 125 br rr br eee City District NOIDA E Stata UTTAR PRADESI Bi Country INDIA Pin Code 201301 E E E 7 i STD Telephone Residence OEE 4586805 Par Me STD Telephone Office Name of Spouse VEENA RATHOD Sex of Spouse Female gt Punch the bank details in field BANK DETAIL Here we have an option to select client name as appears on his bank proof Name punch the name as per bank in Cheque print name Cheque Print Name M Same as Above Enter the IFSC CODE IN case the details of IFSC code is not available in bank master uploaded from NSDL details will not appear followed by name of the Bank and Bank address Bank Address needs to be entered in order Viz First column Address Building of the bank in Second co
8. LIGARE Values that bind v Bank Proof a Client should submit a copy bank proof which containing name of the constituent b The bank statement should be of the latest quarter ending with carries logo amp name of the bank displays the name address and bank Account no V Self Attested All documents must be self attested by each amp every account holder s 6 RELIGARE Values that bind COMMODITIES CHECK LIST ACCOUNT OPENING PROPERIETORSHIP FIRM FOR PROPERIETORSHIP FIRM CLIENTS Photograph of Proprietor Pan Card of Proprietor Address proof of Firm Address Proof of Proprietor Bank Proof of Proprietor Bank Proof containing name of the constituent Firm with entries not older than three months 7 Firm stamp required on all signatures of all form 8 Signature s Witness on account opening form 9 Introducer amp Interviewer s details 10 AI supporting documents should be self attested 11 All supporting documents should be stamped verified as per format 12 Letter of proprietorship firm letterhead authorize with Exchange on behalf of firm 13 Payment Proof to towards account opening charges platform charges subscription amount amp margins amount whichever applicable EO HI E HA bi EP Proof of bank Account A Copy of Bank Statement Pass Book with entries not older than three Months In case the client wants to open Commodities depository account Bank certification or introduction
9. NO Click here For Verifying PAN e Occupation Selact Click on SAVE button to process further We will get the following screen GA T 6 http Hbo religare in Fortisbackoffice MessageR ally aspx FormMo 41 112310011737 File Edit View Favorites Tools Help EF windows Live Live Search Fi d What s New Profile Mail Photos wa d Message gt E e Page Form Number A111232310011737 After PUNCHING the form is available on DISPATCH option branch need to mark dispatch on web module before sending physical form to R O for next level processing Click on Dispatch option below window will appear than enter the form number and click on GO MARK FORM FOR DISPATCH R ALLY Branch S No Select FormNumber Client Name Punched A c Type A1112310011737 KARAN KUMAR RATHOD 03 12 11 EQUITY After appearing above window need to select tick and then SUBMIT MARK FORM FOR DISPATCH R ALLY Branch FromDate 12 5 2011 ToDate 12 5 2011 Select Please Click here if you are unable to Enter Bar Code Record Count 1 FormNumber Client Name ADTII2SIO01I 737 KARAN KUMAR RATHOD Submit 6 RELIGARE Values that bind CHECK LIST COMMODITIES ACCOUNT OPENING INDIVIDUAL FOR INDIVIDUALCLIENTS Photograph of account holder s PAN Proof Address Proof Bank Proof containing name of the constituent Signature s Witness on account opening form Introducer amp Interviewer s details All supporting docume
10. age click on SAVE below POP UP will appear Then hold for some time till system generates the form number of the application ck Note DO NOT click SAVE button more than Ge otherwise 2 or more form numbers are likely to get generated After clicking on SAVE button below screen will appear System generates the Form No Unique No Your Form No is A111231001 1737 Skip and Go To Nominee Details other wise Close the Form Click on Skip and Go Nominee Details otherwise close the Form button if client has not provided the EXTRA DP BANK DETAILS We need to fill Client Extra DP details viz DP ID DP Client ID Beneficiary Name given along with proof which he wants to map with his trading account IF Any j j DPID DP Cent ID Benef Name E DPIDS DP Client ID Benef Name DPID4 E ru DP Client ID DD IDO Gree DP Client ID Bank bior Select z K City A C opn Date Bank A c No A CType Phone No E KO Saving di TT Employer details viz Name complete address with PIN CODE Telephone amp Fax no of employer along with the designation and Employed Established since needs to filled If shared by client within KYC Hame Address City District STD Telephone ho Designation erra as pre b EE Employed Establshed Since oye f Spou
11. an three month old Telephone Bill details amp Electricity Bill details not more than two month old 2b RELIGARE Values that bind Guidelines for Filling Account Opening Form Need to fill complete information with single color pen any overwriting in form need sign of client v Passport size Photograph of karta should be affixed as per below details along with cross signatures of karta with HUF stamp a Common Information sheet b Client registration form for Commodities Broking In case the client wants to open depository account he should open depository account in both NSDL and CDSL simultaneously c Application for Opening Depository Account v Client Name a Trading account should be opened in the name of HUF b Depository account should be opened in the name of Karta with category of HUF v Bank account details a Bank statement passbook copy or cheque containing name of the constituent Only in the name of HUF and in both trading and demat form same bank details HUF need to fill b In few cases bank has allotted new account number against old account need to write both account number on KYC like old number and new number v Address a Address filled in form must be supported with a valid proof All details should exactly match with the proof submitted Except landmark like near by opposite etc b In Trading part address should be filled as per HUF proof c In Depository part address should be
12. ave and license agreement to sell rent Agreement d Bank passbook copy e Bank statement copy acceptable with following conditions Original cancel cheque required Bank statement should be printed on the stationary of the bank carries logo amp name of the bank displays the name address and bank transaction holding of the client for the latest quarter ending only original copy if bank statement printed not on bank stationary 1 e on plain paper computer stationary then it should be duly attested signed and stamped by the authorised official mentioning the name and designation of authorized official The bank statement should be of the latest quarter ending Address proof For Coparceners a Valid Passport copy Driving License copy Ration Card Voter ID b Electricity bill Telephone Landline bill should not more than two month old c Bank passbook copy and bank statement not more than three month old Note following documents are not acceptable as address proof 6 RELIGARE Values that bind v Cheque requisition slip v Welcome letter issued by bank v Bank Proof a Client should submit a copy bank proof which containing name of the constituent HUF only b The bank statement should be of the latest quarter ending with carries logo amp name of the bank displays the name address and bank Account no Identity Proof of Coparceners PAN Card Voter Id Driving License Passport copy gt gt g
13. by existing demat holder is must 14 Depository Payment proof Rs 1000 in favour of Religare Securities Ltd Bank certification or introduction by existing demat holder is must 6 RELIGARE Values that bind Guidelines for Filling Account Opening Form Need to fill complete information with single color pen any overwriting in form need sign of client v Passport size Photograph of Proprietor should be affixed as per below details along with cross signatures a Common Information sheet b Client registration form for Commodities Broking In case the client wants to open depository account he should open depository account in both NSDL and CDSL simultaneously c Application for Opening Depository Account v Client Name a Trading account should be opened in the name of Firm b Commodities Depository account should be opened in the name of Firm v Bank account details a Bank statement passbook copy or cheque containing name of the constituent b In few cases bank has allotted new account number against old account need to write both account number on KYC like old number and new number v Address 6 RELIGARE Values that bind a Address filled in form must be supported with a valid proof All details should exactly match with the proof submitted Except landmark like near by opposite etc b In Trading part address should be filled as per firm proof c In Depository part address should be filled as
14. ctors As per list of Director Authorized Signatories as per Resolution format of Annexure E 1 already given in form Copy of Pan card of Company Address proof of Company Certified true copy of Memorandum of Association MOA AOA Board Resolution on the company letter head for both trading amp depository as per format given in account opening form 8 Certified true copy of Annual Report last three year 9 List of Directors on the company letter head 10 Bank Proof containing name of the constituent 11 Net worth Certificate by a chartered Account 12 Copy of income tax return last three year 13 Company stamp required on all signatures 14 Shareholding pattern on company letter head 15 Signature s Witness on account opening form 16 Introducer amp Interviewer s details 17 AI supporting documents should be self attested 18 AI supporting documents should be stamped verified as per format 19 Payment Proof to towards account opening charges platform charges subscription amount amp margins amount whichever applicable Nous Proof of bank Account A Copy of Bank Statement Pass Book with entries not older than three Months In case the client wants to open Commodities depository account Bank certification or introduction by existing demat holder is must 20 Depository Payment proof Rs 1000 in favour of Religare Securities Ltd 6 RELIGARE Values that bind Guidelines for Filling Account O
15. d Eo In case of escalation you can contact the following Mr Rakesh Chaudhary Contact No 8447737845 Enter Religare Password Mr Ganesh Sharma Contact No 8447737844 bur Poli Updos p wnis please click uu dhe Link elo Mr Yogesh Duggal Contact No 8447737346 Check Here Review the Space for Important Updates along with Point of hanks amp Regards Contact for Escalation if any Account Opening Team Once login through domain ID and Password window appear giving details of cheque bounced If any E AccountPopU pChequeBounceBranch Microsoft Internet Explorer My Web Search Address 2 http 7 bo religare in fortisbackofficeAccountP opl pChequeB ounceBranch aspe Cheque Bounced for Form Humber A 11X100 18992 with punch date 3 1 2011 5 19 23 PM Note We Might get to See this Pop Up sharing the Status towards Cheque Bounce as and when we login into fortisbackoffice For more details do review the below snapshot Dear All Please note Central Processing the below address Bi Religare Securities Ltd A 3 4 5 Plot No 11 3rd Floor Tower B GYS Universal Sector 125 Noida U P 201301 Henceforth you are requested to send all the forms and other correspondence to this address only Please note the new contact details of account opening desk Landline No 0120 6173234 35 Mr Ganesh Sharma Contact No 8447737844 Mr Yogesh Duggal Contact No 8447737846 Thanks amp Regards Accou
16. de Address amp Status Active In Active if client Exist in System IEY PAN DETAILS USED IN LD S No FirmNumber PANNO Clientcode Client Name Branch Code Address Close APPROVER NAME Is required In case AOF is to be Punched under NORMAL Scheme for which we require APPROVAL Approver Name Select F Click Proceed to Process Further Main punching page appears once clicked on Proceed SE OFFLINE COMMODITY ACCOUNT COMMODITY Relation Details Accout Sub Type Branch 1001 E Introducer ad Dealer E Dealer LE EMT DossierID LA EDR Pri DP Select DP Client ID Benef Name Product Service Branch Code Points to be remembered while Feeding Client details in Main form gt Don t use special character while entering Data like etc gt Youcan use slash in address field and in email address gt Email id is mandatory for all online a c s For offline accounts selected as Lite or Pro And for Currency clients Fields with asterisk sign are mandatory Proceed punching with initial details related to client introducer dealer dealer 2 RM BDR are very important for revenue sharing Fill Introducer code Dealer Code RM code as per KYC In RM code field we need to fill the employee code of RCL RMSPL e Incase Introducer code filled pertains to RIBL then BDR code 7207B00007 will appear automatically e Incase RM code filled pertains to Religare
17. e Domain Id and Password Click Ok to Proceed Dear All Please note Central Processing office for AZ opening has been shifted from OKHLA to the below address Religare Securities Ltd A 3 4 5 Plot No 11 Microsoft Internet Explorer e Please enter your religar domain id and password 3 Floor Tower B GYS Universal Sector 125 AN da j Noida U P 201301 ABOUT INTRODUCTION Click INTRODUCTION to find the latest guidelines if any uploaded for reference purpose Account Opening Introduction User Manual Login Id Parveen k ABPOUT USER MANUAL Click USER MANUAL updated amendments and the latest guidelines for reference purpose Account Opening Login Id Parveen k Password aaa Rese The Religare Domain Id and Password Needs to be Entered here applicable for self branches only Review the below snapshot for more details Dear All Please note Central Processing office for Alc opening has been shifted from ke Business Statlonery Requisition Module OKHLA to the below address A TEI g Religare Securities Ltd AS Plot No 11 3 Floor Tower B GY Universal Sector 125 Noida U P 201301 Account Opening Henceforth you are requested to send all the forms and other pmier meligare Pomainid correspondence to this address only Please note the new contact details of account opening desk Introduction User Manual Landline No 0120 6175234 35 Login Id Parveen k Passwor
18. f the firm whose specimen signatures are attested below be jointly severally authorized to sign on behalf of the Firm all documents and forms relating to such account in relation to debit or credit or otherwise n such forms as many be required by Religare Securities Ltd and further any instructions indemnities and counter indemnities which may be required by Religare Securities Ltd from the company in connection with the above mentioned account 2 That this resolution be communicated to the Religare Securities Ltd and remain in force until notice in writing be given to the Religare Securities Limited For Specimen Signature of authorized Partner Signature amp Name of the all Partner Mr Mr Attested by all Partner oe a 6 RELIGARE Values that bind DECLARATION TO BE GIVEN BY PARTNERSHIP ON LETTER HEAD OF THE FIRM Religare Commodities Limited D 3 P3B District Center Saket New Delhi 110017 We hereby certify that the following Resolved of the partnership firm Account be opened for Trading purpose with Religare Commodities Limited D 3 P3B District Center Saket New Delhi 110017 1 The Partnership Firm is empowered to deal in commodity derivatives and agrees to the terms of the Religare Commodities Limited Member client agreement dated 2 Religare Commodities Limited is hereby authorized to act on the oral or written instructions of any one or more of the following persons For Specimen Signature of authorized Pa
19. filled as per Karta individual proof 6 RELIGARE Values that bind d PIN Code is a mandatory requirement v PAN Number of HUF is to be filled in Trading amp Depository both V Nominee a Nomination facility not available in HUF account v Introduction amp Interviewer s signature a RM BDR BP who introduces the client should write his her name and sign on KYC part of Commodities broking account opening form b Religare employee CTCL holder who interviews the client and arrange attest all documents as certified true copy should sign as Interviewer on KYC part of Commodities broking account opening form v Witness a The person who introduces the client should witness on all agreements enclosed in the AOF vV Signature amp HUF stamp required on all places wherever marked in account opening form Description and List of Documents required for Account Opening v Address proof FOR HUF which is to be filled in trading part 1 Acknowledgement of Income Tax Return RELIGARE Values that bind 2 The bank statement should be of the latest quarter ending with carries logo amp name of the bank displays the name address and bank Account no Latest copy v Address proof For Karta which is to be filled in Depository Part v a Valid Passport copy Driving License copy Ration Card Voter ID b Electricity bill Telephone Landline bill should not more than two month old c Notarized copy of le
20. ility not available in Firm account 6 RELIGARE Values that bind v Introduction amp Interviewer s signature a RM BDR BP who introduces the client should write his her name and sign on KYC part of Commodities broking account opening form b Religare employee CTCL holder who interviews the client and arrange attest all documents as certified true copy should sign as Interviewer on KYC part of Commodities broking account opening form v Witness a The person who introduces the client should witness on all agreements enclosed in the AOF vV Signature amp firm stamp required on all places wherever marked in account opening form Description and List of Documents required for Account Opening v Address proof FOR Firm which is to be filled in trading and Depository part 1 Acknowledgement of Income Tax Return 2 Copy of Bank Statement Pass Book with entries not older than three months For Partners which is to be filled in Annexure E 1 a Valid Passport copy Driving License copy Ration Card V oter ID b Electricity bill Telephone Landline bill should not more than two month GO Notarized copy of leave and license agreement to sell rent Agreement d Bank passbook copy In case the client wants to open Commodities depository account e Bank statement copy acceptable with following conditions l Original cancel cheque required 2 Bank statement should be printed on the stationary of the bank carries logo amp name
21. iving License copy Ration Card Voter ID b Electricity bill Telephone Landline bill should not more than two month old c Notarized copy of leave and license agreement to sell rent Agreement d Bank passbook copy e The bank statement should be of the latest quarter ending with carries logo amp name of the bank displays the name address and bank transaction holding of the client for the latest quarter ending only original copy In case the client wants to open Commodities depository account f Bank statement copy acceptable with following conditions 1 Original cancel cheque required 2 Bank statement should be printed on the stationary of the bank carries logo amp name of the bank displays the name address and bank transaction holding of the client for the latest quarter ending only original copy 3 if bank statement printed not on bank stationary i e on plain paper computer stationary then it should be duly attested signed and stamped by the authorised official mentioning the name and designation of authorized official 4 The bank statement should be of the latest quarter ending Note following documents are not acceptable as address proof 1 Cheque requisition slip 2 Welcome letter issued by bank v Copy of PAN Card a Name appearing on PAN Card should exactly match with Applicant s name In case of any deviation any other valid identity proof should be submitted with the same name amp spelling 6 RE
22. lication base software for any trading related issue they can call CALL N TRADE Desk 99 66 99 66 Select the Account type 1 e Equity Commodity Currency Derivative Depository as desired by the Client Account Type Select select a EO TETI mon OO EQUITY COMMODITY LURRENCY DERIVWA TIYE DEPOSITORY Select the SUB ACCOUNT TYPE Trading Only Sub Account Type TRADINGONLY Select the Product as per the Addendum provided 1 e Upfront or Margin also Need to Tick Upfront Scheme Button if Upfront Plan is desired by the Client likewise Margin Scheme Button needs to be Ticked for Margin Plan Product GOLD LDR HOGOI EXCEL UPFRONT l UP Front Scheme EEA IT Margin PLATINUM UPFRONT CLASSIC FLEA MARGIN CLASSIC FIs MARGIN GOLD UPFRONT OPTIMA UPFRONT STAFF EACEL MARGIN GOLD MARGIN OPTIMA MARGIN Product GOLD UPFRONT E UP Front Scheme In case the client has Opted for Margin with Sub Types Cash and Stock as applicable needs to ticked Stock N a for Classic Flexi amp Fix margin minimum cash margin Rs 5000 is required in all margin plans Product EXCEL MARGIN TZ UP Front Scheme M Margin M cash Stock Enter the PAN No to the Field and Click Cheque LD PAN ALIPNMESEE CheckLD We reach the following Window Post we Click Check LD System will Display the Company Pan No Client Name Branch Co
23. lumn street path if there is No street or path in the bank address then leave the column Blank after that in third column punch Location of the bank Viz Near Place where it is situated then city in city column then bank account number account type MICR number and pin code Address of bank where street 1s mentioned Cheque Print Nama F7 same as Above karan KUMAR RATHOD Bank Name IFSC CODE Address Bldg HOFC BANK LTD zl hoFcooooos2 cc 3 Street Area Location NEHRU PLACE KALKAJI City b A C apn Date __ Bank AS No A C Type Ge Phone Ko Hicr No PinCode _ Fax NEw DELHI i 12711140000881 Savings 250240002 110019 Exceptional Handling for Bank Address In case the Bank Address 1s found to be Brief viz HDFC RAMPUR UP then need to Fill the Bank Name again in Address Building column where street is not mentioned here AS I leave the street column blank and Area location blank if address is complete then need to punch completely After that enter the initial cheque detail given by client with account opening form towards account opening charges margin cheque or towards subscription amount for upfront product Ensure that you have collected the cheque for amount required as per product plan opted by client 1 e upfront subscription platform charges if selected margin option then margin amount minimum of Rs 5000 account opening charges and platform charges System will give you an aler
24. ng account opening form b Religare employee CTCL holder who interviews the client and arrange attest all documents as certified true copy should sign as Interviewer on KYC part of Commodities broking account opening form v Witness a The person who introduces the client should witness on all agreements enclosed in the AOF vV Signature amp Company stamp required on all places wherever marked in account opening form Description and List of Documents required for Account Opening v Address proof 1 Acknowledgement of latest Income Tax Return 2 Any documents Acknowledged by ROC 3 Leave and License Agreement Agreement for sale 4 Bank Passbook Copy and Bank statement with entries not older than three Months 5 Latest electricity Or telephone Bill not more than two months old 6 RELIGARE Values that bind e Itis hereby clarified that acknowledged copy of Income Tax Return if filed electronically will not be accepted as a valid proof of address in case of corporate clients e Incase of documents filed electronically with ROC DPs can accept such documents as a valid proof of address provided they ensure the following a obtains copies of challans of payments made to ROC b verify the details viz name of client company identification number and address on the website of Ministry of Company Affairs viz http www mca gov in and keep a copy of screen shot In case the client wants to open Commodities deposit
25. nt Opening Team We can Close this window and proceed further for reaching the Punching Module Click Account Opening gt New AccOpen gt Punch We reach the following window for Punching the AOF 2S RELIGARE Nurturing the Relationship of Trust amp Confidence P vaiucs that bind LoginBy gt Shows the Location of Branch e i Branch Code select Zi Select Platform Dispatch Audit Trail Account Type 4 Sub Account Type EO Status YP GO Status Wise Product E Bank Invest e Report Post Punch Rej UP Front Scheme Service Branch Discrepancy Welkitbel I Margin E cash C Stock MISPanCompare check MISSENTBSCKBR DAN CheckLD DiscrepanyMark AT Cheque Status paced Approver Name a E MISPRODUCTRALL MIS POA Cheque Deposit Business Report We reach the following Window Consisting details towards Branch Code Platform Account Type Sub Account Type Product etc Branch Code select E Platform IO Account Type Fy Sub Account Type Eoo a Product Ff E Bank Invest I E E UP Front Scheme Service Branch e PAN CheckLD Approver Name a Proceed E The branch code needs to be selected from the Drop Down List Box Branch Code 1001 Gelf Select the Platform as Desired by the Client 1 e Online Offline from the Drop Down list box Online client Not mapped to branch trading terminal they can trade through internet browser base App
26. nts should be original self attested All supporting documents should be stamped verified as per format IN PERSON Payment Proof to towards account opening charges platform charges subscription amount amp margins amount whichever applicable EO Zi E HI d JA Ebi E GO In case the client wants to open Commodities depository account 10 Depository Payment proof Rs 1000 in favour of Religare Securities Ltd Guidelines for Filling Account Opening Form Need to fill complete information with single color pen any overwriting in form need sign of client v Passport size Photograph of each account holder s should be affixed as per below details along with cross signatures of account holder s a Common Information sheet b Client registration form for Commodities Broking In case the client wants to open depository account he should open depository account in both NSDL and CDSL simultaneously c Application for Opening Depository Account NSDL amp CDSL v Bank account details a Bank statement passbook copy or cheque containing name of the constituent b Copy of Bank Statement Pass Book with entries not older than three 6 RELIGARE Values that bind Months for bank and address proof c if client want to map bank proof of proprietary firm then he can map the same in individual account Subject to submission of following document Bank statement certificate with client name as a proprietor One Declarati
27. on is to be submitted I hereby submit that I have forwarded a application for account opening in my Individual name in which I want to map the bank detail of my proprietary firm bank account Further I understand that payout will be made in my individual name and not in firm name Signature of client d In few cases bank has allotted new account number against old account need to write both account number on KYC like old number and new number v Address a Address filled in form must be supported with a valid proof All details should exactly match with the proof submitted Except landmark like near by opposite etc b PIN Code is a mandatory requirement V PAN Number for all applicant s to be filled v Introduction amp Interviewer s signature a RM BDR BP who introduces the client should write his her name and sign on KYC part of Commodities broking account opening form b Religare employee CTCL holder who interviews the client and arrange attest all documents as certified true copy should sign as Interviewer on KYC part of Commodities broking account opening form v Witness a The person who introduces the client should witness on all agreements enclosed in the AOF 6 RELIGARE Values that bind vV Signature on all places wherever marked in account opening form for each account holder s Description and List of Documents required for Account Openin v Address proof a Valid Passport copy Dr
28. ory account 6 Bank Statement copy with following conditions l Original cancel cheque required 2 Bank statement should be printed on the stationary of the bank carries logo amp name of the bank displays the name address and bank transaction holding of the client for the latest quarter ending only original copy J if bank statement printed not on bank stationary i e on plain paper computer stationary then it should be duly attested signed and stamped by the authorised official mentioning the name and designation of authorized official 4 The bank statement should be of the latest quarter ending Note following documents are not acceptable as address proof The client wants to open Commodities trading and depository account 1 Cheque requisition slip 2 Welcome letter issued by bank v Bank Proof a Client should submit a copy bank proof which containing name of the constituent Company name Vv Self Attested 2b RELIGARE Values that bind All documents must be self attested by client v Board Of Resolution a Board Resolution required on Company letter head for Trading as per format given in account opening form b Board Resolution required on Company letter head for Depository as per format given in account opening form In case the client wants to open Commodities depository account c Resolution required as per format given in form v Memorandum of Articles MOA a Duly Certified by Company Secre
29. ot older than three Months In case the client wants to open Commodities depository account Bank certification or introduction by existing demat holder is must 6 RELIGARE Values that bind 22 Depository Payment proof Rs 1000 in favour of Religare Securities Ltd Guidelines for Filling Account Opening Form v Passport size Photograph of All Partners should be affixed as per below details along with cross signatures a Common Information sheet b Client registration form for Commodities Broking In case the client wants to open depository account he should open depository account in both NSDL and CDSL simultaneously c Application for Opening Depository Account v Client Name a Trading account should be opened in the name of Firm b Depository account should be opened in the name of Firm v Bank account details a Bank statement passbook copy or cheque containing name of the constituent b In few cases bank has allotted new account number against old account need to write both account number on KYC like old number and new number v Address a Address filled in form must be supported with a valid proof All details should exactly match with the proof submitted Except landmark like near by opposite etc b In all form part address should be filled as per firm proof c PIN Code is a mandatory requirement vV PAN Number of Firm to be filled in Trading amp Depository both vV Nominee a Nomination fac
30. pening Form Need to fill complete information with single color pen any overwriting in form need sign of client v Passport size Photograph of all director Authorized Signatories should be affixed as per below details along with cross signatures and company stamp a Common Information sheet b Client registration form for Commodities Broking In case the client wants to open depository account he should open depository account in both NSDL and CDSL simultaneously c Application for Opening Depository Account NSDL amp CDSL v Client Name a Account should be opened in the name of Company Trading amp Depository Both v Bank account details a Bank statement passbook copy or cheque containing name of the constituent b In few cases bank has allotted new account number against old account need to write both account number on KYC like old number and new number with bank stamp v Address a Address filled in form must be supported with a valid proof All details should exactly match with the proof submitted Except landmark like near by opposite etc 2b RELIGARE Values that bind b PIN Code is a mandatory requirement v PAN Number of Company to be filled in Trading amp Depository both V Nominee a Nomination facility not available in Company account Y Introduction amp Interviewer s signature a RM BDR BP who introduces the client should write his her name and sign on KYC part of Commodities broki
31. rtner with Name Mr Mr Signature amp Name of the all Partner E ou ed RELIGARE Values that bind CHECK LIST COMMODITIES ACCOUNT OPENING HUF FOR HUF CLIENTS 1 Pan card of HUF 2 Address Proof of HUF 3 Bank Proof containing name of the constituent HUF only 4 Photograph of KARTA 5 Pan card of Karta 6 Address Proof of KARTA 7 Bank Proof of KARTA 8 Identity Proof of coparcener Pan Card Copy 9 Address proof of coparcener 10 Annexure E 1 to be fill by KARTA as per format given in form 11 HUF stamp required on all signatures 12 HUF Declaration required on HUF Letter head with mention the coparceners detail 13 Signature s Witness on account opening form 14 Introducer amp Interviewer s details 15 AI supporting documents should be self attested 16 All supporting documents should be stamped verified as per format 17 Payment Proof to towards account opening charges platform charges subscription amount amp margins amount whichever applicable Note The identity proof is compulsory if coparcener is major i e above 18 years The identity proof is not compulsory if coparcener is minor i e below 18 years But birth certificate of the coparcener is to be taken If the coparcener who is minor is having the details of identity proof and address proof then same needs to be taken The address proof is compulsory for both minor and major at least one Ration Card Bank statement not more th
32. se Details needs to be filled Applicable for commodity a a Establishment Employer ed E zpen I bra di e EN ee b 0 0 of Spouse select x select select z patuz no HE Investment Other broker details needs to filled If shared by the client Prior Investment Exp ves Nol year s in stock year s in deri H bediz ea Facilities Applied For Equities Derivatives Margin Trading Comr oc Details of any action taken by SEBI Stock Exchange or any other authority for violation of securities laws other e if Yes Registration With Broker E Yes TI No Gente Sales tax Rego I Broker Name Name of Exchange Hominee Mande Sddeace of nominee O Same as Arst Address L Addrace t Stabe Fin Code Te nonidines 2 minar Guardian s Address Date ot Birth it nominee is inor STO Talaphons No PAH GIF NO Click here Fer verify nq Bencana ma Nominee and 2 3 holder facility is not available in Commodity account leaves the column blank SO E i E Second Holder Name Father Spouse Name Data of Hirth Adrie ss Lity Cuu ly Tdlaphona bo Frail Td Fax No E GEEN PAN ZIZIEN Click here Fer GIE ng PAM Garen Occupation Third Holder Name Father Spouse Name Date of Birth Address Same as First City County Telephone No Email ID PAN GIR
33. t gt V Self Attested All documents must be self attested by karta with stamp of HUF Y Declaration required on letterhead of HUF firm format given in form a Co partners details like name address pan no date of birth Relationship with the karta and signature is must in declaration copy
34. t on insufficient amount Select between Trading Platform options Offline gt RALLY LITE amp PRO and ONLINE gt RACE LITE PRO Trading Account type R ALLYPRO R ALLYLITE R ALLY Option available for selecting the bank where initial cheque needs to be deposited Please do check for the credit in client ledger once code get generated and punch in axis accordingly Initial Payment Cheque Details Initial Cheque Details Trading Issuing Bank bi GETE I CC 31 NEHRU PLACE NEW DELHI ooo009 MEER No 250240002 i Amount S000 He ill Wield PRESERVE f ecs YES ei Deposited Bank HDFC Equity 0030340001677 D Deposited bank relates to Religare Bank account where initial cheque is to be deposited field is must for all product plan and also in case of normal where account opening charges collected from client ADDITIONAL PAYMENT DETAILS Incase the Client has provided 2 Cheque along with the KYC the Second Cheque Details needs to be filled accordingly Additional Payment details Issuing Bank DP OEE BANK LTD Branch Address fec 31 NEHRU PLACE KALKAJI NEY DELHI Cheque Ho EIKI MICK No Phone Amount Auto Subscribe Yes z E BROKERAGE DETAILS Need to refer the scheme opted by chent Delivery Jobbing Cash 250240002 500 Future Deri a OPTION Deri OneSideBrok L Currency Future Currency Options After completing the details in first p
35. tary Director b Registration Certificate duly stamped certified by ROC Registrar of Companies COMMODITIES CHECK LIST ACCOUNT OPENING PARTNERSHIP FIRM RELIGARE Values that bind FOR PARTNERSHIP FIRM CLIENTS WO EO ZI E HI d HAI Ebi E Photograph of All Partners ID ADDRESS Proof of All Partners Copy of Pan of Firm All Partners Pan Card Address proof of Firm Partnership Deed duly notarized by notary public Address Proof of All Partners Bank Proof containing name of the constituent of firm Bank Proof containing name of the constituent of all Partners Annexure E 1 to be fill by all Partners as per format given in form Copy of income tax return last three year Net worth Certificate by a chartered Account Certified true copy of Balance sheet last two year Firm stamp required on all signatures of form Signature s Witness on account opening form Introducer amp Interviewer s details Declaration required on letterhead of firm authorizing partners to execute all the deeds operations with the Exchange on behalf of firm All supporting documents should be self attested All supporting documents should be stamped verified as per format Declaration for using depository account as per format given in form Payment Proof to towards account opening charges platform charges subscription amount amp margins amount whichever applicable Proof of bank Account A Copy of Bank Statement Pass Book with entries n
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