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SPP TCR MUI User Manual v2.0

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1. 126 10 2 3 2 Auction Results Data Downloading and Viewing sssss 129 10 2 3 2 1 Download and view Bids and Offers Results in XML or CSV formats130 10 2 3 2 2 Download and view Self converted ARRSs suusss 132 10 5 OIBerDoWHIOSES usce metis endende Per mi dabtacdtetue idet medien atibus hen ta die ca KR PE 133 Nexant Inc Page vi Version 2 0 CPP Southwest Power Pool TCR System Market Participant User Manual 10 3 1 Accessing TCR Bid Portfolios ccceccccccccsssseeeeeeeeeeeeeeeeeeeeeeeeeseaeaseeeeeeeesaaaaaaees 133 10 3 2 Accessing the TCR Secondary Market cscccceeeeeeeeeeeeesaeaeeesseeeeeeeeeeeeeeeeees 138 10 3 2 1 Submitter Access ssssssssssssssssessseeeeeeeee nennen nennen nnn nnn nnn nnns nnns 139 10 3 2 2 Viewer ACCESS ccccccssescccceeseeecseeeeeeeeeseeeseaueeesseaeeeeseeeesseaseeessegeeessaneeessaeees 140 10 3 3 Accessing ARR Nomination Editor eese 141 ti 0 docile RENT O A 146 11 1 Overview of the Message board sssseeesessssssseseeee eene nennen nennen nnn 146 11 2 Public and Private Message Board sseessssseseseeeeeeenenennn nennen 146 Nexant Inc Page vii Version 2 0 CPP Southwest Power Pool TCR System Market Participant User Manual ABBREVIATIONS AND ACRONYMS AO Asset Owner ARR Auction
2. Correct errors Portfolio deleted Yes Delete Enter the Bid portfolio Create an RUD y Enter new bids MAGIA Portfolio Editor portfolio bids Modify portfolio to pass credit checks Submit Portfolio Submit portfolio Yess to Auction Figure 26 Managing Portfolios Nexant Inc Page 45 Version 2 0 65 SPP Southwest Power Pool TCR System Market Participant User Manual 8 Managing TCR Bids 8 1 Overview of TCR Bids The TCR auction supports the following type of TCR bid offers Point to Point TCR PTP TCR submitted by Asset Owners who wish to purchase or sell a PTP TCR in the auction from a valid source to a valid sink A user can submit as many buy bids as he or she desires subject to SPP limitations oimilarly a user can submit as many sell offers as he or she desires provided the user owns that TCR before selling again subject to SPP limitations 8 2 Valid TCR Bids A valid TCR bid consists of the following information D A field containing the ID for each of the Bids added and saved This textbox cannot be edited ARR ID ID number of the ARR for sell converting ARRs Applicable to Self Converting tab only TCR ID ID number of the TCR for sell offers Applicable to Sell Offer tab only Asset Owner The name of the Asset
3. ccccccccecsseseeeeeeeeeeeeeeeseaeeeeeeeenaeees 108 10 1 5 1 Download view Auction clearing prices in XML or CSV formats 109 10 1 5 2 Download and view Results for an auction in XML or CSV formats 109 10 1 5 3 Download view auction binding constraints in XML or CSV formats 111 10 1 6 Download and View Historical Nomination Bid Information 112 10 1 6 1 Download and view Historical Bid and Offers Data for an auction 114 10 1 6 2 Download and view Historical Nomination Data for an allocation 116 10 2 Available Private Information on the TCR Download Interface 117 10 2 1 Private General Data Downloading and Viewing sseeseeeeeeessess 117 10 2 1 1 Download and view existing ARRs in XML or CSV formats 118 10 2 1 2 Download and view existing TCRs in XML or CSV formats 120 10 2 2 Private Market Data Downloading and Viewing essere 121 10 2 2 1 Download and view Aggregated ARRs in XML or CSV formats 122 10 2 2 2 Download and view Transmission Service Reservations in XML or CSV formats 124 10 2 3 Private Results Data Downloading ccccceeccceceeeeeeeeeeeeeeeeeeeeeeeaeeeeeaaeeessaeeessnens 125 10 2 3 1 ata Download and View Allocation Results in XML or CSV
4. EIE EI 100 Figure 13 Round 3 Nomination File for Upload o Save This button instructs the system to save the nomination records on the nomination editor Validation of the nomination set is conducted during the save operation and a summary of errors is immediately reported to the user on the screen o Download his button permits the user to download a valid set of nominations from the nomination editor The content of the download file is shown below in Figure 14 Nexant Inc Page 31 Version 2 0 1 2 3 A 5 6 ri 8 AspP Southwest Power Pool TCR System Market Participant User Manual A B C D E F G H l J Nominated MW Allocated MW Candidate ID Description Service Type Asset Owner Source Sink Class Period Name 0 1 126001 1 23457E 48 PTP Kim AO GenONE LSE2 ON Jun_14 10 118001 LSE PTP Kim AO LSE 3 LSE 6 ON Jun 14 0 1 127001 GenEJB PTP Kim AO GenEJIB LSE1 ON Jun 14 0 6 75004 GenMOR PTP Kim AO GenMOR 1 GenMOR 1 ON Jun 14 0 1 75002 75002 PTP Kim AO GenANA GenBEL ON Jun 14 0 1 75003 75003 PTP Kim AO GenANA GenBEL ON Jun 14 20 63001 63001 FTF Kim AO LSE 3 LSE 6 ON Jun_14 Figure 14 Downloaded Round 3 Nomination File o Download Message his button downloads the error messages Nexant Inc discovered during the save operation Page 32 Version 2 0 SPP Southwest Power Pool TCR System Market Participant User Manual 7 Managing TCR Portfolios 7 1 Overview of a TCR Portfolio On
5. SPP Southwest Power Pool Southwest Power Pool Transmission Congestion Rights TCR System Market Participant User Manual Version 2 0 Last Updated November 2012 CPP Southwest Power Pool TCR System Market Participant User Manual Copyright 2012 Nexant Inc All rights reserved Nexant Inc Page il Version 2 0 65 SPP Southwest Power Pool TCR System Market Participant User Manual Non Disclosure Release Disclaimer The intent of this TCR Market Participant User s Manual is to provide Market Participants and Asset Owners with an introduction to the Southwest Power Pool Inc SPP TCR system and its user interfaces As such this user manual is not intended to be a complete reference source of information about the SPP TCR system or its interfaces or any of its other component subsystems nor is this user manual intended to provide any guidance with respect to nomination and bidding strategies in the SPP ARR allocations and TCR auctions respectively SPP provides the information contained herein as is and makes no warranties of any kind expressed or implied with respect to the accuracy completeness or usefulness of any information contained in this user manual In no event shall SPP or its agents or suppliers be liable for any direct indirect incidental punitive special or consequential damages of any kind whatsoever resulting from any user manual informational omissions or errors Market Participant
6. 1000 1000 1000 1000 1000 1000 1000 1000 1000 1000 1000 1000 1000 37 7 8 1 999 99 999 99 999 99 999 99 999 99 999 99 999 99 999 99 999 99 999 99 999 99 999 99 999 99 999 99 999 99 i 4 Ii Sam 100 2 LJ Figure 18 Sell Offer Portfolio in CSV Format Nexant Inc Page 35 Version 2 0 AS pP Southwest Power Pool x ld 9 6 KimAO Aug SS csv Microsoft Excel TCR System Market Participant User Manual File Home Insert Page Layout Formulas Data Review View Acrobat Team E F G H 1 BidID TCRID Description AssetOwner Source Sink Opt Obl Class Type Period BidCurvel MW 2 3424 SS PORT 5424 Kim AO GenDOS LSE1 OBL OFF SELF CONVERT 12 Aug 150 j 3432 SS PORT 5432 Kim AO GenJAN LSE3 OBL OFF SELF CONVERT 12 Aug 63 6 4 5423 55 PORT 5423 Kim AO HUB 3 SOLLSE 8 SOUI OBL OFF SELF CONVERT 12 Aug 50 2 3434 SS PORT 5434 Kim AO GenONE LSE6 OBL OFF SELF CONVERT 12 Aug 4 6 6 7 a8 9 2425 55 PORT 5425 Kim AO GenJAN LSES OBL OFF SELF CONVERT 12 Aug 217 9 2427 55 PORT 5427 Kim AO GenJAN LSE6 OBL OFF SELF CONVERT 12 Aug 5433 55 PORT 5433 Kim AO GenNUG LSE1 OBL OFF SELF CONVERT 12 Aug 2437 55 PORT 5437 Kim AO GenNUG LSE3 OBL OFF SELF CONVERT 12 Aug 2429 55 PORT 5429 Kim AO HUB3SOLGenDOS OBL OFF SELF CONVERT 12 Aug 5431 55 PORT 5431 Kim AO GenNUG LSE6 OBL OFF SELF CONVERT 12 Aug 5439 55 PORT 5439 Kim AO GenRAL LSE5 OBL OFF SELF CONVERT 12 Aug 2426 55 PORT 5426 Kim AO GenO
7. dH VALID 60 0 60 0 32 0 D D 649 217 401 Kim AD a VALID 104 0 104 0 52 0 n n 275 799 29 Kim AD a VALID 50 0 50 0 25 0 D D 552 285 694 Kim AD VALID 60 0 60 0 30 0 D D 650 H7 50 Kim AD S VALID 150 0 150 0 75 0 D D 630 234 609 Kim AD g VALID 60 0 60 0 30 0 DD 254 223 70E Kim AD VALID 60 0 60 0 30 0 D D 582 227 245 Kim AD d VALID 60 0 60 0 30 0 D D 38 24D 135 Kim AD d VALID 50 0 50 0 25 0 D D zzi 285 484 Kim AD g VALID 60 0 60 0 30 0 D D 253 223 285 Kim AD a VALID 150 0 150 0 7 0 0 0 629 234 105 Kim AD Hi AE Tii inn f inn nm Eri ri Ta I Lo 7n Ta kim An m 4 Hr j Pace i offi qu Displaying records 1 20 of 20 Figure 5 PTP tab highlighted Nexant Inc Page 22 Version 2 0 CPP Southwest Power Pool 6 1 Paging Mechanism TCR System Market Participant User Manual The Nomination Editor has a feature of presenting the data in manageable sizes for the PTP or NITS Nomination tabs When the user has a large amount of data the system provides for a paging mechanism to present the data in blocks of 200 records On each page the Left Arrows Previous and Right Arrows Next allow the user to traverse the complete set of records The Right Arrow causes the web page to refresh and bring up the succeeding block of records as shown in Figure 6 This arrow is disabled when the last block is reached Similarly the Left Arrow permits the user to navigate to the previous block of records as shown in Figur
8. 1 Add new TCR buy bids sell offers and Self converts 2 Modify existing TCR buy bids sell offers and Self converts 3 Delete existing TCR buy bids sell offers and Self converts 4 Save the bids updated in the current portfolio View Role READ ONLY Access By clicking the menu item TCR Bids then selecting a market period and round and then selecting Go a viewer automatically enters the web page display shown in Figure 96 Nexant Inc Page 136 Version 2 0 CPP Southwest Power Pool TCR System Market Participant User Manual 5 cp p Southwest Transmission Congestion Rights Market User Interface Power Pool TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1143 Welcome AO Joann3 Role s Log Out READ WRITE ROLE MP Home Auction Portfolio List Effecitve Dates Bidding Window Market Period Round AnnuaDO13 FAT in d z Round 1 C Start Date End Date Open Date Close Date l 05 01 2013 06 30 2013 06 05 2012 06 05 2012 01 00 00 CPT 02 00 00 CPT Portfolio Name Date Modified Download Status Submit Retract Delete Testcase 06 11 2012 14 24 54 CPT New Delete first 06 05 2012 10 56 00 CPT Approved Showing 1 to 2 of 2 entries ad New Figure 96 Portfolio List for a Viewer From this page the viewer can perform the following tasks 1 View Portfolio List 2 View the contents of an existing portfolio The viewer role differs from the submitter role in that the user is not afforded the opportunity to
9. F Figure 51 Assigning Buying MP to the Sell Offer Step 2 a Step 3 Once the Buying MP has been assigned to the offer the user Selling Asset Owner must click the ACCEPT command button at the bottom right of the My Offer Details panel In the My Offer Listings panel the offer status will go from Posted to Waiting for Counterparty See a Figure 52 Nexant Inc Page 82 Version 2 0 o opp Soutbwest Power Pool 5 op p Southwest Transmission Congestion Rights Market User Interface Power Po ol TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1426 Welcome John AO Role s READ_WRITE Log Out ROLE MP TCR System Market Participant User Manual Home Secondary Market Secondary Market Offers amp Responses Buy Sell Listing Offer Response Respond fo Buy Offer Respond to Sell Offer Respond 9 Reset Error Status Ca Upload be Download Pending AO Responses E Download All Responses MW Start Date EndDate 04 01 2014 04 30 2014 Response ID Request ID Type Initiating AO Status Source Sink 2003 2002 PUBLIC Kim AO Pending Credit LSE LSE 11 SOURCE 1 k Displaying items 1 1 of 1 Figure 52 Offer changes status Step 3 a Step 4 Buying Asset Owner must now confirm TCR purchase To do this the buying participant must sign into the system and go to the Private Postings display The user must select the TCR posting from My Offer Listings they wish to purchase See Figure 53 Nexant Inc
10. Page 134 Version 2 0 CPP Southwest Power Pool TCR System Market Participant User Manual Either clicking on ADD NEW or clicking on an existing portfolio in the list brings the user into the Portfolio Editor If the user chooses the ADD NEW button they are presented with a new empty portfolio otherwise the portfolio is populated with the existing bids from the portfolio they chose Portfolio Editor Figure 95 depicts the Portfolio Editor The Portfolio Editor allows the users to edit the TCR bids for the selected existing or newly created portfolio amp op p Southwest Transmission Congestion Rights Market User Interface Power Po ol TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1143 Welcome AO Joann3 Role s Log Qut READ WRITE ROLE MP Home Auction Portfolio List Effecitve Dates Bidding Window Market Period Round j Start Date End Date Open Date Close Date Annual2013 FAT Jun 13 Round 1 Go 06 01 2013 06 30 2013 06 05 2012 06 05 2012 01 00 00 CPT 02 00 00 CPT Portfolio Name Date Modified Download Status Submit Retract Testcase 06 11 2012 14 24 54 CPT New Delete first 06 05 2012 10 56 00 CPT Approved Showing 1 to 2 of 2 entries TIT Figure 95 Portfolio Editor Nexant Inc Page 135 Version 2 0 CPP Southwest Power Pool TCR System Market Participant User Manual The users can use Portfolio Editor to perform the following tasks on the selected portfolio
11. ROLE_MP Profolio Editor Description Optianal Select Another Portfolio first Penod June2013 Round Round 1 Deta Bid Portfalia Editor PETEN Ca Download j Oownibad Message TCR Buy Bras Nexant Inc Seilf converting ARAS _ Existing ARR ARR ID M 28 4 t Displaying Bids 1 icf i Figure 33 Editing ARR Portfolios From Portfolio Editor select one of the existing portfolios from Select Another Portfolio list box Then all the bids in this selected portfolio will be loaded in the bid editor table Page 55 Version 2 0 65 SPP Southwest Power Pool TCR System Market Participant User Manual 9 Trading in Secondary Market 9 1 Overview of Secondary Market The SPP TCR secondary trading market is a bilateral trading system that facilitates the trading of existing TCRs between Asset Owners using a bulletin board system which is resident in the SPP TCR system For TCR trades made through the bulletin board SPP automatically transfers ownership and adjusts each Asset Owner s settlement statements accordingly The Secondary Market allows trading of existing TCRs only ARRs cannot be traded on the secondary market A TCR as originally defined or a portion of the TCR can be traded as long as the total MW amount of the TCR as well as the original TCR time spans are maintained With these restrictions trading in the secondary market has no impact on the simultaneous feasibility of the existing ou
12. Role s Log Qut READ WRITE ROLE MP TCR System Market Participant User Manual TCR MUI Welcome Nexant Development environment Figure 2 Functions of the TCR Interface Nexant Inc Page 14 Version 2 0 65 SPP Southwest Power Pool TCR System Market Participant User Manual 5 Nomination MUI Editor 5 1 Overview of the Nomination Editor The TCR Nomination editor is accessible only by those Asset Owners and Market Participants who are authorized to participate in the ARR Allocation market The focus of this chapter is how to view download and upload nomination information via the Nomination Market User Interface 5 2 Available Nomination Information on the Nomination Editor On validation the Nomination Editor is available to SPP Asset Owners or the Market Participants that they represent These interfaces are private to each Asset Owner and reflect data specific to that Asset Owner only For each Allocation market and round users can 1 Filter download view or upload Candidate ARRs under the category PTP in CSV format 2 Filter download view or upload Candidate ARRs under the category NITS in CSV format 3 Modify the Nominated MW for Candidate ARRs under the category PTP 4 Modify the Nominated MW for Candidate ARRs under the category NITS 5 3 ARR Nomination Editor Functions The ARR Nomination Editor page first contains 3 combination boxes to select the Market Period and Round From there the user c
13. The user selects the market either auction or allocation data to download by selecting a Market Type and Term from the drop down list on the left and the required Market from the drop down list on the right Nexant Inc Page 112 Version 2 0 o opp Soutbwest Power Pool 5 cp p Southwes Transmission Congestion Rights Market User Interface Power Po ol TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1415 Welcome Kim AO Role s READ WRITE Log Out ROLE MP TCR System Market Participant User Manual Home Download Public Private Public Market Term Annual Auction Market Annual Auction FAT r2 General Network Market Results Historical Last Modified Date Historical Bids and Offers XML CSV E 06 28 2012 10 53 59 CPT Figure 78 Historical Auction Data Available from the Public TCR Interface Nexant Inc Page 113 Version 2 0 o opp Soutbwest Power Pool 5 or p Southwest Transmission Congestion Rights Market User Interface Power Po ol TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1415 Welcome Kim AO Role s READ WRITE Log Out ROLE MP TCR System Market Participant User Manual Home Download Public Private Public Market Term nnual Auction Market Annual Auction FAT r2 General Network Market Results Historical Last Modified Date Historical Bids and Offers XMLT CSV Ei 06 28 2012 10 53 59 CPT Figure 79 Historical Nomination Data Available from the Public TCR Interfac
14. gt M Annual Auction 2013 July2013 Ro 3 i 4 gt fi Ready S 100 g Figure 93 Sample Private Self converted ARR in CSV Format The following information is available from this file BidID The ID of the BID ARR ID The ID of the ARR which was self converted in the auction TCR ID The unique ID of the TCR associated within the Bid Portfolio The name of the portfolio containing the bids Nexant Inc Page 132 Version 2 0 65 SPP Southwest Power Pool TCR System Market Participant User Manual AssetOwner The name of the asset owner associated with the TCR Source The name of the source associated with the TCR Sink The name of the sink associated with the TCR StartDate The starting date that the TCR is valid EndDate he ending date that the TCR is valid HedgeType TCR type Obligation OBL Class Peak market or off peak market where the TCR is valid Round the round of the auction for which the results are published SelfConvertedMW The amount of MW that was self converted for the market AwardedMW The MW amount of the TCR awarded to the nearest tenth of a MW SettledMW The MW amount of the TCR that was settled ClearingPrice The clearing price of the TCR awarded in MW may be positive or negative 10 3 Other Downloads 10 3 1 Accessing TCR Bid Portfolios Depending on information contained in the digital security certi
15. 0 o opp Soutbwest Power Pool that posted the item and negotiates the terms of the TCR sale The money is exchanged outside the purview of the TCR System and the transfer of ownership of the TCR is conducted through the TCR System TCR System Market Participant User Manual The Secondary Market can be accessed through the TCR interface Figure 34 shows that one of the main menu tabs is labeled Secondary Market By clicking this link the user will be taken to the Secondary Market web page shown in Figure 34 amp opp Southwes Transmission Congestion Rights Market User Interface Power Po ol TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1416 Welcome John AO Role s READ WRITE Log Out ROLE MP Home Secondary Market Secondary Market Offers amp Responses Buy Sell Listing Offer Response ID Buy Sell Initiating AO Status Class Contact No Items to display Figure 34 The Secondary Market Nexant Inc Page 57 Version 2 0 SPP Southwest Power Pool 9 3 Secondary Market Public posting display TCR System Market Participant User Manual The public posting display for the secondary market shown in Figure 34 contains three tabs Buy Sell Listing Offer and Response Buy Sell listing tab lists the TCRs currently listed for sale with the following information a ID The unique ID of the transaction for the sale of the TCR a Buy Sell The flag indicating if the offer is a buy bid or sel
16. 2013 06 13 2012 06 20 2012 01 00 00 CPT 02 00 00 CPT Portfolio Name Date Modified Download Status Submit Retract Delete the fail file 06 18 2012 17 34 54 CPT V Valid Submit Delete Buy Bids 06 18 2012 17 32 14 CPT CSV Valid submit Delete Jun13 06 18 2012 17 29 22 CPT des Valid Submit Delete Showing 1 to 3 of 3 entries Figure 25 Portfolio List After Retraction from an Auction Nexant Inc Page 43 Version 2 0 SPP Southwest Power Pool 7 3 7 Auction Portfolio Statuses TCR System Market Participant User Manual The auction portfolio list page lists the portfolios along with their statuses The following statuses are supported by the portfolio list page New An empty portfolio without any bids offers in it Valid A portfolio with a valid set of bids offers The portfolio is not in a Submitted state with respect to the auction Invalid A portfolio with at least one invalid bid offer in it Approved A portfolio with a valid set of bids offers that has passed the credit check The portfolio is in a Submitted state with respect to the auction Disapproved A portfolio with a valid set of bids offers that has not passed the credit check The portfolio is not in a Submitted state with respect to the auction The general flow of tasks in managing portfolios is shown in Figure 26 Nexant Inc Page 44 Version 2 0 9 QDD southwest ower roo TCR System Market Participant User Manual
17. 2013 OBL 5 31 2014 OBL 5 31 2014 OBL 8 31 2013 OBL 8 31 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 5 31 2014 OBL 5 31 2014 OBL 5 31 2014 OBL 7 31 2013 OBL 6 30 2013 OBL 8 31 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 5 31 2014 OBL 6 30 2013 OBL 8 31 2013 OBL 8 31 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 7 31 2013 OBL 6 30 2013 OBL BIEN OFF ON ON OFF ON OFF ON OFF OFF ON ON ON OFF OFF ON OFF OFF OFF OFF OFF ON ON ON ON ON ON 104 Annual2013 FAT 12 6 Annual2013 FAT 3 7 Annual2013 FAT 28 6 Annual2013 FAT 4 8 Annual2013 FAT 25 9 Annual2013 FAT 8 4 Annual2013 FAT 8 3 Annual2013 FAT 122 6 Annual2013 FAT 3 4 Annual2013 FAT 28 4 Annual2013 FAT 116 4 Annual2013 FAT 29 8 Annual2013 FAT 2 3 Annual2013 FAT 0 2 Annual2013 FAT 23 Annual2013 FAT 7 3 Annual2013 FAT 10 Annual2013 FAT 7 7 Annual2013 FAT 28 1 Annual2013 FAT 23 2 Annual2013 FAT 10 3 Annual2013 FAT 0 3 Annual2013 FAT 11 1 Annual2013 FAT 14 6 Annual2013 FAT 14 6 Annual2013 FAT 0 4 Annual2013 FAT 10 Annual2013 FAT Il EBEN EJ 10056 Figure 83 Sample Private Existing ARRs in CSV Format The following information is available from this file ARR ID The unique ID for the ARR AssetOwner The name of the Asset Owner who owns the ARR Round 1 Round 2 Round 2 Round 2 Round 2 Round 2 Round 2 Round 2 Round 2 Round 2 Round 2 Round 2 Round 2 Round 2 Round 2 Round 2 Round 2 Round 2 Round 2 Round 2 Round 2 Round 2 Rou
18. 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL ON ON ON ON ON ON ON ON ON ON ON ON ON ON ON ON ON ON ON ON ON ON ON ON ON ON ON ON ON ON Version 2 0 19 7 13 3 14 7 6 7 0 1 14 9 0 1 0 1 42 2 45 1 54 1 36 20 9 1 9 25 9 SPP Southwest Power Pool MarketParticipant Name of the Market Participant who owns the TCR TCR System Market Participant User Manual Category Flag denoting the type of the TCR Point to Point PTP Source Name of the Source for the TCR Sink Name of the Sink for the TCR StartDate The beginning date of the time period for which the TCR is considered valid EndDate The end date of the time period for which the TCR is considered valid HedgeType obligation OBL of the TCR Class Peak market ON or off peak OFF time of use of the TCR MW The MW value associated with the TCR 10 1 1 2 Selecting a model to download In the remaining tabs Network Market Results and Historical of the Public Downloads the user has to select both a partic
19. 2013 OBL BUY OFF Round1 0 2 0 1 7 50 0 9 8 43012 PTP BuyBuyBuy Kim AO GenNUG LSE6 6 1 2013 6 30 2013 OBL BUY ON Roundi 0 20 58 0 7 9 50 23 1n L 4 M 4 gt M Annual Auction 2013 June2013 Ro lt 3 li 4 gt i Ready Ee HI 100 Figure 92 Sample Private Bids and Offers data in CSV Format The following information is available from this file BidID The ID of the auction bid TCHID The unique ID of the TCR associated within the Bid Category Flag denoting the type of the TCR Point to Point PTP Portfolio The name of the portfolio containing the bids AssetOwner The name of the asset owner associated with the TCR Source The name of the source associated with the TCR Sink The name of the sink associated with the TCR StartDate The starting date that the TCR is valid EndDate he ending date that the TCR is valid HedgeType TCR type Obligation OBL Type States that the type of the bid BUY or SELL Class Peak market ON or off peak OFF market where the TCR is valid Round the round of the auction for which the results are published AwardedMW The MW amount of the TCR awarded to the nearest tenth of a MW Nexant Inc Page 131 Version 2 0 CPP Southwest Power Pool ClearingPrice The clearing price of the TCR awarded in MW The clearing price may be positive or negative TCR System Market Participant User Manual MW The bid MW amount
20. 2013 OBL ON ROUND_1 93 6 8 42093 Kim AO GenJAN LSE8 7 1 2013 7 31 2013 OBL ON ROUND 1 135 9 1271833 42102 82788 SS Aug2013 Kim AO GenDOS LSE1 7 1 2013 7 31 2013 OBL ON ROUND 1 11 3 2 8 22 5 711 91 10 1271834 42095 SS Aug2013 Kim AO GenRAL LSE5 7 1 2013 7 31 2013 OBL ON ROUND 1 4 3 0 0 8 6 39 75 11 1271835 42097 82790 SS Aug2013 Kim AO GenJAN LSE6 7 1 2013 7 31 2013 OBL ON ROUND 1 5 1 1 3 10 1 64 39 12 42103 Kim AO GenNUG LSE3 7 1 2013 7 31 2013 OBL ON ROUND 1 6 8 13 42133 Kim AO GenJAN LSE 8 7 1 2013 7 31 2013 OBL OFF ROUND_1 135 14 1271838 42136 82793 SS_Aug2013 Kim AO HUB 3 SOURCE GenDOS 7 1 2013 7 31 2013 OBL OFF ROUND_1 46 8 11 7 93 6 512 52 15 1271839 42141 82794 SS Aug2013 Kim AO GenJAN LSE 3 7 1 2013 7 31 2013 OBL OFF ROUND_1 33 8 8 5 67 6 19 31 16 1271840 42142 SS_Aug2013 Kim AO GenDOS LSE1 7 1 2013 7 31 2013 OBL OFF ROUND 1 3 2 0 0 6 3 15 63 17 1271841 42135 SS Aug2013 Kim AO GenRAL LSE5 7 1 2013 7 31 2013 OBL OFF ROUND 1 4 3 0 0 8 6 39 75 42138 Kim AO HUB 3 SOURCE LSE8 SOURCE 7 1 2013 7 31 2013 OBL OFF ROUND 1 21 6 19 42134 Kim AO GenDOS LSE3 7 1 2013 7 31 2013 OBL OFF ROUND 1 14 7 20 42137 Kim AO GenJAN LSE6 7 1 2013 7 31 2013 OBL OFF ROUND 1 10 1 21 1271845 42140 SS Aug2013 Kim AO GenONE LSE6 7 1 2013 7 31 2013 OBL OFF ROUND 1 0 5 0 0 1 0 06 22 1271846 42143 SS Aug2013 Kim AO GenNUG LSE3 7 1 2013 7 31 2013 OBL OFF ROUND 1 3 4 0 0 6 8 19 65 23 1271847 42139 SS Aug2013 Kim AO GenANA LSE8 7 1 2013 7 31 2013 OBL OFF ROUND 1 14 6 0 0 29 1 7 70 v E
21. 3 2 TCR System Components ccccccccssssseccceeeeceeeeeeeeeeeeeeeeeeeeeceeeeesseseeseeeeeeeesseaaaeeseeeeeeseaas 5 3 3 ARR Allocation Time Line eeesesesceseenn mm IRI IIR mIIrR metere retentis 6 3 4 TCR Auction Time Line esses RII III nme nme rntemet remet remet rerit virer rin 6 A S Ned IOO OIO mm 8 4 1 Ola S colere RTT 8 4 2 Accessihg ihe SPP TOL Tdlideuti i deditesshicoem vint cbuscsatcieme inn decode tm rictu unen in rin dies hut ae 8 A3 CHOPBRESVSIORE IBENIGO Biuecdodekuncsatie dedituushusuem vint cbuscsutcieme dedi ecu nde tm ee ee eee 9 2c MEME LI cuit Umm mmm 9 4 52 Access tothe TOR By SSW cuidediteucnen tu Hiecsbussbant akiniai ainiai rada un Hieciten hit esr dus 9 4 3 3 FOR System Interfaces ucebesccneinedesitucuDaadtesestenta equ bnecvuFta ses Exe Rbepc nep ERU buo AE cE vea PUES 9 44 TCR System Web Pagges eese retenta beso c ann an n ann npa DR aa n R Ya k Rake EDDA E Ra RR Ya E daa ede 12 4 5 Overview of the TCR Interface sssssssssessessee mem meme nemen nere mrn titre tre triti peras 13 4 6 Functions of the TCR Interface ssssssesee HI mmm mene rm nemme re reser r eren 13 5b Nomination MUI EGO ease riae rtr eaa ark annia bap etsrka Gi Erika ae rie bb ark o Saa nae raa ge kiriek aiea 15 5 1 Overview of the Nomination Editor eeessseesessesennen mem emen nenne nennen reins 15 5 2 X Ava
22. ARR data if available for an allocation market and modify nominated MW Values for those candidate ARRs Additionally the participant can view summaries for this type of entitlement for any round of the annual or incremental process o Filter or download the list of candidate ARRs along with allocated ARR s after the allocation has been posted TCR Bid Offers page that permits Asset Owners to submit portfolios of buy bids sell offers and self converted ARRs to the annual or monthly auctions o Prepare and manage portfolios of buy bids sell offers and self converted ARRs o View the portfolios that have been submitted to auctions Nexant Inc Page 10 Version 2 0 CPP Southwest Power Pool o Upload and download bid portfolios TCR System Market Participant User Manual Secondary Market o View post and accept bilateral TCR trades Private downloads o General data which consists of the list of TCRs and ARRs owned by Asset Owners Market data which consists of the list of Aggregated ARRs and Transmission Service Reservations owned by Asset Owners Private Allocation data which consists of the results of the multi round seasonal or single round incremental allocation calculations including the nominated MW value Private Auction data which consists of the results of the single round annual or single multi round monthly TCR auction including the bid curve associated with each of the TCR buy bids se
23. HedgeType Class MW Market 1 fi 3 A 5 6 F B 9 895 AO Joann3 1703 AO Joann3 1727 AO Joann3 1841 AO Joann3 1767 AO Joann3 1949 AO Joann3 1797 AO Joann3 1896 AO Joann3 1885 AO Joann3 1719 AO Joann3 1702 AO Joann3 1817 AO Joann3 1926 AO Joann3 1947 AO Joann3 1728 AO Joann3 1847 AO Joann3 1891 AO Joann3 1853 AO Joann3 1822 AO Joann3 1940 AO Joann3 1707 AO Joann3 1757 AO Joann3 1779 AO Joann3 1714 AO Joann3 1712 AO Joann3 1 00 AO Joann3 1877 AO Joann3 1832 AO Joann3 PTP PTP NITS PTP PTP PTP NITS PTP PTP PTP NITS PTP NITS PTP PTP NITS NITS PTP PTP PTP NITS PTP PTP PTP PTP PTP PTP PTP M 4 k H EXISTING ARR 2 Ready GenONE GenONE GenONE GenONE GenONE GenONE GenONE GenONE GenONE GenNUG GenONE GenONE GenRAL GenNUG GenONE GenONE GenONE GenONE GenONE HUB 3 SOURCE GenDOS GenONE GenONE GenANA GenONE GenONE GenONE GenONE GenONE LSE amp LSE 1 LSE S LSE 8 LSE 1 LSE amp LSE 5 LSE 2 LSE amp LSE 1 LSE 5 LSE 8 LSE 9 LSE 1 LSE 2 LSE S LSE 4 LSE 4 LSE 1 LSE 4 LSE 4 LSE 8 LSE 2 LSE 4 LSE 4 LSE 2 LSE 4 6 1 2013 6 1 2013 7 1 2013 6 1 2013 8 1 2013 4 1 2014 4 1 2014 8 1 2013 8 1 2013 6 1 2013 6 1 2013 4 1 2014 4 1 2014 4 1 2014 7 1 2013 6 1 2013 8 1 2013 6 1 2013 6 1 2013 4 1 2014 6 1 2013 8 1 2013 8 1 2013 6 1 2013 6 1 2013 6 1 2013 7 1 2013 6 1 2013 6 30 2013 OBL 6 30 2013 OBL 7 31 2013 OBL 6 30 2013 OBL 8 31
24. Home Insert Page Layout Formulas Data Review View M195 Fee A B C DeviceName DeviceType BaseCaseRating EmergencyRating Class ANA BEL138 LINE Line 250 300 OFF ANA BEL138 LINE Line 250 300 ON ANA SAT 345 LINE Line 400 450 OFF ANA SAT 345 LINE Line 400 450 ON BEL CAT 138 LINE Line 20 460 OFF BEL CAT 138 LINE Line 20 460 ON BEL INI 138 LINE Line Or 480 OFF BEL INI 138 LINE Line OM 430 ON BER 138 345 TRANSFORMER Transformer 00 550 OFF BER 138 345 TRANSFORMER Transformer 0 550 ON BER 69 138 TRANSFORMER Transtormer iu 550 OFF H 4 H Annual Auction FAT r2 July2013 1 2 3 A 5 6 i B 9 Figure 66 Sample Monitored Lines and Transformers List in CSV Format The following information is available from this file DeviceName The name of the device name DeviceType The type of device Line or Transformer BaseCaseRating MW Rating of branch to be observed in the base case EmergencyRating MW Rating of branch to be observed in the contingency cases Nexant Inc Page 99 Version 2 0 65 SPP Southwest Power Pool TCR System Market Participant User Manual Class Time of use designation peak ON or off peak OFF where the branch is to be monitored 10 1 2 4 Download network data in PSS E format release 31 0 Check the box associated with the Network data category as shown in Figure 63 and click the Download button to download the network model data in PSS E version 31 format for the peak and off
25. LSE 8 SOURCE LSE 8 SOURCE LSE 8 SOURCE 12 1 2013 10 1 2013 8 1 2013 4 1 2014 10 1 2013 12 1 2013 4 1 2014 7 1 2013 6 1 2013 6 1 2013 9 1 2013 7 1 2013 3 31 2014 NITS 11 30 2013 NITS 8 31 2013 NITS 5 31 2014 NITS 11 30 2013 NITS 3 31 2014 NITS 5 31 2014 NITS 7 31 2013 NITS 6 30 2013 NITS 6 30 2013 NITS 9 30 2013 NITS 7 31 2013 NITS 203 SPP 30 SPP 88 1 SPP 203 SPP 203 SPP 203 SPP 13 SPP 86 5 SPP 13 6 SPP 90 SPP 92 8 SPP 19 SPP 300 299 294 293 301 M 4 4 Annual Allocation 2013 RESERVAT EH T Ready la pug 100 Figure 87 Sample Transmission Service Reservations in CSV Format The following information is available from this file Summary ID The unique summary ID for the Transmission Service Reservation on OASIS Transmission Owner The name of the Transmission Owner i e Asset Owner who owns this reservation Source The name of the Transmission Service Reservation s source Sink The name of the Transmission Service Reservation s sink Nexant Inc Page 124 Version 2 0 65 SPP Southwest Power Pool TCR System Market Participant User Manual StartDate The starting date that the Transmission Service Reservation ARR is valid EndDate The ending date that the Transmission Service Reservation ARR is valid ServiceType Service Type of the Transmission Service Reservation Point to Point PTP and Network Integrated
26. Page 83 Version 2 0 o opp Soutbwest Power Pool s CPP Southwest Transmission Congestion Rights Market User Interface Power Pool TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1527 Welcome Kim AO Role s READ WRITE Log Out ROLE MP TCR System Market Participant User Manual Home Secondary Market Secondary Market Offers amp Responses Buy Sell Listing Offer Response My Buy Offer My Sell Offei setao set TR Q Add Q Retract CI Upload Save C Download Posted Offers y Download All Offers EXGN GRDX GSECGS Hopp 3 HMU INDP John AO KBPU eps KEPC 7 KMEA ID Type Responding AO Status TCRID Source Sink 2002 PUBLIC John AO Approved 70454 LSE 7 LSE 11 SOURCE MIDW MOWR MTVN MULV Meng AO 37 NEL 3 NMEC Displaying items 1 1 of 1 NPPD Figure 53 Buying MP selects selling offer to fulfill Step 4 a Step 5 The buying Asset Owner must select the Asset Owner from the Asset Owner folder in the folder tree To finalize the transaction the buying Asset Owner must click the ACCEPT command button to finalize the transaction See Figure 54 Nexant Inc Page 84 Version 2 0 o0pp Soutbwest Power Pool 5 opp Southwest Transmission Congestion Rights Market User Interface Power Po ol TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1527 Welcome Kim AO Role s READ WRITE Log Out ROLE MP TCR System Market Partici
27. Page 78 Version 2 0 o opp Southwest Power Pool Southwest Transmission Congestion Rights Market User Interface Power Pool TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1527 Welcome John AO Role s READ_WRITE Log Out ROLE_MP TCR System Market Participant User Manual Home Secondary Market Secondary Market Offers amp Responses Buy Sell Listing Offer Response Respond to Buy Offer Respond to Sell Offer El Respond 9 Reset Error Status m Unload 3 Downoad Pending AO Responses a Download A Responses Response ID Request ID Type Initiating AO Status Source Sink MW Start Date EndDate Class 2003 2002 PUBLIC Kim AO Approved LSE 7 LSE 11 SOURCE 1 04 01 2014 04 30 2014 ON k Displaying items 1 1 of 1 Figure 49 Seller has fulfilled buy bid Step 6 Checking the TCR assets of the Asset Owner who responded to the buy bid i e sold one of its TCRs indicates that three TCRs cover the remaining portion of the original TCR belonging to the Market If the buying Asset Owner does not have the requisite credit to purchase the TCR the offer will be Declined and an error message will be displayed describing the required credit to fulfill the purchase and the buyer s available credit The seller will also be able Nexant Inc Page 79 Version 2 0 opp Soutbwest Power Pool to see that the offer was Declined but a more generic message without the buyer s available credit information will be displayed whe
28. Public Posting communicate with the posting MP 2 Negotiate 1 Interested parties communicate through the Contact Information media 2 Negotiate and deal Note Payments are done directly between parties Select Private Posting Select the sell offer from My Offer Listing System responds by moving the offer to My Offer Details 1 Assign the buying MP to offer by selecting Set AO into Market Participant field 2 Click on ACCEPT in My Offer Details System responds by changing status from Posted to Waiting for Other 1 Select Private Posting 2 Choose the sell offer to be fulfilled from MY Offer Listings 3 Select Set AO to set Asset Owner on the buy bid in My Offer Listings 4 Click on ACCEPT System responds by changing status from Accepted or Declined Figure 60 Sell Offer Activity Flow Nexant Inc Page 91 Version 2 0 65 SPP Southwest Power Pool TCR System Market Participant User Manual 10 Public and Private Downloads 10 1 Available Public Information on the TCR Download Interface The TCR Public download interface is available to all SPP Asset Owners and the same information is presented to all of them At any time users can 1 Download and view general information such as Existing TCRs in CSV and XML formats For each period of an allocation or auction users can 1 Download and view the Contingency list in CSV and XML formats 2 Download and view Flowgate definitions in CSV and XM
29. Responses Me Buy Sell Listing Offer Response Q 9 My Buy Offer My Sell Offer seo Set Source set sink Add Retract Ej Upload Save Cy Download Posted Offers Cj Download All Offers a Asset Owners ID Type Responding AO Status Source Sink MW Start Date E Sources amp Sinks 26006 PRIVATE AEPM Pending AO Res 6ROMEVL 1 65LTGRAS 1 3 07 02 2012 1003 PUBLIC Kim AO Open ANA G1 BER 138 1 06 22 2012 k Displaying items 1 2 of 2 Figure 41 Public Postings with newly created buy bid 9 3 1 3 Submit a Sell Offer To post a new Sell offer the user must click the ADD command button found on the left of the My Sell Offers panel under the Offers Tab Doing so will create a blank record in the My Sell Offer panel as shown in Figure 36 Nexant Inc Page 69 Version 2 0 SPP Southwest Power Pool The Asset Owners can then set a TCR from the existing TCRs under the Existing TCRs data structure into the My Offer Details pane and fill in the remaining necessary information TCR System Market Participant User Manual MW The MW amount of the TCR which may be less than or equal to the original TCR Start Date The effective starting date of the TCR offer to be posted which may be after the original start date and prior to the original end date End Date The effective expiration date of the TCR offer to be posted which may be prior to the original end date but
30. Revenue Rights CARR Candidate ARR CMT Management Tool CSV Comma Separated Values DB Database EMS Energy Management System GUI Graphical User Interface MOI Market Operator Interface MP Market Participant MUI Market User Interface NITS Network Integration Transmission Service OATT Open Access Transmission Tariff OASIS Open Access Same Time Information System OTDF Outage Transfer Distribution Factor PAR Phase Angle Regulator PTDF Power Transfer Distribution Factor PIP Point to Point TCR Transmission Congestion Right XML Extensible Markup Language Nexant Inc Page viii Version 2 0 65 SPP Southwest Power Pool TCR System Market Participant User Manual 1 Overview of this User Manual This Southwest Power Pool SPP TCR Market Participants User s Manual is organized in chapters which cover the following topics a Introduction gives an overview of ARRs and TCRs the SPP ARR allocations and TCR auctions a SPP TCR System Overview gives an overview of SPP TCR system and its components a SPP Portal Web Site gives an overview of how to access SPP portal a Public and Private Functions of the TCR Interface describes the information and functions available from the SPP portal TCR interface a Message Board describes the functions of the message board and how to use it a Managing TCR Portfolios describes how to manage ARR and TCR auction portfolios via the Private TCR interface a Managing TCR Bids describes how
31. Sinks 4 20001 PRIVATE AO Joann Posted YAK 345 YAK 138 25 10 01 2012 k Displaying items 1 1 of 1 Figure 39 Private Posting Editor after Buy Bid has been posted Nexant Inc Page 67 Version 2 0 CPP Southwest Power Pool TCR System Market Participant User Manual 5 CPP Southwest Transmission Congestion Rights Market User Interface Power Pool TCR system i HEDGE Version 1 0 0 SNAPSHOT Build 1527 Welcome John AQ Role s READ WRITE Log Out ROLE MP Home Secondary Market Secondary Market Offers amp Responses Me Qs setAo Set Source set sink J Asset Owners MW Start Date J Sources amp Sinks Buy Sell Listing Offer Response My Buy Offer My Sell Offer Add Retract al Upload E save Cj Download Posted Offers Download All Offers ID Type Responding AQ Status Source Sink 26006 PRIVATE AEPM Pending AO Res 6ROMEVL1 1003 PUBLIC Kim AO Open ANA G1 6SLTGRAS 1 3 07 02 2012 BER 138 1 06 22 2012 k Displaying items 1 2 of 2 Figure 40 Public Postings with newly created buy bid Nexant Inc Page 68 Version 2 0 CPP Southwest Power Pool 5 CPP Southwest Transmission Congestion Rights Market User Interface Power Pool TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1527 Welcome John AO Role s READ WRITE Log Out ROLE MP TCR System Market Participant User Manual Home Secondary Market Secondary Market Offers amp
32. Transmission Service NITS MW The MW value associated with the Transmission Service Reservation Transmission Provider The name of the Transmission Provider of this transmission service OASIS ID The unique OASIS ID for the Transmission Service Reservation on OASIS 10 2 3 Private Results Data Downloading By clicking the Results Data tab on the Private section of the Downloads drop down menu the user enters the private Results Data Downloads page which is shown in Figure 88 Nexant Inc Page 125 Version 2 0 o opp Soutbwest Power Pool 5 CPP Southwest Transmission Congestion Rights Market User Interface Power Pool TCR System i HEDGE Version 1 0 0 5NAPSHOT Build 1142 Welcome AO Joann3 Role s Log Out READ WRITE ROLE MP TCR System Market Participant User Manual Home Download Private Market Term Annual Allocation Market Annual2013 FAT Round Round 1 General Market Results Format Last Modified Date Allocation Results AML CSV 06 11 2012 14 49 32 CPT Figure 88 Private Allocation Data Downloads 10 2 3 1 ata Download and View Allocation Results in XML or CSV In the Results tab the user is presented with the following display for the Private Allocation Data as shown in Figure 89 by 1 Selecting an Allocation market with the Market Term dropdown menu 2 Selecting the appropriate market from the Market dropdown menu 3 Selecting the desired allocation round from the Ro
33. implies the maximum MW amount requested to buy or offered for sale Nexant Inc Page 33 Version 2 0 SP Southwest Power Pool Nexant Inc TCR System Market Participant User Manual Buy Bid Curve Figure 15 Sample Buy Bid Curve Sell Offer Curve Offer Price MW Figure 16 Sample Sell Offer Curve age 34 Version 2 0 opp Soutbwest Power Pool A sample buy bid portfolio file is shown in Figure 17 A sample sell offer portfolio file is shown in Figure 18 A sample self convert portfolio file is shown in Figure 19 TCR System Market Participant User Manual Bids Monthly July 2013 July2013 Round 1 1 csv Read Only Microsoft Excel Home Insert Page Layout Formulas Data Review View Acrobat Team Conditional Formatting g Insert g Delete Ha Format Cells General id 778 t 00 00 3 E T Calibri 3 AY zy Sort amp Find amp C Filter Select Editing 1 m Format as Table Cell Styles 7 Styles a M E ar M M M M Mumber 1 Bid ID Sink 66019 66020 66026 66028 66027 66029 66017 TCR ID Description Asset Owner Source Kim AO GenONE LSE 5 Kim AO GenDos LSE 11 Kim AO GenMOR 1 LSE 10 Kim AO GenMOR 1 LSE 10 Kim AO GenMOR 1 LSE 10 Kim AO GenMOR 1 LSE 10 Kim AO GenDos L5E 11 OBL 56018 Kim AO GenDOS L5E 11 OBL 10 134001 Kim AO GenBEL GenEIB OBL Bids Monthly July 2
34. is available from this file Source The name of the source for a Candidate ARR Sink The name of the sink for a Candidate ARR StartDate The beginning date of the Candidate ARR EndDate The end date of the Candidate ARR HedgeType Candidate ARR type obligation OBL Nexant Inc Page 116 Version 2 0 SPP Southwest Power Pool Class Peak market ON or off peak OFF market where the Candidate ARR is valid TCR System Market Participant User Manual Nominated MW The nominated MW amount of the Candidate ARR Round The name of the tier of the Candidate ARR e g Round 1 Round 2 and Round 3 10 2 Available Private Information on the TCR Download Interface The TCR Private download interface is available to all SPP Asset Owners and presents confidential information pertinent to a particular Asset Owner At any time users can 1 Download and view general information such as Existing ARRs or TCRs in CSV and XML formats Prior to an allocation users can 1 Download and view Transmission Service Reservations in CSV and XML formats Prior to an auction users can 2 Download and view Aggregated ARRs in CSV and XML formats After each round of the allocation has been run users can 1 Download and view Allocation results ARRs in CSV and XML formats After an auction round is completed users can 1 Download and view Auction results TCRs in CSV and XML formats 10 2 1 P
35. list in CSV format is shown in Figure 73 TCR System Market Participant User Manual at Microsoft Excel Annual Allocation 2014 June2014 Round 1 BINDING CONSTRAINT CSV E B C D E F DeviceName DeviceType Direction Limit Flow Violation Contingency Class Round ID NE Flowgate To From 225 2 225 2 0 DOS 138 345 XF1 ON Round1 ANA BEL 138 LINE Line To From 250 250 0 Base Case ON Roundl ID NE Flowgate To From 225 2 225 2 0 DOS 138 345 XF 1 OFF Round1 5 ANA BEL 1385 LINE Line To From 290 250 0 Base Case OFF Round 1 M 4 gt M Annual Allocation 2014 June2014 2 Malo o lm ob fi Ready 100 m F Figure 73 Sample Allocation Binding Constraint List in CSV Format The following information is available from this file DeviceName Name of the binding constraint transmission line transformer flowgate constraint associated with a nomogram DeviceType Type of device that is binding Line Transformer Flowgate Nomogram Direction The direction of the flow on the component device It can take on the values of From To To From Limit The MW flow limit on the device Flow The MW flow on the device Violation Percentage violation of the limit for hard constraints this value will be zero and for soft constraints this value will be a positive number Contingency The name of the contingency associated with the constraint that is binding Class The time period o
36. of the device Line Transformer Action Whether the device is in aged put IN service or outaged taken OUT of service Class The time period of use Peak ON or Off peak OFF 10 1 2 2 Download and view Flowgates in XML or CSV formats Check the box associated with the Flowgates data category as shown in Figure 63 for XML and or CSV formats Then click the Download button to download the flowgate data in the chosen formats The download will be in a zipped format which can be viewed using an unzipping tool A sample flowgate list in CSV format is shown in Figure 65 Nexant Inc Page 97 Version 2 0 opp Soutbwest Power Pool X lg C 7 Annual2013 FAT September2013 FLOWGATE CSV Microsoft Excel Home Insert Page Layout Formulas Data Review View TCR System Market Participant User Manual A B D E Mame Type ContingencyName Limit Class DeviceName FlowDirection ID NE OTDF DOS 138 345 XF 1 100 ON DOS EJB 345 LINE From To DOS EJB 138 LINE From To OAK BER 345 LINE From To ID S OTDF MOR BRT 138 kV D OAK HUR 345 LINE From To YAK KEI 345 TRANSFORMER From To ID EXT PTDF TIM ELF 345 LINE From To IDE PTDF EJB MAR 345 LINE From To ID NE OTDF DOS 138 345 XF 1 DOS EIB 345 LINE From To DOS EJB 138 LINE From To OAK BER 345 LINE From To 21D 5 OTDF MOR BRT 138 kV 150 OFF OAK HUR 345 LINE From To YAK KEI 345 TRANSFORMER From To ID EXT PTDF 550 OFF TIM ELF 345 LINE From To IDE PTDF 240 OFF EJ
37. or nomogram nomogram Direction Direction of MW flow on the congested device It can take on the values of From To To From Nexant Inc Page 111 Version 2 0 SPP Southwest Power Pool Limit The flow limit of the binding constraint if the limit goes soft i e relaxed the flow on this binding constraint may be larger than its corresponding limit TCR System Market Participant User Manual Flow The MW flow on the device Violation Percentage violation of the limit for hard constraints this value will be zero and for soft constraints this value will be a positive number Contingency The name of the contingency associated with the constraint that is binding Class The time period of use peak ON or off peak OFF where the constraint is binding Marginal Cost The clearing or shadow price of the binding constraint in MW Round The round of the auction where the constraint was binding 10 1 6 Download and View Historical Nomination Bid Information By clicking the Historical tab on the Public section of the TCR interface the users will enter the Historical Data download page shown in Figure 78 and from which users will be able to download all available historical nomination bid data for allocations auctions This data will be available six months after the end date of the effective period of the allocation auction and will be available in a XML or CSV formatted file
38. part of the bid curve PricePerMW The bid price in MW part of the bid curve 10 2 3 2 2 Download and view Self converted ARRs Check the box associated with the Self Converted ARRs data category shown in Figure 6 10 for XML and or CSV formats Then click the Download button to download the auction results data in the chosen formats The download will be in a zipped format which can be viewed using an unzipping tool A sample private Self converted ARR results file is shown in Figure 93 fr id E Annual Auction 2013 July2013 Round 1 SELF CONVERTED ARR csv Read Only Microsoft Excel P Home Insert Page Layout Formulas Data Review View Acrobat Team v o P ss R18 Y fe v A B C D E F G H I J K L M N Oo P J 1 BID ID ARR_ID TCRID Portfolio AssetOwner Source Sink StartDate EndDate HedgeType Class Round SelfConvertedMW AwardedMW SettledMW ClearingPrice 2 1271826 42101 SS Aug2013 Kim AO GenONE LSE6 7 1 2013 7 31 2013 OBL ON ROUND 1 0 5 0 0 1 0 06 3 1271827 42099 82782 SS Aug2013 Kim AO GenANA LSE8 7 1 2013 7 31 2013 OBL ON ROUND_1 14 6 3 6 29 1 15 40 4 1271828 42094 82783 SS Aug2013 Kim AO GenDOS LSE3 7 1 2013 7 31 2013 OBL ON ROUND 1 7 4 1 8 14 7 198 53 5 1271829 42098 SS Aug2013 Kim AO HUB 3 SOURCE LSE8 SOURCE 7 1 2013 7 31 2013 OBL ON ROUND 1 10 8 0 0 21 6 629 86 6 1271830 42100 82785 SS_Aug2013 Kim AO GenJAN LSE 3 7 1 2013 7 31 2013 OBL ON ROUND 1 33 8 8 5 67 6 193 07 7 42096 Kim AO HUB 3 SOURCE GenDOS 7 1 2013 7 31
39. period and round for which you wish to nominate then selecting go a submitter automatically enters the Nomination Editor Selecting the Profile you wish to view brings the user to the website shown in Figure 101 Nexant Inc Page 143 Version 2 0 o opp Soutbwest Power Pool CPP Southwest T ansmission Congestion Rights Market User Interface TCR System Market Participant User Manual Power Pool TCR System i HEDGE Version 4 0 0 SNAPSHOT Build 1426 Welcome AO Joann2 Role s Log Out READ ONLY ROLE MP I Home Mominstion Effecitve Dates Nomination Window Market Period Round Start Date End Date Open Date Close Date Annual Allocation FAT Rr2 w Jun 13 Round e EJ 2 i QOU12013 05 30 2013 05 272012 05 28 2012 05 00 00 CPT 19 00 00 CPT Surrnirri amp ry Raund Cap Round Maminztion Raund Allocation PTP ON 561 D D a a NIT amp ON i160 oo 0 0 x NITS OFF 160 D D 0 0 E PTP OFF 561 0 0 0 0 Round 3 Nomination Ed Deta sue set Source Se Sink Lg Dom Lg D c UE 4 Source amp Sinks PTF NITS Candidate ID Status Nominated MW Allocated MW Sources Sink Class A 4 Hr t Page zf qn Ho record to display Figure 101 Nomination Editor for a Viewer Nexant Inc Page 144 Version 2 0 65 SPP Southwest Power Pool TCR System Market Participant User Manual From this page the viewer can perform the following tasks 1 View the Ca
40. submit or remove a bid portfolio from an upcoming auction By clicking on one of portfolios in the Portfolio list page a viewer automatically enters the Bid Nexant Inc Page 137 Version 2 0 CPP Southwest Power Pool Portfolio Editor web page display shown in Figure 97 Here the user is permitted to view the web pages but is not allowed to make any changes to the portfolio TCR System Market Participant User Manual O p p Southwest Transmission Congestion Rights Market User Interface Power Pool TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1135 Welcome AO Joann3 Role s Log Out READ WRITE ROLE MP Home Auction Portfolio List Profolio Editor Portfolio Name Description Optional Select Another Portfolio first first Market Annual2013 FAT Period June2013 Round Round 1 Bid Portfolio Editor i NRMNMMMMqqqggt9 ss npmmJiA8gb Q 9 Download Download Message m Back r Ca set Source set Sink TCR Buy Bids Self converting ARRs B G3 Sources amp Sinks ID Bid Curve Source Sink AssetOwner d 12002 ie GenBEL GenDOS AO Joann3 Displaying Bids 1 1 of 1 Figure 97 Auction Portfolio Editor for a Viewer 10 3 2 Accessing the TCR Secondary Market Depending on information contained in the digital security certificate an Asset Owner enters the TCR Secondary Market as either a viewer or a submitter Nexant Inc Page 138 Version 2 0 o opp Soutbwest Power Pool 10 3 2 1 Submitter Acce
41. tree that contains the following TCR information o Static Data a Sources Sinks The folder contains all valid names of PTP TCR sources and sinks Nexant Inc Page 50 Version 2 0 SPP Southwest Power Pool 8 4 TCR System Market Participant User Manual Managing TCR Bids with the Portfolio Editor Clicking on the TCR Buy Bids tab on the Portfolio Editor page brings up the TCR Editor panel This panel is used to manage TCR auction bids The following subsections give the description of those functions performed by TCR users in Portfolio Editor 8 4 1 8 4 2 8 4 3 View Existing Portfolios From Portfolio Editor select one of the existing portfolios from Select Another Portfolio list box Then all the bids in this selected portfolio will be loaded in the bid editor table Add TCR Buy Bids Click ADD button in Portfolio Editor A new row will appear in the bid table and ready to be edited Fill all the necessary data fields according to different TCR types As mentioned in the previous section some fields i e Asset Owner Source Sink are inputted by setting the appropriate item under the appropriate folder i e Asset Owner Source Sinks from the right central panel Add TCR Sell Offers Click ADD button in Portfolio Editor A new row will appear in the bid table and ready to be edited Select this row for assignment of the TCR to be sold From the right panel select the TCR from the list
42. within these web pages or through use of the Forward Back controls of the web browser 4 2 Accessing the SPP Portal The SPP portal is the single point of entry for Asset Owners to access the SPP market systems For each Asset Owner an initial account is created by SPP for the Asset Owner s designated Local Security Administrator LSA The LSA is responsible for assigning additional user accounts for individuals of the Asset Owner s company Each of these users is required to obtain an OATI digital security certificate to import to their web browser Each of these users is assigned roles for each market system e g Day Ahead market system TCR Settlements Users and their assigned roles are managed by SPP and are stored in the SPP Authorization Database Entering the following secured URL in the web browser accesses the SPP portal https marketplace spp org All Asset Owners that have OATI digital security certificates can access the SPP portal There is no separate login page to access the SPP portal If a user does not have a security certificate that user cannot access the SPP portal and will receive a message indicating that the page cannot be displayed Nexant Inc Page 8 Version 2 0 SPP Southwest Power Pool 4 3 TCR System Interface TCR System Market Participant User Manual 4 3 1 TCR System Basics The TCR system is a web based system that allows Asset Owners to participate in ARR allocations TCR auctio
43. 013 July2013 3 OPT OBL Class OBL ON OBL ON OBL ON OBL ON OBL OBL Bid Curve Bid Curve i S MW D oOo Oo Oo Oo 8 Oo 48 4 t c D OD D D CD DO WoW B3 p RS pk R3 ld 4 k Bl KimAO July MonthlySellOffers csv Microsoft Excel Insert Page Layout Formulas Data Review View Acrobat Team D F G H l J K L BidID TCRID Description AssetOwrSource Sink Opt_Obl Class Type Period BidCurve BidCurve MW 1 2 4 5 6 Fi 8 9 28036 SELL_28036 28037 SELL_28037 28038 SELL_28038 28039 SELL_28039 28041 SELL 28041 28043 SELL 28043 28044 SELL 28044 28045 SELL 28045 28046 SELL 28046 28047 SELL 28047 28048 SELL 28048 28050 SELL 28050 28051 SELL 28051 28121 SELL 28121 28122 SELL 28122 Kim AO Kim AO Kim AO Kim AO Kim AO Kim AO Kim AO Kim AO Kim AO Kim AO Kim AO Kim AO Kim AO Kim AO ppa GenJAN GenJAN GenJAN GenNUG GenDOS GenDOS GenDOS GenNUG GenDOS GenDOS GenDOS GenRAL GenONE GenANA GenJAN LSE 8 LSE 6 LSE 3 LSE 3 LSE 9 LSE 9 LSE 5 LSE 6 LSE 5 LSE 3 LSE 1 LSE 5 LSE 6 LSE 5 LSE 3 OBL OBL OBL OBL OBL OBL OBL OBL OBL OBL OBL OBL OBL OBL OBL ON ON ON ON ON ON ON ON ON ON ON ON ON SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL 12 Jul 12 Jul 12 Jul 12 Jul 12 Jul 12 Jul 12 Jul 12 Jul 12 Jul 12 Jul 12 Jul 12 Jul 12 Jul 12 Jul 12 Jul 0 eojocjojloIvieoel i eo ooOojo 1000 1000
44. 1200 Kim AO GenONE LSE4 8 1 2013 8 31 2013 PTP OBL OFF 50 0 Round 1 21240 Kim AO GenNUG LSE 3 8 1 2013 8 31 2013 NITS OBL OFF 0 Round 1 21459 Kim AO GenRAL LSE 5 8 1 2013 8 31 2013 PTP OBL OFF 0 Round 1 21165 40158 Kim AO HUB 3 SOURCE GenDOS 8 1 2013 8 31 2013 PTP OBL OFF 12 Round 1 21491 Kim AO GenANA LSE 8 8 1 2013 8 31 2013 PTP OBL ON 0 Round 1 21388 Kim AO GenDOS LSE 3 8 1 2013 8 31 2013 PTP OBL ON 0 Round 1 21224 Kim AO GenNUG LSE 3 8 1 2013 8 31 2013 NITS OBL ON 0 Round 1 21190 Kim AO GenMOR 1 LSE 4 8 1 2013 8 31 2013 PTP OBL OFF 0 Round 1 21260 Kim AO GenJAN LSE 3 8 1 2013 8 31 2013 PTP OBL OFF 0 Round 1 21247 40067 Kim AO HUB 3 SOURCE LSE8 SOURCE 8 1 2013 8 31 2013 NITS OBL ON 25 Round 1 21539 Kim AO GenMOR 1 LSE4 8 1 2013 8 31 2013 PTP OBL ON 0 Round 1 21585 Kim AO GenRAL LSE 5 8 1 2013 8 31 2013 PTP OBL ON 0 Round 1 21016 Kim AO GenONE LSE4 8 1 2013 8 31 2013 PTP OBL ON 0 Round1 M 4 gt M Annual Allocation 2013 August20 J i i Ready 3 100 g Figure 90 Sample Private Allocation results in CSV Format The following information is available from this file Candidate ID The unique ID for the Candidate ARR ARR ID The unique ID of the allocated ARR AssetOwner The name of the Asset Owner who owns the Candidate ARR Source The name of the Candidate ARR s source Sink The name of the Candidate ARR s sink StartDate The starting date that the Candidate ARR is valid EndDate Th
45. 17 34 54 CPT csi Valid Submit Delete Buy Bids 06 18 2012 17 32 14 CPT CSW walid Submit Delete Juni3 06 18 2012 17 29 22 CPT SV Valid Submit Delete Showing 1 to 3 of 3 entries Figure 23 Portfolio List Submit to Auction Button To edit the portfolio Please note that the Portfolio Editor will be covered in detail later in next chapter To submit a portfolio click the Submit button as shown in Figure 23 The selected portfolio will be submitted to SPP TCR auction as shown in Figure 24 and the corresponding Retract link will become active To delete a portfolio click the Delete button as shown in Figure 23 While the auction bidding window is open a submitted portfolio cannot be deleted as Nexant Inc Page 41 Version 2 0 CPP Southwest Power Pool evidenced by the absence of the Delete button in Figure 24 Such a portfolio can be deleted only after it has been retracted from an auction TCR System Market Participant User Manual amp cp p Southwest Transmission Congestion Rights Market User Interface P OWCF P ol TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1776 Welcome Kim AO Role s READ WRITE Log Out ROLE MP Home Auction Portfolio List Effecitve Dates Bidding Window Market Period Round j Start Date End Date Open Date Close Date Annual2013 FAT Jun 13 Round 1 Go dli 06 01 2013 06 30 2013 06 18 2012 06 19 2012 03 16 41 CPT 10 53 40 CPT Portfolio
46. 2 Select and Set TCR on the buy offer in My Offer Listing 3 Match the MW amount 4 Click on ACCEPT Figure 58 Buy Bid Activity Flow Page 89 Version 2 0 ON gt OP Southwest Power Pool TCR System Market Participant User Manual Sell Offer Activity Flow Posting Market Participant Responding Market Participant HNENENNN eee Click ADD NEW in Mie respons My Offer Listing y creating a blan data entry area in My Offer Details 1 Select the TCR to be sold from either a Awarded b Allocated c Secondary Market 2 Select and Set TCR in the blank data entry area in My Offer Listing 3 Fill in the MW amount 4 Select Start amp End dates in My Offer Details Monitor the Secondary Click COMMENT field Market on Click CONTACT INFORMATION Public Posting field in System responds by pop ups Muciepzelaue Note User needs to enter either Phone or E Fill in mail fields 1 Comment 2 Contact Information a Name b Address c Phone d E mail in Pop ups Click Post in My Offer Details 1 System adds the sell offer to My Offer Listings panel with status Posted 2 Public Posting includes the sell offer Figure 59 Sell Offer Activity Flow Nexant Inc Page 90 Version 2 0 ON gt OP Southwest Power Pool TCR System Market Participant User Manual Sell Offer Activity Flow Posting Market Participant Responding Market Participant LS LLU Negotiate 1 If interested in the sell offer in
47. 2013 OBL a damas ofa 4 UN m Tm t Si ee ON ON ON ON ON ON ON ON ON ON ON ON ON ON ON ON ON ON 36 4 Secondary Market 19 7 Auction 13 3 Self converted TCR 14 7 Self converted TCR 6 7 Self converted TCR 0 1 Self converted TCR 14 9 Self converted TCR 0 1 Self converted TCR 0 1 Self converted TCR 42 2 Self converted TCR 45 1 Self converted TCR 54 1 Self converted TCR 36 Self converted TCR 20 9 Self converted TCR 1 9 Self converted TCR 25 9 Self converted TCR 13 8 Self converted TCR 32 3 Self converted TCR 0 1 Self converted TCR 14 3 Auction 12 7 Self converted TCR 0 1 Self converted TCR 37 4 Self converted TCR T E7 E 00 Ty Figure 84 Sample Private Existing TCRs in CSV Format The following information is available from this file Nexant Inc Page 120 Version 2 0 SPP Southwest Power Pool TCR ID The unique ID for the TCR TCR System Market Participant User Manual SegmentiD The segment number of a profiled TCR AssetOwner The name of the Asset Owner who owns the TCR Category Flag denoting the type of the TCR Point to Point PTP Source The name of the TCR s source Sink The name of the TCR s sink StartDate The starting date that the TCR is valid EndDate he ending date that the TCR is valid HedgeType TCR type obligation OBL Class he time period of use Peak ON or off peak OFF market wh
48. 46 Version 2 0 opp Soutbwest Power Pool op p Southwest Transmission Congestion Rights Market User Interface Power Pool 1cn System i HEDGE Version 1 0 0 SNAPSHOT Build 1135 Welcome AO Joann3 Role s Log Out READ WRITE ROLE MP TCR System Market Participant User Manual Message Home Message Public Private Public 10 v records per page Posted if you have any questions regarding the use of the Market User Interface portion of the I hedge product please consult the user manual designed by a team of experts just for you if you have any questions regarding the use of the Market User Interface portion of the l hedge product please consult the user manual designed by a team of experts just for you URGENT MESSAGE the annual auction is about to close make your move now 06 08 2012 12 34 06 CPT your participation in this procedure is necessary please respond with haste The time is now sell all of your TCR s 06 08 2012 12 30 57 CPT 06 08 2012 12 55 11 CPT this message is of medium inportance please respond accordingly Showing 11 to 16 of 16 entries First Previous 1 B Next Last Figure 102 Public Message Board Home Message Private 10 vw records per page Posted Message 10 18 2012 05 45 30 CPT Entitlement 3272149323 is confirmed to have 87 3 MW for June 2013 Showing 1 to 1 of 1 entries First Previous m Next Last Figure 103 Private Message Board Nexant Inc Pag
49. 6 7 8 9 10 11 R3 R3 B h HR ES IB E BEBEBEPE E P ho om Gio OU Bu NM 24 M AF PRIVATE EXISTING TCR J Ready 1 AO Joann3 1 AO Joann3 1 AO Joann3 1 AO Joann3 1 AQ Joann3 1 AO Joann3 1 AO Joann3 1 AO Joann3 1 AO Joann3 1 AO Joann3 1 AO Joann3 1 AO Joann3 1 AO Joann3 1 AO Joann3 1 AO Joann3 1 AO Joann3 1 AO Joann3 1 AO Joann3 1 AO Joann3 1 AO Joann3 1 AO Joann3 1 AO Joann3 1 AO Joanni PTP PTP PTP PTP PTP PTP PTP LSE1 HUB 3 LOAD LSE 7 GenANA LSE 8 SOURCE HUB 3 LOAD GenJAN LSE 3 LSE 4 LSE 10 LSE 5 LSE 6 LSE 1 LSE 3 LSE 4 GenMOR 2 GenJAN HUB 3 SOURCE LSE 3 HUB 3 LOAD GenNUG LSE 8 LSE 5 Pe LSE 2 LSE 7 LSE 3 HUB 3 SOURCE GenRAL LSE 10 GenNUG GenANA LSE 5 LSE 8 Gendos LSE 4 HUB 3 SOURCE HUB 3 LOAD LSE 3 GenBEL GenMOR 1 LSE 2 GenJAN LSE 3 HUB 3 SOURCE GenDOos GenBEL natat gs 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30 2013 OBL 6 30
50. A 5 6 7 8 9 Figure 67 Sample Parallel Flows list in CSV Format The following information is available from this file Name Name associated with the Parallel Flow Source The name of the source associated with the TCR Parallel Flow Sink The name of the sink associated with the TCR Parallel Flow Flowgate The name of the Flowgate HedgeType Option or Obligation type of the Loop Flow TCR Class The time period of use Peak ON or Off peak OFF where the Parallel Flow TCR is valid MW The MW value associated with the parallel flow 10 1 2 6 Download and view scheduled outages in XML or CSV formats Nexant Inc Page 101 Version 2 0 CPP Southwest Power Pool TCR System Market Participant User Manual Check the box associated with the Scheduled Outages data category as shown in Figure 63 for XML and or CSV formats Then click the Download button to download the contingencies data in the chosen formats The download will be in a zipped format which can be viewed using an unzipping tool A sample scheduled outage list in CSV format is shown in Figure 68 Name DeviceName DeviceType Class OUTAGED FEDI HUR 138 LINE Line ON OUTAGED FEDI HUR 138 LINE Line Al M 4 F H Annual2013 FAT Dec201 4 Ready EB Gi 100 Figure 68 Sample Scheduled Outages List in CSV Format The following information is available from this file Name Designated name f
51. B MAR 345 LINE From To 1 2 3 4 5 6 T tz 9 16 M Annual2013 FAT September2013 FL 3 LL Ready EIER LI 100 Figure 65 Sample Flowgate List in CSV Format The following information is available from this file Name he name of the flowgate Type The type of flowgate PTDF or OTDF Contingency Name The device name of the flowgate contingency if any applicable only to OTDF flowgates Limit MW flow limit on the flowgate Class States whether the flowgate MW limit is valid during Peak ON or Off Peak OFF hours Device Name The name of the device which is a component of the flowgate FlowDirection The direction of the flow on the device component Nexant Inc Page 98 Version 2 0 opp Southwest Power Pool TCR System Market Participant User Manual 10 1 2 3 Download and view Monitored Branches in XML or CSV formats Check the box associated with the Monitored Lines and Transformers data category as shown in Figure 63 for XML and or CSV formats Then click the Download button to download the contingencies data in the chosen formats The download will be ina zipped format which can be viewed using an unzipping tool A sample list of monitored lines and transformers in CSV format is shown in Figure 66 X ld C F Annual Auction FAT r2 July2013 MONITORED LINE TRANSFO
52. Download button to download the auction clearing price data in the chosen formats The download will be in a zipped format which can be viewed using an unzipping tool A sample auction clearing price list in CSV format is shown in Figure 77 at id Wj l Annual Auction FAT r2 Apr2014 May2014 Round 1 BINDING CONSTRAINT CSV Microsoft Excel Home Insert Page Layout Formulas Data Review View Q45 Fe A B C D E F G DeviceName DeviceType Direction Limit Flow Violation Contingency Class MarginalCost Round ID S Flowgate To From 150 110 0 MOR BRT 138 kV ON 990 49 Round 1 MOR 24 138 TRANSFORMER Transformer From To 420 252 Base Case ON 1750 3 Round 1 BEL CAT 138 LINE Line From To 420 25 0 Base Case ON 834 5 Round 1 EJB GAR 069 LINE Line From To 150 0 Base Case ON 1608 64 Round 1 HUR JAN 345 LINE Line From To 300 0 0 Base Case ON 1534 38 Round 1 IPP BRT 135 LINE Line To From 200 0 Base Case ON 80 17 Round 1 JAN IPP 138 LINE Line To From 400 244 0 Base Case C 586 99 Round 1 MOR BRT 138 LINE Line To From 200 D Base Case Ob 747 94 Round 1 4 4 H Annual Auction FAT r2_Apr2014_ M 4 4 I l 2 3 A 5 6 T B g Figure 77 Sample Auction Binding Constraints in CSV Format The following information is available from this file DeviceName The name of the congested device DeviceType The type of device in the binding constraint It can be transmission line Line transformer Transformer flowgate Flowgate
53. E MP Log Out Home Nomination Effecitve Dates Nomination Window Market Period Round Annual Allocation FAT Pir Jun 13 Round 1 j 001 2013 OB 3002013 PS 2012 IcT18 2012 13 58 47 CPT 13 5B 51 CPT Combination Boxes Round Cap Round Nomination 567 557 557 557 204 8 204 8 Round 1 amp 2 Nomination Editar Ca Download j Dewroar Message PTP WITS Status VALID i E el bo b ki E bk b EH eH EH ki el bb E kk j E Displaying records 1 20 of 30 Figure 3 Nomination General User Interface Step 1 Step 4 Nexant Inc Page 17 Version 2 0 SPP Southwest Power Pool The following tasks illustrate the functions and corresponding information available via the Nomination Interface 5 3 1 TCR System Market Participant User Manual View Data By selecting either the PTP or NITS tab the display window will show the corresponding data showing all of the details for valid ARR s of each type as shown in Figure 4 The columns of the display for the two tabs in Rounds 1 and 2 are Status Current status of the Candidate ARR It bears the values of Valid or Error The latter status indicates an invalid Candidate ARR which will not be submitted as a nomination to the ARR Allocation process Entitlement MW The MW associated with the Entitlement Candidate MW MWs eligible for nomination in this round of the ARR Allocation Nomi
54. Figure 74 for XML and or CSV formats Then click the Download button to download the contingencies data in the chosen formats The download will be in a zipped format which can be viewed using an unzipping tool A sample auction results list in CSV format is shown in Figure 76 TCR System Market Participant User Manual x id f E Annual2013 FAT Dec2013 Mar2014 Round 1 AUCTION RESULT CSV Microsoft Excel A Home Insert Page Layout Formulas Data Review View 9 P c3 P4 Q26 hd f z A B E D E F G H l J K L M 1 TCR_ID Category MarketParticipant Source Sink StartDate EndDate HedgeType Type Class Round MW ClearingPrice 35923 PTP MP2 GenBEL LSE 6 12 1 2013 3 31 2014 OBL BUY ON Round1 0 1 1596 6 36009 PTP MP2 LSE 3 LSE 11 12 1 2013 3 31 2014 OBL BUY ON Round1 11 4 668 51 35871 PTP MP2 HUB 3 SOURCE GenMOR 1 12 1 2013 3 31 2014 OBL BUY ON Round1 23 8 1854 79 35975 PTP MP2 LSE 5 GenRAL 12 1 2013 3 31 2014 OBL BUY ON Roundi1 8 1 798 86 35581 PTP MP2 LSE 6 LSE 1 12 1 2013 3 31 2014 OBL BUY ON Round1 47 4 414 87 35856 PTP MP2 GenMOR 2 LSE 9 12 1 2013 3 31 2014 OBL BUY ON Round1 14 6 843 29 35819 PTP MP2 GenONE LSE8 SOURCE 12 1 2013 3 31 2014 OBL BUY ON Round1 0 1 1310 6 35787 PTP MP2 LSE 8 SOURCE GenJAN 12 1 2013 3 31 2014 OBL BUY ON Roundi1 25 1079 09 35579 PTP MP2 LSE 1 GenRAL 12 1 2013 3 31 2014 OBL BUY ON Round1 13 8 1364 05 35782 PTP MP2 GenEJB GenNUG 12 1 2013 3 31 2014 OBL BUY ON Round1 40 5 974 99 35915 PTP MP2 LSE11
55. GenONE E GenRAL E HUE 3 LOAD E HUE 3 SOURCE E LSE 1 ELSE 10 EJL 11 LSE 11 SOURCE LSE 2 LSE 3 EjLsE 4 ES LSE 5 EjLsE6 EjLsE 7 ELSES e set Source Version 2 0 o opp Soutbwest Power Pool TCR System Market Participant User Manual Round 3 Nomination Editor Valid Add Gi Remove Clear All 3 Upload El Save i Download Download Message Figure 12 Round 3 Nomination Editor Functions The following functions are available on this widget bar o Add This button adds a single new nomination record to the nomination editor o Remove his button deletes the selected set of nomination records from the nomination editor Note that multiple rows can be selected by holding down the Shift key o Clear All This button deletes all records from the nomination editor o Upload This button allows the user to upload a csv formatted file of nominations to the nomination editor A sample file containing nominations is shown below in Figure 13 Validation of the nominations is conducted during the upload process and a summary of errors is reported to the user on the screen The errors are also available as a download report by clicking the Download Message button x Microsoft Excel B csv fe Nominated MW C D E F G Nominated MW Allocated Candidate Description Service Type Asset Owner Source Sink Class Period Name Gen to LSE 8725 PTP Kim AO GenONE LSE2 ON Jun 14 IK 4 m b
56. IC Posted 36699 GenONE LSE 1 PRIVATE John AO Approved 36701 GenONE LSE 2 PRIVATE Kim AQ Approved 36701 GenONE LSE 2 PUBLIC Kim AO Approved 38605 GenNUG LSE 1 E d E E kx Ex Ec Ecl E E E d de E F Displaying items 1 16 of 16 Figure 99 Secondary Market Viewer Nexant Inc Page 140 Version 2 0 65 SPP Southwest Power Pool TCR System Market Participant User Manual A viewer is only allowed to view listed market postings in the Secondary Market A viewer may not post bids to buy post offers to sell accept posted bids to buy or accept posted offers to sell Details of the functionality of the Secondary Market can be found in Chapter 9 10 3 3 Accessing ARR Nomination Editor Depending on information contained in the digital security certificate a user is designated to possessing either a view role or a submit READ WHITE role Functionally the view and submit roles READ WRITE are equivalent except that a view roleeREAD ONLY is not afforded the opportunity to nominate MW for candidate ARRs in an allocation Submit Role READ WRITE Access By clicking the menu item ARR Nomination then selecting the market period and round for which you wish to nominate then selecting go a submitter automatically enters the Nomination Editor Selecting the Profile you wish to view brings the user to the website shown in Figure 100 Nexant Inc Page 141 Version 2 0 CPP Southwest Power Pool TCR System Mark
57. L formats 3 Download and view Monitored Lines and Transformers list in CSV and XML formats 4 Download and view network s in PSS E RAWD format release 31 0 5 Download and view Parallel Flows in CSV and XML formats 6 Download and view the Scheduled Outages in CSV and XML formats Prior to an allocation or auction users can 1 Download and view Source and Sink definitions in CSV and XML formats 2 Download and view Baseloading TCRs in CSV and XML formats After each round of the seasonal allocation has been run users can 1 Download and view Binding Constraints in CSV and XML formats After an auction round is completed users can 1 Pe and view Auction Clearing Prices for Sources Sinks in CSV and XML ormats 2 Download and view Auction results TCRs in CSV and XML formats 3 Download and view Binding Constraints in CSV and XML formats 10 1 1 Download and View General Data By clicking the General tab on Public TCR interface the users will enter the General Data download page shown in Figure 61 Data is generally available in CSV formatted Nexant Inc Page 92 Version 2 0 opp Southwest Power Pool files which are easily read by software packages such as Microsoft EXCEL or in XML formatted files Details of the CSV formatted data files are described below and are viewed using Microsoft EXCEL Details of the corresponding XML formatted files can be found in the document entitled SPP Transmission Congestion Righ
58. MP2 1 MP2 1 MP2 1 MP2 1 MP2 1 MP2 1 MP2 1 MP2 1 MP2 1 MP2 1 MP2 1 MP2 1 MP2 1 MP2 1 MP2 1 MP2 1 MP2 1 MP2 1 MP2 1 MP2 1 MP2 1 MP2 1 MP2 1 MP2 1 MP2 1 MP2 1 MP2 Figure 62 Sample Existing TCR List in CSV Format PTP PTP PTP PTP PTP PTP PTP PTP PTP PTP PTP PTP PTP PTP PTP PTP PTP PTP PTP PTP PTP PTP PTP PTP PTP PTP PTP PTP PTP PTP PTP HUB 3 LOAD LSE 7 GenANA LSE 8 SOURCE HUB 3 LOAD GenJAN LSE 3 LSE4 LSE 10 LSES5 LSE6 LSE 1 LSE 3 LSE 4 GenMOR 2 GenJAN HUB 3 SOURCE LSE 3 HUB 3 LOAD GenNUG LSES LSE5 GenBEL GenONE GenMOR 1 HUB 3 SOURCE GenDOS GenEJB LSE 2 LSE 1 LSE 3 LSE 7 LSE 3 HUB 3 SOURCE GenRAL LSE 10 GenNUG GenANA ISE5 ISE amp GenDOs LSE 4 HUB 3 SOURCE HUB 3 LOAD ISE3 GenBEL GenMOR 1 LSE 2 GenJAN LSE 3 HUB 3 SOURCE GenDOs GenBEL LSE amp LSES LSE GenBEL ISE2 GenBEL LSE 11 GenONE LSES The following information is available from this file TCR ID The unique ID of the TCR SegmentlD The segment number of a profiled TCR Nexant Inc Page 94 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 1 2013 6 30 2013 OBL ON 36 4 6 30 2013 OBL 6 30
59. Mark e Download historical bid data TNCS Download historical nomination data Download Aggregated ARRs Results Public Messages Download Round Allocation Results View public messages Download Round Auction Bids Offers Download Round Auction Self converted ARRs Private Messages View private messages Figure 1 TCR System Web Pages for the Public and Private TCR Interfaces Nexant Inc Page 12 Version 2 0 65 SPP Southwest Power Pool TCR System Market Participant User Manual 4 5 Overview of the TCR Interface There are two types of information available to the Asset Owners Public information which is general information available to any SPP Asset Owner and Private Information which is confidential information pertinent to only that Asset Owner 4 6 Functions of the TCR Interface The TCR interface has many features all accessible through the five dropdown menus shown in Figure 2 The five dropdown menu items are as follows ARR Nominations link to ARR Nomination Editor pages TCR Bids Offers link to TCR Bid Portfolio List page Secondary Market link to TCR Secondary Market pages Downloads link to Public and Private Download page Messages link to Message Board Nexant Inc Page 13 Version 2 0 o opp Soutbwest Power Pool 5 cp p Southwest Transmission Congestion Rights Market User Interface Power Pool TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1141 Welcome AO Joann3
60. NAPSHOT Build 1527 Welcome Kim AO Role s READ WRITE Log Out ROLE MP TCR System Market Participant User Manual Home Secondary Market Secondary Market Offers amp Responses Buy Sell Listing Offer Response My Buy Offer My Sell Offer Add Retract al Upload E save Ej Download Posted Offers C Download All Offers Type Responding AO Status TCRID Source Sink Start Date EndDate PUBLIC John AO Approved 70454 LSE 7 LSE 11 SOURCE 04 01 2014 04 30 2014 F Displaying items 1 1 of 1 Figure 55 Offer status changes once Transaction is complete Step 6 Nexant Inc Page 86 Version 2 0 opp Southwest Power Pool TCR System Market Participant User Manual Checking the TCR assets of the Asset Owner who posted and sold the sell offer indicates that three TCRs cover the remaining portion of the original TCR belonging to the Asset Owner amp c Pp Southwest Transmission Congestion Rights Market User Interface Power Pool TCR system i HEDGE Version 1 0 0 SNAPSHOT Build 1527 Welcome Kim AO Role s READ WRITE Log Out ROLE MP ARR Nominations TCR Bids Offers Secondary Market Download Message Home Secondary Market Secondary Market Offers amp Responses Buy Sell Listing Offer Response My Buy Offer My Sell Offer setAo set cR MES 33 L Asset Owners 2j Existing TCRs 5 LSE 7 LSE 11 SOURCE 70454 Asset Owner Kim AQ Start Date 04 01 2014 End Date a L GenM
61. NE LSES OBL OFF SELF CONVERT 12 Aug 6517 S5 PORT 6517 AO GenRAL LSE5 OBL ON SELF CONVERT 12 Aug IO pr neam ccoa 07 AUG f s AIEO Leora BL 44 gt H KimAO Aug SS 4 4 T KEB IE H3 100 Figure 19 Self Convert Portfolio in CSV Format 7 3 Managing Auction Portfolios on the Private TCR Interface The Portfolio List web pages for submit and view roles of users are shown in Figure 20 and Figure 21 respectively Nexant Inc Page 36 Version 2 0 CPP Southwest Power Pool 5 cp p Southwes Transmission Congestion Rights Market User Interface Power Pool TCR System i HEDGE Version 1 0 0 5NAPSHOT Build 1276 Welcome AO Joann3 Role s Log Out READ WRITE ROLE MP TCR System Market Participant User Manual Home Auction Portfolio List Effecitve Dates Bidding Window Market Period Round Start Date End Date Open Date Close Date Annual2013 FAT Jun 13 Round 1 B 06 01 2013 06 30 2013 06 13 2012 06 14 2012 21 00 12 CPT 10 53 40 CPT Portfolio Name Date Modified Download Status Submit Retract Delete Testcase 06 11 2012 14 24 54 CPT SV New Delete first 06 05 2012 10 56 00 CPT Approved Showing 1 to 2 of 2 entries ad New Figure 20 Portfolio List Submit Role READ WRITE Nexant Inc Page 37 Version 2 0 CPP Southwest Power Pool 5 cp p Southwes Transmission Congestion Rights Market User Interface Power Pool TCR System i HEDGE Version 1 0 0 SNAPSHOT B
62. Name Date Modified Download Status Submit Retract Delete Kim_FAT_Test SV Approved Retract Showing 1 to 1 of 1 entries Figure 24 Portfolio List Retract Button 7 3 6 Retract Portfolios from Auction This function is also only available to a user with submit role The portfolios can be retracted from an upcoming TCR auction only during SPP TCR open bidding window After this bidding window closes portfolios cannot be removed A portfolio must have been submitted first to be eligible to be removed Nexant Inc Page 42 Version 2 0 CPP Southwest Power Pool For the selected portfolio click the Retract button in the table column Retract shown in Figure 24 TCR System Market Participant User Manual The retracted portfolio will be removed from the list of submitted TCR portfolios and the Submit and Delete link will become active again as shown in Figure 25 Please note that this action does not remove the portfolio from the Portfolio List Furthermore the portfolio will stay targeted to that particular auction amp CPP Southwest Transmission Congestion Rights Market User Interface Power Po ol TCR System i HEDGE Version 1 0 0 5NAPSHOT Build 1290 Welcome Kim AO Role s READ_WRITE Log Out ROLE MP Home Auction Portfolio List Effecitve Dates Bidding Window Market Period Round j E Start Date End Date Open Date Close Date Annual Auction FAT r2 Jun 13 IT Round 1 C3 j 06 01 2013 06 30
63. O John AO Pending Credit GenRAL Pending Credit GenEJB Pending Credit GenNUG Pending Credit LSE Pending Credit LSE8 Pending Credit Pending Credit Pending Credit Pending Credit Page 77 LSE 8 SOURCE GenJAM LSE 1 GenEJB GenANA LSE 5 07 01 2013 12 01 2013 04 01 2014 06 01 2013 04 01 2014 04 01 2014 04 01 2014 04 01 2014 03 01 2014 07 31 2013 03 31 2014 05 31 2014 06 30 2013 05 31 2014 05 31 2014 04 30 2014 04 30 2014 03 31 2014 ON ON ON ON ON ON ON ON ON F Displaying items 1 9 of 9 Version 2 0 CPP Southwest Power Pool TCR System Market Participant User Manual Southwest Transmission Congestion Rights Market User Interface Power Po ol TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1527 Welcome Kim AQ Role s READ WRITE Log Out ROLE MP Home Secondary Market Secondary Market Offers amp Responses Buy Sell Listing Offer Response Respond to Buy Offer Respond to Sell Offer Set TCR Respond 9 Reset Error 5tatus E Upload a Download Pending AO Responses E Download All Responses C3 Existing TCRs Response ID RequestID Type Initiating AO TCRID Status Source Sink SS LSE 7 LSE 11 SOURCE 70454 4 N A 1003 PUBLIC John AO 0 Pending AO Res ANAG1 BER 138 Start Date 04 01 2014 End Date B L GenMOR 1 LSE 4 70429 F Displaying items 1 10f1 Figure 48 Seller selects TCRs to fulfill bid Step 5 Nexant Inc
64. OR 1 LSE 4 70429 Add Retract CJ Upload E save Cj Download A ID Type Responding AQ Status 1 J ID 70454 4 2002 PUBLIC John AO Approved 3 source LSE 7 sink LSE 11 SOURCE Available MW 1 TOU ON Hedge Type OBL Start Date 04 01 2014 End Date 04 30 2014 F Displaying items 1 1of1 Figure 56 The Remaining TCR for time period 04 01 2014 to 04 30 2014 Nexant Inc Page 87 Version 2 0 s Soutbwest Power Pool TCR System Market Participant User Manual 9 3 3 Secondary Market Trade Activity Flows The buy bid activity flow that covers a comprehensive TCR buy transaction i e posting a CR buy offer and responding to it are shown in Figure 57 and Figure 58 The sell bid activity flow that covers a comprehensive TCR sell transaction i e posting a TCR sell offer and responding to it is shown in Figure 59 and Figure 60 Buy Offer Activity Flow Posting Market Participant Responding Market Participant aS Click ADD NEW in My Offer Listing Fill in 1 Asset Owner 2 Source 3 4 5 Sink MW amount Start amp End dates in My Offer Details Select 1 Start amp End Dates 2 TOU 3 Hedge Type 4 TCR Type in My Offer Details Click CONTACT INFORMATION field in F Click COMMENT field Fill in 1 Comment 2 Contact Information Nexant Inc a Name b Address c Phone d E mail in Pop ups Click Post in My Offer Details My Offer Det
65. Owner who wishes to sell or buy the TCR or self convert the ARR Source The name of the source for a TCR Sink The name of the sink for a TCR Bid Curve The bid curve of the TCR which allows up to 10 segments Class Peak ON or off peak OFF case 8 3 Portfolio Editor The Auction Portfolio Editor is the location where Asset Owners manage their auction portfolios as shown in Figure 27 Nexant Inc Page 46 Version 2 0 65 SPP Southwest Power Pool TCR System Market Participant User Manual Home Auction Portfolio List Portfolio Editor Portfolio Name Description Optional Select Another Portfolio July 2013 Portfolio July 2013 Portfolio Market Monthly July 2013 Period July2013 Round Round 1 Bid Portfolio Editor Data Q9 gl Download C3 Download Message Back Set Source Set Sink TCR Buy Bids TCR Sell Offers Self converting ARRs aS Sources amp anie Bid Curve Source Sink AssetOwner Description GenANA GenBEL LSE 1 ON John AO GenBEL GenBEL LSE 2 Jahn AO zjGenDos GenBEL LSES ON John AO E GenEJE GenBEL LSE 4 e John AO GenJAN GenBEL LSE 11 o John AO GenMOR 1 GenBEL LSE 3 John AO E vcre GenNLiG GenONE GenRAL HUB 3LOAD HUB 3 SOURCE ELSE 1 LSE 10 ELSE 11 LSE 11 SOURCE LSE 2 EJ LSE 3 ELSE 4 EJL 5 LSE 6 S LsE 7 EJL s LSE 8 SOURCE Page 1 ds Displaying records 1 6 af 6 EjisE9 E kb b E E E Figure 27
66. Portfolio Editor From the Portfolio Editor page the MP can navigate to the TCR Buy Bids TCR Sell Offers or the Self Converting ARRs tabs The Portfolio Editor page contains four display panels the upper panel the left central panel the right central panel and the bottom panel In each of the four panels contains tool box es provided for editing purpose All of the panels and their associated tool box es are described as below Upper Panel describes the global properties of the portfolio and contains the following tool boxes o Portfolio Name A text box to view or input the name of the portfolio currently being managed Nexant Inc Page 47 Version 2 0 SPP Southwest Power Pool o Description optional A text box to view or input the description for the current portfolio TCR System Market Participant User Manual o Select Another Portfolio A list box with all existing portfolios listed for selection Left Central Panel where the Asset Owner navigates to the TCR Buy Bids TCR Sell Offers or the Self Converting ARR Editor a tabular form to edit required data fields for the bids and contains the following tool boxes o ID A textbox that creates an ID for each of the Bids added and saved This textbox cannot be edited o Bid Curve A pop up form to input the segments of the piecewise linear bid curve for the current TCR Clicking on the icon in this column pops up a bid curve form shown i
67. S VALID 70 0 70 0 35 0 D D 540 204 327 Kim AD a VALID 60 0 60 0 30 0 D D 384 216 31 Kim AD dj VALID 100 0 100 0 50 0 0 0 152 20E 317 Kim AD d VALID 50 0 50 0 25 0 0 0 633 28E 436 Kim AD E VALID 150 D 150 0 75 0 0 0 153 232 400 Kim AD vao 60 0 60 0 30 0 D D 380 226 30 Kim AD d VALID 150 0 150 0 75 0 0 0 491 233 555 Kim AD d VALID 60 0 60 0 30 0 0 0 130 225 i85 Kim AD 3 VALID 24 0 24 0 12 0 D D 305 79E 465 Kim AD 3 a VALID 60 0 60 0 30 0 D D 378 226 526 Kim AD di VALID 60 0 60 0 30 0 D D 113 222 378 Kim AD dj VALID 70 0 70 0 35 0 D D 559 201 33i Kim AD gj VALID 100 0 100 0 50 0 0 0 ESE 208 53 Kim AD d VALID 150 D 150 0 75 0 0 0 492 233 351 Kim AD dj VALID 70 0 70 0 35 0 D D 46E 194 145 Kim AD d VALID 2 0 60 0 30 0 0 0 22 235 556 Kim AD 8 VALID 60 0 60 0 30 0 0 0 383 216 n5 Kim AD d VALID 60 0 60 0 30 0 0 0 114 222 541 Kim AD D 1 LAL Tim efi ri En rni mi ri n nm TER Ti Rri kira Ari Im 4 TII j Page 1 c2 b MI Displaying records 1 20 of 30 Figure 4 PTP or NITS tab display Nexant Inc Page 20 Version 2 0 65 SPP Southwest Power Pool TCR System Market Participant User Manual 6 Nomination Editor Features The displays in the ARR Nomination Editor are contained in scrollable windows If all the data is not visible the scroll bars of the browser must be used to view it In total there are two displays PTP and NITS These two displays can be accessed by clicking on the ta
68. SOURCE LSE8 SOURCE 12 1 2013 3 31 2014 OBL BUY ON Roundi1 0 1 597 46 M gt 4 Annual2013 FAT Dec2013 Mar2014 3 IK l Ready S 100 g 2 3 4 5 6 7 8 9 Figure 76 Sample Public Auction Results in CSV Format The following information is available from this file TCR ID The unique id of the TCR Category Flag denoting the type of the TCR Point to Point PTP MarketParticipant Name of the Market Participant who owns the TCR Source The name of the source for a TCR Sink The name of the sink for a TCR StartDate The starting date corresponding to the TCR EndDate The ending date corresponding to the TCR HedgeType TCR type obligation OBL Type Buy bid BUY or Sell offer SELL Class The time period of use peak ON or off peak OFF market where the TCR was awarded Nexant Inc Page 110 Version 2 0 CPP Southwest Power Pool TCR System Market Participant User Manual Round The bidding round of the auction where the PTP TCR was awarded MW The MW amount of the TCR bought or sold to the nearest tenth of a MW Clearing Price The clearing price of the TCR buy bid or sell offer in MW may be positive or negative 10 1 5 3 Download view auction binding constraints in XML or CSV formats Check the box associated with the Auction binding constraints data category as shown in Figure 74 for XML and or CSV formats Then click the
69. Save E Download Posted Offers C Download All Offers 4 L Asset Owners ID Type Responding AO Status TCRID a Source Sink a L Existing TCRs 2002 PUBLIC John AO Pending Credit 70454 LSE 7 LSE 11 SOURCE F Displaying items 1 1 of 1 Figure 42 Private Posting Editor before Post Sell Offer Nexant Inc Page 71 Version 2 0 CPP Southwest Power Pool 5 op p Southwest Transmission Congestion Rights Market User Interface Power Po ol TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1527 Welcome Kim AO Role s READ WRITE Log Out ROLE MP TCR System Market Participant User Manual Home Secondary Market Secondary Market Offers amp Responses Buy Sell Listing Offer Response My Buy Offer My Sell Offer CQ setao CQ set TCR Add Retract Upload E save C Download Posted Offers Cj Download All Offers 4 L Asset Owners ID Type Responding AO Status TCRID Source Sink a L Existing TCRs 2002 PRIVATE John AO Posted 70454 LSE 7 LSE 11 SOURCE F Displaying items 1 1 of 1 Figure 43 Private Posting Editor after sell offer has been posted Nexant Inc Page 72 Version 2 0 o opp Soutbwest Power Pool TCR System Market Participant User Manual amp OP p Southwest Transmission Congestion Rights Market User Interface Power Po ol TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1527 Welcome Kim AO Role s READ WRITE Log Out ROLE MP Secondary Mark
70. W MWs allocated for this Candidate ARR after the simultaneous feasibility analysis was executed Source Name of the source associated with the Candidate ARR record Sink Name of the sink associated with the Candidate ARR record Class Time of use associated with the Candidate ARR record Asset Owner Name of the Asset Owner associated with the Candidate ARR record Description An optional description that can be entered by the Asset Owner with tags that are meaningful to the Asset Owner e g ID in their own system worksheet Nexant Inc Page 19 Version 2 0 o opp Soutbwest Power Pool opp Southwest Transmission Congestion Rights Market User Interface TCR System Market Participant User Manual Power Poo TCR System i HEDGE Version 1 0 0 5NAPSHOT Build 1561 Welcome Kim AO Role s ROLE MP Log Out ROLE MP RW Home Nominstion Effecitve Dates Nomination Window Market Feriod Round Stat Date End Date Open Date Clase Date Annual Allocation FAT Rr2 w Jun 13 v Roundt v EJ i i D023 05 30 2013 7 18 2012 07 18 2012 13 58 47 CPT 13 58 51 CPT Summary Round Cap Round Nomination Round Allocation 557 557 358 4 567 557 398 4 E Status Entitlement MW Candidate Mio Nominated MW Allocated MW Entitlement ID Summary ID Candidate ID Assat Owner So d VALID 100 0 100 0 50 0 24 5 isi 208 702 Kim AD
71. abase Nexant Inc Page 52 Version 2 0 SPP Southwest Power Pool 8 5 Managing ARR Bids TCR System Market Participant User Manual The Self Converting ARRs panel is used to Self convert ARRs into the TCR Auction Clicking on the Self Converting ARRs tab on the Portfolio Editor page brings up the Self Converting ARRs panel This is the only panel used to manage ARR auction Submissions 8 5 1 View Existing ARR Portfolios Figure 33 shows the ARR Editor It comprises two panels Left Central Panel a tabular form to edit only the MW data field for the ARR Self converts and contains the following tool boxes O Nexant Inc Bid ID A textbox that creates an ID for each of the Bids added and saved This textbox cannot be edited ARR ID a textbox that holds the ARR ID for each of the ARRs being Self converted This textbox cannot be edited and is automatically entered when selecting the desired ARR from the Existing ARRs folder in the right central panel and then clicking the Set ARR button MW A text box to input the MW to include in the Self convert This field is automatically entered to the maximum MW of the ARR when selecting and setting an ARR from the Existing ARRs folder in the right central panel The user can modify this value Source A text box to input the name of the source for a TCR The data can be entered by selecting and setting the correct source name under the folder So
72. ailable between any two settlement points a node bus or combination of nodes buses designated by SPP subject to a simultaneous feasibility test The list of nodes and their aggregates include Generation Nodes Load Nodes Hubs Load Zones Interfaces Receipt Zones Pseudo generators Pseudo loads and Loop Flow Parallel Flow Nodes All acquired TCRs can be reconfigured meaning that a Market Participant can submit buy bids and sell offers in the same auction 3 2 TCR System Components The TCR system has the following key components a TCR Interface The TCR interface is a state the art web based market interface subsystem that will allow Asset Owners to view public data public allocation auction results and associated public announcements and messages Asset Owners to view and download private data private allocation auction results and to view private messages Asset Owners to manage and submit their Candidate ARR CARR nominations to an upcoming allocation Asset Owners to manage and submit their TCR bids foran upcoming auction Nexant Inc Page 5 Version 2 0 SPP Southwest Power Pool Asset Owners to manage and Self convert ARRs for an upcoming auction TCR System Market Participant User Manual Asset Owners to participate in the Secondary Market to bilaterally trade their TCRs a Market Operator Interface MOI The MOI subsystem is a web based system through which SPP personnel will operate an
73. ails System responds by creating a blank data entry area in My Offer Details Monitor the Secondary Market on System responds by Public Posting pop ups Note User needs to enter either Phone or E mail fields 1 System adds the buy offer to My Offer Listings panel with status Posted 2 Public Posting includes the buy offer Page 88 Version 2 0 ON Southwest Power Pool OF TCR System Market Participant User Manual Figure 57 Buy Bid Activity Flow Buy Offer Activity Flow Posting Market Participant Responding Market Participant LL M URLS If interested on the buy offer on Public Posting communicate with the poster 1 Interested parties communicate through the Contact Information media 2 Negotiate and deal Note Payments are done directly between parties Select Private Posting Select the buy offer from My Offer Listing System responds by moving the offer to My Offer Details 1 Assign the selling MP to the offer by selecting the Set AO button for the Market Participant field 2 Click on ACCEPT in My Offer Details Nexant Inc System responds by changing status from Posted to Waiting for Other System responds by changing status from Accepted or Declined 1 Select Private Posting 2 Choose the buy offer to be fulfilled from MY Offer Listings 1 Select a TCR that could fulfill the posted buy offer from either a Awarded b Allocated c Secondary Market
74. ala c o amp r e a 3 K L 1 BidlD TCRID Description Asset Owner Source Sink OPT OBL Class Period 2 John AO GenANA GenBEL OBL ON Jul_13 John AO GenDOS GenJAN OBL ON Jul_13 A 4 4 gt M July 2013 Portfolio 2 3 IK Ready Figure 30 Bid Portfolio File for Upload o Save This button instructs the system to save the bid records on the portfolio editor Validation of the bid set is conducted during the save operation and errors are immediately reported to the user on the screen o Download This button permits the user to download a valid set of bids from the portfolio editor The content of the download file is shown below in Figure 31 n Microsoft Excel July 2013 Portfolio Multiple N S bids Monthly July 2013 July2013 Round 1 1 csv Read Only ee Sa 516 f v I A B C D z F G J K L MN c 1 Bid ID TCR ID Description Asset Owner Source Sink OPT OBL Class Type Period Bid Curve i MW Bid Curve i 5 MW E 2 140006 John AO GenANA GenBEL OBL ON BUY Jul 13 0 11 1 3 140005 John AO GenDOS GenJAN OBL ON BUY Jul 13 o 222 A M 4 H July 2013 Portfolio Multiple 2 i 4 m f IEE E 100 g Ready Figure 31 Downloaded Bid Portfolio File o Download Message his button downloads the error messages discovered during the save operation o Back This button allows the user to navigate back to the bid portfolio list page Right Central Panel a display
75. ansaction on behalf of the Asset Owner a Description An optional short description that a market participant may wish to associate with the secondary market transaction It can be used to store tags or IDs that market participants use within their own systems Response tab editor for Asset Owners to respond to buy or sell offers in the secondary market This tab has two mini tabs Respond to Buy Offer and Respond to Sell Offer each displaying a table containing the following information Response ID The specific ID of the Response Request ID The Specific ID of the Request Type States whether or not the offer is public or private Initiating AO The name of the Initiating Asset Owner TCRID The specific ID of the TCR being used to satisfy a buy request This is applicable only in the Respond to Buy Offer Status Status of the TCR being traded Posted The buy bid or sell offer of the TCR has been posted Pending AO Response Asset Owners are working on closing the transaction for the TCR Approved TCR exchange was approved Disapproved TCR exchange was not approved as credit checks failed Source The name of the source of the TCR being traded Sink The name of the sink of the TCR being traded MW The MW amount of the TCR being traded Start Date The effective starting date of the TCR being traded End Date The effective expiration date of the TCR being t
76. auction that it was submitted to 7 3 5 Submit Portfolios to Auction This function is only available to the user with a submit READ_WRITE role One or more portfolios can be submitted to an upcoming TCR auction only during SPP s TCR auction open bidding window as shown in Figure 23 After the bidding window closes portfolios cannot be submitted Asset Owners may submit more than one portfolio to an auction Note A given portfolio may contain only bids and or offers associated with that Asset Owner and cannot contain bids offers of multiple Asset Owners associated with a Market Participant Presently SPP limits the number of an Asset Owner s bids offers to 2000 total for each auction period and time of use The number of Self converting ARRs does not count toward the bid limit Nexant Inc Page 40 Version 2 0 CPP Southwest Power Pool amp op p Southwest Transmission Congestion Rights Market User Interface Power Po ol TCR System i HEDGE Version 1 0 0 5NAPSHOT Build 1290 Welcome Kim AO Role s READ WRITE Log Out ROLE MP TCR System Market Participant User Manual Home Auction Portfolio List Effecitve Dates Bidding Window Market Period Round j 1 Start Date End Date Open Date Close Date Annual Auction FAT r2 Jun 13 Round 1 Go 06 01 2013 06 30 2013 06 13 2012 06 20 2012 01 00 00 CPT 02 00 00 CPT Portfolio Name Date Modified Download Status Submit Retract Delete the fail file 06 18 2012
77. b corresponding to that display If the display is currently being shown its tab will be highlighted in white as shown in Figure 5 where the PTP tab is highlighted Nexant Inc Page 21 Version 2 0 CPP Southwest Power Pool TCR System Market Participant User Manual e epp Southwest Transmission Congestion Rights Market User Interface l Power Pool TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1527 Welcome Kim AO Role s READ_WRITE Log Out ROLE_MP Home Nominstion Effecitve Dates Nomination Window Market Period Round Start Date End Date Open Date Close Date Annual Allocation FAT Rr2 w Jul 13 Round 1 zmiz013 07 31 2013 05 25 2012 06 25 2012 08 41 12 CPT 18 41 18 CPT Summary amp Round Cap Round Maminatian Round Allocation PTP DN 399 5 3115 265 3 PTP DFF 399 5 398 5 343 5 L NITS DFF 184 7 B a9 9 F NITS OM 1E4 7 S5 aot Status Entitlement MW Candidate MW Nominated MW Allocated MW Entitlement 0 Summary ID Candidate ID Asset Comer Sa H VALID 60 0 60 0 32 0 18 2 37 24D 302 Kim AD g VALID 100 0 100 0 50 0 nn 152 27D 303 Kim AD a VALID 60 0 60 0 30 0 D D 631 227 251 Kim AD d VALID 104 0 104 0 52 0 D D 28D 285 651 Kim AD d VALID 55 0 55 0 27 5 D D 45D 185 615 Kim AD g VALID 55 0 55 0 27 5 D D 448 185 515 Kim AD VALID 100 0 100 0 50 0 D D 313 21D 126 Kim AD d VALID 100 0 100 0 50 0 D D 314 21D 25E Kim AD
78. bid is valid Type Indicator if the bid is buy BUY or a sell offer SELL Nexant Inc Page 115 Version 2 0 CPP Southwest Power Pool Round Indicates the round of the buy bid sell offer TCR System Market Participant User Manual MW The MW amount of the TCR bid curve bid curve point PricePerMW Bid price in MW for the bid curve point 10 1 6 2 Download and view Historical Nomination Data for an allocation Check the box associated with the Historical Nomination Data category as shown in Figure 79 for XML and or CSV formats Then click the Download button to download the historical nomination data in the chosen formats The download will be in a zipped format which can be viewed using an unzipping tool A sample historical nomination data file in CSV format is shown in Figure 81 ql 7 Annual Allocation 2013 June2013 HISTORICAL MO Home Insert Page L Formu Data Review View Acrabz Team 57 o ca p ES Source Sink HedgeType Class NominatedMW Round GenEJB LSE1 OBL ON 33 Round 3 GenDOs LSE 4 OBL ON 23 Round 3 GenBEL LSE 11 OBL ON 39 Round 3 1 2 3 4 GenlAN LSE 11 OBL ON 33 Round 3 2 6 IHUB3SOURCE GenDOS OBL ON 12 Round 2 7 GenANA LSE 8 OBL ON 70 Round2 M H Annual Allocation 2013 June2013 4 Mm 70 Ready IEE HI 100 J Figure 81 Sample Historical Nomination Data in CSV Format The following information
79. d and View General Data ssseeeesseseessseeeee nennen nnns 92 10 1 1 1 Download and view the Existing TCRs in XML or CSV formats 93 10 1 1 2 Selecting a model to download eee ccccccseeeeceeceeseeceeecaeeseeeeesseeeeeeeeesaeseeeeeeas 95 10 1 2 Download and View Network Data sseeeessssesesseeeee nennen nnns 95 10 1 2 1 Download and view contingencies in XML or CSV formats 96 10 1 2 2 Download and view Flowgates in XML or CSV formats 97 10 1 2 3 Download and view Monitored Branches in XML or CSV formats 99 10 1 2 4 Download network data in PSS E format release 31 0 100 10 1 2 5 Download and view Parallel Flows in XML or CSV formats 100 10 1 2 6 Download and view scheduled outages in XML or CSV formats 101 10 1 3 Download and View Market Data essseeesssssessseeeeenenennn nennen 102 10 1 3 1 Download and view Sources and Sinks data in XML or CSV formats 103 10 1 3 2 Download and view Baseloading TCRs data in XML or CSV formats 104 10 1 4 Download and View Results Allocation Data ssseesssessessssss 105 10 1 4 1 Download and view Binding Constraints in XML or CSV formats 106 10 1 5 Download and View Results Auction Data
80. d manage the TCR System This interface is not available to Asset Owners a TCR Database The Database subsystem manages all access to both public and private data in the TCR System All bid data submitted by Asset Owners are stored in this database 3 3 ARR Allocation Time Line SPP will initiate direct and oversee the ARR allocations An annual allocation comprising four independent monthly and three independent seasonal allocation periods for the peak and off peak times of use for a total of fourteen cases will be performed at the beginning of each ARR TCR calendar year and prior to the TCR auction process for the same time periods In addition incremental monthly allocations peak and off peak may be performed prior to the beginning of each monthly auction For the multi round annual and the single round monthly allocation process the timeline incorporates the following steps a PSS E files and other auxiliary files are posted when the market operator initiates the allocation process a Adefined time period where Asset Owners submit MW nominations for their Candidate ARRs for each round of the annual allocation process a The SPP market operator conducts the allocation a round of the single or multi round allocation a Results are posted at the conclusion of the allocation run 3 4 TCR Auction Time Line SPP will initiate direct and oversee the TCR auctions An annual auction comprising four independent monthly and thre
81. dary Market Offers amp Responses at E Buy Sell Listing Offer Response Q 5 My Buy Offer My Sell Offer setaO Set Source set sink Add Retract 4 Upload B Save j Download Posted Offers j Download All Offers C3 Asset Owners 2 ID Type Responding AO Status Source Sink MW Start Date E ABCC 26006 PRIVATE AEPM Pending AO Res 6ROMEVL1 6SLTGRAS 1 3 07 02 2012 AECI AEPM 4H 1003 PUBLIC Kim AO Pending AO Res ANMA G1 BER 138 1 06 22 2012 2 AMSE AO James AO Joann AQ Joann3 APM AUGK avec CALP E CHET CHSM CMLP CWEP EDE z EGP2 ETEC EXGN E GRDX GSECGS HCPD HMuU INDP KEPU F Displaying items 1 2 of 2 Figure 35 Posting Editor 9 3 1 2 Submit a Buy Offer To post a new Buy offer the user must click the ADD command button found at the top of the My Buy Offers panel on the Posting display Doing so will create a blank row or record in the My Buy Offer panel as shown in Figure 36 Nexant Inc Page 62 Version 2 0 CPP Southwest Power Pool amp OP p Southwest Transmission Congestion Rights Market User Interface Power Pool TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1416 Welcome AO Joann3 Role s Log Out READ WRITE ROLE MP TCR System Market Participant User Manual Secondary Market Secondary Market Offers amp Responses Buy Sell Listin
82. date ID and Nominated MW only File Browse Upload Cancel Figure 9 Pop up window during upload of Round 1 and 2 Nomination File Nexant Inc Page 26 Version 2 0 CPP Southwest Power Pool Save his button instructs the system to save the nominations on the nomination editor Validation of the nominations is conducted during the save operation and errors are immediately reported to the user on the screen TCR System Market Participant User Manual Download This button permits the user to download the set of nominations from the nomination editor The content of the download file is shown below in Error Reference source not found Download Message This button downloads the error messages discovered during the save operation Nexant Inc Page 27 Version 2 0 CPP Southwest Power Pool CPP Southwest Transmission Congestion Rights Market User Interface TCR System Market Participant User Manual Power Pool TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1527 Welcome Kim AO Role s READ WRITE Log Out ROLE MF LJ Ll I i3 E ima Hom Nomination Market Annual Allocation FAT RrZ PTP ON PTP OFF MITS OFF Round 1 amp 2 Nominatian Editor Round Round 1 r2 Effecitve Dates Start Date End Date 0012013 05 30 2013 Round Moaminatinn 357 5657 17B 17E Nomination Window Open Date Close Date 05 25 2012 05 25 2012 09 41 12 CPT 18 41 18 CPT F So
83. e 10 1 6 1 Download and view Historical Bid and Offers Data for an auction Check the box associated with the Historical Bids and Offers data category as shown in Figure 78 for XML and or CSV formats Then click the Download button to download the historical bid and offers data in the chosen formats The download will be in a zipped format which can be viewed using an unzipping tool A sample historical bids and offers data file in CSV format is shown in Figure 80 Nexant Inc Page 114 Version 2 0 opp Southwest Power Pool at m Ww u IE Annual Auction FAT r2 August2013 HISTORICAL BID OFFER CSV M Home Insert Fage Layout Formulas Data Review View A P o E ES TCR System Market Participant User Manual f C E F G 1 Source Sink HedgeType Class Type Round MW PricePerMW 2 HUB3 LOAD LSE 10 OBL ON BUY Round 1 0 100000 0 1 92 3 6 71 85 12 9 128 01 18 7 259 11 24 2 330 11 32 2 360 70 33 3 422 98 43 431 98 22 9 473 61 4 100000 ON BUY Round 1 100000 3047 3018 86 2949 92 2085 64 2049 59 2021 29 1937 41 OBL ON BUY Roundi M 4 k H Annual Auction FAT r2 August201 Figure 80 Sample Historical Bid Data in CSV Format The following information is available from this file Source The name of the source for a TCR bid Sink The name of the sink for a TCR bid HedgeType TCR bid type option OPT or obligation OBL Class he time period of use peak ON or off peak OFF where the TCR
84. e 147 Version 2 0
85. e 7 and the arrow is disabled when the first block of records is reached Nexant Inc Page 23 Version 2 0 CPP Southwest Power Pool TCR System Market Participant User Manual CPP Southwest Transmission Congestion Rights Market User Interface Power Pool TCR System i HEDGE Version 10 0 5NAPSHOT Build 1527 Welcome Kim AQ Role s READ WRITE Log Out ROLE MP Home Nomination Effecitve Dates Nomination Window Market Period Round Stat Date End Date Open Date Close Date Annual Allocation FAT Arz Jun 13 Round 1 Go QG m1 2013 08302013 05 25 2012 09 25 2012 09 41 12 CPT 18 41 18 CPT Summary x Round Cap Round Naminatian Round Allocation FTF O 567 E 353 4 PTP OFF 567 557 368 4 E NIT amp OFF 214 3 i7E 123 4 J NITS OM 214 3 176 123 4 T Round 1 amp 2 NHomin ti n Edit r Ca Download j Downed Message PTP NITS Status Entitlement M V Candidate MY Hamineted M Allocated HV Entitlement ID Summary ID Candidate ID H VALID 100 0 100 0 5 0 24 65 ihi Fu Foz A VALID 70 0 70 0 35 0 p n 56 n ani 327 zi VALTO 60 0 60 0 3n d p p 384 16 371 d VALID 100 0 100 0 4 0 0 0 1652 DJE 317 H VALID 3 0 5 0 25 0 p p 633 ABB 48b a VALID 150 0 150 0 730 p n 153 212 EU zd vALTD 60 0 60 0 5 0 p p 3an ZB 3n H VALID 150 0 150 0 750 p p 491 a7 5h55 H VALID 60 0 60 0 7 0 0 0 130 225 185 VALTD 24 0 4 0 12 0 p p ans JB 1E H VALID 60 0 60 0 3 0 n
86. e compensation for or requires the holder to pay certain congestion related transmission charges when the transmission system is congested and LMPs show price separations as a result of the re dispatch of resources out of economic merit order to relieve that congestion A TCR value is based on transmission congestion charges calculated in the day ahead market An Asset Owner can acquire a TCR from several sources a The Annual TCR Auction a The Monthly TCR Auction a The TCR Secondary Market A TCR is structured to hedge an Asset Owner from congestion of the transmission system in the day ahead market TCRs do not apply to the real time market SPP will annually and on a monthly basis conduct a TCR auction to provide Asset Owners with the opportunity to purchase TCRs or to sell previously acquired TCRs SPP will also facilitate a Secondary Market to support trading of TCRs To buy and sell TCRs in a SPP auction or on the SPP TCR Secondary Market an Asset Owner must meet SPP creditworthiness criteria Nexant Inc Page 2 Version 2 0 SPP Southwest Power Pool 2 3 SPP TCR System TCR System Market Participant User Manual The SPP TCR system is used to conduct ARR allocations and TCR auctions and support TCR bilateral trading in the Secondary Market An Asset Owner can use the TCR system to a Nominate MWs for each of their candidate ARRs on the TCR System Market User Interface MUI a Obtain information about the three nominatio
87. e ending date that the Candidate ARR is valid Service Type Flag denoting the type of the ARR Network Integration Transmission Service NITS or Point To Point transmission PTP HedgeType Candidate ARR type obligation OBL Class he time period of use Peak ON or off peak OFF market where the Candidate ARR is valid NominatedMW The MW amount requested for the Candidate ARR by the Asset Owner during the ARR Nomination Process Nexant Inc Page 128 Version 2 0 CPP Southwest Power Pool AllocatedMW The MW amount assigned to the Candidate ARR after the Allocation TCR System Market Participant User Manual Round The Round in which the Candidate ARR is nominated 10 2 3 2 Auction Results Data Downloading and Viewing In the Results tab the user is presented with the following display for the Private Auction Data as shown in Figure 91 by 4 Selecting an Allocation market with the Market Term dropdown menu 5 Selecting the appropriate market from the Market dropdown menu 6 Selecting the desired allocation round from the Round dropdown menu Nexant Inc Page 129 Version 2 0 CPP Southwest Power Pool amp op p Southwest Transmission Congestion Rights Market User Interface Power Pool TCR System i HEDGE Version 1 0 0 5NAPSHOT Build 1148 Welcome AO Joann3 Role s Log Out READ WRITE ROLE MP TCR System Market Participant User Manual i m Home Download Priva
88. e independent seasonal auction periods for the peak and off peak times of use for a total of fourteen cases will be performed prior to the beginning of each ARR TCR calendar year and following the ARR allocation In addition single multi round monthly auctions peak and off peak will be performed prior Nexant Inc Page 6 Version 2 0 CPP Southwest Power Pool to the beginning of each month and if needed after incremental ARR monthly allocations TCR System Market Participant User Manual For each seasonal or monthly auction the timeline incorporates the following steps a PSS E files and other auxiliary files are posted when the market operator initiates the auction process a A bidding period is opened during which Asset Owners submit bids for the auction a The SPP market operator conducts the auction a round of the single or multi round auction Auction results are posted at the conclusion of the auction round Nexant Inc Page 7 Version 2 0 65 SPP Southwest Power Pool TCR System Market Participant User Manual 4 SPP Portal Web Site Asset Owners interface with SPP TCR systemvia the SPP portal The portal is accessed via the Internet using the following web browsers Microsoft Internet Explorer Version 8 0 or higher Mozilla Firefox Google Chrome 4 1 Portal Navigation The SPP portal can be navigated by using drop down menus available in the SPP portal system web pages control tabs and buttons
89. e of the important functions of the TCR interface is to manage TCR portfolios A TCR portfolio is an efficient and effective package to manage TCR bids and Self converted ARRs Each valid TCR portfolio consists of a set of valid PTP TCR buy bids sell offers and Self converted ARRs All the Sources and Sinks specified in PTP TCRs are defined by SPP 7 2 Valid TCR Portfolio A valid TCR portfolio should have a name and should have the following data fields Bid ID ID of the TCR Bid TCR ID ID of the TCR being sold Monthly only Asset Owner The name of the Asset Owner who wants to buy or sell the PTP TCR Source The name of the Source for a PTP TCR buy bid sell offer Sink The name of the Sink for a PTP TCR buy bid sell offer OPT OBL HEDGE Type of the TCR Obligation OBL or Option OPT Class Peak market ON or off peak OFF time of use indicator Type Buy bid BUY or sell offer SELL Period Name of the period for which the portfolio is being submitted Bid Curve MW MW Made up of a range 2 10 of bid segments The curves are assumed to be piecewise linear In addition buy bid curves must be monotonically non increasing with respect to MW Sell offer bid curves must be monotonically non decreasing with respect to MW A sample buy bid curve is shown in Figure 15 A sample sell offer curve is shown in Figure 16 The user should note that the first MW segment always begins at 0 MW and that the last MW segment specified
90. e posted Sink The name of the sink for the PTP TCR buy bid to be posted MW The MW amount of the TCR buy bid to be posted Start Date The effective starting date of the buy bid to be posted End Date he effective expiration date of the buy bid to be posted Class Peak PEAK or off peak OFF PEAK type of the buy bid to be posted Contact The contact information of the buyer Description An optional short description that a market participant may wish to associate with the secondary market transaction It can be used to store tags or IDs that market participants use within their own systems The Asset Owners can then fill in the necessary information by setting Asset Owner Sources Sinks data from the right hand panel data structures in the appropriate fields of the editor using the Set AO Set Source and Set Sink buttons typing in desired MW selecting Start Date and End Date from pop up menus and selecting Class from drop down menus In order to fill in Contact Information the user must click on the symbol in the Contact column which displays a popup shown in Figure 37 The user must enter the relevant contact information name address phone number amp email address and click SAVE to save the information or CANCEL to close without saving The optional description field can also be filled Nexant Inc Page 64 Version 2 0 opp Soutbwest Power Pool amp CPP Southwest Transmission Cong
91. elling Asset Owner and negotiates the terms of the sale If seller agrees to the sale the user has to assign the buyer to the TCR bid To accomplish this the seller must go to the Private Posting site and select his her offer from the My Offers Tab Upon selection the offer will appear in the My Offer Details panel The seller must assign the buying Asset Owner to the offer by i selecting the row in the left panel ii selecting the AO s name from the list of AOs in the right panel and iii clicking the Set AO button See Figure 51 Nexant Inc Page 81 Version 2 0 CPP Southwest Power Pool amp OP p Southwest Transmission Congestion Rights Market User Interface Power Po al TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1426 Welcome Kim AO Role s READ WRITE Log Out ROLE MP TCR System Market Participant User Manual Home Secondary Market Secondary Market Offers amp Responses Buy Sell Listing Offer Response My Buy Offer My Sell Offer setAo C9 Set TCR Add Retract C3 Upload E save C Download Posted Offers C Download All Offers CHET E CHSM CMLP E CWEP E EDE EGP2 ETEC EXGN E GRDX E GSECGs E HCPD HMU ID Type Responding AQ Status TCRID Source Sink i 2002 PUBLIC John AO Pending Credit 70454 LSE 7 LSE 11 SOURCE KBPU kors E KEPC E KMEA s KPP KvEC E LESM E LIND LocK E MCU E MEAN Displaying items 1 1 of 1 Mow
92. ented with the screen shown in Figure 72 Nexant Inc Page 105 Version 2 0 o opp Southwest Power Pool TCR System Market Participant User Manual The user selects the market either auction or allocation data to download by selecting a Market Type and Term from the drop down list on the left the required Market from the drop down list in the middle and the required Round from the drop down list on the right when Allocation has been selected from Market Type and Term amp cp p Southwest Transmission Congestion Rights Market User Interface Power Po ol TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1414 Welcome Kim AQ Role s READ WRITE Log Out ROLE MP Home Download Public Market Term Annual Allocation Market Annual Allocgifon FAT Rr2 Full Mod Round Round 1 Iz General Network Market Results Historical Last Modified Date Binding Constraints XMLT CSV I 06 26 2012 10 00 10 CPT Figure 72 Allocation Results on the Public TCR Interface 10 1 4 1 Download and view Binding Constraints in XML or CSV formats Nexant Inc Page 106 Version 2 0 opp Southwest Power Pool Check the box associated with the Binding Constraints data category as shown in Figure 72 for XML and or CSV formats Then click the Download button to download the contingencies data in the chosen formats The download will be in a zipped format which can be viewed using an unzipping tool A sample allocation binding constraints
93. er Pool TCR System Market Participant User Manual x id 9 ls Annual_Allocation_2013_AGGREGATED_ARR CSV Microsoft Excel bol 2 Home Insert Page Layout Formulas Data Review View Acrobat Team iv Q c s N28 v fe v A B C D E G 4 J K L E 1 AggregatedARR ID Source Sink StartDate EndDate HedgeType Class AggregatedMW ARR ID OriginalMarket Round MW 2 42101 GenONE LSE 6 7 1 2013 7 31 2013 OBL ON 1 2 42003 Annual Allocation 2013 Round2 1 2 3 42099 GenANA LSE 8 7 1 2013 7 31 2013 OBL ON 32 4 42011 Annual_Allocation_2013 Round 2 32 4 4 42094 GenDOS LSE 3 7 1 2013 7 31 2013 OBL ON 16 4 42019 Annual_Allocation_2013 Round 2 16 4 5 42098 HUB 3 SOURCE LSE8 SOURCE 7 1 2013 7 31 2013 OBL ON 24 40010 Annual Allocation 2013 Round1 6 42016 Annual_Allocation_2013 Round 2 20 i 42100 GenJAN LSE 3 7 1 2013 7 31 2013 OBL ON 75 2 42007 Annual Allocation 2013 Round2 37 6 8 42014 Annual Allocation 2013 Round 2 37 6 9 42096 HUB 3 SOURCE GenDOS 7 1 2013 7 31 2013 OBL ON 104 40001 Annual_Allocation_2013 Round 1 52 10 42009 Annual_Allocation_2013 Round 2 52 TE 42093 GenJAN LSE 8 7 1 2013 7 31 2013 OBL ON 150 40063 Annual_Allocation_2013 Round 1 75 12 42006 Annual_Allocation_2013 Round 2 75 13 42102 GenDOS LSE 1 7 1 2013 7 31 2013 OBL ON 25 40058 Annual_Allocation_2013 Round 1 5 14 42023 Annual_Allocation_2013 Round 2 20 15 42095 GenRAL LSE 5 7 1 2013 7 31 2013 OBL ON 9 6 42017 Annual Allocation 2013 Round 2 9 6 16 42097 Ge
94. er Pool TCR System Market Participant User Manual Round The allocation round from where the Asset Owner received the component ARR e g Round 1 Round 2 and Round 3 MW The MW value associated with the component ARR 10 2 2 2 Download and view Transmission Service Reservations in XML or CSV formats Check the box associated with the Transmission Service Reservations data category as shown in Figure 85 for XML and or CSV formats Then click the Download button to download the transmission service reservations data the chosen formats The download will be in a zipped format which can be viewed using an unzipping tool A sample Transmission Service Reservations list in CSV format is shown in Figure 87 at id v e Annual Allocation 2013 RESERVATIONS CSV Microsoft Excel Home Insert Page Layout Formulas Data Review View Acrobat Team Se C D E F G H summary ID TransmissionCustomer Source Sink StartDate EndDate ServiceType MW TransmissionProvider OASIS ID l 2 3 A 5 6 Fi B g 190 John AO 189 John AO 187 John AO 184 John AO 182 John AO 183 John AO 191 John AO 186 John AO 192 John AO 185 John AO 188 John AO 193 John AO HUB 3 SOURCE HUB 3 SOURCE HUB 3 SOURCE HUB 3 SOURCE HUB 3 SOURCE HUB 3 SOURCE HUB 3 SOURCE HUB 3 SOURCE HUB 3 SOURCE HUB 3 SOURCE HUB 3 SOURCE HUB 3 SOURCE LSE amp SOURCE LSE 8 SOURCE LSE 8 SOURCE GenDOos GenDOos GenDOos LSE 8 SOURCE LSE 8 SOURCE LSE 8 SOURCE
95. er must select the TCR s required to fulfill the buy bid ensuring that the total MW is equal to the amount necessary to fulfill the bid The TCR may be selected from the folder Existing TCRs See Figure 48 Nexant Inc Page 76 Version 2 0 OPP Southwest Power Pool TCR System Market Participant User Manual a Step 6 The selling Asset Owner must then click the RESPOND command button at the top of the Respond to Sell Offer panel The bid buy status should change to Accepted or Declined depending on the results of the credit calculations See Figure 49 Transmission Congestion Rights Market User Interface TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1527 Welcome Kim AO Role s READ WRITE Log Out ROLE MP opp Soutbmwesl Power Pool Home Secondary Market Secondary Market Offers amp Responses Buy Sell Listing Offer Response Respond to Buy Offer E Respond Reset Error Status a Upload C Download Pending AO Responses Source Sink MW Respond to Sell Offer E Download All Responses Response ID Request ID Type Initiating AO Status Start Date EndDate Class kl E E Ex Ecl E E E kn Nexant Inc 4001 3001 2010 2011 2012 2006 2007 2004 3 2 1 Figure 47 Seller has selected the offer they wish to fulfill Step 4 PRIVATE PRIVATE PRIVATE PRIVATE PRIVATE PRIVATE PRIVATE PRIVATE PRIVATE John AO John AO John AO John AO John AO John AO John AO John A
96. ere the PTP TCR is valid MW The MW value associated with the TCR MarketType The type of market from where the Asset Owner received the TCR e g Auction Secondary Market Self converted TCR 10 2 2 Private Market Data Downloading and Viewing By clicking the MarketData tab on the Private section of the Downloads drop down menu the user enters the private Market Data Downloads page which is shown in Figure 85 Nexant Inc Page 121 Version 2 0 o opp Soutbwest Power Pool Transmission Congestion Rights Market User Interface Welcome Kim AO Role s ROLE MP ROLE MP RW Log Qut TCR System Market Participant User Manual Home Download Private Market Term Annual Allocation Market nnual Allocation 2013 General Market Format Last Modified Date Aggregated ARRs XML 7 CSV 7 07 30 2012 16 09 40 CPT Transmission Service Reservations XML 7 CSV E 07 26 2012 14 40 06 CPT Download Figure 85 Private Market Data Downloads 10 2 2 1 Download and view Aggregated ARRs in XML or CSV formats Check the box associated with the Aggregated ARRs data category as shown in Figure 85 for XML and or CSV formats Thenclick the Download button to download the aggregated ARRs data in the chosen formats The download will be in a zipped format which can be viewed using an unzipping tool A sample Aggregated ARRs list in CSV format is shown in Figure 86 Nexant Inc Page 122 Version 2 0 SP Southwest Pow
97. ers tab editor for Asset Owners to initiate the purchase or sale of TCRs in the secondary market This tab has two mini tabs My Buy Offer and My Sell Offer each displaying a table containing the following information Q Nexant Inc ID The unique ID of the transaction for purchase or sale of the TCR Type States whether or not the offer is public or private Responding AO The name of the counter party Asset Owner Status Status of the TCR for sale Posted The buy bid or sell offer of the TCR has been posted Pending AO Response Asset Owners are working on closing the transaction for the TCR Approved TCR exchange was approved Disapproved TCR exchange was not approved as credit checks failed TCR ID The specific ID of the TCR for sale applicable only to the My Sell Offer mini tab Source The name of the source of the TCR Sink The name of the sink of the TCR MW The MW amount of the TCR Start Date The effective starting date of the TCR End Date The effective expiration date of the TCR Class Peak ON or off peak OFF for the TCR Contact Information The name address phone number email address of the designated person regarding this transaction for the Page 59 Version 2 0 SPP Southwest Power Pool TCR System Market Participant User Manual purchase of the PTP TCR Itis assumed that this person is authorized to conduct this tr
98. estion Rights Market User Interface Power Pool TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1422 Welcome John AO Role s READ WRITE Log Qut ROLE MP TCR System Market Participant User Manual ARR Nominations TCR Bids Offers Secondary Market Download Message Home Secondary Market Secondary Market Offers amp Responses Qs My Buy Offer My Sell Offer setAo Set Source Set sink Add Retract Cal Upload E Save y Download Posted Offers Lg Download All Offers a C Asset Owners Source Sink MW Start Date EndDate Class Contact 3j L Sources amp Sinks 0 Contact Detail X g AO Res SROMEVL1 amp 5LTGRAS 1 3 g AO Res ANA GI BER 138 Name Address Cancel Displaying items 1 2 of 2 Figure 37 Private Posting Editor with Contact Information popup Once the information has been entered click on the SAVE button to post the buy bid in the market postings as shown in Figure 38 The status field of this new buy offer will now change to Posted in the My Offers panel as shown in Figure 39 after the buy bid has been posted To see the update to the Public Posting display the user must click the Buy Sell Listing on the left side of the display Figure 40 shows the postings after the buy bid has been entered into the system Nexant Inc Page 65 Version 2 0 o opp Soutbwest Power Pool TCR System Market Participant User Manual amp opp Southwes Transmission Con
99. et Secondary Market Offers amp Responses Buy Sell Listing Offer Response My Buy Offer My Sell Offei Add Retract Cd Upload E save C Download Posted Offers Cy Download All Offers ID Type Responding AO Status TCRID Source Sink Start Date EndDate 2002 PUBLIC John AO New 70454 LSE 7 LSE 11 SOURCE 04 01 2014 04 30 2014 F Displaying items 1 1 of 1 Figure 44 Public Postings with newly created sell offer 9 3 2 Accepting a Secondary Market Trade An Asset Owner can either accept a PUBLIC bid to buy A TCR or to sell A TCR on the Secondary Market If an Asset Owner accepts a bid to buy posting that Asset Owner must match that bid with its TCR holdings The matching holding must be of the same kind i e TCR must have the required MW amount must have compatible start and end dates and must be of the same class Multiple TCR holdings are allowed to satisfy the MW requirements of the posted bid to buy Nexant Inc Page 73 Version 2 0 CPP Southwest Power Pool 9 3 2 1 Responding to a Buy Bid posting TCR System Market Participant User Manual a Step 1 Selling Asset Owner clicks on a TCR they are willing to fulfill and clicks on the contact information a Step 2 Selling Asset Owner contacts the buying Asset Owner and negotiates the terms of the sale If buyer agrees to the sale the user has to assign the seller to the TCR bid To accomplish this the buyer must go to the Private Posting site a
100. et Participant User Manual CPP Southwest Transmission Congestion Rights Market User Interface Power Pool TCR System i HEDGE Version 1 0 0 5NAPSHOT Build 1143 Welcome AO Joann2 Role s Log Out READ WRITE ROLE MP Home Nomination Effecitve Dates Nomination Window Market Period Round Start Date End Date Open Date Close Date Annual2013 FAT Jun 13 Round 3 Go BOVIS 5 30 2013 Q5 04 20 12 06 04 2012 05 00 00 CPT 06 00 00 CPT Summary Round Cap Round Haminetion Round Allocation NITS OFF i4i i o 0 0 0 PTP ON 416 6 no o a x PTP DFF 30i nn a a T MITS ON 128 4 D D 0 0 Round 3 Nomination Editor Deta ergy pee Ca Gownioad Ca Downibad Message fa C Sources amp Sinks PTP NITS Candidate ID Nominated MW Allocated MW Source Sink Class AssetOwner 5t 4 TT I Page ofd ei No Candidate ARRs to display Figure 100 Nomination Editor for a Submitter Nexant Inc Page 142 Version 2 0 CPP Southwest Power Pool TCR System Market Participant User Manual A submitter is allowed to perform the following tasks 1 2 3 4 View the Candidate ARRs associated with the Asset Owner Nominate MW for each of the Candidate ARRs Calculate if the nominated MW amounts meet the round caps using the Refresh and Recalc icons Submit nominations to an allocation using the Save icon View Role READ ONLY Access By clicking the menu item ARR Nomination then selecting the market
101. f use Peak ON or Off peak OFF where the binding constraint is valid Nexant Inc Page 107 Version 2 0 CPP Southwest Power Pool TCR System Market Participant User Manual Round The round associated with the binding constraint e g Round 1 Round 2 and Round 3 10 1 5 Download and View Results Auction Data By selecting an Auction option from the Market Type and Term dropdown list within the Results tab the user is presented with a screen shown in Figure 74 The user must also select a Market name from the Market dropdown list and a Round number from the Round dropdown list amp cp p Southwest Transmission Congestion Rights Market User Interface Power Pool TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1415 Welcome Kim AO Role s READ WRITE Log Out ROLE MP Home Download Public Market Term nnual Auction Annual Auction FAT r2 Round Round 1 General Network Market Historical Last Modified Date Auction Clearing Prices XML CSV 06 28 2012 10 38 16 CPT Auction Results XML CSV I 06 28 2012 10 38 16 CPT Binding Constraints XML I CSVI 06 28 2012 10 38 16 CPT Nexant Inc Page 108 Version 2 0 o opp Soutbwest Power Pool Figure 74 Auction Results Available from the Public TCR Interface TCR System Market Participant User Manual 10 1 5 1 Download view Auction clearing prices in XML or CSV formats Check the box associated with the Auction clearing prices i e sou
102. ficate a user is possesses either a view role or a submit role Functionally the view READ ONLY and submit roles READ WRITE are equivalent except that a view roleeREAD ONLY is not afforded the opportunity to submit bid portfolios to an auction Submit Role READ WRITE Access By clicking the menu item TCR Bids Offers a submitter automatically enters the web page display show in Figure 94 Nexant Inc Page 133 Version 2 0 CPP Southwest Power Pool TCR System Market Participant User Manual amp op p Southwest Transmission Congestion Rights Market User Interface Power Po ol TCR System i HEDGE Version 1 0 0 5HAPSHOT Build 1142 Welcome AO Joann3 Role s Log Out READ WRITE ROLE MP Home Auction Portfolio List Effecitve Dates Bidding Window Market Period Round Start Date End Date Open Date Close Date Annual2013 FAT Jun 13 Round 1 Go i 06 01 2013 06 30 2013 06 05 2012 06 05 2012 01 00 00 CPT 02 00 00 CPT Figure 94 Portfolio List for a Submitter A submitter is allowed to perform the following tasks 1 Add new portfolios and then the display will be immediately switched to Portfolio Editor for TCR bid editing Upload portfolios Download portfolios in XML or CSV formats Submit portfolios to an auction during the bidding windows for auctions Hemove a portfolio from an auction during the bidding windows for auctions Delete a portfolio ot a M Nexant Inc
103. g Offer Response My Buy Offer My Sell Offe Add Retract Ca Upload E save C Download Posted Offers Cj Download All Offers ID Type Responding AO Status Source Sink MW Start Date Class Conta N A PUBLIC New 0 ON ce p No Items to display Figure 36 Posting Editor with My Buy Offer panel Data fields of My Offer Panel include ID The unique ID of the buy offer This number is automatically generated by the system when the user posts the offer Type Public or private type for the posted TCR If the Private option is chosen the offer will not be shown in the Public Posting page to Asset Owners other than the initiating and target Asset Owners Nexant Inc Page 63 Version 2 0 SPP Southwest Power Pool Responding AO The name of the responding asset owner for the TCR buy bid This field is populated by selecting the desired Asset Owner from the list of Asset Owners in the right panel and clicking the Set AO button TCR System Market Participant User Manual If a Public posting is being contemplated this field will be filled after the other party has signaled its willingness to participate in this transaction If a private posting is being contemplated this field will be filled when the bid is being constructed as the identity of the other Asset Owner is known Status The status of the TCR buy bid Source The name of the source for the PTP TCR buy bid to b
104. gestion Rights Market User Interface Power Po ol TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1426 Welcome John AO Role s READ WRITE Log Out ROLE MP Home Secondary Market Secondary Market Offers amp Responses Me Buy Sell Listing Offer Response Qs My Buy Offer My Sell Offer setAo Set Source Set sink J Asset Owners Source Sink MW Start Date E Sources amp Sinks 4 26006 PRIVATE AEPM Pending AO Res 6ROMEVL 1 6SLTGRAS 1 H 1003 PUBLIC Kim AO Pending AO Res ANA G1 Add Retrat Cd Upload E save CJ Download Posted Offers C Download All Offers ID Type Responding AQ Status 3 07 02 2012 BER 138 1 06 22 2012 k Displaying items 1 2 of 2 Figure 38 Private Posting Editor before Post Buy Bid Nexant Inc Page 66 Version 2 0 o opp Southwest Power Pool TCR System Market Participant User Manual amp opp Southwes Transmission Congestion Rights Market User Interface Power Po ol TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1527 Welcome Kim AO Role s READ WRITE Log Out ROLE MP Home Secondary Market Secondary Market Offers amp Responses ait Me Buy Sell Listing Offer Response 19 My Buy Offer My Sell Offei serao set source set sink Add Retrat Ed Upload save CJ Download Posted Offers Cy Download All Offers amp C Asset Owners ID Type Responding AO Status Source Sink MW Start Date 9 Sources amp
105. hooses from the two tabs PTP and NITS to select the type of Candidate ARRs The information displayed in the two tabs will pertain to the allocation market selected in the combination boxes The following steps should be used to change the allocation market currently selected a Step 1 In the ARR Nomination Editor Interface select an allocation market from the combination box underneath the heading Market The combination box will contain a list of the most recent allocation markets created See Figure 3 a Step 2 Select the period associated with the allocation market from the combination box underneath the heading Period The combination box will contain a list of applicable periods for the allocation market See Figure 3 a Step 3 The combination box underneath the heading Round will contain the rounds associated with the chosen allocation market and period See Figure 3 Nexant Inc Page 15 Version 2 0 SPP Southwest Power Pool a Step 4 In order to see the information linked to the selected allocation market period and round click the GO control button next to the Round combination box The User Interface will reflect the Candidate ARR data entitlement for the selected allocated market period and round See Figure 3 TCR System Market Participant User Manual The effective start and end dates of the chosen Allocation Market are listed to the right of the selection boxes Further to the right is the nominati
106. iew and download private information such as Asset Owner specific reservations ARR nominations and allocation results a View and download private information such as Asset Owner specific TCR buy bids sell offfers and auction results a View private messages a Manage download and upload nomination information about PTP and NITS Candidate ARRs a Manage their auction bids and TCR portfolios including upload and download of the auction related files a Participate in the Secondary Market Nexant Inc Page 4 Version 2 0 65 SPP Southwest Power Pool TCR System Market Participant User Manual 3 SPP TCR System Overview 3 1 Overview The TCR System was designed to allow Asset Owners to participate in the SPP ARR allocations TCR auctions and TCR Secondary Market Asset Owners can use the web based TCR system to nominate for ARRs purchase sell or bilaterally trade TCRs SPP conducts both an annual allocation auction process for four months and three seasons and incremental ARR allocation monthly TCR auctions For each allocation auction annual or monthly two separate runs are performed one for the peak case and one for the off peak case Definitions of peak off peak classes and seasons can be found in the Integrated Marketplace protocols ARRs acquired in an ARR allocation and TCRs acquired in a TCR Auction will be an Obligation ARRs acquired in an allocation or TCRs acquired in an auction will be PTP instruments av
107. ilable Nomination Information on the Nomination Editor esee 15 5 3 ARR Nomination Editor Functions eesessesesee mm Immer mereri nemen re rrr 15 NV RRRERRCCEI 18 6 Nomination Editor Features esesssesee I III meme ne nme mere rese me retener e rers 21 6 1 Paging Mechanism c c ccccccceseeccceeseecceeseeeceaececseseesssaseeecsaueeecseueeeeseaseeessanseessaueeesseaes 23 6 2 Editor ACTIONS wanceeitsedseaderaninaiasnudasnk andbmadamedaiedeaneneuiancudaasnbaniinidamedsedeanenenianendnesnbankbeddanetaadeaie 26 6 3 Round 3 Nomination Editor seeeeeeeeen m Hm emer me meme nre rennen nnns 29 FOE 0 0 10S MES No queo Emm 33 7 1 Overview of a TCR Portfolio 2 2 0 eee ce ccc ccceccecceccececceececeeceeceeaecaeceecueaecaeceeaeeaesueseeaesaeeneaeeas 33 T2 Vala TOR Sonic mn ner ee ee eee ee 33 7 3 Managing Auction Portfolios on the Private TCR Interface eeessssse 36 ro View Existmg IPO qiio OSiicsiiscentanaitranveditnsastittonscaddlconicr adair iaa iaaeao 39 7 3 2 Create Auction Portfolios by File Upload 0 2 0 0 cee cccccccseeeeeeeeseeeeeeeseaeeeeeeeseaeeeeeeeeeas 39 33 Download we diio e cvcrcccccotcieaterescesvadevevactesiovaccaiReeicdeanauereedyiuacceesavecedddericcoagaceves Rai 40 FECE i e dii MOS seuren i a aE E OEN A Ei 40 7 3 5 Submit Portfolios to Auction eseesssssessenem mme
108. inated MY Allocated HW Entitlement ID Summary ID Candidate ID Asset Owner So tH VALID 24 5 24 5 12 12 ane TJE Bre Kim 40 HL a WALTON 150 0 150 0 75 0 B 154 Er E Kim 40 c VALID 60 0 60 0 7 0 p p 334 Z3B 175 Kim 40 ie H VALID 60 0 6 0 3 0 p n Bii 238 4iz Kim 40 G H VALID 65 0 En n 7 0 p n 333 Z3B PE Kim 40 Ge a VALID 100 0 100 0 5 0 io Bay 209 420 Kim AC C zo WALTON 20 0 En an B n 128 225 245 Kim AC e Hd VALID 2 0 5 0 25 0 io E34 23E l15E Kim AC C H VALID 20 0 En an u io 157 215 187 Kim AC c ae VALID 70 0 70 0 35 0 i 0 447 134 73 Kim 40 4 n i id a e 2 of2 qo Displaying records Fi 30 of 30 Figure 7 Left arrow on the Nomination Editor displays Nexant Inc Page 25 Version 2 0 CPP Southwest Power Pool TCR System Market Participant User Manual 6 2 Editor Actions The Nomination Editor allows the user to carry out four actions in Rounds 1 and 2 as shown in Figure 10 Upload This button allows the user to upload a csv formatted file of bids to the portfolio editor A sample file containing buy bids is shown below in Figure 8 Validation of the nominations is conducted during the upload and errors are reported to the user on the screen The errors are also available as a download report by clicking the Download Message button r x id Kim AO Annual Allocation 2014 Jun 14 Round 2 csv Read Only Microsoft Excel Home Insert Page Layou
109. l offer a Initiating AO The name of the initiating Asset Owner buying AO for a buy bid listing and selling AO for a sell offer listing a Status Status of the TCR for sale Posted The buy bid or sell offer of the TCR has been posted Pending AO Response Asset Owners are working on closing the transaction for the TCR Approved TCR exchange was approved Disapproved TCR exchange was not approved as credit checks failed a Source The name of the source for a desired TCR buy bid or the posted PTP TCR sell offer a Sink The name of the sink for a desired TCR buy bid or the posted PTP TCR sell offer a MW The MW amount of the TCR a Start Date The effective starting date of the TCR a End Date The effective expiration date of the TCR a Class Peak ON or off peak OFF for the TCR a Contact The name address phone number email address of the designated person regarding this transaction for the purchase or sale of the PTP TCR It is assumed that this person is authorized to conduct this transaction on behalf of the Asset Owner Nexant Inc Page 58 Version 2 0 SPP Southwest Power Pool TCR System Market Participant User Manual Description An optional short description that a market participant may wish to associate with the secondary market transaction It can be used to store tags or IDs that market participants use within their own systems Off
110. ll offers in the portfolios submitted to an auction In addition separate downloads are available for self converted ARRs Private messages sent via the Message Board Nexant Inc Page 11 Version 2 0 CPP Southwest Power Pool 4 4 TCR System Web Pages TCR System Market Participant User Manual Error Reference source not found provides an overview of TCR system web pages available from SPP portal public and private TCR interfaces Public TCR Interface Private TCR Interface Public Downloads ARR Nominations View nomination summary information Download edit PTP Candidate ARRs General Download edit NITS Candidate ARRs View Candidate TCR nominations e Download Existing TCRs et as TCR Bids Offers Self converting ARRs Download Contingencies Download Flowgates Download Monitored lines and transformers Download Network model in bus branch model Download Parallel flows Download Scheduled outages Portfolio List View create delete portfolios submit retract portfolios to from auctions Portfolio Editor Y Market e View and edit bids in portfolio Secondary Market Results g e View post and accept bilateral TCR trades Download Round source sink auction clearing prices Private Downloads Download Round binding constraints Download Round ARR results General Download Round TCR results Download Existing TCRs Download Existing ARRs Historical Y
111. mem nene tre rennen nis 40 7 3 6 HRetract Portfolios from Auction eceeeeseeenn mmm rennen renis 42 7 3 7 Auction Portfolio Statuses ssssssssessssesee emen emen nennen nemen rere re rre rri rer rni 44 8 Managing TCR BIGS 46 8 1 Overview ReolECI OMRRRRR 46 82 Vald TOR BIOS careers ccc tcc cents iE a EE EAEE E A ie ia 46 8 3 POMTOIO ECO RTT RTT 46 8 4 Managing TCR Bids with the Portfolio Editor sseeeeeeseeeeeeerreeeeee 51 8 4 1 View Existing obiollSussacntaaAbissetierintebuedat ai ertaai vine apietite iens adaptar ERU Epit 51 or S MEME Solo TOR BUY BIOS ERR eee 51 843 Add TGR Sell Oers iota rt prim ree ein ER Ein Een En Ex Fax AIRE aria E rane n Erisan ain Faina 51 8 4 4 Modify TCR BIOS cictvinsisedizvrinz ensEvn uiua E eade Gn pet Rl Sx dadid a tel veda dou n eat Pb o 52 Nexant Inc Page v Version 2 0 65 SPP Southwest Power Pool TCR System Market Participant User Manual 8 4 5 Delete TCR BidS PMRNMTURRS t 52 8 4 6 Save TCR Bids in the Portfolio lsseeesseeeeseeeeneeennnnnnnn nnn 52 85 Managing ARR BIS cccccccsescceceeeeeeeseeeeeeeeeseeeeeeeeeeeseeeeeeneeeeeessaeeeeesaueeessaeeeeseaeeeesaaes 53 8 5 1 View Existing ARR Portfolios cccccccsseeeecceeeeeeeeeeeeeeeeeeeeeeeeeeeesaaeeeessaeeeesaeeeeesaees 53 9 T
112. n Figure 28 Bid Curve Editor MW a Price MW 0 2 2 2 Add amp Delete El Save Cancel Figure 28 Bid Curve Pop up Window The left column and the right column of the bid curve table are the MW amount and the price in MW of the segment respectively Note that the first segment for a buy bid as well as a sell offer is always at 0 MW Under the bid curve table there are four command buttons ADD Add another segment in the bid curve table DELETE Delete the selected segments from the bid curve table SAVE Save all inputted bid curve segments CANCEL Cancel all actions since the last saving operation Nexant Inc Page 48 Version 2 0 CPP Southwest Power Pool TCR System Market Participant User Manual Source A text box to denote the name of the source fora TCR The data can be entered by selecting the record then selecting the desired source name under the folder Sources amp Sinks in the right central panel and clicking the Set Source button Sink A text box to denote the name of the sink fora TCR The data can be entered by selecting the record then selecting the desired sink name under the folder Sources amp Sinks in the right central panel and clicking the Set Sink button Class A list box to select either peak ON or off peak OFF Asset Owner A text box to denote the name of the owner for a particular TCR This data is automatically populated with the name of the Asset Owne
113. n rounds Round 1 Round 2 and Round 3 including both the details and summaries for the most relevant indicators a Download and upload the candidate ARR list for a round and set the nomination MW a View full description of his her candidate ARRs for a nomination process including the maximum MW value associated with each ARR Entitlement a Review the results of ARR allocations a Submit TCR buy bids and sell offers into an annual or single multi round monthly TCR auction a Participate in the TCR Secondary Market a Review and download the applicable public and private data including allocation auction results a Review messages issued by the SPP TCR market operator 2 4 Interfacing with SPP TCR System Asset Owners access the SPP TCR system through a web based interface termed the SPP portal 2 5 Whois this User s Manual for This User s Manual is intended for use by SPP ARR and TCR Asset Owners and Asset Owners to aid them in performing the following tasks a View and download the public existing TCRs Nexant Inc Page 3 Version 2 0 CPP Southwest Power Pool a View and download the public auction and allocation information such as network data the contingency list monitored lines transformers source sink definitions and public allocation auction results TCR System Market Participant User Manual a View public messages a View and download the existing ARRs and TCRs specific to that Asset Owner a V
114. n the seller clicks on the Declined link TCR System Market Participant User Manual amp pp vouibye Transmission Congestion Rights Market User Interface Power Po ol TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1527 Welcome Kim AO Role s READ WRITE Log Out ROLE MP ARR Nominations TCR Bids Offers Secondary Market Download Message m Home Secondary Market Secondary Market Offers amp Responses Buy Sell Listing Offer Response Q 5 Respond to Buy Offer Respond to Sell Offer Sat TCR a ED TCR Properties xoa S Respond Reset Error Status a Upload jj Downloa ES X pnses SS Existing TCRs Response ID Request ID Type Initiating AO TII d ID 70454 Sink zi C3 LsE 7 LSE 11 SOURCE 70454 H N A 1003 PUBLIC John AO a Y EM BER 138 Start Date 04 01 2014 End Date suse ELM Sour x 3 D GenMOR 1 LSE 4 70429 source LSE 7 sink LSE 11 SOURCE Available MW 1 TOU ON Hedge Type OBL Start Date 04 01 2014 End Date 04 30 2014 k Displaying items 1 1ofi Figure 50 First Segment of the TCR for the time period 03 01 2008 to 03 29 2008 Nexant Inc Page 80 Version 2 0 65 SPP Southwest Power Pool TCR System Market Participant User Manual 9 3 2 2 Responding to a Offer to Sell posting a Step 1 Buying Asset Owner clicks on A TCR they are willing to purchase and clicks on the contact information a Step 2 Buying Asset Owner gets in touch with the s
115. nJAN LSE 6 7 1 2013 7 31 2013 OBL ON 11 3 42022 Annual Allocation 2013 Round 2 11 3 17 42103 GenNUG LSE 3 7 1 2013 7 31 2013 OBL ON 7 6 42001 Annual Allocation 2013 Round 2 7 6 18 42127 HUB 3 SOURCE GenDOS 6 1 2013 6 30 2013 OBL OFF 24 40124 Annual Allocation 2013 Round1 12 19 42076 Annual Allocation 2013 Round2 12 20 42125 GenJAN LSES 6 1 2013 6 30 2013 OBL OFF 300 42072 Annual Allocation 2013 Round2 75 7 M gt M Annual Allocation 2013 AGGREGAT 2 IK 2 Ready E 100 Figure 86 Sample Private Aggregated ARRs in CSV Format The following information is available from this file AggregatedARR ID The unique ID for the aggregated ARR Note that each aggregated ARR is associated with one or more component ARRs Source The name of the aggregated ARR s source Sink The name of the aggregated ARR s sink StartDate The starting date that the aggregated ARR is valid EndDate The ending date that the aggregated ARR is valid HedgeType Aggregated ARR type obligation OBL Class The time period of use Peak ON or off peak OFF market where the aggregated ARR is valid AggregatedMW The MW value associated with the aggregated ARR ARR ID The ID of a component ARR that was allocated in one of the rounds of this allocation market OriginalMarket The name of the allocation market where the component ARR was allocated Nexant Inc Page 123 Version 2 0 CPP Southwest Pow
116. nated MW MWs nominated by the Asset Owner in this round of the ARR Allocation Allocated MW MWs allocated for this Candidate ARR after the simultaneous feasibility analysis was executed Entitlement ID ID of the entitlement belonging to the Asset Owner Typically two entitlements peak and off peak are created for each transmission service reservation 24 hours as entered on OASIS summary ID Summary ID of the transmission service reservation as entered on OASIS Candidate ID ID of the candidate ARR This is automatically generated by the system Asset Owner Name of the Asset Owner associated with the Candidate ARR record Source Name of the source associated with the Candidate ARR record Sink Name of the sink associated with the Candidate ARR record Class Time of use associated with the Candidate ARR record Nexant Inc Page 18 Version 2 0 SPP Southwest Power Pool The columns of the display for the two tabs in Round 3 are TCR System Market Participant User Manual Candidate ID ID of the candidate ARR This is automatically generated by the system Status Current status of the Candidate ARR It bears the values of Valid or Error The latter status indicates an invalid Candidate ARR which will not be submitted as a nomination to the ARR Allocation process Nominated MW MWs nominated by the Asset Owner in this round of the ARR Allocation Allocated M
117. nd 2 Round 2 Round 2 Round 2 Round 2 Round 2 Service Type Flag denoting the type of the ARR Point to Point PTP Source The name of the ARR s source Sink The name of the ARR s sink StartDate The starting date that the ARR is valid EndDate The ending date that the ARR is valid Version 2 0 Nexant Inc Page 119 CPP Southwest Power Pool HedgeType ARR type obligation OBL TCR System Market Participant User Manual Class The time period of use Peak ON or off peak OFF market where the ARR is valid MW The MW value associated with the ARR Round The allocation round from where the Asset Owner received the ARR e g Round 1 Round 2 and Round 3 10 2 1 2 Download and view existing TCRs in XML or CSV formats Check the box associated with the Existing TCRs data category as shown in Figure 82 for XML and or CSV formats Then click the Download button to download the contingencies data in the chosen formats The download will be in a zipped format which can be viewed using an unzipping tool A sample Existing TCRs list in CSV format is shown in Figure 84 a i u PRIVATE EXISTING TCR csv Microsoft Excel 24810 Insert Page Layout Formulas Data Review View A B G H l J 1 TCR ID SegmentiD Asset Owner Category Source Sink StartDate EndDate HedgeType Class MW MarketType 64336 64028 64916 64465 63513 63854 64332 64260 64333 2 3 4 3
118. nd select the offer from the My Offer Listings panel Upon selection the offer will appear in the My Offer Details panel The buyer must assign the selling Asset Owner to the offer by setting the Asset Owner s name into the Responding AO field See Figure 45 Nexant Inc Page 74 Version 2 0 o opp Southwest Power Pool TCR System Market Participant User Manual amp op p Southwest Transmission Congestion Rights Market User Interface Power Po ol TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1426 Welcome Kim AO Role s READ WRITE Log Out ROLE MP Home Secondary Market Secondary Market Offers amp Responses E Buy Sell Listing Offer Response 9 My Buy Offer My Sell Offe setAo Set Source Set Sink Add Retract Ci Upload E save C Download Posted Offers Cy Download All Offers 3 Asset Owners E AECC E AECI AEPM AMSE AO James ID Type Responding AQ Status Source Sink Start Date 20001 PRIVATE AO Joann2 Pending AO Res YAK 345 YAK 138 10 01 2012 AO Joann3 APM AUGK E avec CALP CHET CHSM CMLP CWEP EDE EGP2 ETEC EXGN E GRDX GSECGS HCPD HMU INDF zz John AO k Displaying items 1 1 of 1 Figure 45 Assigning Selling MP to the Buy Bid Step 2 a Step 3 Once the Selling MP has been assigned to the offer the user Buying Asset Owner must click the Save button at the top of M
119. ndidate ARRs associated with the Asset Owner The viewer role differs from the submitter role in that the user is not afforded the opportunity to submit save nominations to the allocation as evidenced by the absence of the Recalc and Save icons in the Nomination Editor Nexant Inc Page 145 Version 2 0 65 SPP Southwest Power Pool TCR System Market Participant User Manual 11 Message Board 11 1 Overview of the Message board The primary function of the message board is to provide an easy way for the Market Operators to communicate with the Market Users While The Market User cannot send messages it provides a medium for which vital information can be transferred The Messages are all classified by importance and that is indicated by color of the text Green text indicates a message of low importance Yellow indicates medium importance and Red text indicates a message of high importance 11 2 Public and Private Message Board Public messages are messages from the Market Operator to all Asset Owners while Private messages are messages written to an individual Asset Owner These two message boards are located separately in their respective tabs on the Message drop down menu shown below in Error Reference source not found Error Reference source not found illustrates some of the Public messages sent to the Asset Owners Figure 103provides an example of the Private messages sent to the Asset Owners Nexant Inc Page 1
120. not after the original end date or prior to the original start date To complete the sell offer the user must enter contact information In order to fill in Contact Information the user must click on the Click to Add link which displays a popup shown in Figure 37 The user must enter the relevant contact information name address phone number amp email address and click SAVE to save the information CANCEL to close without saving Once the information has been entered click on the Save button to post the sell offer in the market postings as shown in Figure 42 The status field of this new sell offer will now change to Posted in the Buy Sell Listings tab as shown in Figure 43 after the sell offer has been posted To see the update to the Public Posting display the user must click the Public Posting tab at the top right corner of the display Figure 44 shows the postings after the sell offer has been entered into the system Nexant Inc Page 70 Version 2 0 CPP Southwest Power Pool 5 op p Southwest Transmission Congestion Rights Market User Interface Power Po ol TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1426 Welcome Kim AO Role s READ WRITE Log Out ROLE MP TCR System Market Participant User Manual Home Secondary Market Secondary Market Offers amp Responses Buy Sell Listing Offer Response My Buy Offer My Sell Offer CQ setao CQ set TCR Add Retract Upload
121. ns in the TCR Secondary Market as well as to view and download system data allocation auction results and view associated messages 4 3 2 Access to the TCR System On the SPP portal there is a navigation tab to the TCR system From here the users can access the various pages of the TCR system by clicking on different drop down menus For the TCR system an Asset Owner can be set up by the LSA with one of the two types of TCR user accounts both of which provide access to the user s TCH system private pages The submit role READ WRITE allows full privileges to the Asset Owners to submit TCR bids and participate in the Secondary Market The submit role READ WRITE can access all the public and private web pages for the given Asset Owner The view role READ ONLY that provides view only access to the user s private and public pages This account does not permit submission of portfolios into the TCR auctions or to trade TCRs on the secondary market A user i e a human being will be navigating through the TCR system as an Asset Owner The digital certificate issued to the user permits the user to access the TCR system on behalf of one or more Asset Owners When entering the TCR system the user has to choose the Asset Owner that he she wants to act on behalf of prior to navigation within the TCR system 4 3 8 TCR System Interfaces The SPP TCR system Interface has two functions a The public interface which allows Asset Owners to do
122. of TCRs in Existing TCRs folders and click the Set TCR button to associate the TCR with the new row in the left panel Modify the bid curve MW MW pairs Note that the last MW breakpoint specified implies the maximum MW amount offered for sale Please note that the user can get more information on an existing TCR by double clicking on the individual TCR under the Existing TCR folders The pop up screen shows several attributes of the TCR as shown in Figure 32 Nexant Inc Page 51 Version 2 0 opp Soutbwest Power Pool 8 4 4 8 4 5 8 4 6 TCR System Market Participant User Manual TCR Properties Pa LE WD 42171 Asset Owner Kim AO source GenJAN sink LSE 8 Available MW 200 TOU OFF Hedge Type OBL Start Date 07 01 2013 End Date 07 31 2013 OK Figure 32 Existing TCR Modify TCR Bids Find the TCR bids to be modified on the screen Modify the desired data fields using the same procedures described previously Hepeat the above two steps to modify the bids as many as you wish Click SAVE button in the bottom panel if necessary to save the updated bids of the portfolio in the database Delete TCR Bids Find the bids you wish to delete and highlight them Click the DELETE button in the bottom panel to delete those highlighted bids from the portfolio Save TCR Bids in the Portfolio Click the SAVE button in the bottom panel All the bids in the current portfolio are saved in the dat
123. on to download the contingencies data in the chosen formats The download will be in a zipped format which can be viewed using an unzipping tool A sample contingency list in CSV format is shown in Figure 64 Nexant Inc Page 96 Version 2 0 CPP Southwest Power Pool TCR System Market Participant User Manual EAI ld Annual Allocation 2013 June2013 CONTINGENCY CSV M Home Insert A Contingency OAK HUR 345 kV KEI MOR 345 kV MOR BRT 138 kV JAN IPP 138 kV HUR JAN 345 kV DOS EJB 345 kV FED RAL 138 kV CAT NAT 345 kV 10 EJB QUA 345 kV 11 DOS 138 345 XF 1 1 2 3 A 5 6 7 8 0 Page Layout Formulas Data Review View fe Team o Q o us zZ C D E DeviceName DeviceType Action Class OAK HUR 345 LINE Line KEI MOR 345 LINE Line MOR BRT 138 LINE Line JAN IPP 138 LINE Line HUR JAN 345 LINE Line DOS EIB 345 LINE Line FED2 RAL 138 LINE Line CAT NAT 345 LINE Line EIB QUA 345 LINE Line OUT OUT OUT OUT OUT OUT OUT OUT OUT DOS 138 345 1 TRANSFORMER Transformer OUT M gt H Annual Allocation 2013 June2013 3 4 E HJ 100 C Ready Ed Figure 64 Sample Contingency List in CSV Format The following information is available from this file Contingency The name of the contingency ON ON ON ON ON ON ON ON ON ON al Device Name he name of the device which is inaged or outaged in the contingency Device Type The type
124. on window with the open and close dates is listed The Summary Panel is a matrix of round specific MW quantities columns of this matrix for the various types of entitlements rows of this matrix The columns of this matrix are Round Cap Nomination Cap for the set of entitlements for the Asset Owner for this Asset Owner for this ARR Allocation per SPP Market Protocols Round Nomination MW nominated by the Asset Owner in this round of the ARR Allocation market Round Allocation The allocated MW corresponding to the Candidate ARR nominations for this round of the ARR Allocation market The rows of this matrix are NITS OFF Network Integration Transmission Service NITS type of entitlement for the off peak time of use in this round of the ARR Allocation market PTP OFF Point to Point PTP type of entitlement for the off peak time of use in this round of the ARR Allocation market NITS ON Network Integration Transmission Service NITS type of entitlement for the on peak time of use in this round of the ARR Allocation market PTP ON Point to Point PTP type of entitlement for the on peak time of use in this round of the ARR Allocation market Nexant Inc Page 16 Version 2 0 OPP Southwest Power Pool TCR System Market Participant User Manual CPP Southwest Transmission Congestion Rights Market User Interface Power Pool TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1581 Welcome Kim AQ Role s ROL
125. or the Outage DeviceName The name of the transmission line or transformer being outaged DeviceType Type of device Line or Transformer Class The time period of use Peak ON or Off peak OFF 10 1 3 Download and View Market Data By clicking the Market tab on Public TCR interface the users will enter the Market Data download page shown in Figure 69 Nexant Inc Page 102 Version 2 0 CPP Southwest Power Pool Transmission Congestion Rights Market User Interface Welcome John AO Role s ROLE MP ROLE MP RWV Log Out TCR System Market Participant User Manual Home Download Public Market Term Monthly Auction Marke Monthly July 2013 General Network Market Historical Format Last Modified Date Baseloading TCRs XML CSV 03 21 2012 17 26 16 CPT Sources and Sinks XML 7 CSV E 03 21 2012 17 26 17 CPT Download Figure 69 Market Data on the Public TCR Interface The user selects the market data to download by selecting the Market Term from the drop down list on the left and the required Market from the drop down list on the right 10 1 3 1 Download and view Sources and Sinks data in XML or CSV formats Check the box associated with the Sources and Sinks data category as shown in Figure 69 for XML and or CSV formats Then click the Download button to download the sources and sinks data in the chosen formats The download will be in a zipped format which can be viewed using an unzipping
126. p 378 226 526 H VALID 60 0 60 0 3 0 io 113 i22 3B H VALID 70 0 70 0 35 0 p p E aui 331 a VALID 100 0 100 0 0 D EIE ans 83 zd VALID i5BD 150 0 730 ER 432 233 351 H VALID 70 0 70 0 35 0 0 0 45E i4 i45 H VALID 60 0 60 0 7 0 p p Baz 295 556 tel VALID 60 0 60 0 3n p p 383 16 15 zi VALTO 60 0 60 0 3n n p 114 rrr ti H wamm ann En ni 3n n nn TER We Rri 4 Li Asset Owner EH Kim 40 k Kim AC Kim AD Kim AC Kim 40 m Kim AJ Kim AT Kim 40 Wien An j Page 1 of2 GE Pi Displaying records 1 20 of 30 Figure 6 Right arrow on the Nomination Editor displays Nexant Inc Page 24 Version 2 0 CPP Southwest Power Pool CPP Southwest Transmission Congestion Rights Market User Interface TCR System Market Participant User Manual Power Pool TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1527 Welcome Kim AQ Role s READ WRITE Log Out ROLE_MP Home Nomination Effecittwe Dates Nomination Window Market Period Round 5 Start Date End Date Open Date Clase Date Annual Allocation FAT RrZ Jun_13 Round 1 0012013 08302013 02Sa 0252012 09 41 12 CPT 16 41 16 CPT Summary Round Cap Round Maminatinn Bound Allpzstian PTP OR DE Bay 383 4 PTP DFF 567 557 308 4 E NITS OFF 204 8 17B 129 4 E HITE ONM 204 8 l17E 113 4 Round 1 amp 2 Nomin ati n Editar PTA NITS Status Entitlement M V CandidisEe Mii Hom
127. pant User Manual Home Secondary Market Secondary Market Offers amp Responses Buy Sell Listing Offer Response My Buy Offer My Sell Offer setAo CQ sert TCR Add Retrat C upload E save C Download Posted Offers C Download All Offers E EXGN ID Type Responding AO Status TCRID Source Sink gt ae 2002 PUBLIC John AO Approved 70454 LSE 7 LSE 11 SOURCE S cep HMU E INDP y John AO KBPU KCPS KEPC z KMEA KFP KVEC LESM z LIND LOCK MCU MEAM MIDW MOWR MTVN MULV Meng AQ NELI NMEC Displaying items 1 1 of 1 NPPD Figure 54 Buying MP adds Asset Owner and Accepts Step 5 a Step 6 Once the buyer has clicked ACCEPT the status of the sell offer will change to either Accepted or Declined See Figure 55 If the buying Asset Owner does not have the requisite credit to purchase the TCR the offer will be Declined and an error message will be displayed describing the required credit to fulfill the purchase and the buyer s available credit The seller will also be able to see that the offer was Declined but a more generic message without the buyer s available credit information will be displayed when the seller clicks on the Declined link Nexant Inc Page 85 Version 2 0 CPP Southwest Power Pool amp OP p Southwest Transmission Congestion Rights Market User Interface Power Po ol TCR System i HEDGE Version 1 0 0 S
128. peak times of use The download will be in a zipped format which can be viewed using an unzipping tool The data contained in this file is augmented with a SPP supplied Device Name that is included in comment form at the end of each PSS E data record 10 1 2 5 Download and view Parallel Flows in XML or CSV formats Check the box associated with the Parallel Flows data category as shown in Figure 63 for XML and or CSV formats Then click the Download button to download the contingencies data in the chosen formats The download will be in a zipped format which can be viewed using an unzipping tool A sample parallel flows list in CSV format is shown in Figure 67 Nexant Inc Page 100 Version 2 0 o opp Soutbwest Power Pool FAI id dE Annual Allocation 2013 Dec2013 Mar2014 PARALLE Home Insert Page Layout Formulas Data Review View Team o9 ca pp ES TCR System Market Participant User Manual C D E l Source Sink Flowgate HedgeType Class MW ANA External 24 2 GenANA LSE5 OPT ON NUG External ON GenNUG LSE 5 OPT ON BEL External ON GenBEL LSES5 OPT ON ANA External 24 GenANA LSE 5 OPT ON ONE External ON GenONE LSE 5 OPT ON BEL External OFF GenBEL LSE5 OPT OFF NUG External OFF GenNUG LSE 5 OPT OFF ANA External 24 2 GenANA LSE5 OPT OFF ANA External 24 GenANA LSE5 OPT OFF ONE External OFF GenONE LSE 5 OPT OFF M 4 gt M Annual Allocation 2013 Dec2013 4 I Ready 7 ERR LET 10096 2 3
129. pload a CSV format portfolio file from the local computer The user is presented with a pop up window as shown in Figure 22 Create New Portfolio Portfolio Name Market Name Monthly July 2013 Period Name Jul 13 Round Round 1 Upload Bid File Browse Create Portfolio Cancel Figure 22 Create New Portfolio To create an empty portfolio enter a valid Portfolio Name and click Create Portfolio To upload a portfolio enter a valid Portfolio Name browse for the file and then click Create Portfolio A sample CSV file is shown in Figure 17 Nexant Inc Page 39 Version 2 0 SPP Southwest Power Pool A Portfolio Name is a required field when uploading a Portfolio Without a name the portfolio will be rejected when uploaded The Portfolio Description is optional TCR System Market Participant User Manual Finally this newly created portfolio appears as a new row in the tabular form in the page Portfolio List 7 3 3 Download Portfolios Select the CSV link in the Download Column in the page Portfolio List The new file is saved in the CSV format with the same name as the portfolio 7 3 4 Delete Portfolios Click the command button Delete to delete the portfolio that is no longer required The portfolio designated for deletion will be removed from the Portfolio List Deletion of a portfolio that has been submitted to an auction in the past does not remove the portfolio from the
130. r for whom the bid portfolio is being created Description An optional short description that a market participant may wish to associate with the bid It can be used to store tags or IDs that market participants use within their own systems Immediately below the Upper Panel in the Bid Portfolio Editor the user is presented with several functions on the following widget bar The following functions are available on this widget bar Bid Portfolio Editor Valid e Add e Remove e Clear All Ca Upload E Save E Download E Download Message Back Nexant Inc Figure 29 Bid Portfolio Editor Functions Add This button adds a single new bid record to the portfolio editor Remove This button deletes the selected set of bid record from the portfolio editor Note that multiple rows can be selected by holding down the Shift key Clear All This button deletes all bid records from the portfolio editor Upload This button allows the user to upload a csv formatted file of bids to the portfolio editor A sample file containing buy bids is shown below in Figure 30 Validation of the bid set is conducted during the upload and errors are reported to the user on the screen The errors are also available as a download report by clicking the Download Message button Page 49 Version 2 0 CPP Southwest Power Pool TCR System Market Participant User Manual x Microsoft Excel July 2013 Portfolio 2 csv W3 v fe A
131. r is allowed to perform the following tasks in the Secondary Market 1 View listed market postings 2 Post bids to buy Nexant Inc Page 139 Version 2 0 CPP Southwest Power Pool 3 Post offers to sell 4 Accept posted bids to buy 5 Accept posted offers to sell TCR System Market Participant User Manual 10 3 2 2 Viewer Access By clicking the menu item Secondary Market a viewer automatically enters the web page display shown in Figure 99 amp OP p Southwest Transmission Congestion Rights Market User Interface Power Pool TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1143 Welcome AO Joann3 Role s Log Out READ WRITE ROLE MP Home Secondary Market Secondary Market Offers amp Repsonses Buy Sell Listing Offer Response My Buy Offer My Sell Offer setaO CQ set TCR Add Retract Ca Upload E save C Download Posted Offers Cj Download All Offers 4 J Asset Owners ID Type Responding AO Status TCRID Source Sink a L Existing TCRs 3i PUBLIC Posted 45453 LSE 10 GenJAN 32 PUBLIC Posted 29072 GenBEL GenDOS 33 PUBLIC Posted 39171 GenONE LSE 2 35 PUBLIC Posted 36699 GenONE LSE 1 39 PUBLIC Posted 38783 GenONE LSE 5 49 PUBLIC Posted 38606 GenONE LSE 8 50 PUBLIC Posted 38603 HUB 3 SOURCE GenDOS 51 PUBLIC Posted 30900 GenONE LSE 5 52 PUBLIC Posted 38607 HUB 3 SOURCE LSE 8 SOURCE 54 PUBLIC Posted 38718 GenONE LSE 8 55 PUBLIC Posted 36697 GenONE LSE 8 56 PUBLIC Posted 38742 GenBEL GenDOS PUBL
132. raded Nexant Inc Page 60 Version 2 0 65 SPP Southwest Power Pool TCR System Market Participant User Manual a Class Peak ON or off peak OFF of the TCR being traded a Contact The name address phone number email address of the designated person regarding this transaction for the PTP TCR It is assumed that this person is authorized to conduct this transaction on behalf of the Asset Owner Q Description An optional short description that a market participant may wish to associate with the secondary market transaction It can be used to store tags or IDs that market participants use within their own systems 9 3 1 Posting a Secondary Market Trade Asset Owners Submitters can post a buy bid or sell offer to the secondary market by the following steps 9 3 1 1 Goto Offers Click on Offer tab on the left hand side of the screen in between the Buy Sell Listing and the Response tabs shown in Figure 34 A Private Posting editor appears as shown in Figure 35 This display is divided into two tabs a tab entitled My Buy Offers and another tab entitled My Sell Offers Nexant Inc Page 61 Version 2 0 CPP Southwest Power Pool amp OP p Southwest Transmission Congestion Rights Market User Interface Power Po ol TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1416 Welcome John AO Role s READ WRITE Log Out ROLE MP TCR System Market Participant User Manual Home Secondary Market Secon
133. rading in Secondary Market cccccccccccsseseceeceeeseeeeeseeseceeesseeeeeeeesseeeeeeesuaaeeeeesaaeeeeeesaaess 56 9 1 Overview of Secondary Market ccccccccccccccssseeceeeeeeeseceeeseeeeeeeesseeeeeeeeesseeeeesseseneeeeeeeas 56 9 2 Accessing the Secondary Market cccccccccsssescceseeeeeeceeeeseeeeeeeeseeeeeeeesseaeeeesssseneeeeeeeas 56 9 3 Secondary Market Public posting GISPIAY ccccccceeeeeeeeeeeeeeeeeeeeeeeeeeeesaaeeeeeeesaeeeeeeeeeas 58 9 3 1 Posting a Secondary Market Trade ccccccseseeceeeeeeeeeeeeseeeeeeeeeesaeaeeeeesseaeeeeeeeaseees 61 SM REMECOIDIO OM 61 9912 AUP A BUY OT Cal c 62 9 3 1 3 Submit a Sell OffOF cisussevesauscuF E ctt A xd EU o bx UTE X EO LR RN ER EU FoU ba cd wa tu dota 69 9 3 2 Accepting a Secondary Market Trade sseeeesessssssseeeeeeenneeennnnnnnnns 73 9 3 2 1 Responding to a Buy Bid POSTING cccccceeccceeeeceeeeeeeetececeeeeseeeeseeesaueesaues 74 9 3 2 2 Responding to a Offer to Sell posting ccc cceeccseeeceeeeceeeeceeeeseeeeseeeseeeesaues 81 9 3 3 Secondary Market Trade Activity FIOWS cccccccccsseeceeeeeeeeeeeeeeeeeeeeeeeseeeeeessaaeees 88 10 Public and Private DownloadS n tics e i oe andensssded dua sdacdeunstacteubleddbenerqedcetiediucendeseests 92 10 1 Available Public Information on the TCR Download Interface 92 10 1 1 Downloa
134. rce sink clearing prices data category as shown in Figure 74 for XML and or CSV formats Then click the Download button to download the auction clearing price data in the chosen formats The download will be in a zipped format which can be viewed using an unzipping tool A sample auction clearing price list in CSV format is shown in Figure 75 at m wj Bookl Microsoft Hoi Ins Pag For Dat Rev Vie amp cpp Es P29 A SourceSink Class ClearingPrice Round LSE 8 ON 456 51 Round1 HUB3LOAD ON 464 73 Round1 GenONE ON 1767 11 Round1 LSE 7 ON 118 55 Round1 LSE 6 ON 414 87 Round1 GenDOS ON 0 Round1 LSE 8 SOURCE ON 456 51 Round1 GenANA ON 926 51 Round1 LSE 5 ON 565 19 Round1 GenBEL ON 1181 74 Round1 1 2 3 4 5 6 T 8 g H bao M 4 Mj lt Sheet Ready E 110 Figure 75 Sample Auction Clearing Price List in CSV Format The following information is available from this file SourceSink The name of the source or the sink Class The time period of use Peak ON or off peak OFF market for which the source sink clearing price is calculated Clearing Price The clearing price of the source sink in MW Round The round number of the auction 10 1 5 2 Download and view Results for an auction in XML or CSV formats Nexant Inc Page 109 Version 2 0 opp Southwest Power Pool Check the box associated with the Auction Results data category as shown in
135. rivate General Data Downloading and Viewing By clicking the General Data tab on the Private section of the Downloads drop down menu the user enters the private General Data downloads page which is shown in Figure 82 Nexant Inc Page 117 Version 2 0 opp Soutbwest Power Pool 5 opp Southwest Transmission Congestion Rights Market User Interface Power Pool TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1142 Welcome AO Joann3 Role s Log Out READ WRITE ROLE MP TCR System Market Participant User Manual Download Home Download f Private Private Public General Market Results Format Last Modified Date Existing ARRs XML CSV 06 11 2012 14 45 42 CPT Existing TCRs XML CSW 06 11 2012 14 45 42 CPT Figure 82 Private General Data Downloads 10 2 1 1 Download and view existing ARRs in XML or CSV formats Check the box associated with the Existing ARRs data category as shown in Figure 82 for XML and or CSV formats Thenclick the Download button to download the existing ARRs data in the chosen formats The download will be in a zipped format which can be viewed using an unzipping tool A sample Existing ARRs list in CSV format is shown in Figure 83 Nexant Inc Page 118 Version 2 0 opp Soutbwest Power Pool TCR System Market Participant User Manual EXISTIMG ARR CSV Microsoft Excel Insert Page Layout Formulas Data Review View F G H l J ARR ID AssetOwner ServiceType Source Sink StartDate EndDate
136. rket Participant User Manual E to store tags or IDs that market participants use within their own Systems Home Momination Effecitve Dates Market Period Round Start Date End Date Annual Allocation 2014 e Jun 14 Round 3 en hl E 06 01 2014 06 30 2014 Summary Round Cap Round Nomination NITS OFF PTP OFF PTP ON MITS OM 312 1 731 3 731 3 312 1 0 0 0 0 3L 0 0 P Round 3 Nomination Editor Add FTP o Remove 9 Clear All Cal Upload B Save E Download Lal Download Message NITS Candidate ID Status Nominated MW Allocated MW Source Sink kt 83001 75003 75002 75004 127001 118001 126001 VALID VALID VALID VALID VALID VALID VALID 20 0 0 1 0 1 0 6 0 1 10 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 SE 3 GenAMA GenAMA GenMOR 1 GenEJB LSE 3 GenONE LSE 6 GenBEL GenBEL GenMOR 2 LSE i LSE 6 LE 2 Bl el E el el E k Displaying records 1 7 of 7 Figure 11 Round 3 Nomination Editor Immediately below the Upper Panel in the Nomination Editor the user is presented with several functions on a widget bar as shown in Figure 12 Nexant Inc Page 30 Open Date 08 08 2012 17 44 52 CPT Homination VVindow Close Date 10 31 2012 13 47 55 CPT Round Allocation 0 0 0 0 0 0 0 0 Data Qs Set Sink SS Sources amp Sinks E GenANA GenBEL GenDos GenEJB E Gen JAN E GenMOR 1 E GenMOR 2 E Gennuc E
137. s Valid and Error In case of invalid bids the nomination row can be expanded by clicking the plus icon in the extreme left column The expanded row will now display additional information about the status of the nomination Nominated MW MWs nominated by the Asset Owner in this round of the ARR Allocation Allocated MW MWs allocated for this Candidate ARR after the simultaneous feasibility analysis was executed o Source A text box to denote the name of the source for a Candidate ARR The data can be entered by selecting the record then selecting the desired source name under the folder Sources amp Sinks in the right central panel and clicking the Set Source button o Sink A text box to denote the name of the sink for a Candidate ARR The data can be entered by selecting the record then selecting the desired sink name under the folder Sources amp Sinks in the right central panel and clicking the Set Sink button o Class A list box to select either peak ON or off peak OFF o Asset Owner A text box to denote the name of the owner for a particular TCR This data is automatically populated with the name of the Asset Owner for whom the nominations are being created Nexant Inc Page 29 Version 2 0 CPP Southwest Power Pool Description optional An optional short description that a market participant may wish to associate with the nomination It can be used TCR System Ma
138. s bear full responsibility for acquiring any and all information regarding participation in the SPP ARR allocations and TCR auctions and participate in them at their own risk SPP reserves the right at its sole discretion and without any obligation to make improvements to or correct any error or omissions in any portion of the ARR and TCR Market Participant User s Manual Nexant Inc Page ill Version 2 0 opp Soutbwest Power Pool Revision History TCR System Market Participant User Manual Version Revised by Issued Date Effective Date Initial Draft October 31 2012 July 1 2013 Nexant Inc Page iv Version 2 0 65 SPP Southwest Power Pool TCR System Market Participant User Manual TABLE OF CONTENTS 1 Overview of this User Manual cece ccc ceccececeeceeceeeeceeceececeeceeceeaecaeceeaeeaeceeaueaesaeceeseeaeeneseeaes 1 2 MOUIN aa ae ee we ML IM d e ETE 2 2 1 Whats an ARR M TCR 2 22 EIU a E a E E E E E EE ES AA A E E AE E E EE 2 293 OPP TOR OySlEM eas aein aii ee eo ees 3 2 4 Interfacing with SPP TCR System eessssssssssesseseeen nnne nennen nnn nena nnne nnns 3 2 5 Whois this User s Manual for ssssssssessseesemm emm Imm Innen em renememet rire tetet etre re renis 3 3 SPP TCR System OVeGIVIQW ien ona e ea oxi pa entum E nkan xke atas ona ks en npa tha me e En Una ae stas uuu pasa a KEEA 5 3 1 QUT RNC RRPRu A mmOECE ED 5
139. ser Manual Check the box associated with the Baseloading TCRs data category as shown in Figure 69 for XML and or CSV formats Then click the Download button to download the sources and sinks data in the chosen formats The download will be in a zipped format which can be viewed using an unzipping tool A sample Baseloading TCRs list in CSV format is shown in Figure 71 E C D E F G 1 TCR_ID MarketParticipant Source Sink MW HedgeType Class Origin 2 42172 MP1 HUB 3 SOURCE LSE 8 SOURCE 15 OBL OFF Annual Auction 3 42170 MP1 GenNUG L5E 6 44 2 OBL OFF Annual Auction 4 42171 MP1 GenJAN LSE 8 200 OBL OFF Annual Auction M 4 gt M Monthly July 2013 July2013 BASE 4 IKIN gt i Ready E E 100 Figure 71 Sample Baseloading TCRs Data in CSV Format The following information is available from this file TCR ID The ID of the previously awarded TCR Market Participant The name of the Market Participant who owns the TCR Source The name of the TCR source Sink The name of the TCR sink MW The MW associated with the TCR HedgeType The Hedge Type of the TCR Obligation Option Class States whether the source sink is valid during the peak ON hours or off peak OFF hours Origin Describes the origin of the TCR 10 1 4 Download and View Results Allocation Data By clicking the Results tab on the Public TCR interface the users will enter the Result download page and the user is pres
140. ss TCR System Market Participant User Manual By clicking the menu item Secondary Market a submitter automatically enters the web page display shown in Figure 98 amp SPP Southwest Transmission Congestion Rights Market User Interface Power Pool TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1143 Welcome AO Joann3 Role s Log Out READ WRITE ROLE MP Home Secondary Market Secondary Market Offers amp Repsonses Buy Sell Listing Offer Response ID 31 32 33 35 39 49 50 51 52 ot 55 56 25 15 Buy Sell SELL SELL Initiating AO AO Joanna AO Joanna AQ Joanna AQ Joann3 AO Joanna AO Joanna AO Joanna AO Joanna AQ Joanna AO Joanna AO Joanna AO Joann3 AO Joanna Kim AO Source LSE 10 GenBEL GenONE GenONE GenONE GenONE HUB 3 SOURCE GenONE HUB 3 SOURCE GenONE GenONE GenBEL GenONE LSE 3 Sink GenJAN GenDOs LSE 2 LSE 1 LSE S LSE 8 GenDos L5E 5 LSE 8 SOURCE LSE 8 LSE8 GenDOs LSE 1 LSE 8 SOURCE Start Date 04 01 2014 06 01 2013 07 01 2013 08 01 2013 07 01 2013 04 01 2014 04 01 2014 06 01 2013 04 01 2014 07 01 2013 08 01 2013 07 01 2013 08 01 2013 06 01 2013 EndDate 04 30 2014 06 30 2013 07 31 2013 08 31 2013 07 31 2013 05 31 2014 05 31 2014 06 30 2013 05 31 2014 07 31 2013 08 31 2013 07 31 2013 08 31 2013 06 01 2013 Sa Se Se Q Se S S S S e C WU NS Displaying items 1 14 of 14 Figure 98 Secondary Market Submitter A submitte
141. t Formulas Data Review View Team 9 Q c gl X R19 Y fe v A B C D E F G H J K L M 1 Entitlement MW Candidate MW Nominated MW Allocated MW Entitlement ID Summary ID Candidate ID Service Type Asset Owner Source Sink Class Period Name 2 150 75 37 5 37 5 20577 1232 45351 PTP Kim AO GenJAN LSE 8 ON Jun 14 F 3 50 47 3 23 0 20669 1288 45056 PTP Kim AO GenRAL LSE 5 ON Jun 14 60 60 30 0 20411 1238 45335 PTP Kim AO GenMOR 1 LSE 4 ON Jun 14 5 60 41 8 20 9 8 8 20304 1216 44886 PTP Kim AO GenJAN LSE 3 OFF Jun 14 6 60 41 8 20 9 8 8 20782 1222 45411 PTP Kim AO GenJAN LSE 3 OFF Jun 14 7 60 41 8 20 9 8 8 20457 1215 45497 PTP Kim AO GenJAN LSE 3 ON Jun 14 8 60 41 8 20 9 8 8 20781 1222 45188 PTP Kim AO GenJAN LSE 3 ON Jun 14 9 60 60 30 0 20412 1238 44860 PTP Kim AO GenMOR 1 LSE 4 OFF Jun_14 10 60 41 8 20 9 8 8 20458 1215 45381 PTP Kim AO GenJAN LSE 3 OFF Jun_14 60 57 1 0 20552 1226 45194 PTP Kim AO GenJAN LSE 6 OFF Jun 14 M 4 gt gt Kim AO Annual Allocation 2014 J 3 Il 4 all Ready 23 E a 100 t Figure 8 Rounds 1 and 2 Nomination File Typically users download the nomination file from the nomination editor update the Nominated MW values and upload the file to register the nominations in the system During the upload process the system uses the Candidate ID to determine the ARR being modified and updates the system database with the nominated MW in the file See Figure 9 Nomination Upload Validating AO Period Candi
142. te Market Term Annual Auction A Marker Annual2013 FAT Round Found 1 General Market Results Last Modified Date Bids and Offers XML CSV 06 11 2012 17 16 09 CPT Self converted ARRs XML CSV 06 11 2012 17 16 09 CPT Figure 91 Private Auction Data Downloads 10 2 3 2 1 Download and view Bids and Offers Results in XML or CSV formats Check the box associated with the Bids and Offers Results data category as shown in Figure 91for XML and or CSV formats Then click the Download button to download the auction results data in the chosen formats The download will be in a zipped format which can be viewed using an unzipping tool A sample private auction results list in CSV format is shown in Figure 92 Nexant Inc Page 130 Version 2 0 opp Soutbwest Power Pool TCR System Market Participant User Manual x id 9 M Annual Auction 2013 June2013 Round 1 BID AND OFFER CSV Microsoft Excel ca s Home Insert Page Layout Formulas Data Review View Acrobat Team 9 Q o ep XS W13 M f v A B E D E E G H I J K L M N O P Q x 1 BID ID TCR ID Category Portfolio AssetOwner Source Sink StartDate EndDate HedgeType Type Class Round AwardedMW ClearingPrice MW PricePerMW 2 43010 PTP BuyBuyBuy Kim AO GenDOS LSE11 6 1 2013 6 30 2013 OBL BUY ON Roundi 0 10 0 10 3 50 7 4 43013 PTP BuyBuyBuy Kim AO GenNUG LSE6 6 1 2013 6 30 2013 OBL BUY OFF Round1 44 2 4 12 0 5 5 50 4 6 43011 PTP BuyBuyBuy Kim AO GenDOS LSE11 6 1 2013 6 30
143. to manage ARR and TCR bids via the Private TCR interface a Trading in Secondary Market describes how to trade TCRs on the secondary market via the Private TCR interface a Nomination Editor describes how to manage Candidate ARR nominations via the Private TCR interface The SPP Commercial Model calls for multiple Asset Owners to be represented by a single Market Participant Access to the TCR System and ownership of ARRs and TCRs are in the name of Asset Owners Hence this user manual will refer to Asset Owners throughout the document except when an explicit reference to a Market Participant is required Nexant Inc Page 1 Version 2 0 65 SPP Southwest Power Pool TCR System Market Participant User Manual 2 Introduction 2 1 What is an ARR An Auction Revenue Right ARR is a financial instrument that entitles an Asset Owner to a share of the revenues generated in the annual or monthly TCR Auctions ARRSs are initially allocated to Asset Owners based on historical usage of the transmission network and future transmission service reservations SPP will conduct studies annually and monthly to allocate ARRs based on nominations from transmission service reservations and grandfathered agreements Thus the Asset Owner can acquire an ARR from two sources a The Annual ARR Allocation a Incremental ARR Allocation 2 2 Whatis a TCR A Transmission Congestion Right TCR is a financial instrument that entitles the holder to receiv
144. tool A sample source sink list in CSV format is shown in Figure 70 Nexant Inc Page 103 Version 2 0 o opp Southwest Power Pool TCR System Market Participant User Manual Name Type Class PriceNode BusName LSE 10 HUB ON KEI345 KEI 3451 LSE 11 SOURCE HUB ON IPP 138 IPP 1381 BRT 69 BRT 691 BRT 138 BRT 1381 MOR 135 MOR 1381 LSES SOURCE HUB Ol FED 345 FED 3451 HUR 138 1 HUR 1381 FED 136 2 FED 1382 FED 138 1 FED 1381 HUR 138 2 HUR 138 2 HUR 345 HUR 3451 DOS 138 DOS 1361 JAN 138 JAN 1381 E 00 2 38 345 Figure 70 Sample Source Sink Data in CSV Format The following information is available from this file Name The name of the Source Sink Type The source sink type Generator Node Load Node Load Zone Hub Fixed Aggregate Interface Loop Flow Node Pseudo Tie Generator Node Pseudo Tie Load Node Demand Node Type 1 Demand Node Type 2 External Asynchronous Resource Node Stored Energy Resource Class States whether the source sink is valid during the peak ON hours or off peak OFF hours PriceNode The name of the elemental Pnode associated with the source sink BusName The name of the bus associated with the source sink associated with the source sink comes from the augmented name from the PSS E M file 10 1 3 2 Download and view Baseloading TCRs data in XML or CSV formats Nexant Inc Page 104 Version 2 0 opp Southwest Power Pool TCR System Market Participant U
145. ts System Market User Interface XML Reference TCR System Market Participant User Manual 5 opp Southwest Transmission Congestion Rights Market User Interface Power Po ol TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1414 Welcome Kim AO Role s READ WRITE Log Out ROLE MP Home Download f Public General Network Market Results Historical Format Last Modified Date Existing TCRs AML CSW 06 28 2012 09 55 15 CPT Figure 61 General Data Available from the Public TCR Interface 10 1 1 1 Download and view the Existing TCRs in XML or CSV formats Nexant Inc Page 93 Version 2 0 o opp Soutbwest Power Pool Check the box for XML and or CSV formats and click the Download button to download the existing TCRs list in text file s of the chosen formats The download will be in a zipped format which can be viewed using an unzipping tool A sample existing TCRs list in CSV format is shown in Figure 62 TCR System Market Participant User Manual PUBLIC EXISTING TCR CSV Microsoft Excel x i W ls 02555 dx A B C D E G H 1 TCR ID SegmentlD MarketParticipant Category Source Sink StartDate EndDate 64336 1 MP2 PTP ISE1 LSE 2 Insert Page Layout Farmulas Data Review View HedgeType Class MW Pd 64028 64916 54465 63813 63854 64332 WO Go I on ee 54656 64853 64862 63844 64138 64521 64436 64554 63834 64457 M 4 H PUBLIC EXISTING TCR a 1 MP2 1 MP2 1 MP2 1 MP2 1
146. tstanding TCRs and no impact on the market clearing prices in the TCR auctions In particular there is no need for SPP to perform simultaneous feasibility tests for trades in the Secondary Market When a TCR is traded the associated firm transmission capability is not reassigned just the financial entitlements The following steps are required to trade a TCR in the Secondary Market An Asset Owner posts a buy bid or sell offer An Asset Owner accepts this posting and confirms the trade The system executes a credit check to ensure that the trade can be completed If the credit requirements are satisfied the trade is accepted and comes into effect while if the credit requirements are not satisfied the trade is denied 9 2 Accessing the Secondary Market Depending on information contained in the digital security certificate a user is designated to either as a viewer READ ONLY or a submitter WRITE ONLY Functionally the viewer and submitter roles are equivalent except that a viewer is not afforded the opportunity to post a bid or sell offer or accept a trade The Secondary Market is a market system designed to facilitate the trading of TCRs by Asset Owners lt operates on a classified advertisement principle where TCR buy bids and sell offers are posted for other asset owners to peruse Upon viewing a posting that interests an Asset Owner the Asset Owner communicates with the entity Nexant Inc Page 56 Version 2
147. uild 1276 Welcome AO Joann3 Role s Log Out READ ONLY ROLE MP TCR System Market Participant User Manual Home Auction Portfolio List Effecitve Dates Bidding Window Market Period Round AnnuaDO13 FAT in d z Round 1 C Start Date End Date Open Date Close Date l 05 01 2013 06 30 2013 06 13 2012 06 14 2012 21 00 12 CPT 10 53 40 CPT Portfolio Name Date Modified Download Status Submit Retract Delete Testcase 06 11 2012 14 24 54 CPT CS New first 06 05 2012 10 56 00 CPT CoV Approved Showing 1 to 2 of 2 entries Figure 21 Portfolio List View Role READ ONLY The following subsections describe the functions of managing portfolios on the TCR interface If the functions are unique to the submitter READ WRITE type of user they will be pointed out explicitly Nexant Inc Page 38 Version 2 0 AN pp Southwest Power Pool 7 3 1 View Existing Portfolios TCR System Market Participant User Manual Select the TCR Bids Offers tab Select the desired Market Period and Round using the drop down menus and then click Go Click the portfolio s name which is in the column Portfolio Name shown in Figure 20 and Figure 21 Then the web page Portfolio Editor will pop up to display the detailed TCR bid information The Portfolio Editor will be covered in detail later in next chapter 7 3 2 Create Auction Portfolios by File Upload Click the command button Add New to create an empty portfolio or to u
148. ular Market Term Annual Allocation Incremental Allocation Annual Auction or Monthly Auction from a drop down list and the specific Market name from the second drop down list Where applicable the user has to further select the auction round 10 1 2 Download and View Network Data By clicking the Network tab on Public TCR interface the users will enter the Network Data download page shown in Figure 63 Nexant Inc Page 95 Version 2 0 o opp Soutbwest Power Pool 5 cp p Southwest Transmission Congestion Rights Market User Interface Power Pool TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1414 Welcome Kim AO Role s READ WRITE Log Out ROLE MP TCR System Market Participant User Manual Home Download Public Market Term nnual Allocation Market Annual Allocation FAT Rr2 Full Mod General Network Market Results Historical Format Last Modified Date Contingencies XML CSV 06 28 2012 09 57 38 CPT Flowgates XML CWT 06 28 2012 09 57 38 CPT Monitored Lines and Transformers XML CSV 06 28 2012 09 57 38 CPT Network Model RAWD 06 26 2012 09 57 38 CPT Parallel Flows XML CSV I 06 28 2012 09 57 38 CPT Scheduled Outages XML CWT 06 28 2012 09 57 38 CPT Figure 63 Network Data on the Public TCR Interface 10 1 2 1 Download and view contingencies in XML or CSV formats Check the box associated with the Contingencies data category as shown in Figure 63 for XML and or CSV formats Then click the Download butt
149. und dropdown menu Nexant Inc Page 126 Version 2 0 o opp Southwest Power Pool TCR System Market Participant User Manual Transmission Congestion Rights Market User Interface Welcome Role s ROLE MP ROLE MP RW Log Out Home Download Private Market Term Annual Allocation iv Market SAT 2014 Annual Allocation ANO M Round Round 1 General Market Results Last Modified Date Allocation Results XML 7 CSV F 09 25 2012 10 22 33 CPT Figure 89 Private Allocation Data Downloads Check the box associated with the Allocation Results data category as shown in Error Reference source not found for XML and or CSV formats Then click the Download button to download the allocation results data in the chosen formats The download will be in a zipped format which can be viewed using an unzipping tool A sample private allocation results list in CSV format is shown in Figure 90 Nexant Inc Page 127 Version 2 0 anp Southwest Power Pool TCR System Market Participant User Manual x id l Annual Allocation 2013 August2013 Round 1 ALLOCATION RESULTS CSV Microsoft Excel a Home Insert Page Layout Formulas Data Review View Acrobat Team iz Qg co gH Candidate ID ARR ID AssetOwner Source Sink StartDate EndDate ServiceType HedgeType Class NominatedMW AllocatedMW Round 21011 Kim AO GenJAN LSE 3 8 1 2013 8 31 2013 PTP OBL OFF 30 0 Round 1 21471 Kim AO GenANA LSE 8 8 1 2013 8 31 2013 PTP OBL OFF 35 0 Round 1 2
150. urces Sinks in the right central panel Sink A text box to input the name of the sink for a TCR The data can be entered by selecting and setting the correct sink name under the folder Sources Sinks in the right central panel Class A list box to select either peak PEAK or off peak OFF PEAK and is automatically entered when selecting and setting the ARR from the Existing ARRs folder in the right central panel Hedge Type A list box to select obligation OBL for a PTP TCR and is automatically entered when selecting and setting the ARR from the Existing ARRs folder in the right central panel Page 53 Version 2 0 CPP Southwest Power Pool o Asset Owner A text box to input the name of the owner for a particular TCR The data can be entered by selecting and setting the correct item under the folder Asset Owner in the right central panel TCR System Market Participant User Manual Right Central Panel a display tree that contains the following TCR information o Existing ARRs This is a list of all the TCRs held by the Asset Owner Nexant Inc Page 54 Version 2 0 OPP SPP Home first Market Annual2013 FAT Power Pool TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1493 Welcome AO Joann2 Role s Auction Portfolio List Southwest Power Pool TCR System Market Participant User Manual Transmission Congestion Rights Market User Interface Log Out Southwest READ WRITE
151. wmoat Ca Dormont PTP Status It VALID BE cH zd 4 ki ki b i Filter Options Mominated M Y Allocebed MW 12 0 75 0 30 0 30 0 3n 31 0 30 0 25 0 30 12 0 n p D p Refresh t Displaying records 21 30 of 30 Figure 10 Action Icons on the Nomination Editor displays Nexant Inc Page 28 Version 2 0 SPP Southwest Power Pool 6 3 Round 3 Nomination Editor TCR System Market Participant User Manual The Round 3 Nomination Editor differs significantly from the Round 1 amp 2 nomination editor In the Round 1 amp 2 editor the user is presented with a list of Candidate ARRs that are derived from the entitlements belonging to the Asset Owner These Candidate ARRSs inherit the characteristics source sink time of use period of the entitlement and the user is only permitted to nominate from this entitlement subject to individual and global caps In contrast the Round 3 editor allows the user to create Candidate ARRs using sources and sinks i e paths of their own choice and nominating MW on them subject to global caps The Round 3 Nomination Editor is shown in Figure 11 The data is presented in tabular form with the following information o Candidate ID A textbox that creates an ID for each of the nominations added and saved This textbox cannot be edited o Status A textbox that displays the current status of the nomination The statuses can take on two value
152. wnload and view General data which consists of the list of TCRs for all Asset Owners Network data which consists of the contingency list flowgate definitions monitored lines transformers network model in pss e format parallel flows and scheduled outages This data is available for each allocation auction Nexant Inc Page 9 Version 2 0 SPP Southwest Power Pool Market data which consists of source sink definitions and base loading TCRs This data is available for each allocation auction TCR System Market Participant User Manual Market Results data o Allocation data which consists of the binding constraints o Auction data which includes the auction source sink clearing prices auction results and binding constraints Historical data comprising CARR nominations and auction bid data Public announcements messages a The private interface which allows each Asset Owner to access ARR Nomination Editor that permits Asset Owners to submit nominations to annual or incremental allocations o View total Peak and Off Peak MW amounts for the various types of entitlements o Filter download upload or view PTP if available candidate ARR data for an allocation market and modify nominated MW values for those Candidate ARRs Additionally the participant can view summaries for this type of entitlement for any round of the annual or incremental process o Filter download upload or view Network candidate
153. y Buy Offer panel In the My Offer Listings panel the offer status changes from Posted to Pending AO response See Figure 46 Nexant Inc Page 75 Version 2 0 o opp Southwest Power Pool TCR System Market Participant User Manual amp op p Southwes Transmission Congestion Rights Market User Interface Power Po ol TCR System i HEDGE Version 1 0 0 SNAPSHOT Build 1426 Welcome Kim AO Role s READ WRITE Log Out ROLE MP Home Secondary Market Secondary Market Offers amp Responses E Buy Sell Listing Offer Response 9 My Buy Offer My Sell Offer setAo Set Source Set sink Add Retract Ca Upload H save Cj Download Posted Offers 3 C3 Asset Owners ID Type Responding AQ Status Source Start Date AECC 20001 PRIVATE AQ Joann2 Pending AO Res YAK 345 10 01 2012 E AECI AEPM AMSE AO James AO Joann AO Joanns APM AUGK i AVCC CALP CHET CHSM CMLP cwer EDE EGP2 z ETEC EXGN GRDX GSECGS HCPD HMU INDP z John AO F Displaying items 1 1 of 1 Figure 46 Buy Offer has been assigned to a Seller Step 3 a Step 4 Selling Asset Owner must now confirm TCR purchase To do this the selling participant must sign into the system and go to the Private Postings display The user must select the TCR posting from the Responses tab they wish to fulfill See Figure 47 a Step 5 The Asset Own

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